Final Report on the Risk Assessment of the Mercury Spill in Northern
Transcripción
Final Report on the Risk Assessment of the Mercury Spill in Northern
FINAL Final Report on the Risk Assessment of the Mercury Spill in Northern Peru Prepared for: Minera Yanacocha S.R.L. Av. Camino Real 348 Torre El Pilar, Piso 10 Lima 27, Peru Prepared by: Shepherd Miller 3801 Automation Way, Suite 100 Fort Collins, Colorado 80525 November 2002 FINAL FINAL REPORT ON THE RISK ASSESSMENT OF THE MERCURY SPILL IN NORTHERN PERU TABLE OF CONTENTS EXECUTIVE SUMMARY……………………………………………………………….. ES-1 1 INTRODUCTION .........................................................................................................................1 1.1 Project Background..........................................................................................................1 1.2 Mercury ..........................................................................................................................2 1.2.1 Introduction.......................................................................................................2 1.2.2 Environmental Cycling .......................................................................................4 1.2.3 Typical Background...........................................................................................8 2.0 RISK ASSESSMENT PROBLEM FORMULATION............................................................ 12 2.1 Identification of Contaminants of Potential Concern (COPCs)........................................... 12 2.2 Site Description and Ecological Resources ....................................................................... 13 2.3 Conceptual Site Model: Fate, Transport, and Potential Exposure ........................................ 16 2.4 Assessment and Measurement Endpoints......................................................................... 20 3.0 EFFECTS CHARACTERIZATION AND BENCHMARK SELECTION.............................. 22 3.1 Mercury Toxicity to Humans and Benchmark Determination............................................. 22 3.2 Mercury Toxicity to Other Terrestrial Animals and Benchmark Determination ................... 26 3.2.1 Birds and Mammals ......................................................................................... 26 3.2.2 Plants ............................................................................................................. 33 3.3 Mercury Toxicity to Aquatic Biota and Benchmark Determination..................................... 37 3.4 Benchmark Summary..................................................................................................... 41 4.0 EXPOSURE ASSESSMENT................................................................................................ 43 4.1 Sampling Associated with Remediation and Monitoring ..................................................... 44 4.2 Phase I (Year 2000) Sampling Conducted In Support of the Risk Assessment.................... 49 4.2.1 Terrestrial Sampling and Tissue Analysis........................................................... 49 4.2.2 Sampling and Tissue Analysis of Aquatic Biota.................................................. 61 4.3 November 2000 Sampling (Shepherd Miller, SENASA, MYSRL)...................................... 74 4.4 Phase II Sampling Conducted In Support of the Risk Assessment...................................... 76 4.4.1 Terrestrial Sampling and Tissue Analysis........................................................... 77 4.4.2 Sampling and Tissue Analysis of Aquatic Biota.................................................. 88 4.5 Mercury Transfer to Terrestrial Biota .............................................................................. 99 5.0 RISK CHARACTERIZATION .......................................................................................... 102 5.1 Aquatic Resources ....................................................................................................... 102 5.2 Human Health.............................................................................................................. 105 Minera Yanacocha S.R.L. P:\100673\Risk\PDF files\English\Final Risk Report\PDF_Final Report_english.doc i Shepherd Miller November 2002 FINAL 5.3 Terrestrial Resources ................................................................................................... 107 5.3.1 Plants ........................................................................................................... 107 5.3.2 Animals ........................................................................................................ 108 6.0 SUMMARY AND CONCLUSIONS.................................................................................. 111 6.1 Summary..................................................................................................................... 111 6.2 Human Health.............................................................................................................. 111 6.3 Agricultural and Native Plants....................................................................................... 113 6.4 Terrestrial Animals ....................................................................................................... 114 6.5 Aquatic Resources ....................................................................................................... 115 6.6 Uncertainty.................................................................................................................. 116 7.0 REFERENCES .................................................................................................................. 119 LIST OF TABLES Table ES-1 Table ES-2 Table ES-3 Summary of the RA Conclusions for each Assessment Endpoint.............................ES-4 Mercury Concentrations in Aquatic Biota from Exposed and Reference Locations...ES-5 Mercury Concentrations in Soil and Vegetation and Terrestrial Insect Tissue ...........ES-5 Table 1.2.1 Table 1.2.2 Table 1.2.3 Example Solubility of Some Forms of Mercury............................................................ 5 Typical Units and Conversions ................................................................................... 8 Ranges of Mercury Concentrations in Diets in the U.S.A., Canada, Scotland, Italy, and Spain...................................................................................................................... 10 Evaluation of Trace Constituents in MYSRL Mercury............................................... 13 Mammal Orders and Likely Occurrence Near the Spill Area ..................................... 15 Fish Species in the Jequetepeque River and Gallito Ciego Reservoir ........................... 16 Summary of Assessment Endpoints and Measures of Effect and Exposure................. 21 Representative Human Health Drinking Water Criteria ............................................. 24 Listing of Values Reported as Safe Hg Limits by Various Countries and Regulatory Agencies for Fish.................................................................................................... 25 NOAEL and Effect Levels of Dietary Mercury for Mammals and Birds .................... 28 NOAEL and Effect Levels of Mercury in Drinking Water for Mammals and Birds ..... 30 Reported NOAEL and Effects Levels of Mercury in Animal Tissue .......................... 31 NOAEL and Effect Levels of Mercury in Plant Tissue ............................................. 34 NOAEL and Effect Levels of Mercury in Soil to Plants ............................................ 36 NOAEL and Effect Levels of Mercury in Water to Aquatic Biota ............................. 38 NOAEL and Effect Levels of Mercury in Aquatic Biota Tissue................................. 41 Summary of Benchmark Mercury Concentrations ..................................................... 42 Water and Sediment Sampling Locations .................................................................. 45 Results of the Phase I Soil Samples.......................................................................... 51 Results of the Phase I Vegetation Analyses.............................................................. 53 Table 2.1.1 Table 2.2.1 Table 2.2.2 Table 2.4.1 Table 3.1.1 Table 3.1.2 Table 3.2.1 Table 3.2.2 Table 3.2.3 Table 3.2.4 Table 3.2.5 Table 3.3.1 Table 3.3.2 Table 3.4.1 Table 4.1.1 Table 4.2.1 Table 4.2.2 Minera Yanacocha S.R.L. P:\100673\Risk\PDF files\English\Final Risk Report\PDF_Final Report_english.doc ii Shepherd Miller November 2002 FINAL Table 4.2.3 Table 4.2.4 Table 4.2.5 Table 4.2.6 Table 4.2.7 Table 4.2.8 Table 4.2.9 Table 4.2.10 Table 4.2.11 Table 4.2.12 Table 4.2.13 Table 4.3.1. Table 4.3.2 Table 4.3.3 Table 4.4.1 Table 4.4.2 Table 4.4.3 Table 4.4.4 Table 4.4.5 Table 4.4.6 Table 4.4.7 Table 4.4.8 Table 4.4.9 Table 4.4.10 Table 4.4.11 Table 4.4.12 Table 4.4.13 Table 4.5.1 Table 5.1.1 Table 5.2.1 Table 5.3.1 Table 5.3.2 Table 5.3.3 Table 6.1.1 Summary Statistics for the Phase I Vegetation Sampling ........................................... 58 Results of the Phase I Insect Tissue Sampling .......................................................... 59 Summary Statistics for the Phase I Insect Sampling .................................................. 60 Comparison of Soil and Insect Tissue Concentrations (Phase I) ................................. 60 Mercury Concentration in Phase I Aquatic Macroinvertebrate Samples...................... 63 Summary Statistics for the Phase I Macroinvertebrate Sampling ................................ 64 Results of the Phase I Fish Analyses........................................................................ 67 Summary Statistics for the Phase I Fish Sampling ..................................................... 72 Mercury Concentration in Fish at Each Location (Phase I) ........................................ 72 Mercury Concentrations for Each Fish Tissue Type (Phase I) ................................... 72 Mean Total Hg Concentrations for Each Fish Species and Tissue Type (Phase I) ....... 74 Results from the November 15, 2000 Plant and Soil Sampling .................................... 75 Summary Statistics for the November 15, 2000 Soil and Vegetation Samples .............. 75 Results from the November 15, 2000 Animal Tissue Sampling ................................... 76 Results of the Phase II Soil Samples ........................................................................ 78 Results of Vegetation Analyses from the Phase II Sampling ...................................... 80 Summary Statistics for the Phase II Vegetation Sampling .......................................... 85 Results of the Phase II Terrestrial Insect Samples Collected in 2002 .......................... 86 Summary Statistics for the Phase II Insect Sampling ................................................. 88 Mercury Concentration in Phase II Aquatic Macroinvertebrate Samples .................... 89 Comparison of Mercury Tissue Concentrations (Phase II) in Macroinvertebrates at Different Sample Locations ..................................................................................... 89 Results of Fish Analyses from the Phase II Sampling ................................................ 92 Re-analyzed Fish Tissue Samples from the Phase II Sampling ................................... 96 Summary Statistics for the Phase II Fish Sampling .................................................... 96 Mercury Concentration in Fish at Each Location (Phase II)....................................... 96 Mercury Concentrations for Each Fish Tissue Type (Phase II) .................................. 98 Mean Mercury Concentrations for Each Fish Species and Tissue Type (Phase II) ...... 99 Mercury BAFs for Birds and Mammals ..................................................................101 Calculated Hazard Quotients (HQs) for Aquatic Resources......................................103 Calculated Hazard Quotients (HQs) for Humans .....................................................106 Calculated Hazard Quotients (HQs) for Plants.........................................................107 Calculated Hazard Quotients (HQs) for Terrestrial Animal Diets ..............................109 Calculated Hazard Quotients (HQs) for Terrestrial Animal Tissues...........................110 Conclusions From Assessment Endpoints, Measures of Effect, and Exposure ............112 Minera Yanacocha S.R.L. P:\100673\Risk\PDF files\English\Final Risk Report\PDF_Final Report_english.doc iii Shepherd Miller November 2002 FINAL LIST OF FIGURES Figure 1.2.1 Figure 1.2.2 Figure 2.3.1 Figure 2.3.2 Figure 4.1.1 Figure 4.1.2 Figure 4.2.1 Figure 4.2.2 Figure 4.2.3 Figure 4.2.4 Figure 4.2.5 Figure 4.2.6 Figure 4.4.1 Figure 4.4.2 Figure 4.4.3 Figure 4.4.4 Figure 4.4.5 Figure 4.4.6 Global cycling and fluxes of mercury.......................................................................... 4 Local cycling of the spilt mercury............................................................................... 6 Conceptual site model of mercury transport and potential receptors in the terrestrial ecosystems............................................................................................................. 18 Conceptual site model of mercury transport and potential receptors in the aquatic ecosystems............................................................................................................. 19 Dissolved mercury concentration in water samples at each sampling location.............. 47 Average mercury concentration of sediment samples ................................................ 48 Scatterplot of Phase I soil Hg concentrations (dw) versus location ............................. 52 Total Hg tissue concentrations in the Phase I vegetation tissues collected at reference and exposed locations.................................................................................................... 57 Scatterplot of mercury concentrations in insects versus location (Phase I). . ............... 61 Mercury concentration in macroinvertebrates versus sampling location (Phase I).. ...... 65 Mercury concentration in fish at all sampling locations (Phase I).. .............................. 71 Mercury concentrations (ww) in each fish tissue type plotted versus fish length (Phase I). .............................................................................................................................. 73 Scatterplot of Phase II soil Hg concentrations (dw) versus location ............................ 79 Total Hg tissue concentrations (ww) in Phase II vegetation collected at reference and exposed locations.................................................................................................... 84 Scatterplot of mercury concentrations in insects versus location (Phase II). ................ 87 Mercury concentration in macroinvertebrates versus sampling location (Phase II)....... 90 Mercury concentration (ww) in fish at all sampling locations (Phase II)...................... 97 Mercury concentrations (ww) in each fish tissue type plotted versus fish length (Phase II).......................................................................................................................... 98 LIST OF MAPS Map 1. Map 2. Map 3. Map 4. Mercury Spill Locations Water and Sediment Sampling Locations Ecological Sampling Locations Sampling Locations for the November 2000 Sampling LIST OF APPENDICES Appendix A Appendix B Appendix C Appendix D Appendix E Appendix F Appendix G Appendix H Oak Ridge National Laboratory RfD Derivation SENASA and CONSULCONT Data Water Data (Remediation Sampling) Sediment Data (Remediation Sampling) Homero Bazan Sampling Report- Phase I ENKON Sampling Report Frontier letter discussing methyl versus total in fish tissue Homero Bazan Sampling Report- Phase II Minera Yanacocha S.R.L. P:\100673\Risk\PDF files\English\Final Risk Report\PDF_Final Report_english.doc iv Shepherd Miller November 2002 FINAL EXECUTIVE SUMMARY This report comprises the Final Risk Assessment (FRA) for the mercury spill that occurred in the Jequetepeque watershed of Northern Peru on June 2, 2000. The methodology utilized in assessing potential risk from this spill is consistent with the approach that was presented to the Ministry of Energy and Mines (MEM) by Shepherd Miller on January 24, 2001, and as established with the independent reviewer, Dr. Peter M. Chapman of EVS Environment Consultants, North Vancouver, Canada. The original timetable for Risk Assessment (RA) activities included the presentation of a Preliminary Risk Assessment (PRA) after analysis of sampling conducted in 2000. This preliminary report was to be updated and revised based on the results of additional sampling conducted in 2001 after the first wet season. The revised report was then to be issued as the final risk sssessment report. However, due to delays in obtaining permission to send the samples collected in 2000 to the United States for analysis, the issuance of the PRA was deemed impractical. Instead of presenting a PRA, the decision was made to issue a Draft version of the FRA that includes analysis and discussion of all of the sampling conducted at the site. The Draft Final Risk Assessment (DFRA) was provided to the MEM on September 30, 2002. No comments were received on the DFRA. This report is therefore issued as the Final Risk Assessment Report. The primary conclusion of the RA is that there are no unacceptable risks, as based on the comparison of measured mercury concentrations to protective concentrations, associated with the mercury spill, to human health or to terrestrial or aquatic ecological resources. There may have been some short-term risk to terrestrial insects, as based on sampling conducted in 2000, but subsequent sampling indicated that any risk to insects was no longer present by 2002. The finding of minimal risk (i.e., mercury concentrations below protective values) to humans and the ecology of the Jequetepeque watershed is not unexpected given the extensive and comprehensive response and spill cleanup activities conducted by MYSRL (MYSRL 2001). The best estimate of the amount of the 151 kg of mercury spilt that is not accounted for, is six to nine kilograms. This amount of mercury has a volume of 0.67 L. This volume is either widely dispersed over the 40 Km spill area, or partially in the possession of individuals. Risk assessment (RA) is a procedure for making environmental decisions based on the evaluation of possible effects of an activity, in this case the spill of mercury, to the environment and to human health. The risk assessment process can determine if a chemical release, such as a spill, has contaminated or polluted an area. Contamination is defined as the presence of a chemical in excess of natural conditions but below biologically available concentrations that result in risk, whereas pollution is defined as Minera Yanacocha S.R.L. P:\100673\Risk\PDF files\English\Final Risk Report\PDF_Final Report_english.doc ES-1 Shepherd Miller November 2002 FINAL contamination causing adverse biological or health effects. The United States Environmental Protection Agency (USEPA 1998) outlines three primary steps in conducting a risk assessment: 1) Problem Formulation, 2) Risk Analysis, and 3) Risk Characterization. Essentially, the RA conducted for the mercury spill used data collected at the site that measured the concentrations of mercury in different environmental media (e.g., water and soil) and biological tissues (e.g., vegetation and fish) along with a review and synthesis of the scientific literature on the effects, fate and transfer of mercury in the environment, to assess the potential risk to humans, aquatic biota, and terrestrial plants and animals. In the Problem Formulation step of the RA, mercury was confirmed as the only chemical constituent that needed to be evaluated as a result of the spill. A conceptual site model (CSM) was developed that outlined the fate and transport of mercury in the environment and identified the exposure pathways and receptors that needed to be included in the RA. Receptors are species or biotic groups (e.g., plants) that need to be considered in the evaluation of risk. From the CSM, four assessment endpoints were established in order to evaluate the overall management goal of protecting the terrestrial and aquatic resources of the Jequetepeque watershed that may have been exposed to the spilt mercury. The assessment endpoints, which are listed in Table ES-1, are explicit expressions of the environmental values that require protection. A primary initial focus of the Risk Analysis step of the RA was to collect, analyze, and review data on mercury concentrations in the environment following the spill. This process is called the Exposure Assessment. Five sets of field data were collected between June 2000 and April 2002. The first set of data is composed of water and sediment concentrations collected from June 2000 to April 2002. These samples were collected by MYSRL in support of the spill remediation effort. The second set of data was collected by Ministry of Agriculture- Servicio Nacional de Sanidad Agraria (SENASA) personnel and their consultant, Consulcont SAC. These samples included vegetation, animals, fish, soil, and water. Unfortunately, due to uncertainties associated with the sampling and analytical methodologies used, the results of this sampling were deemed unreliable for use in the RA. However, the third set of data, which was collected at three locations in or near Choropampa where SENASA had previously reported elevated mercury concentrations in vegetation, was utilized. This dataset was collected in November 2000 by MYSRL, SENASA, and Shepherd Miller personnel. The final sets of data were collected specifically to support the RA. For this final effort, co-located soil, vegetation, and terrestrial insect samples were collected from several locations that could have potentially been impacted by the spill (Exposed Locations), and from several locations that were outside of the spill influence (Reference Locations). Samples of fish Minera Yanacocha S.R.L. P:\100673\Risk\PDF files\English\Final Risk Report\PDF_Final Report_english.doc ES-2 Shepherd Miller November 2002 FINAL and macroinvertebrate tissues were also collected from several Exposed Locations and Reference Locations within the Jequetepeque watershed. The first set of samples (Phase I) was collected in 2000 before the start of the first wet season after the spill. Phase II samples were collected in 2001 and 2002, after the end of the first wet season following the spill. Because these data sets were the most extensive and best-controlled sampling of mercury concentrations for the site, they are the primary source of data used in the RA. In order to provide a high level of conservatism, and thus a high level of environmental protection, the 95% Upper Confidence Level of the mean concentrations was used as the Exposure Concentrations (ECs) in the RA. The second aspect of the Risk Analysis step is called Effects Characterization. For this portion of the RA, safe and toxic mercury concentrations reported in the scientific literature and from governmental and other organizations (e.g., the World Health Organization) were reviewed and synthesized. The end result of the Effects Characterization was the establishment of mercury concentrations that are protective of 1) environmental media, such as water and soil, 2) the tissues of plants and animals, and 3) the diet of animals that consume plants or other animals. These established protective concentrations are termed Benchmark concentrations. The final step of the RA is called Risk Characterization. In this stage, the EC values outlined in the Exposure Assessment were compared to the Benchmark concentrations to evaluate risk potential. Risk was evaluated through the use of Hazard Quotients (HQs). HQs are calculated by dividing the Exposure Concentration (EC) by Benchmark Values (USEPA 1998). An HQ less than 1 indicates minimal risk. HQs greater than 1 indicate that there may be the possibility of risk. The results of the Risk Characterization are summarized in Table ES-1. With only a single exception, the calculated HQ values for each of the assessment endpoints is less than one, indicating minimal risk from the spilt mercury. The single exception is for mercury concentrations measured in terrestrial insect tissues (HQ=1.68) during the September 2000 sampling. The follow-up sampling conducted in 2002, however, found that the mercury concentrations in insect tissues had returned to protective levels and that there was no longer any potential risk to this group. Minera Yanacocha S.R.L. P:\100673\Risk\PDF files\English\Final Risk Report\PDF_Final Report_english.doc ES-3 Shepherd Miller November 2002 FINAL Table ES-1 Summary of the RA Conclusions for each Assessment Endpoint Assessment Endpoint Measures of Effect and Exposure Conclusions Health of individual humans Measures of effect: regulatory benchmarks for Risk from ingestion of fish, crabs, who may consume water and concentrations of mercury in water and food plants and drinking water is minimal; food that may be influenced Direct measures of exposure: concentrations of HQs<1. by the mercury spill mercury in fish, macroinvertebrates (crabs), vegetation, and water Indirect measures of exposure: modeled concentrations of mercury in terrestrial animal tissue using literature transfer factors Survival, growth, and Measures of effect: established benchmark reproduction of populations concentrations of mercury in soil and plant of agricultural and native tissues from a review of the scientific literature terrestrial plants within the Direct measures of exposure: concentrations of spill area mercury in soil and vegetation tissue collected at the spill locations Survival, growth, and Measures of effect: established benchmark reproduction of populations concentrations of mercury in water and food of terrestrial animals that from a review of the scientific literature and may be exposed to mercury regulatory benchmarks from drinking water, Direct measures of exposure: concentrations of consumption of plants, or mercury in water and food items (vegetation consumption of other and insects) collected at the spill locations animals Indirect measures of exposure: modeled concentrations of mercury in terrestrial animal tissue using literature transfer factors Survival, growth, and reproduction of populations of aquatic biota (macroinvertebrates and fish) that may be exposed to mercury from the spill Measures of effect: established benchmark concentrations of mercury in water and animal tissue from a review of regulatory guidelines and the scientific literature Direct measures of exposure: concentrations of mercury in water and aquatic animal tissue Risk from ingestion of terrestrial mammals and birds is minimal; HQs<1. Risk to plants from mercury in soil or in tissues is minimal; HQs<1. Risk to mammals and birds from water and dietary consumption is minimal; HQs<1. Risk to mammals and birds from mercury tissue concentrations is minimal; HQs<1. Potential risk to insects in 2000 (HQ=1.68), risk in 2002 is minimal; HQ<1. Risk to aquatic biota from water and tissue concentrations of mercury is minimal; HQs<1. HQ= Hazard Quotient (discussed in Section 5, indicates minimal risk if HQ<1) Other conclusions from the RA are that there has not been any detectable movement of mercury from the spill sites into waterways. This conclusion is supported by water sampling conducted between June 2000 and April 2002 and by sampling of aquatic biota in 2000 and 2001. The 2000 sampling was conducted before the onset of the first wet season after the spill and the 2001 sampling was conducted after the end of the first wet season. The mean concentration of mercury in water at both Reference and Exposed Locations was 0.017 ppb. Mercury concentrations in aquatic biota tissue at Exposed locations and at Reference locations were similar for both sampling dates (Table ES-2). Overall, mercury concentrations Minera Yanacocha S.R.L. P:\100673\Risk\PDF files\English\Final Risk Report\PDF_Final Report_english.doc ES-4 Shepherd Miller November 2002 FINAL in water and aquatic biota tissue at both Exposed and Reference locations are indicative of typical background concentrations of mercury in the environment. Table ES-2 Mercury Concentrations in Aquatic Biota from Exposed and Reference Locations FISH ppb (ww)* MACROINVERTEBRATES ppb (ww)* YEAR LOCATION 2000 Upstream (Reference) Downstream (Reference) All non-spill (Reference) Spill locations (Exposed) 61.3 177.5 167.0 90.6 151.3 78.9 67.8 25.1 2001 Upstream (Reference) Downstream (Exposed) All non-spill (Upstream+Downstream) Spill locations (Exposed) 40.9 234.4 228.1 94.1 453.1 98.9 96.8 26.7 * Values listed are 95% UCL of the mean from samples collected at the different location types. While the sampling conducted in 2000 found that mercury concentrations in vegetation and insects collected at the Exposed locations tended to be higher than those at Reference locations (Table ES-3), the 95% UCL of the mean concentrations were below protective levels for 1) plants and 2) animals that consume vegetation or insects (Table ES-1). The soil samples that were co-located with the plants and insects at the Exposed locations were not elevated relative to those at Reference locations. Furthermore, concentrations in plant and insect tissue at both the Exposed and Reference locations significantly decreased in the 2002 sampling, relative to the 2000 sampling. The 2000 sampling was conducted during the dry season, whereas the 2002 sampling was conducted during the wet season. Based on these results, it is believed that dry deposition of mercury on plant surfaces explains the seasonal differences in mercury levels. The elevated concentrations of mercury in tissues collected in 2000 were likely a result of the air deposition of mercury that was mobilized by spill remediation activities. Table ES-3 Mercury Concentrations in Soil and Vegetation and Terrestrial Insect Tissue SOIL ppb (dw)* YEAR LOCATION 2000 Reference Locations Exposed Locations 432.9** 105.6 2002 Reference Locations Exposed Locations 62.8 60.3 VEGETATION ppb (ww)* INSECTS ppb (ww)* 29.4 156.6 63.8 252.0 7.9 9.8 20.5 13.2 * Values shown are the 95% UCL of the mean. **The concentration listed is influenced by a single value of 1130 ppb, 95% UCL of the mean excluding that value equals 53.9 ppb (dw) Minera Yanacocha S.R.L. P:\100673\Risk\PDF files\English\Final Risk Report\PDF_Final Report_english.doc ES-5 Shepherd Miller November 2002 FINAL 1.0 INTRODUCTION This document is the Final Risk Assessment (FRA) report on the evaluation of ecological and human health risks associated with the mercury spill that occurred on June 2, 2000 near the towns of San Juan, Choropampa, and Magdalena, in Northern Peru. The methodology utilized in assessing the potential risk is consistent with the approach that was presented to the Ministry on January 24, 2001, and as established with the independent reviewer, Dr. Peter M. Chapman of EVS Environment Consultants, North Vancouver, Canada. 1.1 Project Background The purpose of this report is to provide an assessment of the potential risks to humans and the environment from the spill of elemental mercury (Hg) that occurred on June 2, 2000 in Northern Peru. The spill occurred as the mercury, a minor product of mining at the MYRSL facility, was being transported on a truck owned by the transport company RANSA (contract carrier for MYSRL) from the mining operations to Lima. An extensive account of the spill can be found in the Mercury Spill Incident Report (MYSRL 2001). For the purpose of this report, only a brief summary of the spill response is provided. The spill occurred during transport of the mercury from the mine to Lima along the road between Cajamarca and the Pan American highway (Map 1). At approximately Km 155, a chlorine gas cylinder became dislodged from the trailer and disrupted the mercury containers such that they were knocked loose from their original positions, and several were inverted. Elemental mercury began to spill in the area of Km 155 and subsequently along the route of travel until the truck parked in Magdalena later in the evening of June 2. MYSRL first received word of the spill on the morning of June 3rd and immediately started to respond. Initial response efforts included identifying the spill locations and working with local agencies to inform the public about the potential hazards of possessing and handling the spilt mercury. Subsequent efforts focused on addressing the potential health risks associated with the collection of the spilt mercury by local citizens, as well as further identifying spill locations and cleaning-up the spilt mercury. The initial response efforts detailed 16 distinct spill locations (Map 1) where visible mercury was identified. Upon identification of spill areas, clean-up was initiated at these locations, with all visibly contaminated material (roadside soil and asphalt) removed and transported to the heap leach pile at the Maqui Maqui Mine. Unfortunately, prior to identification and clean up of all locations, some of the mercury was Minera Yanacocha S.R.L. P:\100673\Risk\PDF files\English\Final Risk Report\PDF_Final Report_english.doc 1 Shepherd Miller November 2002 FINAL collected by residents, primarily in Choropampa, and taken to homes. Upon learning of the residential collection of mercury, MYSRL undertook a program to recover mercury from the local citizens and initiated public education regarding the health risks associated with mercury. These programs were conducted in cooperation and coordination with local and regional governmental and health care agencies. Later surveys identified additional areas where visible mercury was not present, but where elevated mercury levels required remediation. Determining the success of the recovery of mercury during the remediation effort was evaluated using a mass balance approach. Upon completion of the recovery activities, final mass balance calculations were performed by MYSRL and by an independent auditor (MYSRL 2001). Using two very separate approaches, both of the calculations determined that only six to nine Kg of mercury likely remained in the environment or in the possession of local citizens after the completion of clean-up activities. This indicates that greater than 94% of the mercury was successfully removed from the immediate environment around the spill. The remaining mercury is likely widely dispersed in the environment or in the possession of local citizens. 1.2 Mercury 1.2.1 Introduction Mercury is the seventh metal of antiquity and has been known and used by mankind for over 3500 years, including gold mining by the Romans (Meech et al. 1998). Uses of mercury throughout time have included both industrial and ‘medicinal’ applications. Mercury has been used as a fungicide, as a slime control agent, and in various manufacturing processes, including the production of chlorine (chloralkali plants) and sodium hydroxide (Eisler 2000, Meech et al. 1998). The inorganic form of mercury has historically, but not presently, been used as an antiseptic, a disinfectant, a purgative, a counterirritant, and when dissolved in oil of vitriol (sulphuric acid) and distilled with alcohol, as a cure for syphilis (Veiga and Meech 1995). The potential for mercury toxicity was first reported in 1533 by the famous Swiss physician Paracelsus, in a book on occupational diseases, in which he discussed Hg poisoning of miners (Veiga and Meech 1995). Mercury naturally occurs in the environment and cycles through the Earth’s atmospheric, water, and terrestrial components (Figure 1.2.1). The total global annual input of mercury to the atmosphere is estimated to range from 900 to 6200 metric tons (0.9-6.2 million Kg). This includes input from both natural and anthropogenic (i.e., human caused) sources (Chu and Porcella 1995, USEPA 1997a). Natural releases of mercury to the environment occur as gases (vapor emission from natural ores), as solutions Minera Yanacocha S.R.L. P:\100673\Risk\PDF files\English\Final Risk Report\PDF_Final Report_english.doc 2 Shepherd Miller November 2002 FINAL (e.g., in lava), or as particulates (e.g., dust). The global cycling of mercury involves atmospheric transport (primarily as elemental mercury vapor) of mercury that has degassed from the earth’s crust and from evasion (evaporation) of mercury from water bodies. Some of the elemental mercury vapor is oxidized to form ionic mercury (Hg+2), which is then re-deposited onto land and water surfaces, primarily as a particulate. The estimated residence time, or the average time that an evaporated mercury particle is redeposited from the atmosphere to the earth’s surface, is one year (Eisler 2000, Porcella 1994). Human activity has caused large increases in the concentration of mercury in different environmental media (Hylander 2001, USEPA 1997a). It is estimated that atmospheric depositional rates have increased by a factor of 3.7 since 1850. River sediment concentrations are reported to have increased fourfold, and lake and estuarine sediments two to fivefold, since pre-cultural times. Currently, it is estimated that in the United States alone, 100 to 158 metric tons of mercury (100,000-158,000 Kg) are released to the atmosphere each year, primarily from the burning of fossil fuel (e.g., coal) and from industrial factories (Chu and Porcella 1995, USEPA 1997a). A single medium to large-sized coal power plant emits 114 Kg of Hg per year via the smokestack and another 23 Kg from cleaning of the coal (NWF 2000). Overall, fuel combustion (primarily coal) results in 54% of the annual global Hg emissions (Hylander 2001). Humans also release mercury to the environment through industrial processes and from artisanal (rudimentary) precious metal mining. Mercury is utilized in more than 2000 manufacturing industries and products (Jones and Slotton 1996). Operation of chloralkali plants, to produce chlorine and caustic soda, is one of the largest industrial emitters of mercury. Chloralkali plant emissions are thought to produce 90% of the anthropogenic releases of mercury in Europe (Hylander 2001). In Latin America, artisanal mining with mercury amalgamation is a major source of mercury to the environment, with an estimated 200 tonnes (200,000 Kg) of Hg released annually as a result of these activities (Veiga et al. 1999). While there is current artisanal mining in Peru, there is no known artisanal mining ongoing in the Jequetepeque watershed. Minera Yanacocha S.R.L. P:\100673\Risk\PDF files\English\Final Risk Report\PDF_Final Report_english.doc 3 Shepherd Miller November 2002 FINAL Figure 1.2.1 Global cycling and fluxes of mercury (from USEPA 1997a) Mercury is mined as a primary product, or as a byproduct of other metal mining. Mine production in 1999 was 2100 tonnes, with Algeria, Kyrgyzstan, and Spain as the largest producing countries (USGS 2000). A single mine, the Almaden mine in Spain, produced 860 tonnes in 1997. This mine has been in nearly continual production for the last 2000 years, and is the largest known deposit of mercury (Lindberg et al. 1979). As a single source of emissions to the atmosphere, the Almaden mine emits 0.5 to 1 Kg of mercury per hour. Humans and other biota are exposed to mercury from both naturally-occurring levels in the environment and from releases due to the burning of fossil fuels and industrial releases. Humans are also directly exposed to mercury from the use of mercury in dental fillings. Exposure from dental work is more common in the industrial world due to wider availability of dentistry. As an example, it has been estimated that an average citizen of Sweden has 10 g of mercury in their body as a result of dental work (Hylander 2001). 1.2.2 Environmental Cycling The cycling of mercury in the environment is complex, with toxicity and movement of environmental mercury highly dependent on the chemical form present. The primary chemical forms of mercury in the environment are: elemental (Hg0), ionic mercury (Hg+2 and Hg+1), and organometallic, primarily in the form of methylmercury (HgCH3). Minera Yanacocha S.R.L. P:\100673\Risk\PDF files\English\Final Risk Report\PDF_Final Report_english.doc 4 Shepherd Miller November 2002 FINAL Global Cycling Elemental mercury is the most common form in the atmosphere (Figure 1.2.1). Over time, a small amount of this mercury is oxidized to become the ionic Hg+2 form, which is subsequently deposited into surface soils and waters. Ultimately, this deposited mercury is converted to the essentially insoluble HgS (cinnabar) form (Jones and Slotton 1996). Estimated residence times for mercury are up to one year in the atmosphere and 1000 years in soils (Eisler 2000). The predominant form of mercury in aquatic environments is mercuric ion (Hg+2), which can bind firmly to sediments, or under appropriate conditions can be reduced to elemental mercury and lost to the environment via vapors, or microbially converted to methylated mercury (Lorey and Driscoll 1999). Except for volatilization of the elemental form, both elemental and ionic mercury are largely immobile in the environment (Battelle and Exponent 2000, Kabata-Pendias and Pendias 1992). In general, elemental mercury is very insoluble and ionic forms are only slightly more soluble (Table 1.2.1), which limits the movement of mercury in the environment. Table 1.2.1 Example Solubility of Some Forms of Mercury Chemical Form Elemental HgCl2 HgO HgS Hg 2Cl2 Hg Species Solubility (ug Hg/ml water*) 0 Hg Hg +2 Hg +2 Hg +2 Hg +1 0.056 74,000 51.6 insoluble-0.013 2 * Data from Davis et al. 1997 As an example of the limited mobility of mercury, at a site where sewage sludge was applied for twenty years, the mercury contained in the sludge did not move past the top 15 cm of the soil profile (Granato et al. 1995). Since mercury will not readily migrate through the soil column, the degree to which plant roots will be exposed to increases in mercury concentrations at the soil surface is limited. Furthermore, plants have a low affinity (i.e., uptake) for mercury. This is largely a result of low solubility, as well as strong affinity of the dissolved forms of mercury (i.e., Hg+2) binding strongly to soil organic matter and clays, thus further limiting the availability to plants (Hempel et al. 1995). Researchers have found that large increases in soil mercury concentrations result in only slight increases in plant tissue mercury concentrations (Patra and Sharma 2000). The limited amount of mercury that is absorbed by plants is largely retained in the roots, and is not transferred to stems and leaves that could then be eaten by herbivores (i.e., livestock)(Granato et al. 1995). The greatest concern with mercury in the environment is typically Minera Yanacocha S.R.L. P:\100673\Risk\PDF files\English\Final Risk Report\PDF_Final Report_english.doc 5 Shepherd Miller November 2002 FINAL reserved for methylmercury, due to its greater toxicity and its ability to build-up to high levels in aquatic food-chains (Clarkson 1994). Methylmercury is uncommon in terrestrial soils and ecosystems since the conditions amenable to methylation are not present in these systems (Davis et al. 1997). Local Cycling Over time, the elemental mercury that was spilled in Northern Peru will be transformed into ionic forms (likely HgO and HgS) in the environment. Solubility and transport may increase, especially for the mercury-oxide complexes (Figure 1.2.2). The uptake rates of ionic mercury into plants will be higher, as will the absorption of mercury into animals that eat the plants or soil. Even after elemental mercury has been converted into ionic forms, however, soil microorganisms can re-convert Hg+2 (e.g., HgO) back to elemental mercury, which can then evaporate from the soil to the atmosphere (Kim et al. 1997). Figure 1.2.2 Local cycling of the spilt mercury Due to the generally steep terrain in the Jequetepeque watershed and movement of surface particles through erosion, the ultimate fate of mercury remaining from the spill (i.e., not removed by clean-up activities), and that does not evaporate to the atmosphere, will likely be the Gallito Ciego reservoir, via the Jequetepeque River. Once transported to surface water, some of the mercury bound to soil particles may dissolve. The dissolved mercury, primarily in the Hg+2 form, should be fairly evenly distributed in the water column. Mercury associated with soil particles that have eroded and been transported in the water column to the reservoir will likely preferentially drop out at the river-reservoir interface, as evidenced by the extensive depositional zone at the mouth of the reservoir. Overall, in order for the spilt elemental Minera Yanacocha S.R.L. P:\100673\Risk\PDF files\English\Final Risk Report\PDF_Final Report_english.doc 6 Shepherd Miller November 2002 FINAL mercury to be accumulated in food-chains, it must first be rendered soluble (i.e., oxidized into ionic mercury) and then converted into methylmercury (Meech et al. 1998). Methylation and Aquatic Systems Mercury in aquatic environments is typically dissolved mercuric ion (Hg+2). Over time, the dissolved ionic mercury can be bound up in sediments, can be reduced to elemental mercury and lost to the atmosphere, or can be converted to organic mercury (i.e., methylated) in the sediment. Methylmercury in lakes can also come from precipitation in heavily contaminated industrial areas (Rudd 1995). Phytoplankton (algae) can reduce ionic Hg to elemental Hg at the rate of 0.5%-10% per day, increasing the loss of mercury to the atmosphere and reducing the amount of mercury in aquatic systems available for potential methylation (Mason et al. 1995). The uptake of mercury into aquatic biota is strongly influenced by water chemistry. Ionic mercury (Hg+2) in the water column can interact with S-2 (sulfide) if present, forming an essentially insoluble HgS precipitate, which is unavailable to biota. Sulfide levels are influenced by pH and redox conditions in the water. As such, aquatic systems with higher pH (>7.0) or lower redox potentials tend to have less potential for mercury accumulation in aquatic biota. High calcium, zinc, and selenium concentrations in water also can reduce mercury uptake into aquatic biota (Bjornberg et al. 1988). Selenium has also been shown to be protective, or reduce the effects of mercury, to aquatic biota (Eisler 2000). Generally, ionic mercury (Hg+2) does not bioaccumulate to a significant degree in aquatic systems (Jackson 2001, Laporte et al. 2002). Because of this, the amount of methylation that occurs is important for determining the risk to aquatic systems. The mercury associated with sediments can undergo methylation if appropriate conditions exist. Elemental mercury cannot be directly transformed into methylmercury, but must first be oxidized (Meech et al. 1998, Veiga 1997). Production of methylmercury is controlled by the mercury complexing characteristics, the microbial metabolic activity, and the total inorganic concentration in the sediment (Hintelmann et al. 2000, Rudd 1995). Methylation of mercury is favored where there are humus or peat sediments (i.e., high organic matter) and anoxic conditions. This explains why fish tissue levels of methylmercury increase in newly created lakes since soils with organic matter (i.e., humus) are placed under saturated (i.e., anoxic) conditions (Morrison and Thierien 1995, Porvari and Verta 1995). Essentially no methylation occurs under aerated conditions (Porvari and Verta 1995). Minera Yanacocha S.R.L. P:\100673\Risk\PDF files\English\Final Risk Report\PDF_Final Report_english.doc 7 Shepherd Miller November 2002 FINAL In general, lower pH waters tend to liberate more methylmercury from sediments into water than higher pH waters. Methylmercury released to the water column can be incorporated into aquatic biota. High fulvic acid waters will also result in more methylmercury being released from the sediment to the water column, primarily by increasing mercury solubility (Veiga 1997). Darkwater rivers (i.e., the Amazon) result in higher methylmercury levels in fish than corresponding Hg in whitewater rivers due to the presence of fulvic acids (Meech et al. 1998). In lakes, seasonal stratification of the water can create an anoxic hypolimnion (i.e., oxygen-free zone), which can induce spikes in methylmercury production (Slotton et al. 1995). 1.2.3 Typical Background Mercury is widely distributed in the environment, with concentrations present in all waters, soils, and in every living organism (Clarkson 1994). Due to industrialization, mercury levels in the environment have increased over the past 40 years, though atmospheric concentrations appear to be stable, if not declining, due to recognition of the problem and implementation of controls for limiting mercury dispersal (Hylander 2001). Typical conversion factors and units for mercury in the environment are provided in Table 1.2.2 Table 1.2.2 Typical Units and Conversions Media water soil vegetation animal tissue Typical Units ug/L mg/kg ug/kg u g/kg Equivalent Units ppb ppm ppb ppb 1 ppm 1 ppb 1000 ppb 0.001 ppm Conversions ppm to ppb ppb to ppm Mercury naturally occurs in all components of the environment. On average, mercury is present in the earth’s crust at 500 ppb on a dry weight (dw) basis. The mercury concentration in rainwater ranges from 0.001 ppb in remote non-urban areas up to 3.5 ppb in urban areas. Forest fires and rain are responsible for the majority of mercury deposition onto the world’s surface waters and soils (Fergusson 1990, Hall 1995, Jones and Slotton 1996). The Geological Survey of Canada collected 1684 soil samples throughout Canada and measured mercury concentrations. The reported mercury concentrations in these samples ranged from 2 to 1530 ppb (dw), with a geometric mean of 60 ppb (Richardson et al. 1995). KabataMinera Yanacocha S.R.L. P:\100673\Risk\PDF files\English\Final Risk Report\PDF_Final Report_english.doc 8 Shepherd Miller November 2002 FINAL Pendias and Pendias (1992) report that the concentrations of mercury in uncontaminated soils from around the world range from 4 ppb (Sweden) to 5800 ppb (Russia), with typical mean soil values for different countries of approximately 200 ppb (dw). Shales typically contain up to 3200 ppb (dw) and coal up to 8500 ppb (dw) mercury, with mercury sulfide being the most commonly occurring form in coal (Adria no 1986). Surface water concentrations of mercury vary greatly, but reported values are usually less than 0.5 ppb (Bjornberg et al. 1988, Irwin 1997a). Mercury also naturally occurs in food items. Typically reported mercury concentrations in terrestria l plants range from 30-700 ppb (dw). The reported average concentration of mercury in wheat from the United States is 290 ppb (dw) (Adriano 1986). The highest concentrations of mercury in food are generally reported for fish and shellfish. Concentrations in food items from different countries are shown in Table 1.2.3. There is a large degree of variability in observed tissue concentrations of mercury, even for the same type of food. As estimated by Richardson et al. (1995), the total human intake of mercury in Canada is 7.7 ug/day, or 0.11 u g of Hg per Kg of body weight per day (ug/Kg-day). The absorbed dose was estimated to be 5.3 ug/day, or 0.076 ug/Kg-day. Only the absorbed dose can cause toxicity in humans or animals. The nonabsorbed dose is excreted, primarily in the feces. It was determined that fish consumption accounted for 27% of the mercury intake and 40% of the absorbed dose. Dental work accounted for 36% of intake and 42% of absorbed dose. The dose from food, other than fish, is primarily from intake of Hg+2, which has much lower absorption in the gastrointestinal tract. The dose from the rest of the diet (i.e., non-fish) was estimated at be 1.82 ug/day with the absorbed dose only 0.18 ug/day. In a study of the Swedish diet, the estimated mercury exposure from the diet ranged from 1 to 30.6 ug/day (Underwood 1977). Minera Yanacocha S.R.L. P:\100673\Risk\PDF files\English\Final Risk Report\PDF_Final Report_english.doc 9 Shepherd Miller November 2002 FINAL Table 1.2.3 Ranges of Mercury Concentrations in Diets in the U.S.A., Canada, Scotland, Italy, and Spain Food Type and Item Range* (ppb) Meat Beef liver Meat and poultry Viscera Other meats (lamb, pork, hare) Wild fowl (muscle) Can. goose (muscle) Ducks (muscle) Ducks (liver) 2-30 <2-7 <2-80 2-3 <126-242 <30-135 <23-704 16-3800 Fish and shellfish Canned fish Frozen Fish Shrimp Various fresh fish Shellfish 135-612 6-736 28 30.5-1082 6-490 Vegetables Various 1-18 Grains Bread/pasta/cereal 4-33.4 Various- citrus/berries 1.3-5.6 Fruit Eggs Chicken/domestic Waterfowl eggs <2-5 <60-500 Other Sugar/condiments Dairy- milk,cheese Nuts Beverages <2-6 <2-22.6 <2-19 <2 *data sources: USFDA (1999), MAFF (1997), MAFF (1994), Environment Canada (1999), Ristori and Barghigiani (1994) and Urieta et al. (1996); values listed are for food as consumed in the diet Mercury concentrations in fish are of great interest to health professionals since fish contribute much of the mercury dose to humans. There is a high degree of variability in typical concentrations of mercury in fish. Some of the factors influencing fish tissue mercury concentrations include: fish type and age, water chemistry, and concentration of mercury in water and sediment. Sweet and Zelikoff (2001) reported that fish from uncontaminated areas had mercury concentrations that ranged from 18 to 600 ppb (ww). Shilts and Coker (1995) reported that fish collected in a remote Arctic area of Canada, that is not influenced by any nearby mercury emissions, had mercury tissue levels of 570-2200 ppb (ww). These seemingly Minera Yanacocha S.R.L. P:\100673\Risk\PDF files\English\Final Risk Report\PDF_Final Report_english.doc 10 Shepherd Miller November 2002 FINAL elevated levels were determined to be related to high natural backgrounds of mercury associated with the presence of sulphide mineralizations in the area. As humans have decreased concentrations of mercury released to the environment in some locations, the measured concentrations of mercury in fish have also decreased. (Winstanley 1999). Minera Yanacocha S.R.L. P:\100673\Risk\PDF files\English\Final Risk Report\PDF_Final Report_english.doc 11 Shepherd Miller November 2002 FINAL 2.0 RISK ASSESSMENT PROBLEM FORMULATION Risk assessment (RA) is a procedure for making environmental decisions based on the evaluation of possible effects of an activity (i.e., spill) to the environment and to human health. The risk assessment process can determine if a chemical release, in this case a mercury spill, has contaminated or polluted an area. Contamination is defined as the presence of a chemical in excess of natural conditions but below biologically available concentrations that result in risk, whereas pollution is defined as contamination causing adverse biological or health effects. The USEPA (1998) outlines three primary steps in conducting a risk assessment: 1) Problem Formulation, 2) Risk Analysis, and 3) Risk Characterization. Problem Formulation is the planning phase of a RA, in which the goals, scope, focus, and analysis plan are formulated. The plan developed in the Problem Formulation is implemented in the Risk Analysis phase. The Risk Characterization phase then documents the analysis and integrates the results to describe overall risk. In brief, the risk assessment process utilized involved a process of gathering information, through sampling, on the concentrations of mercury in the environment and comparing these measured concentrations to benchmark effect concentrations for both humans and applicable biota. The exposure pathways and receptors are outlined in the conceptual model of the site (Section 2.3), which is based on the fate and transport of mercury in the environment and characterization of the ecosystems in the spill area. Benchmark values are discussed in Section 3 and the measured exposures are discussed in Section 4 of this report. 2.1 Identification of Contaminants of Potential Concern (COPCs) The mercury spilt was essentially pure elemental mercury that is recovered as a by-product of the milling process at the MYSRL facilities. While only mercury was spilled, the collected mercury was analyzed to confirm that there were no other chemical constituents in the mercury that might pose risk to the environment. The analysis found that the mercury was essentially pure, with only trace amounts of other inorganic chemicals present. In order to verify that none of these trace inorganic constituents in the mercury would need to be evaluated in the risk assessment, the results of the chemical analysis were compared to guidance values. Additional inorganic constituent concentrations in the mercury were verified to be less than U.S. Environmental Protection Agency (USEPA) soil screening levels (SSLs) and risk based screening levels for residential soils (Table 2.1.1; USEPA 1996, 2001d). While there are no Minera Yanacocha S.R.L. P:\100673\Risk\PDF files\English\Final Risk Report\PDF_Final Report_english.doc 12 Shepherd Miller November 2002 FINAL guidance values for four of the inorganic constituents (bismuth, gallium, gold, and strontium), the concentrations of these constituents are low and none of them are generally considered to be an environmental or human health concern (Amdur et al. 1991, Irwin 1997b). Table 2.1.1 Evaluation of Trace Constituents in MYSRL Mercury Trace Constituent Aluminum Antimony Arsenic Barium Beryllium Bismuth Boron Cadmium Chromium Cobalt Copper Gallium Gold Iron Lead Lithium Manganese Molybdenum Nickel Selenium Silver Strontium Thallium Tin Titanium Vanadium Zinc Mercury Sample 1 Sample 2 (mg/Kg) (mg/Kg) 2.24 <0.057 <0.29 0.078 <0.005 <0.005 <4.15 0.009 <0.05 0.004 0.33 0.041 1.62 15.7 0.322 <0.003 0.11 <0.04 0.03 22 102 0.084 2.01 0.12 0.1 <0.62 0.09 S S L1 (mg/Kg) 2.08 <0.057 <0.29 0.067 <0.005 0.061 4.5 <0.005 <0.05 0.004 0.19 0.057 1.69 14.7 0.275 <0.003 0.05 <0.04 0.02 7.9 35.8 0.068 1.99 0.08 <0.05 <0.62 0.15 31 0.4 5500 0.1 78 390 Benchmark Values Residential 2 Exceed safe (mg/Kg) values 78000 31 0.43 5500 160 7000 78 230 4700 31000 23000 400 1600 390 390 1600 1600 390 1600 390 390 550 23000 5.5 47000 310000 550 23000 N N N N N NA N N N N N NA NA N N N N N N N N NA N N N N N NA= no applicable guidance values 1 USEPA (1996); values listed are safe levels for human consumption of soil 2 USEPA (2001d); values listed are safe levels for residential soils 2.2 Site Description and Ecological Resources This report assesses potential risk from mercury to human and ecological receptors in the upper portion of the Jequetepeque watershed, located in the District of Magdalena, Province and Department of Cajamarca. The overall watershed is large, covering a distance of 160 Km and a total area of 623,220 ha Minera Yanacocha S.R.L. P:\100673\Risk\PDF files\English\Final Risk Report\PDF_Final Report_english.doc 13 Shepherd Miller November 2002 FINAL (Cabanillas 1998), with the headwaters in the Central Cordilleras, and the terminus at the Pacific Ocean. This report, however, only focuses on a portion of the upper watershed, specifically, the area between Km 155 and the Gallito Ciego Reservoir (approximately Km 52; see Map 1). The ecology of the area is summarized by Cabanillas (1998) and Bazan et al. (2000). The specific area of interest for this assessment ranges from approximately 2500 m above mean sea level (amsl) at Km 155 to 450 m amsl at the Gallito Ciego Reservoir. A wide variety of vegetation communities occur within this area, including Montane Tropical Humid Forest, Lower Montane Tropical Dry Forest, Pre-montane Tropical Dry Forest, Pre-montane Tropical Thorny Slopes, and Tropical Desert Shrub (Cabanillas 1998). The overall assessed area, however, is largely limited to the Lower Montane Tropical Dry Forest and Tropical Desert Shrub communities. The climate of the region varies significantly with elevation. As an example, San Juan, at an elevation of 2300 m (amsl) recorded 876 mm of rainfall during 1982-83, whereas Tembladera, at 450 m (amsl), only received 100 mm over the same time period. Yearly variability in rainfall is substantial, and is reflected in the flow of the Jequetepeque River. Over the time period 1977 to 1993, the recorded annual flow at the Yonan recording station ranged from 105 million cubic meters in 1980 to 1947 million cubic meters in 1984. The annual average flow over this time period was 698 million cubic meters (Cabanillas 1998). Except at the highest elevations in the watershed, the land has been extensively modified by the human inhabitants. At higher elevations, wheat and corn are the primary cultivated species, with non-cultivated land utilized as grazing areas for cattle, goats, and sheep. Further down-valley, sugarcane and rice are more common, though corn, banana plantations, and mixed-vegetable gardens are also prevalent. Furthermore, many varieties of fruit (e.g., mango and lemon) are grown, especially near houses for personal consumption. An extensive network of irrigation canals, that primarily utilize seeps and tributaries of the Jequetepeque, are employed to irrigate the cultivated crops. Due to the long history of human inhabitation of the watershed, larger wildlife are not common in the spill area. Smaller mammals and birds, however, are observed and are likely to occur in much greater densities than larger animals. From reviews by Eisenberg and Redford (1999) and Bazan et al. (2000), mammals that have been observed in areas near the spill, or are native to the broader region, are shown in Table 2.2.1. Mammal families are listed, along with an estimate of the likelihood of occurrence near the spill area. The likelihood of occurrence is based on 1) distribution maps provided by Eisenberg and Redford Minera Yanacocha S.R.L. P:\100673\Risk\PDF files\English\Final Risk Report\PDF_Final Report_english.doc 14 Shepherd Miller November 2002 FINAL (1999), 2) observations on habitat made during the field investigations, and 3) conversations with MYSRL personnel and the local population. Where possible, if members of a particular mammal order are likely to occur, or may possibly occur, representative genus and common names of the mammals are listed as well. Table 2.2.1 Mammal Orders and Likely Occurrence Near the Spill Area Order Marsupialia Edentata Common name Insectivora Chiroptera Marsupials Anteaters Armadillos Insectivores Bats Primates Carnivora Monkeys, apes, humans Carnivores Perissodactyla Odd-toed ungulates Artiodactyla Even-toed ungulates Rodentia Rodents Lagomorpha Rabbits In area? Genus represented possible unlikely unlikely unknown likely likely likely likely likely likely likely yes possible possible possible possible possible unlikely possible likely likely likely yes (domestic) likely yes (domestic) Common names Didelphis spp. opossum Glossophaga spp Pteronotus spp Tonatia spp Myostis spp Chiroderma spp Sturnina spp Vampyressa spp Homo sapiens Pseudolopex culpaeus Mustela frenata Felis colocolo Felis concolor Conepatus semistriatus long-tongued bats mustached bats round-eared bats little brown bats large-eyed bats yellow-shouldered bats yellow-eared bats humans South American fox long-tailed weasel gato de pajonal mountain lion hog-nosed skunk Odocoileus virginianus Thomasomys spp Microryzomys spp Oligoryzomys spp Cavia tschudii Lagidium peruanum Oryctolagus spp white-tailed deer rat rat rat cuy (guinea pig) big chinchilla domestic rabbit Bazan et al. (2000) lists species of raptors, dabbling ducks, grebes, and shorebirds that are known to inhabit areas near the spill. Bird species that were observed in the area during site visits were: wild canaries (Sicalis spp.), vermilion flycatcher (Pyrocephalus rubinus), groove-billed ani (Crotophaga sulcirostris), and other unidentified small songbirds (Order Passiformes) and herons. Table 2.2.2 shows the species of fish known to occur in the Jequetepeque River and the Gallito Ciego Reservoir. The occurrence of these species was determined by sampling work conducted to support the risk assessment and from interviews with local fishermen. All of the species listed in Table 2.2.3, except paco and tilapia, occur in both the reservoir and the river. Paco and tilapia were only collected in the reservoir and did not occur in the river. Overall, the life history of the native fish species in the watershed Minera Yanacocha S.R.L. P:\100673\Risk\PDF files\English\Final Risk Report\PDF_Final Report_english.doc 15 Shepherd Miller November 2002 FINAL (i.e., all species except tilapia) are not well characterized in the scientific literature. As an example, some individual fish collected during sampling are larger than what the literature indicates as the maximum length for that species. Table 2.2.2 Peru vian Name Fish Species in the Jequetepeque River and Gallito Ciego Reservoir Common Name Cachuela Carachita Cascafe (Sabalo) Charcoca Twospot lebiasina catfish Life Scientific Name Bryconamericus peruanus Brycon atrocaudatus Lebiasina bimaculata Trichomycterus dispar Family Characins Omnivorous Characidae Characins Plants and zooplankton Insects benthopelagic, freshwater pelagic, freshwater Lit. Site Max length Length range (cm) (cm) 2-10 3.7-33 pelagic, freshwater; 6.2 <pH< 7.5 benthopelagic, freshwater 10 3.513.5 8-17.8 benthopelagic, fresh-water; 6.5<pH< 8.0 Astroblepida Climbing Insects and demersal, e catfishes algae freshwater Characidae Characins Insects and pelagic, freshwater; decaying plants 4.8<pH< 6.8. An important foodfish Atherinidae Silversides Plankton pelagic, freshwater, and insects brackish, marine Pimelodidae Long-whiskered Algae demersal, catfishes freshwater Cichildae Cichlids Plankton Inhabits warm ponds and impoundments as well as lakes and streams. demersal, freshwater, brackish 20 3.1-21 Lebiasinidae Characins T richomycteridae Aequidens rivulatus Cichlidae Nato life catfish Astroblepus rosei Paco Pirapatinga Piaractus brachypomus Pejerrey Pejerrey Tilapia Habitat 40 Green terror Picalon Diet Characidae Mojarra Odontesthes bonariensis/regia catfishes Pimelodella yuncensis Blue Tilapia Oreochromis (Introduced aureus ) Family common name Pencil/ parasitic catfishes Cichlids Detritus Plants and invertebrates 3.1-14 45 7-8 23.4 4.5-20 4.8-10 37 13-30 All of the fish species that occur in the watershed (Table 2.2.2) are either herbivorous (plant eaters) or omnivorous (eat both plant and animal matter). There are no identified higher-trophic order piscivorous fish (fish that eat fish) in the river or reservoir. Piscivores are known to have the greatest potential for accumulating mercury (Uryo et al. 2001). 2.3 Conceptual Site Model: Fate, Transport, and Potential Exposure Five systems are at potential risk from the spilt mercury: agricultural, native terrestrial, residential, riverine, and the reservoir ecosystems. Residential is included as a system type since some of the mercury spill sites (Map 1) occur within towns. Biota in these towns, including domestic animals and garden plants, Minera Yanacocha S.R.L. P:\100673\Risk\PDF files\English\Final Risk Report\PDF_Final Report_english.doc 16 Shepherd Miller November 2002 FINAL were potentially exposed to mercury. Other general receptor types within the terrestrial systems are humans, wildlife, and plants (agricultural and native). The conceptual exposure pathways and fate and transport of mercury in the terrestrial ecosystems are shown in Figure 2.3.1. Possible receptors within the aquatic ecosystems include fish and aquatic macroinvertebrates. The conceptual exposure pathways and fate and transport of mercury in the aquatic ecosystems are shown in Figure 2.3.2. Conceptually, mercury is initially in the form of elemental mercury. Elemental mercury can volatilize, be mobilized via wind or water transport, or be oxidized to form Hg+2. Over time, much of the elemental mercury will be oxidized, thus converting the mercury to ionic forms. For ionic mercury, the volatilization rate substantially decreases, while the water solubility increases slightly. Ionic mercury does bind strongly to soil particles, but over longer time periods, it may be transported into streams through erosion of surface soils or by limited dissolution. If appropriate reducing conditions exist (see Section 1.2.2), mercury that enters the surface water may be methylated. Methylmercury has much higher availability to organisms, thus increasing the potential for mercury bioaccumulation in biological tissues. Minera Yanacocha S.R.L. P:\100673\Risk\PDF files\English\Final Risk Report\PDF_Final Report_english.doc 17 Shepherd Miller November 2002 FINAL Figure 2.3.1 Conceptual site model of mercury transport and potential receptors in the terrestrial ecosystems Minera Yanacocha S.R.L. P:\100673\Risk\PDF files\English\Final Risk Report\PDF_Final Report_english.doc 18 Shepherd Miller November 2002 FINAL Figure 2.3.2 Conceptual site model of mercury transport and potential receptors in the aquatic ecosystems Minera Yanacocha S.R.L. P:\100673\Risk\PDF files\English\Final Risk Report\PDF_Final Report_english.doc 19 Shepherd Miller November 2002 FINAL 2.4 Assessment and Measurement Endpoints The overall management goal for the spill area is: Protecting the terrestrial and aquatic resources of the Jequetepeque watershed that were potentially exposed to mercury contamination from the spill. Assessment endpoints are explicit expressions of the actual environmental values that are to be protected within the overall management goal (USEPA 1998). The assessment endpoints for the risk assessment are: 1. Health of individual humans who may consume water and food that may be influenced by the mercury spill. 2. Survival, growth, and reproduction of populations of agricultural and native terrestrial plants that are within the spill area. 3. Survival, growth, and reproduction of populations of terrestrial animals that may be exposed to mercury from drinking water, consumption of plants, or consumption of other animals. 4. Survival, growth, and reproduction of populations of aquatic biota (macroinvertebrates and fish) that may be exposed to mercury from the spill. The USEPA (1998) identifies three types of measures that are used to evaluate the assessment endpoints and to assess the risk potential: n n n Measures of Effect – Direct measures of changes in an attribute of the assessment endpoint that can be attributed to exposure to the chemical in question. Measures of Exposure – Measures of chemical concentrations and movement in the environment. Measures of Ecosystem and Receptor Characteristics – Measures of ecosystem and receptor characteristics that influence the potential for contact between the receptors and chemicals. No direct site-specific measures of effect were made. The measures of effects used in the risk assessment are benchmark effect concentrations issued by various regulatory groups or values derived from the scientific literature. These benchmark values are discussed in Section 3. Extensive direct measures of exposure were collected through sampling of terrestrial and aquatic media and biota. Sampling included water, sediment, soil, vegetation, terrestrial insects, aquatic macroinvertebrates and fish. For the exposure assessment of the consumption of terrestrial animal tissue, which was not directly sampled, mercury transfer from the measured vegetation tissue to herbivore tissue was modeled using Minera Yanacocha S.R.L. P:\100673\Risk\PDF files\English\Final Risk Report\PDF_Final Report_english.doc 20 Shepherd Miller November 2002 FINAL literature transfer factors. The various measures of exposure are discussed in Section 4. There were no direct measures of ecosystem and receptor characteristics. The assessment endpoints and associated measurement of effects and measures of exposure are summarized in Table 2.4.1. Table 2.4.1 Summary of Assessment Endpoints and Measures of Effect and Exposure Assessment Endpoint Measures of Effect and Exposure Health of individual humans who may consume water and food that may be influenced by the mercury spill Measures of effect: regulatory benchmarks for concentrations of mercury in water and food Direct measures of exposure: concentrations of mercury in fish, macroinvertebrates (crabs), vegetation, and water Indirect measures of exposure: modeled concentrations of mercury in terrestrial animal tissue using literature transfer factors Survival, growth, and reproduction of populations of agricultural and native terrestrial plants within the spill area Measures of effect: established benchmark concentrations of mercury in soil and plant tissues from a review of the scientific literature Direct measures of exposure: concentrations of mercury in soil and vegetation tissue collected at the spill locations Survival, growth, and reproduction of Measures of effect: established benchmark concentrations of populations of terrestrial animals that may mercury in water and food from a review of the scientific literature be exposed to mercury from drinking and regulatory benchmarks water, consumption of plants, or Direct measures of exposure: concentrations of mercury in water consumption of other animals and food items (vegetation and insects) collected at the spill locations Indirect measures of exposure: modeled concentrations of mercury in terrestrial animal tissue using literature transfer factors Survival, growth, and reproduction of populations of aquatic biota (macroinvertebrates and fish) that may be exposed to mercury from the spill Measures of effect: established benchmark concentrations of mercury in water and animal tissue from a review of regulatory guidelines and the scientific literature Direct measures of exposure: concentrations of mercury in water and aquatic animal tissue Minera Yanacocha S.R.L. P:\100673\Risk\PDF files\English\Final Risk Report\PDF_Final Report_english.doc 21 Shepherd Miller November 2002 FINAL 3.0 EFFECTS CHARACTERIZATION AND BENCHMARK SELECTION Regulatory guidance values and the scientific literature were reviewed and summarized for measures of effects. As outlined in Section 2.3, terrestrial receptors are plants (agricultural and native), livestock, rodents, birds, humans, and other secondary consumers (e.g., fox). Receptors at potential risk from pathways that start with water exposure are: aquatic macroinvertebrates and fish, as well as secondary consumers of aquatic biota, including humans and birds. Terrestrial animals and birds may also utilize surface water as a source of drinking water. The literature was surveyed for concentrations of mercury that were reported as 1) resulting in no adverse effects or 2) resulting in an adverse effect. The no adverse effect concentrations are termed NOAELs, short for no observed adverse effect levels. Concentrations that result in an effect are called Effect Levels. NOAEL concentrations are sometimes reported as safe levels, no effect levels, threshold concentrations (i.e., the threshold before effects are observed), or normal levels. Commonly reported Effect Levels are 1) the lowest observed adverse effect level (LOAEL), 2) specific effects on growth or reproduction, or 3) lethal concentration (LC). While both NOAEL and Effect Levels are summarized in this section, the RA relies on the more conservative NOAEL values to assess the risk potential. The literature survey focused on finding information on species relevant to the receptors identified in Section 2.3. Additionally, effort was made to locate and summarize papers that discussed long-term exposures and reported non-lethal effects from relevant exposure routes (e.g., ingestion rather than injection). Reports that provide information on the effect, or lack of effect, of mercury on growth and reproduction of receptors are more desirable than studies that provide lethal concentrations. 3.1 Mercury Toxicity to Humans and Benchmark Determination Possible effects and manifestations of mercury intoxication to humans, and other animals, are varied. Effects depend on the chemical form of the mercury, the exposure route (inhalation or ingestion), and the exposure dose, including the length of exposure and concentration of mercury involved (Amdur et al. 1991). For residents around the spill, the primary possible exposure routes are 1) the inhalation and ingestion of the spilt ele mental mercury, and 2) the ingestion of ionic mercury after oxidation of the spilt elemental mercury has occurred. Additionally, if the spilt mercury enters waterways around the spill areas over time, humans may be exposed to methylmercury through consumption of aquatic organisms that might be influenced by the increased mercury concentrations in surface water and sediment. Minera Yanacocha S.R.L. P:\100673\Risk\PDF files\English\Final Risk Report\PDF_Final Report_english.doc 22 Shepherd Miller November 2002 FINAL Methylmercury exposure from consumption of terrestrial plants and animals is unlikely because methylmercury is uncommon in soils, due to the lack of reducing conditions required to methylate mercury in soils (Davis et al. 1997). Inhaled elemental mercury vapor is distributed to the entire body (systemic), whereas ingested mercury is first cycled through the liver, which is an important detoxification site, prior to systemic distribution. Ingestion of elemental mercury is generally not considered a health risk since it is largely passed directly through the gastrointestinal tract, with little absorption, and is excreted in feces, therefore limiting the amount of mercury that enters the body. Inhaled elemental mercury, conversely, readily crosses the alveolar membrane of the lung since it is lipid soluble, and is therefore absorbed to a much greater degree. Mercury absorbed in the body, via ingestion or inhalation, is excreted with a half-life (i.e., time required to reduce the concentration in the body by 50%) of 35 to 70 days (Amdur et al. 1991, WHO 1991). Elemental mercury is not listed as a known carcinogen by the U.S. EPA (USEPA 2001b). As discussed in Section 2.4, the spilt elemental mercury will be transformed to ionic forms over time. Effects from acute ingestion of ionic mercury include ulcers and other gastrointestinal effects. Chronic exposure can result in kidney damage, which can be manifested as changes in urine production or in a build-up of urea in the blood (Amdur et al. 1991, USEPA 2001b). There is also limited evidence that chronic exposure may effect fertility, likely through effects on sperm production. These effects, however, were only evidenced after large acute exposures in mice, and fertility returned to normal levels within about two months (USEPA 2001b, WHO 1991). Ionic mercury is not listed as a known carcinogen (USEPA 2001b, WHO 1991). Due to the rapid remediation response and strong sorption of mercury to soils, it is unlikely that any significant amount of the spilt mercury has entered or will enter the waterways in the future. Any mercury, however, that enters the water may be transformed to methylmercury, as discussed in Section 1.2.2. Methylmercury is essentially a nervous system toxicant and is generally considered as the most toxic form of mercury (USEPA 2001c). Because methylmercury effects different organs within the human body, the possible risks from exposure are treated separately from exposure to other forms of mercury (i.e., ionic and elemental). Note that potential impacts from methylmercury and other forms are not considered to be additive. Minera Yanacocha S.R.L. P:\100673\Risk\PDF files\English\Final Risk Report\PDF_Final Report_english.doc 23 Shepherd Miller November 2002 FINAL Benchmark Determination The RA only addresses the oral ingestion of mercury. Inhalation exposure to the spilt mercury has been assessed in earlier documents (Consulcont SAC 2000, SMI 2002). Drinking Water Exposure Table 3.1.1 lists some representative safe levels for mercury in drinking water. The lowest level of 1.0 ppb listed in Table 3.1.1 is utilized as the drinking water benchmark for humans. The Peruvian Ministry of Health (Peru MH 1983) has issued a criterion value of 2.0 ppb for domestic water use. Table 3.1.1 Representative Human Health Drinking Water Criteria Country/Organization USA Peru European Union (EU) Canada World Health Organization Mercury (ppb) 2.0 2.0 1.0 1.0 1.0 References USEPA (1997b) Peru MH (1983) EU (1992) Health Canada (1998) WHO (1996) Dietary-methylmercury As discussed in Section 1.2.3, fish and seafood consumption typically accounts for the large majority of mercury ingestion by humans. Additionally, mercury concentration in fish is almost all in the methylmercury form and has greater absorption into humans than ionic or elemental forms (Richardson et al. 1995). Humans essentially only consume methylmercury by eating fish or shellfish (WHO 1991). A compilation of safe consumption levels for mercury in fish is shown in Table 3.1.2. No Peruvian regulations for mercury concentrations in fish are available. The lowest value listed in Table 3.1.2 of 300 ppb (ww) is utilized as the benchmark for consumption of methylmercury in the RA. This value is for the average dietary concentration of methylmercury, and not for any individual dietary item. Dietary-elemental/ionic In general, for oral ingestion, the USEPA approach for evaluating risk to humans utilizes a Reference Dose, denoted RfD, to establish safe levels for chronic ingestion of a chemical. The USEPA defines a RfD as “an estimate (with uncertainty spanning perhaps an order of magnitude) of a daily exposure to the human population (including sensitive subgroups) that is likely to be without an appreciable risk of Minera Yanacocha S.R.L. P:\100673\Risk\PDF files\English\Final Risk Report\PDF_Final Report_english.doc 24 Shepherd Miller November 2002 FINAL deleterious effects during a lifetime” (USEPA 1999b). However, the USEPA does not issue a RfD for elemental mercury (USEPA 2001a). Table 3.1.2 Listing of Values Reported as Safe Hg Limits by Various Countries and Regulatory Agencies for Fish Country/Organization USA USA Brazil Canada Denmark Ecuador Finland France Germany Greece India Italy Japan Japan Netherlands Philippines Spain Sweden Switzerland Thailand Venezuela Zambia Australia/ New Zealand World Health Organization Type FDA- fish EPA- fish MeHg Fish Std. Fish Std. Fish Std. Fish Std. Fish Std. Seafood Fish Std. Fish Std. Fish Std. Fish Std. Fish-MeHg Fish- Total Hg Seafood Fish- MeHg Fish Std. Fish Std. Fish Std. Fish Std. Seafood Fish Std. Fish/seafood standard Non-predatory /predatory fish Hg (ppb, ww) 1000 300 500 500 500 1000 1000 500-700 1000 700 500 700 300 400 1000 500 500 1000 500 500 500 300 500-1000 500/1000 References 1 2 3 3 3 3 3 3 3 3 3 3 3 3 3 3 3 3 3 3 3 3 4 5 1 FDA (U.S. Food and Drug Administration). 1998. Action levels for poisonous or deleterious substances in human food and animal feed. March 1998. 2 USEPA (U.S. Environmental Protection Agency). 2001. Water Quality Criterion for the Protection of Human Health: Methylmercury. EPA-823-R-01-001. 3 Nauen, C. 1983. Compilation of Legal Limits for Hazardous Substances in Fish and Fishery Products. Food and Agriculture Organization of the United Nations, Rome. 4 ANZFA (Australia New Zealand Food Authority). 1987. Food Standards Code: Standards A11- Specifications for Identity and Purity of Food Additives, Processing Aids, Vitamins, Minerals and Other Added Nutrients (as amended and current as of December 2001) 5 CODEX. 1991. Guideline Level for Methylmercury in Fish. Food Safety Programme. Codex Commission on Food Additives and Contaminants. WHO, Geneva. For the non-fish portion of the diet (i.e., non methylmercury), an RfD derived for mercuric sulfide by the U.S. Department of Energy (DOE)- Oak Ridge National Laboratory (ORNL 2002) of 0.04 mg of Hg per Kg of bodyweight per day (mg/kg-day) is used. Additional information on the derivation of this value is included as Appendix A. Due to similar solubility (Table 1.2.1) and bioavailability between elemental mercury and mercuric sulfide, ORNL states that this RfD value is also applicable to ele mental mercury. Minera Yanacocha S.R.L. P:\100673\Risk\PDF files\English\Final Risk Report\PDF_Final Report_english.doc 25 Shepherd Miller November 2002 FINAL As discussed with SENASA personnel in November 2000, the RfD of 0.04 mg/Kg-day can be used to arrive at safe concentrations of mercury in non-fish food items. By multiplying the RfD by the average bodyweight of a person, which in this case is assumed to be 60 Kg, the average safe daily intake of mercury would be 2.4 mg of mercury per day (0.04 mg/Kg-day * 60 Kg). The USEPA (1997c) assumes that an average person in the U.S. consumes 1.5 kg of food per day. Assuming the same food ingestion for residents near the spill, 2.4 mg of mercury could be contained in 1.5 kg of food. The allowable average concentration of mercury in non-fish food, therefore, is equal to 1600 ppb (2.4 mg Hg/ 1.5 Kg food = 1.6 mg /kg or 1600 ppb). If only 1 Kg of food is consumed, the average safe level is equal to 2400 ppb. In general, the population living near the spill are smaller (height and weight) than the average person in the USA, upon which the USEPA bases their calculations. It is therefore reasonable to assume that the average diet for residents near the spill is less than the 1.5 Kg of food per day assumed by the USEPA (1997c). However, to be conservative, the RA assumes a diet of 1.5 Kg per day, which results in an average safe mercury concentration in the diet of 1600 ppb. It is important to note, however, that the 1600 ppb safe level is the average for all of the diet. Consumption of occasional individual food items exceeding this value is not problematic, unless the overall average concentration of mercury in the diet exceeds 1600 ppb. Summary In summary, the benchmark values for humans are 1.0 ppb for drinking water, 300 ppb (ww) for methylmercury consumption in fish and shellfish, and 1600 ppb (ww) for non-fish dietary consumption. All of these values are based on regulatory guidance values. 3.2 Mercury Toxicity to Other Terrestrial Animals and Benchmark Determination 3.2.1 Birds and Mammals Overall, the reported toxic symptoms of mercury poisoning in both animals and plants are non-specific. Essentially, this means that the same symptoms could be explained by a wide variety of causes, and cannot be easily associated with mercury exposure. Puls (1992) reviewed the literature on symptoms reportedly associated with mercury toxicity in various domestic animals. The symptoms reported, and the animals affected by the different symptoms are shown below: n n n ataxia (incoordination): muscle weakness: tremors: cats, cattle, pigs cats, pigs cats Minera Yanacocha S.R.L. P:\100673\Risk\PDF files\English\Final Risk Report\PDF_Final Report_english.doc 26 Shepherd Miller November 2002 FINAL n n n n n changes in urine production/chemistry: stomach irritation/damage: diarrhea: loss of appetite/weight: decreased fertility: cats, cattle, horses horses horses horses, pigs, poultry poultry These symptoms are similar to effects that are observed in animals afflicted with a variety of diseases, or other conditions (e.g., poor nutrition or parasites). The kidney is the primary concentrating organ for inorganic mercury in mammals and fish. For mammals, the kidney typically contains 50-80% of all of the mercury in the body (WHO 1991). The level of the glutathione enzyme, in the kidney, is the likely primary determinant of the ultimate concentration of mercury in kidneys. Other known sites of mercury deposition in animals are fat reserves, brain, and liver. In fish-eating birds, mercury builds up to a greater extent in the liver than in the kidney (Scheuhammer et al. 1998). As with humans, methylmercury effects in animals are typically manifested in the central nervous system, with effected animals become anorexic and lethargic (Amdur et al. 1991). Because methylmercury targets different organ systems than other mercury forms, it is considered separately from the other forms, and methylmercury effects are not considered to be additive to effects from other mercury forms. Overall, methylmercury is more mobile in the body than ionic (e.g., HgO and HgS) or elemental mercury (Sweet and Zelikoff 2001). One example of this is that methylmercury crosses the placenta and can effect fetuses of pregnant animals, whereas inorganic mercury is essentially unable to cross the placenta (Amdur et al. 1991, WHO 1991). Up to 95% of ingested methylated forms of mercury are absorbed in the gastrointestinal tract of mammals, whereas only 7-15% of ingested inorganic salt forms (e.g., mercuric chloride, HgCl2) are absorbed, and approximately 0.01% of ingested elemental mercury is absorbed (Amdur et al. 1991, WHO 1991). Excretion of inorganic mercury in mammals is through urine, bile, feces, and sweat (Sweet and Zelikoff 2001). Birds also excrete mercury by molting feathers. Mercury is incorporated into the disulfide bonds in the keratin protein of feathers, and is lost when the feathers are molted by the birds (Eisler 2000). Dietary and drinking water benchmarks Table 3.2.1 lists NOAEL and Effect Levels of mercury in the diet of birds and mammals. NOAEL values are listed first and are unshaded. The Effect Levels in Table 3.2.1 are shaded and listed from lowest to highest effect concentrations. All of the dietary values are listed in dry weight unless noted otherwise. If Minera Yanacocha S.R.L. P:\100673\Risk\PDF files\English\Final Risk Report\PDF_Final Report_english.doc 27 Shepherd Miller November 2002 FINAL the report did not state if the concentration was based on wet or dry weight, dry weight was assumed to be conservative. Table 3.2.1 NOAEL and Effect Levels of Dietary Mercury for Mammals and Birds Species ppb,dw Chemical Form/Notes Effect Reference Rat Rat Animal (general) Mink Animal (general) Mink (ww*) Mouse 500 800 1000 1100 2000 7930 69500 MAMMALS- NOAEL Methyl Hg chloride - chronic NOAEL Total, 90 day physiology NOAEL Hg2+, growth effects NOAEL Methyl Hg chloride NOAEL Total Hg Safe limit HgCl; chronic, reproduction NOAEL Mercuric sulfide-chronic NOAEL American mink Northern river otter Rat Mouse Mouse 1800 2000 MAMMALS- EFFECT LEVELS Methyl Hg chloride Lethal Methyl Hg Lethal Wobeser and Swift 1976 O’Connor and Nielsen 1981 2500 8000 10000 Methyl Hg chloride Hg(NO3 ) 2 Methyl Hg Sample et al. 1996 Von Burg and Greenwood 1991 Von Burg and Greenwood 1991 15000 29000 210000 357000 388000 1429000 Methyl Hg chloride HgCl2 HgCl HgI 2 HgNO3 Elemental Hg Reduced pup viability LD50 Impaired immune response Renal tumors LD10 LD50 LD10 LD50 LD10 BIRDSMethyl, 77 day exposure HgCl2 - chronic exposure Inorganic NOAEL LD0 No effect LD0 Rat Human Rat Human Mouse Human Zebra finch Japanese quail Japanese quail 2500 4000 32000 Mallard Mallard Zebra finch Poultry Japanese quail Japanese quail Japanese quail Japanese quail 500 3000 5000 5000 8000 8000 18000 32000 Japanese quail Japanese quail Pheasant Mallard Japanese quail 42000 47000 3790000 5000000 5086000 Sample et al. 1996 Dellinger et al. 1995 NAS 1980; Underwood 1977 Wobeser and Swift 1976 Hapke 1991a Aulerich et al. 1974 Sample et al. 1996 Mitsumori et al. 1984 Von Burg and Greenwood 1991 Von Burg and Greenwood 1991 Von Burg and Greenwood 1991 Von Burg and Greenwood 1991 Von Burg and Greenwood 1991 Wolfe et al. 1998 Sample et al. 1996 Eisler 2000 BIRDS- EFFECT LEVELS MeHg dicyandiamide Decreased reproduction Methylmercury Decreased reproduction Methyl, 77 day exposure LD25 Total Hg Decreased reproduction HgCl2 LOAEL- chronic Methyl Hg Poisoning occurs Methyl Hg chloride Acute LD50 HgCl2 No effect on growth rate; decrea decreased fertilization Heinz 1974 Eisler 2000 Wolfe et al. 1998 Hapke 1987 Sample et al. 1996 Aagdal et al. 1978 WHO 1989 WHO 1989 HgCl2 Methyl Hg chloride HgCl2 HgCl2 HgCl2 WHO WHO WHO WHO WHO Acute LD50 5-day LC50 5-day LC50 5-day LC50 5-day LC50 1989 1989 1989 1989 1989 Unshaded cells are NOAELs and shaded cells are Effect Levels *ww= wet weight diet Minera Yanacocha S.R.L. P:\100673\Risk\PDF files\English\Final Risk Report\PDF_Final Report_english.doc 28 Shepherd Miller November 2002 FINAL Methylmercury is reported to be lethal to mink and otters at a dietary concentration of 1800 ppb and 2000 ppb, respectively (Table 3.2.1). Both of these mammals are members of the Carnivore family and are primarily fish-eaters. Rodents are less sensitive, with non-lethal effects reported for rats at a dietary methylmercury concentration of 2500 ppb (Table 3.2.1). Reported lethal concentrations of ionic forms of mercury range from an LD50 (lethal dose for 50% of the test population) of 8000 ppb for mice exposed to Hg(NO3)2 to an LD50 of 388,000 ppb for mice exposed to HgNO3. Reported dietary NOAELs for methylmercury are 500 ppb for rats and 1100 ppb for mink. NOAELs for ionic mercury forms range from 1000 ppb for animals in general up to 69,500 ppb for mice (Table 3.2.1). The most relevant NOAEL for elemental mercury exposure is the value of 69,500 ppb value for mice exposed to chronic levels of mercuric sulfide (HgS). Mercuric sulfide is similar to elemental mercury in terms of having a low solubility (Table 1.2.1) and bioavailability (ORNL 2002). However, to be conservative, the general animal NOAEL of 2000 ppb (dw) from Hapke (1991a) is set as the dietary benchmark value for most mammals in this risk assessment. As a comparison to this value, the U.S. Department of Energy (DOE; Sample et al. 1996) has issued benchmark values for mercuric sulfide and mercuric chloride. All of the benchmark values for the exposure of different species to mercuric sulfide exceed 26,000 ppb (ww). The benchmark values for mercuric chloride range from 3400 ppb (ww) for bats to 11840 ppb (ww) for deer. An additional benchmark value of 1100 ppb (dw) is set for mammals that essentially only consume fish. This second value is equal to the NOAEL reported for mink, which is the species that had the lowest reported toxic concentration of 1800 ppb (Table 3.2.1). There are, however, no known species of fisheating (piscivorous) mammals that occur in the area (Table 2.3.1). The lowest reported Effect Level of 500 ppb (reproduction in mallard ducks) is for methylmercury dicyandiamide. This form of methylmercury was developed as a pesticide, and is therefore less relevant to understanding the toxicity of naturally-occurring chemical forms of mercury. The next lowest Effect Level is 3000 ppb methylmercury for mallards. Other reported Effect Levels (Table 3.2.1) are an LD25 of 5000 ppb for zebra finches (methylmercury), decreased reproduction in poultry at 5000 ppb (total mercury), and a chronic LOAEL for Japanese quail of 8000 ppb (HgCl2). As shown in Table 1.2.1, mercuric chloride is a much more soluble ionic form of mercury than either the mercuric oxide or mercuric Minera Yanacocha S.R.L. P:\100673\Risk\PDF files\English\Final Risk Report\PDF_Final Report_english.doc 29 Shepherd Miller November 2002 FINAL sulfide forms that naturally occur in the environment. Based on the values listed in Table 3.2.1, the concentrations of methylmercury and mercuric chloride that are toxic to birds are similar. Reported dry weight NOAELs are 2500 ppb methylmercury for zebra finches, 4000 ppb mercuric chloride and 32,000 ppb inorganic mercury for Japanese quail (Table 3.2.1). Based on these NOAEL values, a benchmark concentration of 4000 ppb (dw) is selected to be protective of birds from ionic mercury exposure. This value is equal to the lower of the two NOAEL values listed for Japanese quail. For piscivorous birds, a second safe dietary benchmark is set at 2500 ppb (dw) based on the NOAEL for methylmercury exposure of zebra finches. Both mammals and birds are relatively insensitive to mercury exposure from drinking water (Table 3.2.2). The lowest reported toxic values are 5000 ppb for mammals and 250,000 ppb for birds. However, to be conservative, the benchmark value for human drinking water of 1 ppb mercury is utilized as the benchmark for all animals. Table 3.2.2 NOAEL and Effect Levels of Mercury in Drinking Water for Mammals and Birds Species ppb Chemical Form/Notes Effect MAMMALS- NOAEL No effect No effect Mouse Mouse 1000 5000 Methylmercury HgCl2 Mouse 5000 MAMMALS- EFFECT LEVELS Methylmercury Decreased growth Chicken Chicken Chicken Chicken BIRDS- NOAEL 300000 HgCl2 in drinking water; chicks No effect Reference Schroeder and Michener 1975 Schroeder and Michener 1975 Schroeder and Michener 1975 WHO 1989 BIRDS- EFFECT LEVELS 250000 HgCl2 in drinking water; 8Slight decrease in body WHO 1989 month old hens weight, smaller eggs 300000 HgCl2 in drinking water; Decreased growth WHO 1989 juveniles 500000 HgCl2 in drinking water; 4-week Decreased growth rate, WHO 1989 males higher mortality Unshaded cells are NOAELs and shaded cells are Effect Levels Minera Yanacocha S.R.L. P:\100673\Risk\PDF files\English\Final Risk Report\PDF_Final Report_english.doc 30 Shepherd Miller November 2002 FINAL Tissue benchmarks In addition to NOAELs and Effect Levels of mercury in animal diets, the scientific literature was reviewed to determine NOAELs and Effect Levels of mercury in the tissues of animals. Literature values for tissue concentrations are shown in Table 3.2.3. As before, NOAELs are listed first, followed by shaded Effect Levels. Table 3.2.3 Reported NOAEL and Effects Levels of Mercury in Animal Tissue Species ppb, dw Notes Tissue Type Effect Reference MAMMAL- NOAEL Liver No effect Heart No effect Kidney No effect Liver No effect Liver Normal Muscle Normal tissue concentration Lung No effect Muscle Normal tissue concentration Hapke 1991a Kostic et al. 1977 Kostic et al. 1977 Kostic et al. 1977 Fimreite et al. 1970 Falandysz et al. 1994 Kostic et al. 1977 Falandysz et al. 1994 Pig Rat Rat Rat Rodents Rabbit Rat Sheep 100 120 780 800 900 1200 1260 3700 Total Total Total Total Total Total Total Total Hg Hg Hg Hg Hg Hg Hg Hg American mink Northern river otter 76000 80000 Total Hg Total Hg MAMMAL- EFFECT LEVELS Muscle Lethal Muscle Lethal (chronic) American mink Northern river otter 160000 165000 Total Hg Total Hg Kidney Liver Lethal Lethal (chronic) Northern river otter 195000 Total Hg Kidney Lethal (chronic) American mink 291000 Total Hg Liver Lethal Minera Yanacocha S.R.L. P:\100673\Risk\PDF files\English\Final Risk Report\PDF_Final Report_english.doc 31 Wobeser and Swift 1976 O’Connor and Nielson 1981 Wobeser and Swift 1976 O’Connor and Nielson 1981 O’Connor and Nielson 1981 Wobeser and Swift 1976 Shepherd Miller November 2002 FINAL Table 3.2.3 Reported NOAEL and Effects Levels of Mercury in Animal Tissue (continued) Poultry Songbirds Upland game birds Chicken Common tern Duck/geese sp. Duck/geese sp. Turkey Common tern Common tern 40 150 1750 1800 3930 4300 5000 6000 33600 76700 Total Hg Total Hg Total Hg Total Hg Total Hg Total Hg Total Hg Total Hg Total Hg Total Hg BIRD- NOAEL General tissue Normal background Liver Normal background Liver Normal background Muscle Normal tissue concentration Liver No effect Muscle Normal tissue concentration Muscle Normal tissue concentration Muscle Normal tissue concentration Liver Nesting success Liver Hatching success Hapke 1991b Fimreite et al. 1970 Fimreite et al. 1970 Falandysz et al. 1994 Wolfe et al. 1998 Falandysz et al. 1994 Falandysz et al. 1994 Falandysz et al. 1994 Wolfe et al. 1998 Wolfe et al. 1998 Common loon Chicken Pheasant Water birds Am. Black Duck Great white heron Great white heron Common loon Zebra finch Common tern Common tern Common loon Birds-general Osprey Japanese quail Common grackle Common loon Common grackle Red-winged blackbird European starling Gannet European starling Red-winged blackbird 7400 15000 15000 18500 18500 22200 26700 30900 74100 82200 102000 110000 111000 130000 135000 150000 192000 202000 275000 320000 362000 384000 469000 Total Hg Total Hg Total Hg Total Hg Total Hg Total Hg Total Hg Total Hg Total Hg Total Hg Total Hg Total Hg Total Hg Total Hg Methyl Hg Total Hg Total Hg Total Hg Total Hg Total Hg Total Hg Total Hg Total Hg BIRD- EFFECT LEVELS Brain Reduced reproduction Hen liver Decreased hatchability Liver Decreased hatchability Liver Toxic threshold- reproduction Brain Failure to hatch Correlated mortality from chronic disease Liver Liver Increased disease and emaciation Liver Decreased hatchability Brain 25% mortality Liver Abnormal feather loss in juveniles Liver Decreased fledge success Liver Reduced nesting success Liver Neurological effects Liver lethal Liver Poisoning occurs Kidney LD33 Liver Reduced hatching success Liver LD33 Kidney LD33 Kidney LD33 Liver Lethality Liver LD33 Liver LD33 Wolfe et al. 1998 Fimreite 1970 Borg et al. 1969 Zillioux et al. 1993 Wolfe et al. 1998 Wolfe et al. 1998 Wolfe et al. 1998 Wolfe et al. 1998 Scheuhammer 1988 Wolfe et al. 1998 Wolfe et al. 1998 Wolfe et al. 1998 Heinz 1974 Wolfe et al. 1998 Aagdal et al. 1978 Wolfe et al. 1998 Wolfe et al. 1998 Wolfe et al. 1998 Wolfe et al. 1998 Wolfe et al. 1998 Wolfe et al. 1998 Wolfe et al. 1998 Wolfe et al. 1998 Earthworm Earthworm Earthworm(ww) 2 20 27000 Methyl Hg Whole Total Hg Whole Total Hg Whole TERRESTRIAL INVERTEB RATE- NOAEL Normal Normal NOAEL-reproduction Vonburg and Greenwood 1991 Vonburg and Greenwood 1991 Beyer et al. 1985 TERRESTRIAL INVERTEB RATE- EFFECT LEVELS Aphid Green lacewing Earthworm (ww) 25000 31000 85000 Methyl Hg Whole Methyl Hg Whole Total Hg Whole LD50 Lethal 70% decrease in reproduction Haney and Lipsey 1973 Haney and Lipsey 1973 Beyer et al. 1985 Unshaded cells are NOAELs and shaded cells are Effect Levels * unless noted otherwise, values are for dry weight tissues; ww= wet weight tissue concentration The highest NOAEL level for mammals in Table 2.3.2 is 3700 ppb (dw) in sheep muscle. Assuming 80% moisture in muscle, this is equivalent to 740 ppb on a wet weight basis. Higher NOAELs, up to 76700 ppb (dw) are listed for birds. The lowest Effect Level for birds is 7400 ppb (dw) in loon brain tissue. The highest muscle NOAEL for birds is 6000 ppb (dw) for turkeys. Again, assuming 80% moisture, this is Minera Yanacocha S.R.L. P:\100673\Risk\PDF files\English\Final Risk Report\PDF_Final Report_english.doc 32 Shepherd Miller November 2002 FINAL equivalent to 1200 ppb on a wet weight basis. The 740 ppb (ww) value from sheep muscle and the 1200 ppb (ww) value for turkey muscle are utilized as the benchmark tissue concentrations in the RA. NOAEL concentrations of mercury in terrestrial invertebrate tissue range from 2 ppb (dw) to 27,000 ppb (ww). Reported Effect Levels are equal to or higher than 25000 ppb (dw). The lowest Effect Level of 25000 ppb (dw) was divided by an uncertainty factor (UF) of 50, as recommended by Calabrese and Baldwin (1993), to go from a lethal endpoint to a chronic NOAEL. The resulting benchmark value is 500 ppb (dw). Assuming 80% moisture, the corresponding wet weight benchmark value is 150 ppb. 3.2.2 Plants The World Health Organization (WHO 1989, 1991) states that plants are generally insensitive to the inorganic forms of mercury (i.e., elemental and ionic), likely because of the strong sorption of mercury to soil particles, which largely prevents plant uptake and toxicity. Evidence of the lack of mercury uptake by plants comes from greenhouse studies, as well as reports from sites with plants growing on mine spoils or near mercury smelters (Lindberg et al. 1979). Patra and Sharma (2000), in a review of mercury toxicity to plants, also state that mercury availability to plants is low, and that large increases in soil mercury concentrations do not result in large increases in mercury uptake into plant tissues. Organic forms of mercury (i.e., methylmercury) are more available to plants than inorganic forms, though methylmercury is uncommon in soils since the reducing conditions required to methylate mercury rarely occur in soils (Davis et al. 1997). Benchmark Determination NOAEL and Effect Levels of mercury in plant tissues are listed in Table 3.2.4. Mercury concentrations in vegetables, or other herbaceous plants, need to exceed 4600 ppb (dw) before there is a possibility of mercury toxicity. The most sensitive grasses are affected by tissue concentrations as low as 3333 ppb in grain, 4000 ppb in stems, and 59,000 ppb in roots (dw; Table 3.2.4). NOAEL values for tree and shrub tissue are as high as 3500 ppb (dw). No toxic levels for trees and shrubs were located in the literature. Based on the review of the literature, plant toxicity would likely be manifested by a reduction in the rate of growth, not the overall survival or viability of plants (i.e., mercury will not kill the plant). A benchmark value of 3000 ppb (dw) for plant tissue is established for plant tissue in the RA. This value was chosen since it is within the reported NOAEL levels and is less than the lowest Effect Concentration of 3333 ppb (dw) for plants. Minera Yanacocha S.R.L. P:\100673\Risk\PDF files\English\Final Risk Report\PDF_Final Report_english.doc 33 Shepherd Miller November 2002 FINAL Table 3.2.4 NOAEL and Effect Levels of Mercury in Plant Tissue Species ppb (dw) Corn (maize) Corn (maize) Rye Oats Oats Wheat Wheat Oats Barley Barley Barley Oats Wheat Rice Barley Oats Wheat Grass (mixed) Barley Sheep fescue Rice Kentucky bluegrass Bermuda grass Velvet bentgrass Barley 3 4.6 9 9 9 11 12 12 12 12 12 14 14 15 19 33 36 70 80 300 500 750 1000 1680 2000 Grass (mixed) Kentucky bluegrass Bermuda grass Sheep fescue Barley Rice 2200 2500 2900 3250 3000 1000000 Corn (maize) Oats Bermuda grass Hg form Effect Total Hg Total Hg Total Hg Total Hg Total Hg Total Hg Total Hg T otal Hg Total Hg Total Hg Total Hg Total Hg Total Hg Total Hg Total Hg Total Hg Total Hg Total Hg Total Hg Total Hg Total Hg Total Hg Total Hg Total Hg MeHg hydroxide Total Hg Total Total Total Hg2+ Total Root Leaves Root Leaves Roots Hg Hg Hg Hg 3333 4000 59000 Total Hg Total Hg Total Hg 1.4 1.5 3 3.7 5.7 6.5 8.3 11 19 24 39 40 51 58 Total Hg Total Hg Total Hg Total Hg Total Hg Total Hg Total Hg Total Hg Total Hg Total Hg Total Hg Total Hg Total Hg Total Hg Jewel flower Tall whitetop Beans Woodland strawberry Carrot Cabbage/broccoli Lettuce Beans Flax Oilseed rape Alfalfa (lucerne) Oilseed rape Oilseed rape Lima bean Tissue Type GRASS- NOAEL Grain NOAEL Grain NOAEL Grain NOAEL Grain NOAEL Grain Normal Grain NOAEL Grain Normal Grain Normal Grain Normal Grain NOAEL Grain Normal Grain Normal Grain Normal Grain NOAEL Grain Normal Straw NOAEL Straw NOAEL Leaf NOAEL-growth Straw NOAEL Shoot NOAEL-growth Stem Critical level* Shoot NOAEL-growth Stems NOAEL growth Shoot NOAEL-growth Leaves Upper critical level Root NOAEL-growth NOAEL-growth NOAEL growth NOAEL-growth Upper critical Critical level GRASS- EFFECT LEVELS Grain Decreased growth Straw Decreased growth Roots Decreased growth VEGETABLES - NOAEL Whole plant NOAEL Whole plant NOAEL Pods NOAEL Whole plant NOAEL Roots NOAEL Leaves NOAEL Leaves NOAEL Pods NOAEL Straw NOAEL Straw NOAEL Foliage NOAEL Tubers NOAEL Tops NOAEL Bean Normal background Minera Yanacocha S.R.L. P:\100673\Risk\PDF files\English\Final Risk Report\PDF_Final Report_english.doc 34 Reference Kabata-Pendias and Pendias 1992 Shacklette 1980 Fergusson 1990 Gracey and Stewart 1974 Fergusson 1990 Gracey and Stewart 1974 Saha et al. 1970 Kabata-Pendias and Pendias 1992 Fergusson 1990 Gracey and Stewart 1974 Saha et al. 1970 Fergusson 1990 Kabata-Pendias and Pendias1992 VonBurg and Greenwood 1991 Kabata-Pendias and Pendias1992 Gracey and Stewart 1974 Gracey and Stewart 1974 Cocking et al. 1995 Gracey and Stewart 1974 Cocking et al. 1995 Adriano 1986 Cocking et al. 1995 Weaver et al. 1984 Estes et al. 1973 Lipsey 1975 Cocking et al. 1995 Cocking et al. 1995 Weaver et al. 1984 Cocking et al. 1995 Davis et al. 1978 Adriano 1986 Lipsey 1975 Sorteburg 1978 Weaver et al. 1984 Leonard et al. 1998 Leonard et al. 1998 Kabata-Pendias and Pendias1992 Leonard et al. 1998 Shacklette 1980 Kabata-Pendias and Pendias1992 Shacklette 1980 Kabata-Pendias and Pendias1992 Gracey and Stewart 1974 Gracey and Stewart 1974 Gracey and Stewart 1974 Gracey and Stewart 1974 Gracey and Stewart 1974 Haller et al. 1968 Shepherd Miller November 2002 FINAL Table 3.2.4 NOAEL and Effects Concentrations of Mercury in Plant Tissue (continued) Tissue ppb (dw) Species Mercury Form Tissue Type Effect VEGETABLES - NOAEL (cont.) Stem NOAEL- growth Roots NOAEL Pea Normal background Aboveground Normal background Stem NOAEL- growth Leaves NOAEL- growth Stem NOAEL- growth Leaves NOAEL- growth Root NOAEL- growth Leaf NOAEL- growth Root NOAEL- growth Stem NOAEL- growth Root NOAEL- growth Whole plant NOAEL- growth Whole NOAEL- growth Root NOAEL- growth Whole NOAEL- growth Root NOAEL- growth Whole plant NOAEL- growth Broadleaved pepperweed Carrot Pea Cabbage/broccoli Douglas' sagewort Douglas' sagewort Woodland strawberry Broadleaved pepperweed Common milkweed Common milkweed Jewel flower Jewel flower Broadleaved pepperweed Jewel flower Broadleaved pepperweed Woodland strawberry Woodland strawberry Douglas' sagewort Douglas' sagewort 70 86 128 166 200 200 300 300 350 470 500 800 1200 1390 1500 3300 3700 4200 4600 Total Hg Total Hg Total Hg Total Hg Total Hg Total Hg Total Hg Total Hg Total Hg Total Hg Total Hg Total Hg Total Hg Total Hg Total Hg Total Hg Total Hg Total Hg Total Hg Cabbage/broccoli Cabbage/broccoli 6000 8000 Hg +1 Hg +2 Outer leaves Outer leaves Composite 1 Poplar Composite 1 Spruce Composite 1 Eucalyptus Douglas sage Composite 1 Poplar Composite 1 Spruce Tasmanian bluegum Tasmanian bluegum Tasmanian bluegum Tasmanian bluegum Tea 0.08 0.1 0.21 0.5 0.58 3.2 4.6 14.4 20 51.8 70 80 100 2900 3200 3500 Total Hg Methylated Total Hg MeHg Total Hg Total Hg Total Hg Total Hg Total Hg Total Hg Total Hg Total Hg Total Hg Total Hg Total Hg Total Hg TREE/SHRUBShoot Leaves Shoot Needles Shoot Whole plant Whole plant Shoot Leaves Shoot Needles Leaves Stem Root Whole plant Stems Reference Leonard et al. 1998 Kabata-Pendias and Pendias1992 Haller et al. 1968 Bowen 1974 Leonard et al. 1998 Leonard et al. 1998 Leonard et al. 1998 Leonard et al. 1998 Cocking et al. 1995 Cocking et al. 1995 Leonard et al. 1998 Leonard et al. 1998 Leonard et al. 1998 Leonard et al. 1998 Leonard et al. 1998 Leonard et al. 1998 Leonard et al. 1998 Leonard et al. 1998 Leonard et al. 1998 VEGETABLES - EFFECT LEVELS Decreased growth Decreased growt h NOAEL NOAEL NOAEL NOAEL NOAEL NOAEL NOAEL- growth NOAEL- growth NOAEL NOAEL NOAEL NOAEL NOAEL –growth NOAEL- growth NOAEL NOAEL- growth NOAEL- growth Hara and Sonoda 1979 Hara and Sonoda 1979 Gnamus et al. 2000 May et al. 1985 Gnamus et al. 2000 May et al. 1985 Gnamus et al. 2000 Leonard et al. 1998 Leonard et al. 1998 Gnamus et al. 2000 May et al. 1985 Gnamus et al. 2000 May et al. 1985 Leonard et al. 1998 Leonard et al. 1998 Leonard et al. 1998 Leonard et al. 1998 Shacklette 1970 Unshaded cells are NOAELs and shaded cells are Effect Levels 1 Composite of 42 plant species MeHg= methylmercury * The critical value is the upper limit of mercury in tissue for which no effects to the plant are observed. NOAEL and Effect Levels of mercury in soil are listed in Table 3.2.5. The lowest concentration of mercury in soil that resulted in an effect (decreased growth) is 25000 ppb (dw). Reported effects tend to be related to plant growth, rather than germination or survival. As an example, Panda et al. (1992) did not find significant effects on barley germination at soil mercury concentrations up to 103,000 ppb, whereas Minera Yanacocha S.R.L. P:\100673\Risk\PDF files\English\Final Risk Report\PDF_Final Report_english.doc 35 Shepherd Miller November 2002 FINAL growth of the seedlings was decreased at mercury soil concentrations of 64,000 ppb or greater. A benchmark concentration of 10,000 ppb (dw) is selected on the basis that it is within the reported range of NOAEL values, and is only 40% of the lowest Effect Level. This value is also equal to the lowest Soil Screening Level for mercury listed by the USEPA (2001e). This value, however, is driven by human health concerns, rather than ecological effects. Table 3.2.5 NOAEL and Effect Levels of Mercury in Soil to Plants Species ppb (dw) Comment Effect Reference GRASS-SOIL NOAEL Grass Bermuda grass Bermuda grass Barley Bermuda grass Sheep fescue Kentucky bluegrass Velvet bentgrass 11000-31000 20000-62000 23000-40000 34900 40000 50000-70000 50000-70000 450000 Total Hg Total Hg -Clay soil Total Hg -Sandy soil Total Hg Total Hg- Sandy loam soil Total Hg Total Hg Total Hg Bermuda grass Bermuda grass Barley 25000-67000 Total Hg -Loamy soil 50000 HgCl2 64000 Total Hg NOAEL NOAEL NOAEL No effect on growth NOAEL NOAEL NOAEL No effect Cocking et al. 1995 Weaver et al. 1984 Weaver et al. 1984 Panda et al. 1992 Weaver et al. 1984 Cocking et al. 1995 Cocking et al. 1995 Estes et al. 1973 GRASS- EFFECT LEVELS Bermuda grass Barley 65000 103300 Total Hg -Sandy soil Total Hg Decreased growth Reduced growth 19% growth inhibitionheight Decreased growth 44% growth inhibitionheight Weaver et al. 1984 Weaver et al. 1984 Panda et al. 1992 Weaver et al. 1984 Panda et al. 1992 VEGETABLE(FORB)- NOAEL Flax 23 Total Hg; Avg. of ~2000 soil samples Common milkweed 11000-31000 Total Hg Jewel flower 23800 Total Hg Broadleaved pepperweed 31800 Total Hg Woodland strawberry 33700 Total Hg Douglas’ sagewort 53500 Total Hg Garden onion 100000 Total Hg Normal NOAEL NOAEL NOAEL NOAEL NOAEL No effect on emergence Gracey and Stewart 1974 Cocking et al. 1995 Leonard et al. 1998 Leonard et al. 1998 Leonard et al. 1998 Leonard et al. 1998 Adriano 1986 VEGETABLE(FORB)- EFFECT LEVELS Lettuce/carrot 50000 Total Hg Severe loss of biomass Adriano 1986 NOAEL NOAEL NOAEL Gnamus et al. 2000 Leonard et al. 1998 Gnamus et al. 2000 TREE- NOAEL Composite woody plants1 Tasmanian bluegum Composite woody plants1 651 25800 2456000 Methyl Hg Total Hg Total Hg Unshaded cells are NOAELs and shaded cells are Effect Levels 1 Composite of 42 plant species Minera Yanacocha S.R.L. P:\100673\Risk\PDF files\English\Final Risk Report\PDF_Final Report_english.doc 36 Shepherd Miller November 2002 FINAL 3.3 Mercury Toxicity to Aquatic Biota and Benchmark Determination Several factors influence the toxicity of mercury to aquatic biota, including the form of mercury, developmental stage of exposed organisms, and the chemistry of the water. Changes in the temperature, salinity, and hardness of the water can alter the toxicity of mercury to biota (WHO 1989). Generally, organic forms are more toxic to aquatic biota than inorganic forms of mercury. Early (larval) lifestages are typically more sensitive to impacts than are adults. Sublethal effects include physiological and biochemical alterations, as well as impacts to reproductive abilities (WHO 1991). Benchmark Determination NOAEL and Effect Levels of mercury in water to aquatic biota are listed in Table 3.3.1. Effects are broken-out separately for fish and aquatic macroinvertebrates. NOAELs are listed first from lowest to highest, followed by Effect Levels (shaded) from lowest to highest concentrations. There are relatively few NOAELs in comparison to reported Effect Levels. The lowest reported toxic value for fish is 3.7 ppb methylmercuric chloride for fingerling rainbow trout (Table 3.3.1). The lowest reported toxic value for aquatic macroinvertebrates is an LD50 of 2 ppb inorganic mercury for crayfish. The highest reported NOAELs are 0.29 ppb for fish and 30 ppb for macroinvertebrates. USEPA (1999c) regulations for protection of aquatic life are 1.4 ppb for acute exposures (i.e., short-term) and 0.77 ppb for chronic, or continual, exposures (USEPA 1999c). The Peruvian Ministry of Health lists a value of 0.2 ppb for protection of aquatic life (Peru MH 1983). The 0.2 ppb criterion value is used as the benchmark value for water exposure for all aquatic biota. Minera Yanacocha S.R.L. P:\100673\Risk\PDF files\English\Final Risk Report\PDF_Final Report_english.doc 37 Shepherd Miller November 2002 FINAL Table 3.3.1 NOAEL and Effect Levels of Mercury in Water to Aquatic Biota Species Pike Brook trout - larvae ppb Notes Effect FRESHWATER FISH- NOAEL 0.036 Methyl Hg Not poisoned 0.29 Mercuric chloride NOEC Rainbow trout-fingerlings Mosquitofish 3.7 10 Rainbow trout-fingerlings Guppy Rainbow trout, Steelhead Rainbow trout, Steelhead Colorado pikeminnow-larva Bonytail-larva Brook trout Catfish Brook trout Striped bass Razorback sucker-juvenile Bonytail-juvenile Banded killifish Razorback sucker-larva Catfish American eel Striped bass Largemouth bass Banded killifish Colorado pikeminnowjuvenile Fathead minnow- 30 day olds Fathead minnow- 30 day olds Common Carp American eel Common Carp White perch 24 30 33 42 57 61 65 75 75 90 90 108 110 128 131 140 140 140 160 168 FRESHWATER FISH- EFFECTS LEVELS Methylmercuric chloride Toxic - 70d Hg +2 Impaired escape behavior Organic Hg 96-hr LC50 Hg+2 Acute toxicity Mercurous nitrate (Hg+1) 96-hr LC50 Organic Hg 96-hr LC50 Hg+2 96-hr LC50 Hg+2 96-hr LC50 Organic 96-hr LC50 Inorganic 96-hr LC50 Organic 96-hr LC50 Inorganic 96-hr LC50 Hg+2 96-hr LC50 Hg+2 96-hr LC50 Inorganic 96-hr LC50 Hg+2 96-hr LC50 Inorganic 240-hr LC50 Inorganic 96-hr LC50 Inorganic 48-hr LC50 Mercuric chloride LC50 - 8d Inorganic 48-hr LC50 Hg+2 96-hr LC50 168 172 180 190 210 220 Inorganic Inorganic Inorganic Inorganic Inorganic Inorganic 96-hr LC50 96-hr LC50 96-hr LC50 48-hr LC50 48-hr LC50 96-hr LC50 Minera Yanacocha S.R.L. P:\100673\Risk\PDF files\English\Final Risk Report\PDF_Final Report_english.doc 38 Reference Lockhart et al. 1972 McKim et al. 1976 Matida et al. 1971 Kania and O’Hara 1974 Wobeser 1975 USEPA 1986 Hale 1977 Wobeser 1975 Buhl 1997 Buhl 1997 USEPA 1980 WHO 1989 McKim et al. 1976 Rehwoldt et al. 1972 Buhl 1997 Buhl 1997 Rehwoldt et al. 1972 Buhl 1997 WHO 1989 Rehwoldt et al. 1972 Rehwoldt et al. 1972 Birge et al. 1978 Rehwoldt et al. 1972 Buhl 1997 Snarsky and Olson 1982 Spehar and Fiandt 1986 Rehwoldt et al. 1972 Rehwoldt et al. 1972 Rehwoldt et al. 1972 Rehwoldt et al. 1972 Shepherd Miller November 2002 FINAL Table 3.3.1 NOAEL and Effect Levels of Mercury in Water to Aquatic Biota (continued) Species ppb Notes Effect Reference FRESHWATER FISH- EFFECTS LEVELS (cont.) Striped bass Rainbow trout American eel Banded killifish Rainbow trout Rainbow trout Pumpkinseed Catfish Common Carp White perch Catfish Pumpkinseed Rainbow trout Pumpkinseed White perch Salmonids (trout) Rainbow trout White sucker African mouthbrooders Catfish Rainbow trout Brook trout- larva African mouthbrooders Freshwater tilapia Catfish African mouthbrooders Catfish Catfish Flounder 220 220 250 270 280 300 300 314 330 340 350 390 400 410 420 420 450 687 739 860 903 930 1000 1000 1000 1256 1500 1700 3300 Inorganic Inorganic Inorganic Inorganic Inorganic Inorganic Inorganic Inorganic Inorganic Inorganic Inorganic Inorganic Inorganic Inorganic Inorganic Inorganic Inorganic Mercuric chloride Inorganic Inorganic Inorganic Mercuric chloride Inorganic Hg +2 Inorganic Inorganic Inorganic Inorganic Inorganic 24-hr LC50 96-hr LC50 24-hr LC50 24-hr LC50 96-hr LC50 48-hr LC50 96-hr LC50 96-hr LC50 24-hr LC50 48-hr LC50 96-hr LC50 48-hr LC50 96-hr LC50 24-hr LC50 24-hr LC50 96-hr LC50 48-hr LC50 96-hr LC50 72-hr LC50 24-hr LC50 24-hr LC50 Death - chronic 48-hr LC50 Acute toxicity 72-hr LC50 24-hr LC50 48-hr LC50 24-hr LC50 48-hr LC50 Rehwoldt et al. 1972 WHO 1989 Rehwoldt et al. 1972 Rehwoldt et al. 1972 WHO 1989 WHO 1989 Rehwoldt et al. 1972 WHO 1989 Rehwoldt et al. 1972 Rehwoldt et al. 1972 WHO 1989 Rehwoldt et al. 1972 WHO 1989 Rehwoldt et al. 1972 Rehwoldt et al. 1972 USEPA 1985 WHO 1989 Duncan and Klaverkamp 1983 WHO 1989 WHO 1989 Wobeser 1975 McKim et al. 1976 WHO 1989 US EPA 1986 WHO 1989 WHO 1989 WHO 1989 WHO 1989 WHO 1989 FRESHWATER INVERTEBRATES- NOAEL Hg +2 Hg +2 Total Hg Daphnia magna Daphnia magna Daphnia magna 0.0001 1.1 30 Crayfish Daphnia magna Daphnia pulex Water flea Daphnia magna 2 2.2 3 3.2 3.4 Inorganic Hg +2 Inorganic Inorganic Hg +2- 3 weeks Daphnia magna Daphnia magna Crayfish Daphnia magna Midge Crayfish Midge Snail-adult Midge- larvae Snail Snail Snail Midge- larvae Snail 5 5 7 13 20 20 60 80 100 135 188 296 316 369 Hg +2 Inorganic Inorganic Inorganic Inorganic Inorganic Inorganic Inorganic Inorganic Inorganic Inorganic Inorganic Inorganic Inorganic Normal Chronic safe level Toxic threshold Lithner 1989 USEPA 1986 Bringman and Kuhn 1959 FRESHWATER INVERTEBRATES- EFFECTS LEVELS 30-day LC50 LC50 48-hr LC50 48-hr LC50 16% decrease in reproduction LC50 48-hr LC50 96-hr LC50 21-day LC50 96-hr LC50 96-hr LC50 24-hr LC50 96-hr LC50 96-hr LC50 96-hr LC50 48-hr LC50 72-hr LC50 48-hr LC50 48-hr LC50 Minera Yanacocha S.R.L. P:\100673\Risk\PDF files\English\Final Risk Report\PDF_Final Report_english.doc 39 WHO 1989 WHO 1989 WHO 1989 WHO 1989 Biesinger and Christensen 1972 USEPA 1985 Biesinger and Christensen 1972 Wren et al. 1995 Biesinger and Christensen 1972 Rehwoldt et al. 1973 WHO 1989 Rehwoldt et al. 1973 Rehwoldt et al. 1973 WHO 1989 WHO 1989 WHO 1989 WHO 1989 WHO 1989 WHO 1989 Shepherd Miller November 2002 FINAL Table 3.3.1 NOAEL and Effect Levels of Mercury in Water to Aquatic Biota (continued) Species Crab Midge- larvae Crab Crab Midge- larvae Copepod Nais sp. Midge- larvae Snail-adult Snail Caddisfly Damselfly Nais sp. Mayfly Stonefly Caddisfly Snail-egg/embryo Copepod Damselfly Daphnia magna Mussels Daphnia magna Daphnia magna Caddisfly Mussels Snail-egg Mussels ppb Notes Effect Reference FRESHWATER INVERTEBRATES- EFFECTS LEVELS (cont.) 443 Inorganic 72-hr LC50 WHO 1989 547 Inorganic 96-hr LC50 WHO 1989 591 Inorganic 48-hr LC50 WHO 1989 739 Inorganic 24-hr LC50 WHO 1989 750 Inorganic 48-hr LC50 WHO 1989 850 Inorganic 48-hr LC50 WHO 1989 1000 Inorganic 96-hr LC50 Rehwoldt et al. 1973 1028 Inorganic 24-hr LC50 WHO 1989 1100 Inorganic 24-hr LC50 Rehwoldt et al. 1973 1108 Inorganic 24-hr LC50 WHO 1989 1200 Inorganic 96-hr LC50 Rehwoldt et al. 1973 1200 Inorganic 96-hr LC50 Rehwoldt et al. 1973 1900 Inorganic 24-hr LC50 Rehwoldt et al. 1973 2000 Total Hg 96hr LC50 Warnick and Bell 1969 2000 Total Hg 96hr LC50 Warnick and Bell 1969 2000 Inorganic 96-hr LC50 Warnick and Bell 1969 2100 Inorganic 96-hr LC50 Rehwoldt et al. 1973 2200 Inorganic 48-hr LC50 WHO 1989 3200 Inorganic 24-hr LC50 Rehwoldt et al. 1973 3610 Inorganic 48-hr LC50 WHO 1989 3690 Inorganic LC50 - 96hr Wren et al. 1995 4300 Inorganic 48-hr LC50 WHO 1989 4890 Inorganic 24-hr LC50 WHO 1989 5600 Inorganic 24-hr LC50 Rehwoldt et al. 1973 5910 Inorganic 48-hr LC50 WHO 1989 6300 Inorganic 24-hr LC50 Rehwoldt et al. 1973 7390 Inorganic 24-hr LC50 WHO 1989 Unshaded cells are NOAELs and shaded cells are Effect Levels NOAEL and Effect Levels of mercury in the tissues of aquatic macroinvertebrates and fish are shown in Table 3.3.2. Tissue mercury concentrations of 2680 ppb (ww) impaired the escape behavior of fish. Reported NOAEL values range from 67 to 8000 ppb (ww) for fish tissue. NOAEL values for macroinvertebrate tissue range from 10 to 5500 ppb (ww). No Effect Levels for macroinvertebrates were located. A benchmark tissue concentration of 2000 ppb (ww) was selected for both fish and macroinvertebrates based on these values. This concentration is within the reported NOAEL range for fish and macroinvertebrates and is less than the Effect Levels for fish of 2680 ppb (ww). Minera Yanacocha S.R.L. P:\100673\Risk\PDF files\English\Final Risk Report\PDF_Final Report_english.doc 40 Shepherd Miller November 2002 FINAL Table 3.3.2 NOAEL and Effect Levels of Mercury in Aquatic Biota Tissue Species ppb (ww) Notes Common Carp Common Carp Fish Lake whitefish Northern pike Northern pike Brook trout Fish Pike Northern pike 67 70 200 280 440 1000 2700 4000 8000 8000 Methyl Hg Total Hg Total Hg Total Hg Total Hg Methyl Hg Total Hg Total Hg Methyl Hg Methyl Hg Mosquitofish Pike Walleye Fathead minnow 2680 5000 5000 5440 Total Total Total Total Brook trout Rainbow trout Trout Fish Trout Trout Crayfish Crayfish Mayfly Crayfish Dragonfly Shredder stonefly Freshwater shellfish Mayfly nymph 15000 26000 76000 100000 112000 272000 10 15 18 30 45 48 2800 5500 Hg Hg Hg Hg Total Hg Total Hg Total Hg Total Hg Total Hg Total Hg Tissue Type Effect FISH- NOAEL Not specified Normal background Not specified Normal background Muscle Normal background Whole(less head) Normal background Whole(less head) Normal background Muscle Normal Whole body No effect Whole body Normal background Whole body Not poisoned Whole body Not poisoned FISH- EFFECT LEVELS Whole body Impaired escape behavior Muscle Chronic lethal Muscle Chronic lethal Whole body Reduced growth and deformities Whole body Lethal Liver Toxic Whole Equilibrium loss Whole body Toxic Muscle Equilibrium loss Liver Equilibrium loss MACROINVERTEBRATES - NOAEL Total Hg Gill NOAEL Total Hg Muscle NOAEL Methyl Hg whole NOAEL Total Hg Hepatopancreas NOAEL Methyl Hg whole NOAEL Methyl Hg whole NOAEL Total Hg Whole No effect Total Hg Whole NOAEL Reference VonBurg and Greenwood 1991 VonBurg and Greenwood 1991 Fimreite and Reynolds 1973 Uthe and Bligh 1971 Uthe and Bligh 1971 Fimreite and Reynolds 1973 Spry and Wiener 1991 Ewers 1991 Lockhart et al. 1972 Lockhart et al. 1972 Kania and O’Hara 1974 Fimreite and Reynolds 1973 Fimreite and Reynolds 1973 Snarski and Olson 1982 Spry and Wiener 1991 Matida et al. 1971 Matida et al. 1971 Spry and Wiener 1991 Matida et al. 1971 Matida et al. 1971 Wright et al. 1991 Wright et al. 1991 Mason et al. 2000 Wright et al. 1991 Mason et al. 2000 Mason et al. 2000 Ewers 1991 Saouter et al. 1991 Unshaded cells are NOAELs and shaded cells are Effect Levels 3.4 Benchmark Summary The benchmark values established from the literature review are summarized in Table 3.4.1. Minera Yanacocha S.R.L. P:\100673\Risk\PDF files\English\Final Risk Report\PDF_Final Report_english.doc 41 Shepherd Miller November 2002 FINAL Table 3.4.1 Summary of Benchmark Mercury Concentrations Receptor type Human Benchmark type Drinking water Non-methyl dietary Methyl dietary Terrestrial mammals Drinking water Non-methyl dietary Methyl dietary Tissue concentration Birds Drinking water Non-methyl dietary Methyl dietary Tissue concentration Terrestrial insects Tissue concentration Terrestrial plants Soil concentration Tissue concentration Fish Water concentration Tissue concentration Aquatic macroinvertebrates Water concentration Tissue concentration Minera Yanacocha S.R.L. P:\100673\Risk\PDF files\English\Final Risk Report\PDF_Final Report_english.doc 42 ppb ww/dw 1 1600 300 ww ww ww 1 2000 1100 3700 ww dw dw dw 1 4000 2500 6000 ww dw dw dw 150 ww 10000 3000 dw dw 0.2 2000 ww ww 0.2 2000 ww ww Shepherd Miller November 2002 FINAL 4.0 EXPOSURE ASSESSMENT Site-specific sampling was the primary component of the exposure assessment portion of the RA. There are several sources of data on mercury concentrations in abiotic (soil and water) and tissue samples from the spill area. Some of the data utilized were collected as part of the spill response and remediation activities, whereas other data were collected specifically to support the risk assessment. The different sampling efforts that were utilized to evaluate exposure are discussed in greater detail below. In addition to the discussed sampling efforts, additional sampling was conducted by Peruvian governmental agencies or their consultants as part of the Governments’ response to the spill. These data are provided in Appendix B. Due to several concerns with the validity of this sampling, the data are not utilized in the Exposure Assessment of the RA. Primary concerns with the data are: 1) a lack of information on sampling locations and methodologies, 2) inconsistent and insufficient reporting of analytical results, 3) concerns with the analytical methods and detection sensitivity. As examples of these concerns, for many of the samples only very general information is provided on sampling location (e.g., fish collected in the Jequetepeque); additionally, a large number of samples are reported at a concentration of 0.0000 ppb. It is unclear if these samples were below the detection limit, which is undefined, or if they are misreported. Additionally, there is no information on the quality assurance and quality control (QA/QC) procedures utilized in the analytical work. Finally, it is not stated if the results listed in the reports are reported on a dry weight or wet weight basis. Efforts were made to resolve concerns with this dataset, including extensive conversations with Dra. Anaya, the Director of the Centro De Informacion Control Toxicologica (CICOTOX) laboratory. These efforts, however, failed to resolve the primary concerns with the validity of the collected data. Though it was determined that the dataset could not be used for the RA, in order to utilize the information gathered by the SENASA sampling, a subsequent round of sampling was conducted jointly by SENASA, MYSRL, and Shepherd Miller personnel in November 2000 at the locations where the earlier SENASA sampling had reported elevated concentrations of mercury in plant tissue. The results of this sampling are discussed in Section 4.3. Minera Yanacocha S.R.L. P:\100673\Risk\PDF files\English\Final Risk Report\PDF_Final Report_english.doc 43 Shepherd Miller November 2002 FINAL 4.1 Sampling Associated with Remediation and Monitoring The water and sediment sampling program supporting the remediation and clean-up activities was designed such that samples would be collected weekly for the first month following the spill or after significant rainfall events. Sampling frequency was less intense during subsequent months, with at least monthly water and sediment sampling for the first year following the spill to assess mercury mobility in the natural waterways. Additional discussion of this sampling can be found in MYSRL (2001). Water and sediment sample collection was initiated on June 15, 2000, from most of the locations listed in Table 4.1.1. Sampling was also conducted the following week (June 22). Sampling locations are shown on Map 2. As indicated in Table 4.1.1 and on Map 2, the locations labeled as ‘Reference’ were collected from sites that were outside of the potential exposure areas, and are therefore reflective of background conditions in the area. Samples from the June 15 and June 22 sampling events were sent to a local Peruvian laboratory (Envirolab-Peru S.A.C.) for analysis. The analytical results of the sediments from Envirolab were acceptable, but all of the reported mercury concentrations in water samples were below Envirolab’s detection limit of 400 ng/L (0.4 ppb). In order to quantify the mercury concentrations, subsequent water and sediment analyses were completed by Frontier Geosciences in Seattle, Washington, USA, utilizing Cold Vapor-Atomic Fluorescence Spectrometry (CV-AFS) because of its increased analytical sensitivity and the resulting lower detection limits. Water and sediment samples were collected weekly for the first month following the spill (samples were collected on June 15, June 22, June 28, and July 3) to determine if mercury was being transported down the drainages immediately following the spill. Water and sediment samples were collected every two weeks for the subsequent month (July 12 and August 2). Monthly sampling occurred again in September (on September 2). Late in the dry season (e.g., August and September) many of the sampling locations were dry and no samples were collected. Minera Yanacocha S.R.L. P:\100673\Risk\PDF files\English\Final Risk Report\PDF_Final Report_english.doc 44 Shepherd Miller November 2002 FINAL Table 4.1.1 Water and Sediment Sampling Locations Sampling Code RHUAC MCNG QCHO-0 DITCH-155 QCHO-1 QCHO-2 WKM144.7 RSJ RLT RLTC RCHO-1 WKM-133.1 RCHO-2 RJEQUE-0 WKM130.9 Ditch WKM130.9 Irr RCUM-1 RCUM-2 RJEQUE-1 Stream Name Rio Huacraruco Q. Gavilan Q. Choten Km 155 Road Ditch Discharge Q. Choten Q. Choten Surface drainage crossing Rio San Juan Rio La Tranca Rio La Tranca Rio Choten Km 133.1drainage Rio Choten Rio Jequetepeque Irrigation water Irrigation water Rio Cumbe Rio Cumbe Rio Jequetepeque S10-11-ID-1 S10-11-ID-2 TIN-1 TIN-2 QJOR-1 QJOR-2 AMP AP-ET -CHOROP AP-ST-CHOROP CHOPOS CHOCOL LZAR RJEQUE-2 RSUC-1 RSUC-2 QTALLAL-1 QTALLAL-2 RJEQ-AHUA DITCH-114 RCHI-1 RCHI-2 QTRI RAM-1 RAM-2 RMAG113 RJEQUE-3 RJEQUE-PUNETE Irrigation water Irrigation water Spring Spring Q. Jordan Q. Jordan Potable Water at Residence Potable Water Potable Water Potable Water at Posta Medica Potable Water at School Potable Water at Residence Rio Jequetepeque Q. Succha Q. Succha Q. Tallal Q. Tallal Rio Jequetepeque Magdalena Rio Chilango Rio Chilango Q. Trinchera Rio Amelia Rio Amelia Rio Jequetepeque Rio Jequetepeque Rio Jequetepeque at Bridge near Reservior Rio Jequetepeque at Gallito Ciego Reservoir RJEQUE-RES Sampling Description Upstream San Juan Upgradient Road, km 162 Upgradient Road, km 155 Downgradient from km 155 loss area Downgradient Road, km 155 Downgradient from highway crossing Downgradient of Road at km 144.7 Downgradient from San Juan Downgradient from road Upgradient from road Upgradient from road Downgradient from km 133.1 Downgradient from road Downgradient from Rio Choten confluence Irrigation Culvert drainage beside Site 8 Irrigation Ditch (off culvert) beside Site 8 Upgradient of Road Downgradient of Road Downgradient of the Rio Cumbe/ Rio Jequetepeque confluence Irrigation ditch above Sites 10 and 11 Irrigation ditch below Sites 10 and 11 Upgradient Road, km 127 Downgradient Road, km 127 Upgradient Road, km 126.5 Downgradient Road, km 126.5 Choropampa Residence Upgradient Choropampa water supply Choropampa water supply Choropampa Posta Medica Choropampa School Choropampa Residence Downgradient from Choropampa Upgradient Road, km 125 Downgradient Road, km 125 Upgradient from road Downgradient from road Downgradient from Q. Tallal confluence Street Drainage Upgradient Road, km 114 Downsgradient Road, km 114 Downgradient Road, km 113 Upgradient Road, km 112.5 Downgradient Road, km 112.5 Downgradient of Magdalena Downgradient from Magdalena 40 kilometers Downgradient of Magdalena Road Km NA 162 155.5 155 155 154.5 144.7 140.5 140 140 133.5 133.1 133 132.5 130.9 130.9 130 130 128.5 Site type Reference Reference Reference Exposed Exposed Exposed Exposed Exposed Exposed Reference Reference Exposed Exposed Exposed Exposed Exposed Reference Exposed Exposed 128.5 128..5 127 127 126.5 126.5 126 126 126 126 126 126 126 125 125 121.5 121.5 121.5 114.5 114 114 113 112.5 112.5 110 109 80 Reference Exposed Reference Exposed Reference Exposed Exposed Reference Reference Exposed Exposed Exposed Exposed Reference Exposed Reference Exposed Exposed Exposed Reference Exposed Exposed Reference Exposed Exposed Exposed Reference 45 kilometers Downgradient of Magdalena 75 Reference Minera Yanacocha S.R.L. P:\100673\Risk\PDF files\English\Final Risk Report\PDF_Final Report_english.doc 45 Shepherd Miller November 2002 FINAL Several weeks of early season rains occurred between the middle of September and the beginning of October. Weekly sampling was resumed on September 18 to determine if these early season rains were mobilizing mercury. Early wet season samples were also collected on September 25 and October 2 before the rains stopped. After the October 2 sampling it did not rain again for over a month, therefore, scheduled wet season sampling was postponed. Sampling returned to the monthly dry season schedule until the wet season resumed. Samples were collected during the week of November 13. The rains resumed at the end of November and three weeks of wet season sampling resumed on December 1. Additional samples were collected weekly for three weeks (December 7, 14, and 21), and then once every two weeks through January of 2001 (January 8 and 20). Subsequent samples were collected in 2001 starting on the following dates: March 1, May 1, May 25, July 4, August 1, August 25, October 25, November 6, and December 6. These dates covered the end of the 1st wet season and the start of the 2nd wet season after the spill. There have been two sampling efforts in 2002, conducted during the week of January 6 and April 15. Figure 4.1.1 shows each sampling location with the mean concentration of mercury in water, the number of samples used to calculate the mean, and the maximum recorded concentration. Also shown are the benchmark values established in Section 3 for drinking water (human, mammal, and bird) and for the protection of aquatic biota. The supporting data for this figure are provided as Appendix C. For many locations, the mean concentration is greater than the maximum concentration because for samples that were below the detection limit (i.e., < 400 ng/L), the detection limit was used in calculating the mean. The mean concentration across all of the Exposed locations, over all sampling dates, is 0.017 ppb. The mean concentration across all of the Reference locations, over all sampling dates, is 0.017 ppb. The mean sediment mercury concentrations from the locations listed in Table 4.1.1, are shown in Figure 4.1.2, along with the number of samples used to calculate the mean. The supporting data for this figure are provided as Appendix D. The mean sediment mercury concentration across all of the Exposed sample locations, over all of the sampling dates, is 112.4 ppb (dw). The corresponding mean for the Reference locations is 177.9 ppb (dw). Minera Yanacocha S.R.L. P:\100673\Risk\PDF files\English\Final Risk Report\PDF_Final Report_english.doc 46 Shepherd Miller November 2002 2.5 US EPA and Peru Drinking Water Standard = 2.0 ppb 1.5 Average (including non-detects as MDL) Maximum Value (excluding non-detects) Drinking Water Benchmark for all terrestrial animals= 1.0 ppb 1.0 0.5 21 23 2 20 22 25 20 20 20 DITCH-114 **RCHI-1 RCHI-2 QTRI **RAM-1 RAM-2 RCUM-2 WKM-133.1 19 25 19 18 **RJEQUE-RES 22 RJEQUE-3 20 **RJEQUE-PUENTE 25 - RMAG-113 13 QTALLAL-2 21 RJEQ-AHUA 22 **QTALLAL-1 25 RSUC-2 23 **RSUC-1 22 CHOPOS 22 RJEQUE-2 9 **AP-ST-CHOROP 7 QJOR-2 23 **AP-ET-CHOROP 20 TIN-2 20 **QJOR-1 1 **TIN-1 2 S10-11-ID-2 18 **S10-11-ID-1 22 RJEQUE-1 22 **RCUM-1 22 WKM-130.9 IRR 8 WKM-130.9 Ditch QCHO-2 WKM-144.7 6 RCHO-2 QCHO-1 17 RJEQUE-0 7 **RCHO-1 24 **RLTC 23 RSJ 17 RLT 24 **QCHO-0 24 DITCH-155 21 **MCNG Aquatic Biota Water Benchmark = 0.2 ppb **RHUAC Hg (dissolved) ppb 2.0 Note: Maximum values are measured values excluding non-detects. Averages include all non-detects values of <0.4 as the value 0.4. The number above each bar is the number of results that went into the average calculation. **Denotes Reference Sites. Site FIGURE 4.1.1 DISSOLVED MERCURY CONCENTRATION IN WATER SAMPLES AT EACH SAMPLING LOCATION Date: NOVEMBER 2002 Project: 100673 File: MERC-CHARTS.dwg 1,600 1,400 23 Reference Sites Exposed Sites 1,200 Number above the mean value equals the number of samples in the average calculation M.Y.S.R.L Remediation Goal 1,000 ppb 800 19 600 9 17 400 18 18 19 17 22 RJEQUE-RES RSUC-1 RJEQUE-2 AP-ST-CHOROP QJOR-2 QJOR-1 TIN-2 TIN-1 RJEQUE-1 RCUM-2 RCHO-2 WKM-133.1 RCHO-1 RLTC RLT RSJ WKM-144.7 QCHO-2 QCHO-1 DITCH-155 QCHO-0 MCNG 26 RJEQUE-3 22 18 18 20 RJEQUE-PUENTE 20 17 RMAG-113 20 - 3 RAM-2 23 RAM-1 24 QTRI 21 25 RCHI-2 20 RCHI-1 19 DITCH-114 6 6 QTALLAL-2 RCUM-1 22 RJEQ-AHUA 20 QTALLAL-1 9 WKM-130.9 IRR 22 20 9 WKM-130.9 Ditch 21 25 19 S10-11-ID-2 8 22 RSUC-2 23 22 RJEQUE-0 200 9 22 S10-11-ID-1 21 RHUAC Hg ppb 1,000 Site FIGURE 4.1.2 AVERAGE MERCURY CONCENTRATION OF SEDIMENT SAMPLES Date: NOVEMBER 2002 Project: 100673 File: MERC-CHARTS.dwg FINAL 4.2 Phase I (Year 2000) Sampling Conducted In Support of the Risk Assessment A sampling program was designed to specifically support the RA. The sampling design and protocols to be utilized in conducting the sampling were presented to Dr. Peter M. Chapman, an independent third party reviewer, prior to the collection of samples. Dr. Chapman was identified early in the risk assessment process as a qualified individual who could provide an independent review of the RA and its findings. Soil, vegetation, terrestrial insects, fish, and aquatic macroinvertebrates were collected at reference locations outside of the influence of the spilt mercury, and at locations that were potentially exposed to mercury. There are two phases to this sampling. Phase I collected samples in 2000, prior to the occurrence of a wet season, which could mobilize the mercury. Phase II sampling was conducted in 2001-2002 after the end of the first post-spill wet season. Results of the Phase II sampling are discussed in Section 4.4. All of the samples that were collected to specifically support the risk assessment were analyzed by Frontier Geosciences (Seattle, WA, USA). Original laboratory reports have been previously supplied to the Ministry of Energy and Mines (MEM). 4.2.1 Terrestrial Sampling and Tissue Analysis Sampling locations were selected to allow for the analysis of mercury movement, as well as to establish relative baseline conditions around the spill locations. It was assumed that movement of mercury from the points of spill along the roadway to adjacent terrestrial systems, if it occurred, would be by either or both of two vectors: water and road dust. Therefore, at each location, sampling was performed within the migration route starting near the spill location to areas more distant, but still within the identified potential migration route. Additionally, at several locations, sampling was performed upgradient of the spill location, in areas that could not be impacted by the spill (i.e., Reference Sites). At each terrestrial sampling location (Map 3), soil, aboveground portions of plants, and insects were collected. All samples were co-located to allow for the analysis of mercury transport in the system. For agricultural crops, the sampled plant material was divided into different tissue types, with particular emphasis placed on collection of edible plant tissue (e.g., tomato fruit and corn kernels). Additionally, tubers were collected, when available, at the specific sampling locations. Each collected species (and species tissue in some cases) was bagged separately. Soil samples were collected using a stainless steel trowel to a depth of 20 cm. Soil was composited over the entire 20 cm depth. A depth of 20 cm was selected as representative of the shallow root system, which would most likely be impacted by surficial mercury contamination. Insects were collected using insect sweeps at each sampling location. Target Minera Yanacocha S.R.L. P:\100673\Risk\PDF files\English\Final Risk Report\PDF_Final Report_english.doc 49 Shepherd Miller November 2002 FINAL collection amounts were 20+ grams for plants, 50 grams for soil, and 2+ grams for insects. Sampling equipment was cleaned between samples by scrubbing with detergent water, followed by two de-ionized water rinses. Samples were placed in Ziploc bags, labeled with Site number, sample number, sample type (scientific name for plants), tissue type (total, leaves, fruit, etc.), and date collected and then wrapped in aluminum foil. Samples were kept in coolers for less than 12 hours, until they could be frozen in dedicated freezers. The terrestrial sampling was conducted by Homero Bazan of the Cole gio de Biologos del Peru and Manual Cabanillos and Alfonso Miranda of the Universidad Nacional de Cajamarca. Overall, 154 plant samples, 45 insect samples, and 48 soil samples were collected in September 2000. Descriptions of sampling locations, samples collected at each location, and pictures of sampling sites provided by Professor Bazan are included as Appendix E. The U.S. Environmental Protection Agency (USEPA 1992) recommends using the 95 percent upper confidence limit (95% UCL) of the mean for estimating exposure. The 95% UCL is calculated by the following equation: 95% UCL= x + t (s/q n); where x is the mean value, t is the one -sided t statistic, s is the standard deviation and n is the number of samples used to calculate the mean For the results of all of the sampling conducted in support of the risk assessment, the 95% UCL of the mean is utilized as a conservative estimate of the true mean. Soil Analyses Results of the soil sampling are shown in Table 4.2.1. The results are broken-out by location and by site type (Reference Site or Exposed Site samples). Site names reflect Identified Spill Locations (i.e., Spill Locations 1-15, Map 1) or in the case of A, B, and C, locations where visible mercury was not observed, but surveys identified elevated mercury levels (MYSRL 2001). Reference Sites listed in Table 4.2.1 are from locations near the actual spill locations, but up-gradient of potential mercury migration routes. Minera Yanacocha S.R.L. P:\100673\Risk\PDF files\English\Final Risk Report\PDF_Final Report_english.doc 50 Shepherd Miller November 2002 FINAL Table 4.2.1 Results of the Phase I Soil Samples 15-2 15-3 14-4 13-6 6-3 6-4 5-4 1-3 Road Km 119.73 119.73 123.89 124.77 135.39 135.39 139.81 155 Location Type Reference Reference Reference Reference Reference Reference Reference Reference Sample ID 15-2-SOIL 15-3-SOIL 14-4-SOIL 13-6-SOIL 6-3-SOIL 6-4-SOIL 5-4-SOIL 1-3-SOIL Total Hg (ppb, dw) 9.70 27.3 39.8 82.8 39.3 39.1 21.0 1130 15-1 14-1 14-2 14-3 13-1 13-2 13-3 13-4 13-5 10-1 10-2 10-3 8-1 8-2 8-3 8-4 8-5 8-6 8-7 8-8 8-9 7-1 7-2 7-3 7-4 6-1 6-2 5-1 5-2 4-1 4-2 B-1 B-2 C-1 C-2 A-1 A-2 1-1 1-2 119.73 123.89 123.89 123.89 124.77 124.77 124.77 124.77 124.77 128.94 128.94 128.94 130 130 130 130 130 130 130 130 130 134.45 134.45 134.45 134.45 135.39 135.39 139.81 139.81 140.18 140.18 145.433 145.433 145.455 145.455 147.423 147.423 155 155 Exposed Exposed Exposed Exposed Exposed Exposed Exposed Exposed Exposed Exposed Exposed Exposed Exposed Exposed Exposed Exposed Exposed Exposed Exposed Exposed Exposed Exposed Exposed Exposed Exposed Exposed Exposed Exposed Exposed Exposed Exposed Exposed Exposed Exposed Exposed Exposed Exposed Exposed Exposed 15-1-SOIL 14-1-SOIL 14-2-SOIL 14-3-SOIL 13-1-SOIL 13-2-SOIL 13-3-SOIL 13-4-SOIL 13-5-SOIL 10-1-SOIL 10-2-SOIL 10-3-SOIL 8-1-SOIL 8-2-SOIL 8-3-SOIL 8-4-SOIL 8-5-SOIL 8-6-SOIL 8-7-SOIL 8-8-SOIL 8-9-SOIL 7-1-SOIL 7-2-SOIL 7-3-SOIL 7-4-SOIL 6-1-SOIL 6-2-SOIL 5-1-SOIL 5-2-SOIL 4-1-SOIL 4-2-SOIL B-1-SOIL B-2-SOIL C-1-SOIL C-2-SOIL A-1-SOIL A-2-SOIL 1-1-SOIL 1-2-SOIL 16.5 27.1 48.6 34.9 58.7 21.4 59.4 68.5 33.0 25.9 18.7 794 33.4 47.7 57.4 20.1 112 7.68 26.2 75.9 57.9 30.1 12.9 34.0 98.1 91.9 53.4 58.8 45.7 49.2 74.1 40.7 29.3 51.4 33.7 66.5 40.6 197 156 Site Minera Yanacocha S.R.L. P:\100673\Risk\PDF files\English\Final Risk Report\PDF_Final Report_english.doc 51 Shepherd Miller November 2002 FINAL All of the collected soil samples (Figure 4.2.1) had reported mercury concentrations significantly below the United States Environmental Protection Agency (USEPA) soil remediation standard for mercury of 10,000 ppb in residential soils (USEPA 1996), which is also equal to the benchmark established for soil that is protective of plants (Section 3.2.2). The mean and 95% UCL of the mean dry weight mercury concentration from the eight Reference Site samples were 173.6 and 432.9 ppb, with values ranging from 9.70 to 1130 ppb. The 1130 ppb value was from Sample 1-3, which was upgradient of Identified Spill Location 1, and is much higher than the other concentrations at the Reference locations. The mean soil concentration at the Reference Sites excluding this value was 37.0 ppb (dw) and the 95% UCL was 53.9 ppb (dw). The mean and 95 % UCL of the mean dry weight mercury concentration from the 39 Exposed Sites were 72.0 and 105.6 ppb. Concentrations ranged from 7.68 to 794 ppb (dw). Only one of the 46 samples, from a Reference Site, exceeds (1130 ppb) the MYSRL remediation goal of 1000 ppb mercury in soil. Overall, all of the measured soil concentrations were within concentrations representative of background conditions for the region. 12000 Soil Hg (ppb) 10000 USEPA soil limit=10000 ppb Soil Benchmark= 10000 ppb Reference Sites 8000 Exposed Sites 6000 4000 MYSRL Remediation Goal=1000 ppb 2000 0 160 150 140 130 120 110 Spill Area To Cajamarca Figure 4.2.1 Road (Km) To Trujillo Scatterplot of Phase I soil Hg concentrations (dw) versus location Vegetation Analyses Results of the vegetation sampling are shown in Table 4.2.2. Results are first listed for Reference Sites and then for Exposed Sites, on both a wet weight and dry weight basis. Approximate location along the road (i.e., Road Km) is also indicated. The results are plotted in Figure 4.2.2, and summary statistics are shown in Table 4.2.3. Minera Yanacocha S.R.L. P:\100673\Risk\PDF files\English\Final Risk Report\PDF_Final Report_english.doc 52 Shepherd Miller November 2002 FINAL Table 4.2.2 Results of the Phase I Vegetation Analyses Sample ID Road Km Site type 1-3-Baclat 1-3-Bacsp 1-3-Indhoro 5-4-Passp 5-4-Polsp 6-3-Zeamay-fruit 6-3-Zeamay-kernels 6-3-Zeamay-leaves 6-3-Zeamay-stalk 6-4-Acamac 6-4-Altpor 6-4-Crosp 6-4-Schmol 13-6-Bid 13-6-Plamaj 13-6-Trirep 13-6-Verlit 14-4-Eusp 14-4-Schmol 14-4-Solnig 15-2-Cheamb 15-2-Sonole 15-3-Alltub 15-3-Arrxan 15-3-Capfru 15-3-Corsat 155 155 155 139.81 139.81 135.39 135.39 135.39 135.39 135.39 135.39 135.39 135.39 124.77 124.77 124.77 124.77 123.89 123.89 123.89 119.73 119.73 119.73 119.73 119.73 119.73 Reference Reference Reference Reference Reference Reference Reference Reference Reference Reference Reference Reference Reference Reference Reference Reference Reference Reference Reference Reference Reference Reference Reference Reference Reference Reference Sci. Name Baccharis latifolia Baccharis sp. Indigofora humilis Paspalum sp. Polypogon sp. Zea mays Zea mays Zea mays Zea mays Acacia macracantha Alternanthera poirigens Croton sp. Schinus molle Bidens pilosa Plantago major Trifolium repens Verbena littoralis Euphorbia sp. Schinus molle Solanum nigrum Chenopadium ambrosioides Sonchus oleraceaus Allium tuberosum Arracacia xanthorrihiga Capsicum frutescens Conandrum sativum 1-1-Pencla 1-1-Plasp 1-1-Verpar 1-2-Gasven 1-2-Junbuf 1-2-Trirep A-1-Metind A-1-Oeosp A-1-Trirep A-2-Dalsp A-2-Medlup A-2-Phyper 155 155 155 155 155 155 147.42 147.42 147.42 147.42 147.42 147.42 Exposed Exposed Exposed Exposed Exposed Exposed Exposed Exposed Exposed Exposed Exposed Exposed Pennisetum claudestinum Plantago sp. Verbena parvula "verbena" Gastridium ventricosum Juncus buffonius Trifolium repens Melilotus indica Oeonothera sp. Trifolium repens Dalea sp. Medicago lupulina Physalis peruviana English Common name Groundsel Groundsel Indigo Paspalum Beard grass Corn Corn Corn Corn Porknut Joyweed Croton California pepper tree Beggar's tick Common plantain White clover Verbena Spurge California pepper tree Black nightshade Mexican tea Sow thistle Onion Peruvian carrot Cayenne pepper Coriander Kikuyu grass Plantain Verbena Nitgrass Toad rush White clover Clover Evening primrose White clover Dalea Black medic Peruvian groundcherry Minera Yanacocha S.R.L. P:\100673\Risk\PDF files\English\Final Risk Report\PDF_Final Report_english.doc 53 Spanish Common name Tissue1 Chilca negra Chilca negra Nudillo Maiz Maiz Maiz Maiz Huarango, Espino Moradilla Cadillo Llanten macho Trebol Verbena Lecherita Molle Heirba mora Paico Cerraja Cebolla china Arracacha Aji verde Culantro Kikuyu Llanten macho Verbena Junco Trebol blanco Trebol Flor de cavo Trebol blanco Dalea Tomate de bolsa cob kernels leaves stalk fruit Veg. Type Dry Fraction Total Hg (ng/g) wet wt dry wt Forb Forb Forb Grass Grass Grass Grass Grass Grass Tree Forb Shrub Tree Forb Forb Forb Forb Forb Tree Forb Forb Forb Forb Forb Forb Forb 0.337 0.342 0.283 0.269 0.472 0.878 0.912 0.846 0.585 0.455 0.367 0.252 0.304 0.321 0.223 0.218 0.429 0.196 0.381 0.220 0.232 0.217 0.309 0.168 0.163 0.224 12.3 20.8 13.0 5.23 8.97 1.27 65.1 58.1 2.42 34.8 32.5 20.6 9.95 55.6 15.2 21.4 85.5 12.8 38.9 20.2 8.95 5.49 6.84 6.47 4.23 5.41 36.6 60.9 46.1 19.5 19.0 1.45 71.3 68.7 4.14 76.4 88.4 81.7 32.7 173 68.2 98.0 199 65.2 102 92.0 38.6 25.3 22.1 38.5 25.9 24.1 Grass Forb Forb Grass Forb Forb Forb Forb Forb Shrub Forb Forb 0.640 0.198 0.244 0.856 0.305 0.326 0.222 0.259 0.333 0.410 0.320 0.222 159 30.4 85.6 52.7 25.6 62.8 14.8 62.4 63.4 11.4 10.0 12.7 248 153 351 61.5 84.1 193 66.7 241 190 27.8 31.3 57.3 Shepherd Miller November 2002 FINAL Table 4.2.2 Results of the Phase I Vegetation Analyses (continued) Sample ID C-1-Calsp C-1-Escpen C-1-Stesp C-2-Hypsp C-2-Minsp C-2-Salopp B-1-Escpen B-1-Phesp B-1-Rhysp B-2-Baclat B-2-Calsp B-2-Pencla 4-1-Medlup 4-1-Trisp 4-2-Polavi 4-2-Rumsp 5-1-Penela 5-1-Tareff 5-2-Apilep 5-2-Cyndac 5-2-Oxacor 5-3-Cheamb 5-3-Phesp 6-1-Brosp 6-1-Caespi 6-1-Pencla 6-2-Lycsp 6-2-Oxyvis 6-2-Penweb 7-1-Corsp 7-1-Phycan 7-2-Ammvis 7-2-Ophchi 7-2-Rhysp 7-3-Cheamb 7-3-Plamaj 7-3-Rumsp 7-3-Sacoff Road Km 145.46 145.46 145.46 145.46 145.46 145.46 145.43 145.43 145.43 145.43 145.43 145.43 140.18 140.18 140.18 140.18 139.81 139.81 139.81 139.81 139.81 139.81 139.81 135.39 135.39 135.39 135.39 135.39 135.39 134.45 134.45 134.45 134.45 134.45 134.45 134.45 134.45 134.45 Site type Exposed Exposed Exposed Exposed Exposed Exposed Exposed Exposed Exposed Exposed Exposed Exposed Exposed Exposed Exposed Exposed Exposed Exposed Exposed Exposed Exposed Exposed Exposed Exposed Exposed Exposed Exposed Exposed Exposed Exposed Exposed Exposed Exposed Exposed Exposed Exposed Exposed Exposed Sci. Name Calceolaria "globito" Escallonia pendula Stevia sp. Hyptis sp. Minthostachys sp. Salvia oppositiflora Escallonia pendula Phenax sp. Rhynchosia sp. Baccharis latifolia Calceolaria "globito" Pennisetum claundestinum Medicago lupulina Trifolium sp. Polygonum aviculare Rumex sp. Pennisetum clandestinum Taraxarum officinalis Apium leptophyllum "rulantillo" Cyndon dactylon Oxalis corniculata Chenapodium ambrosioides Phenax sp. Browallia sp. Caesalpinia espinosa Pennisetum clandestinum Lycopersicum sp. Oxybaphus viscosus Pennisetum weberbaueri Cortaderia sp. Phyla canescens Ammi visnaga Ophryosporus sp. Rhynchosia sp. Chenopodium ambrosioides Plantago major Rumex sp. Saccarum officinasum English Common name Pocket book plant Escallonia Stevia Mint weed Mint Peruvian salmon sage Escallonia Phenax Snoutbean Groundsel Pocket book plant Kikuyu grass Black medic Clover Knotweed Dock Kikuyu grass Dandelion Wild celery Bermuda grass Creeping oxalis Mexican tea Phenax Bush violet Spiny holdback Kikuyu grass Tomato Umbrella wort Kikuyu grass Pampas grass Lippia Tothpick plant Snoutbean Mexican tea Common plantain Dock root Sugar cane Minera Yanacocha S.R.L. P:\100673\Risk\PDF files\English\Final Risk Report\PDF_Final Report_english.doc 54 Spanish Common name Tissue1 Globito Pauco Chancua Salvia Pauco Chilca negra Globito Kikuyo Trebol Kikuyu Diente de leon Culantrillo Grama dulce Vinagrillo Paico Taya fruit Rabo de zorro Turre hembra Visnaga Pilhuish Paico Lengua de vaca Cana de azucar leaves Veg. Type Dry Fraction Forb Tree Forb Forb Shrub Forb Tree Shrub Shrub Forb Forb Grass Forb Forb Forb Forb Grass Forb Forb Grass Forb Forb Shrub Forb Tree Grass Forb Forb Grass Grass Forb Forb Forb Forb Forb Forb Forb Grass 0.149 0.309 0.287 0.389 0.481 0.331 0.315 0.298 0.409 0.353 0.286 0.384 0.326 0.307 0.392 0.267 0.285 0.292 0.216 0.417 0.229 0.230 0.234 0.341 0.516 0.251 0.270 0.213 0.505 0.433 0.645 0.326 0.494 0.434 0.183 0.232 0.213 0.192 Total Hg (ng/g) wet wt dry wt 139 254 276 27.2 107 114 156 9.55 41.4 19.9 38.3 16.6 246 263 44.9 81.6 41.4 77.2 12.3 28.3 38.8 7.22 6.89 1930 422 159 46.7 158 122 210 275 46.8 146 115 4.82 7.92 6.07 2.71 931 824 962 69.9 223 345 496 32.1 101 56.2 134 43.1 753 858 115 306 145 265 56.8 68.0 170 31.4 29.5 5660 817 634 173 744 243 485 426 144 296 265 26.3 34.1 28.5 14.1 Shepherd Miller November 2002 FINAL Table 4.2.2 Results of the Phase I Vegetation Analyses (continued) Sample ID 7-4-Apilep 7-4-Setsp 7-4-Sposp 8-1-Annche 8-1-Phycan 8-1-Viglut 8-2-Adisp 8-2-Alltub 8-2-Cheamb 8-2-Taroff 8-2-Vitvin 8-3-Amicel 8-3-Crosp 8-3-Ophchi 8-4-Annche 8-4-Aruclon 8-4-Leonep 8-5-Altper 8-5-Pencla 8-5-Plasp 8-6-Pencla 8-6-Solnig 8-6-Sonole 8-7-Brosp 8-7-Cesaur 8-7-Salopp 8-8-Cyndac 8-8-Phycan 8-9-Annche 8-9-Budsp 8-9-Cessp 10-1-Echsp 10-1-Oxyvis 10-1-Rhyrep 10-2-Asccur 10-2-Bid 10-2-Lansp 10-3-Minsp 10-3-Oeosp 10-3-Plasp Road Km 134.45 134.45 134.45 130 130 130 130 130 130 130 130 130 130 130 130 130 130 130 130 130 130 130 130 130 130 130 130 130 130 130 130 128.94 128.94 128.94 128.94 128.94 128.94 128.94 128.94 128.94 Site type Exposed Exposed Exposed Exposed Exposed Exposed Exposed Exposed Exposed Exposed Exposed Exposed Exposed Exposed Exposed Exposed Exposed Exposed Exposed Exposed Exposed Exposed Exposed Exposed Exposed Exposed Exposed Exposed Exposed Exposed Exposed Exposed Exposed Exposed Exposed Exposed Exposed Exposed Exposed Exposed Sci. Name Apium leptophyllum Setaria sp. Sporobulus sp. Annona cherimola Phyla canescens Vigna luteola Adiantum sp. Allium tuberosum Chenopodium ambrosioides Taraxicum officinalis Vitis vinifera Amaranthus celosioides Croton sp. Ophryosporus chilca Annona cherimola Arundo donax Leonitis nepentaefolia Alternanthera porrigens Pennisetum claundestinum Plantago sp. Pennisetum claundestinum Solanum nigrum Sonchus oleraceaus Browallia sp. Cestrum auriculatum Salvia oppositiflora Cyndon dactylon Phyla canescens Annona cherimola Bauddleia sp. Cestrum sp. Echinochloa sp. Oxybaphus viscosus Rhynchelitium repens Asclepias curassavica Bidens pilosa Lantana sp. Minthostachys sp. Oeonothera sp. Plantago sp. English Common name Wild celery Foxtail Dropseed Custard apple Lippia Dalrymple vigna Maidenhair fern Onion Mexican tea Dandelion Grape Amaranth Croton Custard apple Giant reed Lion's ear Joyweed Kikuyu grass Plantain Kikuyu grass Black nightshade Sow thistle Bush violet Jasmine Peruvian salmon sage Bermuda grass Lippia Custard apple Butterfly bush Jasmine Cockspur Umbrella wort Natal redtop Scarlet milkweed Beggar's tick Lantana Mint Evening primrose Plantain Minera Yanacocha S.R.L. P:\100673\Risk\PDF files\English\Final Risk Report\PDF_Final Report_english.doc 55 Spanish Common name Pasto negro Cherimoya Turre hembra Porotillo Culatrillo Cebolla china Paico Diente de leon Uva Yuyo Pilhuish Chirimoya Carrizo Pochequiro Moradilla Llanten macho Kikuyo Huerba mora Cerraja Hierba santa Grama dulce Turre hembra Chirimoya Hierba santa Flor de seda Cadillo Lantana Muña Flor de clavo Llanten macho Tissue1 fruit Veg. Type Dry Fraction Forb Grass Grass Tree Forb Forb Forb Forb Forb Forb Tree Forb Forb Forb Tree Grass Forb Shrub Grass Forb Grass Forb Forb Forb Shrub Forb Grass Forb Tree Tree Shrub Grass Forb Grass Forb Forb Shrub Shrub Forb Forb 0.311 0.412 0.486 0.292 0.227 0.470 0.424 0.177 0.285 0.239 0.218 0.361 0.341 0.435 0.200 0.179 0.250 0.320 0.262 0.216 0.218 0.280 0.183 0.343 0.291 0.355 0.534 0.407 0.303 0.276 0.192 0.249 0.259 0.352 0.212 0.200 0.260 0.332 0.339 0.168 Total Hg (ng/g) wet wt dry wt 47.1 117 89.0 48.2 412 214 85.3 8.80 31.9 45.8 61.9 48.8 426 103 15.2 0.44 53.0 91.8 13.8 16.8 19.0 33.4 8.00 80.8 107 46.8 82.3 680 22.1 1640 5.87 30.3 26.4 10.0 6.85 7.96 19.4 51.2 65.9 83.1 152 284 183 165 1820 455 201 49.7 112 192 284 135 1250 237 76.1 2.47 212 287 52.7 77.8 87.0 119 43.7 235 368 132 154 1670 73.1 5940 30.5 122 102 28.4 32.3 39.8 74.7 154 194 494 Shepherd Miller November 2002 FINAL Table 4.2.2 Results of the Phase I Vegetation Analyses (continued) Sample ID 10-3-Polsp 13-1-Asccur 13-1-Cyndoc 13-1-Leanep 13-1-Monsp 13-2-Acamac 13-2-Altpor 13-2-Cesaur 13-2-Crosp 13-3-Annche 13-3-Citlim-f 13-3-Citlim-l 13-3-Helsp 13-3-Leonep 13-4-Ammvis 13-4-Argsub 13-4-Asccur 13-4-Cucdip 13-5-Zeamay 13-5-Zeamay-fruit 13-5-Zeamay-kernels 13-5-Zeamay-leaves 14-1-Ammvis 14-1-Medhyp 14-1-Phycan 14-1-Riccon 14-2-Bid 14-2-Densp 14-2-Melalb 14-3-Ammvis 14-3-Asccur 14-3-Cyndac 14-3-Datstr 14-3-Galcil 14-3-Phavul 14-3-Rornas 14-3-Staarv 15-1-Althal 15-1-Rueflo 1 Road Km 128.94 124.77 124.77 124.77 124.77 124.77 124.77 124.77 124.77 124.77 124.77 124.77 124.77 124.77 124.77 124.77 124.77 124.77 124.77 124.77 124.77 124.77 123.89 123.89 123.89 123.89 123.89 123.89 123.89 123.89 123.89 123.89 123.89 123.89 123.89 123.89 123.89 119.73 119.73 Site type Exposed Exposed Exposed Exposed Exposed Exposed Exposed Exposed Exposed Exposed Exposed Exposed Exposed Exposed Exposed Exposed Exposed Exposed Exposed Exposed Exposed Exposed Exposed Exposed Exposed Exposed Exposed Exposed Exposed Exposed Exposed Exposed Exposed Exposed Exposed Exposed Exposed Exposed Exposed Sci. Name Polypogon sp. Asclepias curassavica Cyndon dactylon Leonitis nepentaefolia Monnina sp. Acacia macracantha Alternanthera porrigens Cestrum auriculatum Croton sp. Annona cherimola Citrus limon Citrus limon Heliotropium sp. Leonitis nepentaefolia Ammi visnaga Argemone subfusiformis Asclepias curassavica Cucumis dipsaceus Zea mays Zea mays Zea mays Zea mays Ammi visnaga Medicago hyspide Phyla canescens Ricinus Communis Bidens pilosa Denothera sp. Melilotus alba Ammi visnaga Asclepias curassivaca Cyndon dactylon Datura stoamonium Galinsoga ciliata Phaseolus vulgaris Rorripa nastartium aquaticum Stachys arrensis Alternanthera halimifolia Rueilla floribunda English Common name Beard grass Scarlet milkweed Bermuda grass Lion's ear Monnina Porknut Joyweed Jasmine Croton Custard apple Lemon Lemon Heliotroope Lion's ear Tothpick plant Mexican poppy Scarlet milkweed Hedgehog Corn Corn Corn Corn Tothpick plant Bur clover Lippia Castor bean Beggar's tick Primrose Clover Tothpick plant Scarlet milkweed Bermuda grass Jimson weed Hairy galinsoga Beans Watercress Field woundwort Joyweed Mexican Petunia Spanish Common name Tissue1 Flor de seda Grama dulce Ponchequiro Palomilla Huarango Moradilla Hierba santa Chirimoya Limon Limon Ponchequiro Visnaga Cardo santo Flor de seda Jaboncillo de campo Maiz Maiz Maiz Maiz Visnaga Carretilla Turre hembra Higuerilla Cadillo Alfaltilla Flor de clavo Visnaga Flor de seda Grama dulce Chamico Galinsoga Frejol Berro Supiquehua Yerba blanca fruit leaves fruit kernels leaves fruit Veg. Type Dry Fraction Grass Forb Grass Shrub Forb Tree Shrub Shrub Shrub Tree Tree Tree Forb Forb Forb Forb Forb Forb Grass Grass Grass Grass Forb Forb Forb Tree Forb Forb Forb Forb Forb Grass Forb Forb Forb Forb Forb Forb Shrub 0.324 0.237 0.280 0.252 0.232 0.393 0.521 0.344 0.325 0.412 0.443 0.196 0.316 0.292 0.227 0.176 0.185 0.178 0.892 0.895 0.953 0.952 0.246 0.314 0.254 0.234 0.189 0.354 0.404 0.160 0.302 0.319 0.160 0.261 0.260 0.110 0.215 0.290 0.319 Total Hg (ng/g) wet wt dry wt 71.3 68.5 18.2 47.2 60.8 31.2 1120 161 984 485 220 2.47 39.8 26.0 7.75 3.87 8.63 28.6 3.46 3.29 61.1 57.7 34.5 34.0 67.9 29.6 19.4 44.2 28.4 4.78 13.5 6.67 3.15 11.9 4.26 4.15 11.4 73.8 57.5 220 289 65.0 187 262 79.4 2150 469 3030 1178 496 12.6 126 89.1 34.2 22.0 46.6 161 3.88 3.67 64.2 60.6 140 108 267 126 102 125 70.4 29.9 44.7 20.9 19.7 45.7 16.4 37.7 53.1 255 180 aboveground tissue collected, unless specific tissue type noted Minera Yanacocha S.R.L. P:\100673\Risk\PDF files\English\Final Risk Report\PDF_Final Report_english.doc 56 Shepherd Miller November 2002 FINAL 2500 total Hg (ppb, ww) Reference samples 2000 1500 Exposed samples Human Dietary Benchmark=1600 ppb 1000 500 0 155 145 135 125 115 Spill Area To Cajamarca Location (Road Km) To Trujillo 7000 Reference samples total Hg (ppb, dw) 6000 Exposed samples 5000 Bird Dietary Benchmark= 4000 ppb 4000 3000 2000 Mammal Dietary Benchmark= 2000 ppb 1000 0 155 145 135 125 115 Spill Area To Cajamarca Figure 4.2.2 Location (Road Km) To Trujillo Total Hg tissue concentrations in the Phase I vegetation tissues collected at reference and exposed locations. Wet weight and dry weight values are plotted separately. The two values exceeding the human dietary benchmark are nonedible bush-violet and butterfly plants. Minera Yanacocha S.R.L. P:\100673\Risk\PDF files\English\Final Risk Report\PDF_Final Report_english.doc 57 Shepherd Miller November 2002 FINAL Table 4.2.3 Summary Statistics for the Phase I Vegetation Sampling Reference wet weight dry weight Exposed wet weight dry weight mean (ppb) 95%UCL (ppb) range (ppb) 22.0 60.7 29.4 76.5 1.3-85.5 1.45-199 118.0 354.4 156.6 472.2 0.44-1930 2.47-5940 Terrestrial Insect Analyses Results of the insect tissue sampling are listed in Table 4.2.4. Results are listed by location along the road and by the type of sample (Reference or Exposed). Summary statistics are provided in Table 4.2.5. The dry weight tissue concentrations were calculated based on the average dry fraction of the 14 samples analyzed for percent moisture. Insufficient sample size prevented the analysis of all samples for percent moisture. A scatterplot of the measured insect tissue mercury concentrations versus location along the road is shown in Figure 4.2.3. The insect tissue benchmark of 150 ppb (ww) and the bird dietary benchmark of 4000 ppb (dw) are indicated on Figure 4.2.3. Minera Yanacocha S.R.L. P:\100673\Risk\PDF files\English\Final Risk Report\PDF_Final Report_english.doc 58 Shepherd Miller November 2002 FINAL Table 4.2.4 Results of the Phase I Insect Tissue Sampling Sample ID Road Km 1-3 Insects 5-4 Insects 6-3 Insects 6-4 Insects 13-6 Insects 14-4 Insects 15-2 Insects 15-3 Insects 155 139.81 135.39 135.39 124.77 123.89 119.73 119.73 Reference Reference Reference Reference Reference Reference Reference Reference NA 0.41 NA NA NA NA 0.39 NA 13.7 21.1 49.9 35.0 53.6 118 9.51 19.9 51.8 24.3 - 1-1 Insects 1-2 Insects A-1 Insects A-2 Insects C-1 Insects C-2 Insects B-1 Insects B-2 Insects 4-1 Insects 4-2 Insects 5-1 Insects 5-2 Insects 5-3 Insects 6-1 Insects 6-2 Insects 7-1,2 Insects 7-3 Insects 7-4 Insects 8-1 Insects 8-2 Insects 8-3 Insects 8-4,5,6 Insects 8-7 Insects 8-8 Insects 8-9 Insects 10-1 Insects 10-2 Insects 10-3 Insects 13-1 Insects 13-2 Insects 13-3 Insects 13-4 Insects 13-5 Insects 14-1 Insects 14-2 Insects 14-3 Insects 15-1 Insects 155 155 147.423 147.423 145.455 145.455 145.433 145.433 140.18 140.18 139.81 139.81 139.81 135.39 135.39 134.45 134.45 134.45 130 130 130 130 130 130 130 128.94 128.94 128.94 124.77 124.77 124.77 124.77 124.77 123.89 123.89 123.89 119.73 Exposed Exposed Exposed Exposed Exposed Exposed Exposed Exposed Exposed Exposed Exposed Exposed Exposed Exposed Exposed Exposed Exposed Exposed Exposed Exposed Exposed Exposed Exposed Exposed Exposed Exposed Exposed Exposed Exposed Exposed Exposed Exposed Exposed Exposed Exposed Exposed Exposed NA NA 0.37 0.32 NA NA 0.39 0.41 0.29 NA NA 0.35 0.40 0.40 NA NA NA NA NA NA NA NA NA NA NA 0.33 NA 0.57 NA NA NA 0.31 NA NA NA NA 0.38 19.8 22.6 34.7 40.4 35.9 42.8 54.8 46.0 24.1 33.1 531 39.6 7.10 2240 736 63.2 27.7 61.1 47.1 28.2 56.6 34.6 447 105 105 25.1 20.5 21.3 77.2 133 35.7 23.0 22.0 44.6 50.6 29.9 13.7 95 126 140 113 83.8 112 18.0 5550 75.4 37.5 73.8 36.4 Site type Dry Fraction Total Hg, ppb wet wt basis dry wt basis NA= not analyzed due to insufficient sample mass Minera Yanacocha S.R.L. P:\100673\Risk\PDF files\English\Final Risk Report\PDF_Final Report_english.doc 59 Shepherd Miller November 2002 FINAL Table 4.2.5 Summary Statistics for the Phase I Insect Sampling mean (ppb, ww) 95%UCL (ppb, ww) range (ppb, ww) 40.1 105.5 63.8 167.9 9.5-118 25-311 145.4 382.6 252.0 663.2 7.1-2240 18.7-5895 Reference wet weight dry weight* Exposed wet weight dry weight* * calculated by dividing ww by 0.38 Table 4.2.6 lists the soil, vegetation, and insect tissue concentrations measured at the four sites with the tissue mercury concentrations that exceed the terrestrial insect tissue benchmark of 150 ppb (ww; Section 3.2.1). Also shown in Table 4.2.6 are the mean soil, vegetation, and insect tissue concentrations across all of the Reference and Exposed sites. The soil concentrations of mercury, at the four sites with high insect mercury concentrations, are all relatively low. Additionally, with the exception of Site 6-1, the vegetation concentrations of mercury at these sites are also equivalent to the average mercury concentration in vegetation samples at the Exposed locations, but elevated relative to the Exposed Site concentrations. Table 4.2.6 Comparison of Soil and Insect Tissue Concentrations (Phase I) Site 8-7 6-1 6-2 5-1 Average for all Reference Sites Average for all Exposed Sites 1 Soil Hg (ppb, dw) 26.2 91.9 53.4 58.8 173.6 72.0 Vegetation1 Hg (ppb, ww) 78.2 837.0 108.9 59.3 22 118 Insect Hg (ppb, ww) 447 2240 736 531 40.1 145.4 value listed is the mean concentration for all plant samples at that location dw= dry weight ww= wet weight Minera Yanacocha S.R.L. P:\100673\Risk\PDF files\English\Final Risk Report\PDF_Final Report_english.doc 60 Shepherd Miller November 2002 FINAL Insect Hg (ppb, ww) 2500 Reference samples Exposed samples 2000 1500 1000 Insect Tissue Benchmark=150 ppb 500 0 160 150 140 Spill Area 130 120 110 Location(Road Km) To Trujillo Insect Hg (ppb, dw) To Cajamarca 6000 5000 Reference samples Exposed samples Bird Dietary Benchmark= 4000 ppb 4000 3000 2000 1000 0 160 150 140 130 120 110 Spill Area Location (Road Km) To Trujillo To Cajamarca Figure 4.2.3 4.2.2 Scatterplot of mercury concentrations in insects versus location (Phase I). Wet weight and dry weight values are plotted separately. Sampling and Tissue Analysis of Aquatic Biota Fish and aquatic macroinvertebrate (i.e., aquatic insects) samples were collected by Duke Engineering (Bellingham, Washington) and ENKON Environmental (Surrey, British Columbia). Fish and macroinvertebrates were selected for sampling since they are integrators of mercury levels in lower Minera Yanacocha S.R.L. P:\100673\Risk\PDF files\English\Final Risk Report\PDF_Final Report_english.doc 61 Shepherd Miller November 2002 FINAL trophic levels, as well as in the water column and sediments (Figure 2.3.2). Stated goals of the aquatic sampling were to: n n n n determine background concentrations of mercury in aquatic macroinvertebrates and fish in the surrounding waters (to be used as Reference Sites); determine concentrations of mercury in aquatic organisms within the impact zone (i.e., Exposed Sites); evaluate if there is a significant difference in mercury concentrations between the reference and exposed populations; evaluate if there a difference in accumulated concentrations of mercury in aquatic organisms when comparing 2000 baseline information with 2001 post-rainy season data (Phase II). Sampling locations were established above, within, and below the impact area. In some cases the sites are at the same locations where water quality and sediment were sampled. The seven zones delineated for the study were as follows: Zone 7: Rio San Juan, upstream of spill influence (Reference): 1 site Zone 6: Upstream of the initial spill site (Km 155) on tributary to Rio Choten (Reference): 1 site Zone 5: Upstream of Rio San Juan and below the initial spill site on Rio Choten (Km 155) (Exposed): 3 sites Zone 4: From the lower end of Zone 7 on Rio San Juan downstream to its intersection with Rio Choten (Exposed): 1 site Zone 3: From below the confluence of Rio Choten and Rio San Juan downstream to Magdalena (Exposed): 3 sites Zone 2: Downstream from Magdalena to upstream end of the Gallito Ciego reservoir (Reference): 3 sites Zone 1: Upper portion of the Gallito Ciego reservoir (Reference): 1 site and the Reservoir itself. Sampling locations and zones are shown on Map 3. The first five sample locations (Zones 1 and 2) are Reference locations (i.e., non-impacted) that are several kilometers downstream of any of the spill sites, all of which occur between Km 155 and Km 114 (Magdalena). While these sites are downstream of the spill, they are considered as Reference sites since sampling was conducted prior to any rainstorms that could have mobilized the spilt mercury into the waterways. Locations 6-1 and 7-1 are above any of the spill locations and are therefore Reference locations. The remaining sample locations are all within the general area of the spill, and are considered to be Exposed Sites. Due to sampling conducted prior to any rainfall events, these areas, however, are also unlikely to have been influenced by the spilt mercury during initial sampling. Minera Yanacocha S.R.L. P:\100673\Risk\PDF files\English\Final Risk Report\PDF_Final Report_english.doc 62 Shepherd Miller November 2002 Fish were collected using electroshockers. FINAL At each site, the collected fish were measured, placed separately into Ziploc bags (as whole fish), labeled and placed in coolers. At the end of each day, the Ziploc bags were wrapped in aluminum foil and then placed in dedicated freezers. Fish from the Reservoir were collected by hook and line and bottle traps by a commercial fisherman. Macroinvertebrate samples were collected by scrubbing rocks with brushes, and straining water through a collection net and sieve, and then placed into Nalgene bottles or plastic Ziploc bags and frozen. Additional discussion of the sampling methodology, along with photographs and information on habitat conditions at each site, are included in Appendix F. Aquatic Macroinvertebrate Tissue Analysis Tissue concentrations for the composite macroinvertebrate samples (i.e., all species together) and individual freshwater crabs are shown in Table 4.2.7. Both total and methylmercury concentrations are shown on a dry weight and wet weight basis, as available. The higher of the methyl or total mercury values are plotted in Figure 4.2.4. As shown in Table 4.2.7, the percent of the total mercury present in the form of methylmercury in the macroinvertebrate samples ranged from 40 to 100%. Values greater than 100% reflect differences in the analytical methodology utilized to analyze for total versus methylmercury (Appendix G). Table 4.2.7 Mercury Concentration in Phase I Aquatic Macroinvertebrate Samples Sample Sample ID Z1S1-B CRAB-1 CRAB-2 CRAB-3 Z2S1-B Z2S2-B Z2S3-B Z3S1-B Z3S2-B Z3S3-B Z4S1-B Z5S1-B Z5S2-B Z6S1-B Z7S1-B Type 1 Composite Crab-whole Crab-whole Crab-whole Composite Composite Composite Composite Composite Composite Composite Composite Composite Composite Composite Road Zone Sit Km e 1 1 1 1 2 2 2 3 3 3 4 5 5 6 7 1 1 1 1 1 2 3 1 2 3 1 1 2 1 1 Location Dry type** Fraction 50 Reservoir 50 Reservoir 50 Reservoir 50 Reservoir 61 Downstream 76 Downstream 94 Downstream 115 Exposed 126 Exposed 132 Exposed 134 Exposed 133 Exposed 153 Exposed 157 Upstream 165* Upstream 0.174 NA NA NA 0.203 0.239 0.167 0.436 0.201 0.285 0.322 0.161 0.197 0.141 NA methyl Hg (ppb) ww dw 102 69.3 40.9 23.6 93.7 21.4 2.74 16.4 18.5 - 587 462 89.7 16.4 57.5 57.3 - Total Hg (ppb) methyl/ ww dw total 87.9 69.4 35.3 21.2 85 26.1 6.62 11.6 16.4 26.2 15.6 26.1 23.1 44.6 4.43 505 419 109 39.7 26.6 81.6 91.9 48.3 162 117 316 - 1.16 1.00 1.16 1.11 1.10 0.82 0.41 0.63 1.19 - 1 Composite= the analyzed sample is a composite of all of the macroinvertebrates collected at that site * Zone 7 Site 1 is located in an upstream tributary (Rio Huacraruca) of the Jequetepeque ** Sites listed as Reservoir, Downstream, and Upstream are Reference locations Minera Yanacocha S.R.L. P:\100673\Risk\PDF files\English\Final Risk Report\PDF_Final Report_english.doc 63 Shepherd Miller November 2002 FINAL All of the macroinvertebrate samples had low mercury concentrations, as expected from natural mercury levels in the environment. The highest values were from Site 1-1 (Gallito Ciego Reservoir) and Site 2-1, both of which are several kilometers below the spill locations and could not have been influenced by the spill at the time of collection, since no significant rainfall had occurred between the spill and the sample collection. Summary statistics are provided in Table 4.2.8. To be conservative, for both the Reference and Exposed locations, the higher of the total or methylmercury value for each sample was used to calculate the mean values. For samples that had insufficient material to measure the percent moisture, the average dry fraction of 0.23 from the other samples was used to derive a dry weight concentration. Table 4.2.8 Summary Statistics for the Phase I Macroinvertebrate Sampling Area Spill Area Upstream Downstream All non-spill (Reference) All samples No. samples 6 2 7 9 15 Mean ww 20.3 24.5 51.8 45.7 35.6 (ppb) dw 172.4 54.1 215.6 179.7 176.8 Minera Yanacocha S.R.L. P:\100673\Risk\PDF files\English\Final Risk Report\PDF_Final Report_english.doc 64 95% UCL (ppb) ww dw 25.1 268.9 151.3 299.7 78.9 375.4 67.8 304.9 49.3 253.2 Range (ppb) ww dw 11.6-26.2 19.3-316 4.43-44.6 26.6-81.6 6.62-102 39.7-587 4.43-102 26.6-587 4.43-102 19.3-587 Shepherd Miller November 2002 FINAL Human Dietary (MeHg) Benchmark= 300 Macroinvertebrate Tissue Benchmark= 2000 120 Composite samples Hg (ppb, ww) 100 Individual crab samples 80 60 40 20 0 165 145 125 105 85 65 45 Spill Area To Cajamarca Location (Road Km) To Trujillo Bird Methylmercury Dietary Benchmark= 2500 ppb 700 Composite samples Hg (ppb, dw) 600 Individual crab samples 500 400 300 200 100 0 165 145 125 Spill Area 105 85 65 45 Location (Road Km) To Trujillo To Cajamarca Figure 4.2.4 Mercury concentration in macroinvertebrates versus sampling location (Phase I). The Spill Area is indicated by the marked line. Wet weight and dry weight values are plotted separately. Minera Yanacocha S.R.L. P:\100673\Risk\PDF files\English\Final Risk Report\PDF_Final Report_english.doc 65 Shepherd Miller November 2002 FINAL Fish Tissue Analysis All of the collected fish tissue data are shown in Table 4.2.9. Sampling was conducted at the same locations as the macroinvertebrates were collected (see Map 3). However, fish were not present at some of the locations where macroinvertebrates were collected. Fish were collected at five Exposed Sites (Zones 3, 4, and 5) and five Reference Sites. Four of the Reference Sites where fish were collected are downstream of the spill area (Zones 1 and 2), and one Reference Site (Zone 7) was upstream of the spill in the Rio Huacraruca tributary of the Rio Jequetepeque. Some of the samples were collected in August 2000, with the remainder collected in December 2000. All of the samples were analyzed for total mercury, and a portion of the samples was also analyzed for methylmercury, as shown in Table 4.2.9. The analytical techniques used for the analysis of total and methylmercury differed significantly. This difference in methods is likely responsible for the apparent discrepancy in many of the methylmercury concentrations exceeding the measured total mercury concentrations in the analyzed samples. This apparent discrepancy (i.e., methyl exceeding total mercury) is further discussed in Appendix G. For the purpose of the RA, we have assumed that all of the mercury in fish is present as the methyl form and have utilized the highest recorded mercury level (either the total or the methyl) for each sample in the risk calculations and evaluations. The maximum mercury value for each sample, on a wet weight and dry weight basis, is plotted versus location in Figure 4.2.5. If a sample did not have an associated percent moisture value to calculate the dry weight basis, the mean of the other percent moisture values (0.24) was used to calculate the dry weight concentration. The benchmark values established in Section 3 are also shown on Figure 4.2.5. Minera Yanacocha S.R.L. P:\100673\Risk\PDF files\English\Final Risk Report\PDF_Final Report_english.doc 66 Shepherd Miller November 2002 FINAL Table 4.2.9 Results of the Phase I Fish Analyses Sample Identification Species Cachuela#1 Cachuela#1 Cachuela#4 Cascafe-1 Cascafe-2 Cascafe-3 Cascafe-6 Cascafe-6 Charcoca#1 Charcoca-A Charcoca-B Charcoca-D Charcoca-F Charcoca-H Nato-B Nato-C Nato-E Nato-G Nato-H Nato-J Life-6 Life-7 Life-9 Life-10 Mojarra-2 Mojarra-3 Mojarra-5 Mojarra-8 Mojarra-8 Pejerry-1 Pejerry-3 Pejerry-3 Pejerry-6 Pejerry-8 Picalon-4 Cachuela Cachuela Cachuela Cascafe Cascafe Cascafe Cascafe Cascafe Charcoca Charcoca Charcoca Charcoca Charcoca Charcoca Nato Nato Nato Nato Nato Nato Life Life Life Life Mojarra Mojarra Mojarra Mojarra Mojarra Pejerry Pejerry Pejerry Pejerry Pejerry Picalon Length Tissue (cm) Type 10 10 10 33 23 25 13 13 7.9 11 9 11 9 8 10 8 8 10 9.5 9.7 12 17 12 17 13 13 15 16 16 19 20 20 15 17 10 muscle head muscle muscle muscle muscle muscle head whole muscle whole muscle whole whole muscle whole whole muscle whole whole muscle muscle muscle muscle muscle muscle muscle muscle head muscle muscle head muscle muscle muscle Sample Zone Site Date Aug-00 Aug-00 Aug-00 Aug-00 Aug-00 Aug-00 Aug-00 Aug-00 Aug-00 Aug-00 Aug-00 Aug-00 Aug-00 Aug-00 Aug-00 Aug-00 Aug-00 Aug-00 Aug-00 Aug-00 Aug-00 Aug-00 Aug-00 Aug-00 Aug-00 Aug-00 Aug-00 Aug-00 Aug-00 Aug-00 Aug-00 Aug-00 Aug-00 Aug-00 Aug-00 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 Minera Yanacocha S.R.L. P:\100673\Risk\PDF files\English\Final Risk Report\PDF_Final Report_english.doc 67 Dry Fraction N/A N/A N/A N/A N/A N/A N/A N/A N/A 0.177 N/A 0.189 N/A N/A N/A 0.225 0.306 0.253 0.239 0.25 0.238 0.248 N/A 0.244 N/A N/A N/A 0.29 N/A 0.212 N/A N/A 0.19 N/A 0.194 methyl Hg, ppb wet wt dry wt NR NR NR NR N/A N/A N/A N/A 62.7 N/A 118 N/A 114 94.9 N/A 159 49.6 N/A 185 199 N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A 707 162 N/A 774 796 N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A Total Hg, ppb wet wt dry wt 229 69 279 605 185 293 114 40.9 64 233 116 91.1 104 92 387 146 56.8 317 155 182 95.5 185 112 265 146 250 121 120 95.6 75.8 70 53.1 47.4 57.2 114 N/A N/A N/A N/A N/A N/A N/A N/A N/A 1316 N/A 482 N/A N/A N/A 649 186 1253 649 728 401 746 N/A 1086 N/A N/A 121 414 N/A 358 N/A N/A 249 N/A 588 methyl/ total 0.98 1.02 1.10 1.03 1.09 0.87 1.19 1.09 Road Km Notes 50 50 50 50 50 50 50 50 50 50 50 50 50 50 50 50 50 50 50 50 50 50 50 50 50 50 50 50 50 50 50 50 50 50 50 Reservoir Reservoir Reservoir Reservoir Reservoir Reservoir Reservoir Reservoir Reservoir Reservoir Reservoir Reservoir Reservoir Reservoir Reservoir Reservoir Reservoir Reservoir Reservoir Reservoir Reservoir Reservoir Reservoir Reservoir Reservoir Reservoir Reservoir Reservoir Reservoir Reservoir Reservoir Reservoir Reservoir Reservoir Reservoir Shepherd Miller November 2002 FINAL Table 4.2.9 Results of the Phase I Fish Analyses (continued) Sample Identification Species Length Tissue Sample Zone Site Dry Picalon-6 Tilapia-2 Tilapia-2 Tilapia-4 Tilapia-6 Tilapia-10 Life-ZIS1 -14 Mojarra-ZIS1 -21 Mojarra-ZIS1 -21 Cascafe-ZIIS1 -10.2 Chalcoco-ZIIS1 -7.7 Chalcocoa-ZIIS1 -7.8 Chalcoca-ZIIS1 -9.3 Cascafe-ZIIS1 -18.6 Calcoca-ZIIS1 -10.0 Calcoca-ZIIS1 -10.2 Calcoca-ZIIS1 -10.8 Calcoca-ZIIS1 -10.8 Calcoca-ZIIS1 -12.2 Calcoca-ZIIS1 -12.8 Mojarra-ZIIS1 -19.2 Nato-ZIIS1 -8.5 Calcoca-ZIIS2 -7.1 Calcoca-ZIIS2 -7.8 Calcoca-ZIIS2 -9.3 Calcoca-ZIIS2 -9.8 Life-ZIIS2 -10.3 Life-ZIIS2 -10.5 Life-ZIIS2 -10.5 Life-ZIIS2 -11.9 Life-ZIIS2 -13.0 Nato-ZIIS2 -3.8 Calcoca-ZIIS3 -6.6 Calcoca-ZIIS3 -7.7 Calcoca-ZIIS3 -8.8 Picalon Tilapia Tilapia Tilapia Tilapia Tilapia Life Mojarra Mojarra Cascafe Charcoca Charcoca Charcoca Cascafe Charcoca Charcoca Charcoca Charcoca Charcoca Charcoca Mojarra Nato Charcoca Charcoca Charcoca Charcoca Life Life Life Life Life Nato Charcoca Charcoca Charcoca (cm) 10 30 30 21 13 29 14 21 21 10.2 7.7 7.8 9.3 18.6 10 10.2 10.8 10.8 12.2 12.8 19.2 8.5 7.1 7.8 9.3 9.8 10.3 10.5 10.5 11.9 13.0 3.8 6.6 7.7 8.8 Type muscle muscle head muscle muscle muscle muscle muscle head muscle whole whole whole muscle whole muscle muscle head muscle muscle muscle whole whole whole whole whole muscle muscle head muscle muscle whole whole whole whole Date Aug-00 Aug-00 Aug-00 Aug-00 Aug-00 Aug-00 Dec-00 Dec-00 Dec-00 Dec-00 Dec-00 Dec-00 Dec-00 Dec-00 Dec-00 Dec-00 Dec-00 Dec-00 Dec-00 Dec-00 Dec-00 Dec-00 Dec-00 Dec-00 Dec-00 Dec-00 Dec-00 Dec-00 Dec-00 Dec-00 Dec-00 Dec-00 Dec-00 Dec-00 Dec-00 1 1 1 1 1 1 1 1 1 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 2 2 2 2 2 2 2 2 2 2 3 3 3 Fraction 0.202 0.173 0.214 N/A N/A N/A 0.226 0.197 0.241 0.256 N/A N/A N/A 0.214 N/A 0.239 0.246 0.406 0.248 0.236 0.205 N/A N/A N/A N/A N/A 0.222 0.208 0.289 0.234 0.232 N/A N/A N/A N/A Minera Yanacocha S.R.L. P:\100673\Risk\PDF files\English\Final Risk Report\PDF_Final Report_english.doc 68 methyl Hg, ppb wet wt N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A 59.6 105 154 N/A 108 N/A N/A N/A N/A N/A N/A 302 114 160 148 151 N/A N/A N/A N/A N/A 245 71.4 24.0 29.9 dry wt N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A Total Hg, ppb wet wt 422 82.4 53 46.4 27.1 29.7 230 127 71.3 85.6 48.8 84.3 137 288 101 136 161 63.3 178 208 206 257 101 135 145 136 307 311 224 322 346 197 56.1 13.9 28.6 dry wt 2089 476 248 N/A N/A N/A 1020 646 296 334 N/A N/A N/A 1350 N/A 571 656 156 716 883 1000 N/A N/A N/A N/A N/A 1380 1490 776 1380 1490 N/A N/A N/A N/A Methyl/ Total 1.22 1.25 1.13 1.07 1.17 1.13 1.18 1.02 1.11 1.24 1.27 1.72 1.05 Road Km Notes 50 50 50 50 50 50 50 50 50 61 61 61 61 61 61 61 61 61 61 61 61 61 76 76 76 76 76 76 76 76 76 76 94 94 94 Reservoir Reservoir Reservoir Reservoir Reservoir Reservoir Reservoir Reservoir Reservoir Downstream Downstream Downstream Downstream Downstream Downstream Downstream Downstream Downstream Downstream Downstream Downstream Downstream Downstream Downstream Downstream Downstream Downstream Downstream Downstream Downstream Downstream Downstream Downstream Downstream Downstream Shepherd Miller November 2002 FINAL Table 4.2.9 Results of the Phase I Fish Analyses (continued) Sample Species Identification Calcoca-ZIIS3 -9.6 Life-ZIIS3 -11.1 Life-ZIIS3 -11.2 Life-ZIIS3 -12.2 Life-ZIIS3 -17.8 Life-1 Life-1 Life-2 Life-4 Life-5 Nato-1 Nato-3 Nato-4 Nato-5 Cascafe-1 Charcoca-1 Charcoa-2 Charcoca-3 Charcoca-4 Charcoca-5 Nato-1 Nato-2 Nato-5 Nato-8 Nato-9 Nato-10 Nato-14 Nato-15 Charcoca-1 Charcoca-2 Charcoa-3 Charcoca-3 Charcoca-4 Charcoca-7 Charcoca-9 Charcoca Life Life Life Life Life Life Life Life Life Nato Nato Nato Nato Cascafe Charcoca Charcoca Charcoca Charcoca Charcoca Nato Nato Nato Nato Nato Nato Nato Nato Charcoca Charcoca Charcoca Charcoca Charcoca Charcoca Charcoca Length Tissue Sample (cm) Type Date 9.6 11.1 11.2 12.2 17.8 14 14 13 12.5 12 8.5 8.5 9.5 7.5 18 10 7.5 7.5 8 7.5 11 14 10 8.5 10 8.5 6 5.5 13.5 11.5 11 11 8.5 8 11.5 whole muscle muscle muscle muscle muscle head muscle muscle muscle whole whole whole whole muscle muscle whole whole whole whole muscle muscle muscle whole muscle whole whole whole muscle muscle muscle head whole whole muscle Dec-00 Dec-00 Dec-00 Dec-00 Dec-00 Aug-00 Aug-00 Aug-00 Aug-00 Aug-00 Aug-00 Aug-00 Aug-00 Aug-00 Aug-00 Aug-00 Aug-00 Aug-00 Aug-00 Aug-00 Aug-00 Aug-00 Aug-00 Aug-00 Aug-00 Aug-00 Aug-00 Aug-00 Aug-00 Aug-00 Aug-00 Aug-00 Aug-00 Aug-00 Aug-00 Zone Site 2 2 2 2 2 3 3 3 3 3 3 3 3 3 3 3 3 3 3 3 3 3 3 3 3 3 3 3 3 3 3 3 3 3 3 3 3 3 3 3 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 Minera Yanacocha S.R.L. P:\100673\Risk\PDF files\English\Final Risk Report\PDF_Final Report_english.doc 69 Dry methyl Hg, ppb Total Hg, ppb Fraction wet wt dry wt wet wt dry wt N/A 0.241 0.277 0.199 0.224 N/A N/A N/A 0.207 0.229 N/A N/A 0.265 N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A 0.3 0.315 N/A 53.3 N/A N/A N/A N/A N/A N/A N/A N/A N/A 26.8 58.5 30.1 26.4 N/A N/A 21.7 45.2 25.2 39.6 N/A N/A N/A 47.3 N/A 30.2 25.5 18 N/A N/A N/A N/A 44.4 49.4 N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A 114 N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A 148 157 N/A 48.9 143 44.2 78.6 132 65.3 33.1 75 84.4 120 26.6 49.8 28.1 28.1 184 81.1 21.9 35.6 19.3 29.5 124 257 99.7 36.2 113 26.2 19.4 19 236 142 181 96.3 37.9 47.7 154 N/A 593 160 395 589 N/A N/A N/A 408 524 N/A N/A 106 N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A 126 151 N/A Methyl/ Road Total Km 1.09 1.01 1.17 1.07 0.94 0.99 1.27 1.31 1.34 1.31 1.15 1.31 0.95 1.17 1.04 94 94 94 94 94 115 115 115 115 115 115 115 115 115 115 115 115 115 115 115 126 126 126 126 126 126 126 126 126 126 126 126 126 126 126 Notes Downstream Downstream Downstream Downstream Downstream Exposed Exposed Exposed Exposed Exposed Exposed Exposed Exposed Exposed Exposed Exposed Exposed Exposed Exposed Exposed Exposed Exposed Exposed Exposed Exposed Exposed Exposed Exposed Exposed Exposed Exposed Exposed Exposed Exposed Exposed Shepherd Miller November 2002 FINAL Table 4.2.9 Results of the Phase I Fish Analyses (continued) Sample Identification Species Charcoa-9 Charcoca-10 Charcoca-11 Calcoca-ZIIIS3 -3.5 Calcoca-ZIIIS3 -3.7 Calcoca-ZIIIS3 -4.7 Calcoca-ZIIIS3 -5.1 Nato-ZIIIS3 -3.1 Nato-ZIIIS3 -3.6 Nato-ZIIIS3 -5.0 Nato-ZIIIS3 -9.7 Nato-ZIIIS3 -12.6 Pejerry-ZIIIS3 -12.2 Calcoca-ZIVS1 -4.8 Nato-ZIVS1 -3.7 Nato-ZIVS1 -12.0 Nato-1 Nato-1 Nato-2 Nato-2 Nato-3 Nato-4 Nato-6 Nato-8 Nato-9 Nato-1 Nato-7 Nato-9 Nato-13 Nato-13 Nato-17 Nato-19 Charcoca Charcoca Charcoca Charcoca Charcoca Charcoca Charcoca Nato Nato Nato Nato Nato Pejerrey Charcoca Nato Nato Nato Nato Nato Nato Nato Nato Nato Nato Nato Nato Nato Nato Nato Nato Nato Nato Length Tissue (cm) Type 11.5 7.5 6.5 3.5 3.7 4.7 5.1 3.1 3.6 5.0 9.7 12.6 12.2 4.8 3.7 12.0 10.5 10.5 10 10 6 10 6.5 7.5 9 10 8.4 9.4 10 10 4.2 4.4 head whole whole whole whole whole whole whole whole whole whole muscle muscle whole whole muscle muscle head muscle head whole muscle whole whole whole muscle whole whole muscle head whole whole Sample Zone Site Date Aug-00 Aug-00 Aug-00 Dec-00 Dec-00 Dec-00 Dec-00 Dec-00 Dec-00 Dec-00 Dec-00 Dec-00 Dec-00 Dec-00 Dec-00 Dec-00 Aug-00 Aug-00 Aug-00 Aug-00 Aug-00 Aug-00 Aug-00 Aug-00 Aug-00 Aug-00 Aug-00 Aug-00 Aug-00 Aug-00 Aug-00 Aug-00 3 3 3 3 3 3 3 3 3 3 3 3 3 4 4 4 5 5 5 5 5 5 5 5 5 7 7 7 7 7 7 7 2 2 2 3 3 3 3 3 3 3 3 3 3 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 Dry Fraction N/A N/A 0.315 N/A N/A N/A N/A N/A N/A N/A N/A 0.213 0.243 N/A N/A 0.211 N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A 0.281 N/A N/A N/A N/A methyl Hg, ppb wet wt dry wt N/A 43.9 112 34.3 50.0 28.8 40.2 18.1 40.2 44.5 38.6 N/A N/A 35.0 16.0 N/A N/A N/A N/A N/A 76.6 N/A 70 48.9 95 N/A 44.4 77.5 N/A N/A 20.9 16.9 N/A N/A 356 N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A 276 N/A N/A N/A N/A Total Hg, ppb wet wt dry wt 43.4 31.6 74.5 28.7 31.6 31.1 38.0 5.07 34.3 37.5 33.2 75.4 125 33.9 12.8 65.7 121 76.4 141 73.3 53.2 217 50.4 39.7 75.9 58.7 31.4 49.8 57.3 42.6 14.8 10.4 N/A N/A 237 N/A N/A N/A N/A N/A N/A N/A N/A 354 515 N/A N/A 311 N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A 177 N/A N/A N/A N/A Methyl/ Road Total Km 1.39 1.50 1.19 1.58 0.93 1.06 3.57 1.17 1.19 1.17 1.03 1.26 1.44 1.39 1.23 1.25 1.41 1.56 1.41 1.63 126 126 126 132 132 132 132 132 132 132 132 132 132 134 134 134 133 133 133 133 133 133 133 133 133 165 165 165 165 165 165 165 Notes Exposed Exposed Exposed Exposed Exposed Exposed Exposed Exposed Exposed Exposed Exposed Exposed Exposed Exposed Exposed Exposed Exposed Exposed Exposed Exposed Exposed Exposed Exposed Exposed Exposed Reference Reference Reference Reference Reference Reference Reference Samples listed as Reservoir, Downstream, or Upstream were collected at Reference locations N/A= not analyze Minera Yanacocha S.R.L. P:\100673\Risk\PDF files\English\Final Risk Report\PDF_Final Report_english.doc 70 Shepherd Miller November 2002 FINAL Fish Tissue Benchmark= 2000 ppb 700 Reference Locations Hg (ppb, ww) 600 Exposed Locations 500 400 Human Methyl Dietary Benchmark= 300 ppb 300 200 100 0 180 160 140 120 100 80 60 40 Spill Area To Cajamarca 4000 3500 Location (Road (Km) To Trujillo Reference Locations Exposed Locations Hg (ppb, dw) 3000 2500 Bird Methyl Dietary Benchmark= 2500 2000 1500 1000 500 0 180 160 140 120 100 80 60 40 Spill Area To Cajamarca Figure 4.2.5 Location (Road (Km) To Mercury concentration in fish at all sampling locations (Phase I). The Spill Area is indicated by the marked line. Samples shown as collected at Km 165 are from a reference tributary upstream of the spill area. Wet weight and dry weight values are plotted separately. Minera Yanacocha S.R.L. P:\100673\Risk\PDF files\English\Final Risk Report\PDF_Final Report_english.doc 71 Shepherd Miller November 2002 FINAL Summary statistics for Reference and Exposed samples are shown in Table 4.2.10. Table 4.2.10 Summary Statistics for the Phase I Fish Sampling No. samples 55 7 75 82 137 Area Spill Area Upstream (Reference) Downstream (Reference) All non-spill (Reference) All samples Mean ww 77.6 45.5 156.5 147.0 119.0 (ppb) dw 323.3 189.6 652.1 612.5 495.8 95% UCL (ppb) ww dw 90.6 377.5 61.3 255.4 177.5 739.6 167 695.8 133 554 Range (ppb) ww dw 16.0-257 40-1071 16.9-77.5 70.4-325 24.0-605 100-2521 16.9-605 70.4-2521 16.0-605 40-2521 Table 4.2.11 shows the results of the fish tissue analysis (ww) for each sample location. Table 4.2.11 Mercury Concentration in Fish at Each Location (Phase I) Site Km 1-1 2-1 2-2 2-3 3-1 3-2 3-3 4-1 5-1 7-1 50 61 76 94 115 126 132 134 133 165(1) Location Reservoir Downstream Downstream Downstream Exposed Exposed Exposed Exposed Exposed Upstream Mean Hg (ppb ww) 95% UCL Hg (ppb ww) Range Hg (ppb ww) 155.3(44) 153.8 (13) 232.8 (10) 72.0 (8) 61.2 (15) 101.0 (18) 49.7 (10) 38.9 (3) 102.1 (9) 45.5 (7) 185.6 193.7 282.4 101.8 81.3 130.3 67.3 81.2 133.4 61.3 27.1-605 48.8-302 114.2-346 24.0-143 21.9-184 19.0-257 18.1-125 16.0-66 48.9-217 16.9-78 * values in parentheses indicate number of samples averaged (1) Zone 7 Site 1 (7-1) is located in an upstream tributary (Rio Huacraruca) Samples listed as Reservoir, Downstream, or Upstream were collected at Reference locations In order to evaluate fish as consumed by the local human population, small fish (<10 cm) were analyzed as whole fish, whereas larger fish (>10 cm) were segregated into muscle and head samples prior to analysis. Table 4.2.12 shows the mean, 95% UCL, and range of the wet weight mercury concentrations across all of the samples for each of these tissue types. Table 4.2.12 Mercury Concentrations for Each Fish Tissue Type (Phase I) Tissue Head Muscle Whole Mean Hg (ppb ww) 74.0 (14) 165.4 (67) 75.1 (56) 95% UCL Hg (ppb ww) 96.4 187 89.3 Range Hg (ppb ww) 33.1-224 27.1-605 16.0-302 Values in parentheses indicate number of samples averaged ww= wet weight Minera Yanacocha S.R.L. P:\100673\Risk\PDF files\English\Final Risk Report\PDF_Final Report_english.doc 72 Shepherd Miller November 2002 FINAL Muscle tissue had the highest mercury concentrations (Table 4.2.12; Figure 4.2.6). This may be due to larger fish being selected for muscle tissue analysis versus smaller fish for whole body analysis. Generally, larger and older fish will have higher mercury concentrations than smaller and younger fish (USEPA 1999a). However, a regression analysis indicated that there was no significant relationship (R2<0.10) between fish length and mercury concentrations in fish tissue of the collected samples. 700 Hg concentration in heads Hg concentration in muscle 600 Hg concentration in whole fish Hg (ppb) 500 400 300 200 100 0 0 Figure 4.2.6 6 12 18 24 Fish length (cm) 30 36 Mercury concentrations (ww) in each fish tissue type plotted versus fish length (Phase I). Samples from both Reference and Exposed locations are included. Table 4.2.13 shows the mean mercury concentrations in each tissue type (head, muscle, or whole fish) for each of the analyzed fish species, across all sampling locations. There was significant variation between the fish species. Much of this variation, however, may be due to the small number of samples analyzed for each fish species. This is especially true for the head and whole body analyses. The mean mercury concentrations in the heads of the different species ranged from 40.9 ppb (ww) to 128.6 ppb (ww). Cascafe had the lowest mean concentration in heads and Life had the highest. In muscle tissue, Picalon was the species with the highest mean concentration at 268 ppb (ww) and Tilapia had the lowest at 46.4 ppb (ww). Cascafe, which had the lowest mean mercury concentrations in head tissue (40.0 ppb ww), had the third highest mean concentration in muscle tissue at 251 ppb (ww). Minera Yanacocha S.R.L. P:\100673\Risk\PDF files\English\Final Risk Report\PDF_Final Report_english.doc 73 Shepherd Miller November 2002 Table 4.2.13 FINAL Mean Total Hg Concentrations for Each Fish Species and Tissue Type (Phase I) Species Cachuela Cascafe Charcoca Life Mojarra Nato Pejerrey Picalon Tilapia Head Hg (ppb ww) 69 (1) 40.9 (1) 67.7 (3) 128.6 (2) 83.4 (2) 64.1 (3) 53.1 (1) ND 53.0 (1) Muscle Hg (ppb ww) 254(2) 251 (7) 164 (11) 172 (17) 162 (6) 156 (13) 75.0 (5) 268 (2) 46.4 (4) Whole Hg (ppb ww) ND ND 75.4 (29) ND ND 74.8 (27) ND ND ND ND= no data ww= wet weight Values in parenthesis indicate number of samples averaged Smaller fish and lower trophic level species (i.e., herbivorous fish) might be expected to have the lowest mercury concentrations. As shown in Table 2.2.2, Picalon, Tilapia, and Life are considered to only eat plants (or detritus), whereas all of the other fish are believed to be omnivorous, eating both plants and insects. Also shown in Table 2.2.2, is the size range (length) for each of the fish species. Overall, the largest fish collected were Tilapia, which were only collected in the Gallito Ciego Reservoir, and Cascafe. Cachuela, Charcoca, and Picalon tended to be the smallest fish collected. It was surprising that Picalon had the highest mean muscle concentration, since they are small, herbivorous fish. It is important to note, however, that only two samples were analyzed, so the results are not robust. Cascafe, which is one of the species with larger fish analyzed, had very low head concentrations, but one of the higher mean muscle concentrations. Tilapia, the other larger fish species analyzed, had very low head and muscle mercury concentrations. Overall, however, the mean mercury concentration in all of the analyzed fish specie s was low, and within ranges typical of fish in uncontaminated waters (Section 1.2.3; Sweet and Zelikoff 2001). 4.3 November 2000 Sampling (Shepherd Miller, SENASA, MYSRL) Some limited sampling was conducted on November 15, 2000 by MYSRL, SENASA, and Shepherd Miller personnel in and around Choropampa. The purpose of the sampling was to jointly revisit locations where SENASA sampling (see Appendix B) had previously reported mercury concentrations above those generally observed in the area. Specifically, samples were collected at three locations: 1) in or near Elias Herrara’s fields between the road and the Jequetepeque River, 2) near the Juan Azanero residence in Choropampa, and 3) on the farm of Ernesto Leon, approximately 0.5 Km to the southwest of Choropampa. These locations are indicated on Map 4. Results of the vegetation and soil analyses are shown in Table 4.3.1. SENASA personnel selected the sampling locations and tissue types. For many of the sample locations, soil samples were collected directly Minera Yanacocha S.R.L. P:\100673\Risk\PDF files\English\Final Risk Report\PDF_Final Report_english.doc 74 Shepherd Miller November 2002 FINAL beneath the sampled vegetation. However, not all of the vegetation samples have a corresponding colocated soil sample, as directed by SENASA personnel. Table 4.3.1. Location Herrara Herrara Herrara Herrara Herrara Herrara Leon Leon Leon Leon Leon Leon Leon Leon Azanero Azanero Azanero Azanero Azanero Azanero Azanero Herrara Herrara Herrara Results from the November 15, 2000 Plant and Soil Sampling Sample No. Road Km Soil ppb (dw) 1 128 1300 2 128 NA 3 1 2 128 128 128 119 NA NA 3 126 17.0 4 126 61.8 5 127.5 537 6 127.5 358 7 128 246 Vegetation Type Yuca Yuca Yuca Yuca Yuca Potato Alfalfa Avocado Avocado Tomato Tomato Tomato Grape Grape Orange Orange Orange Lemon Lemon Lemon Lemon Taya Taya Taya Tissue root leaf stem leaf stem stem leaf fruit leaf leaf fruit root fruit leaf leaf root stem fruit 1 fruit-washed1 leaf root fruit leaf root Total Hg ppb (ww) 14.2 11.2 2.65 7.59 3.39 0.69 8.75 < 0.62 12.1 5.43 0.54 3.04 2.03 12.5 476 125 176 18.2 16.0 1950 45.5 1.88 4.40 13.1 Total Hg ppb (dw) 39.7 39.8 11.4 67.1 18.7 3.25 30.3 <2.7 39.4 29.5 4.29 14.7 13.6 43.0 1690 456 532 96.3 88.6 6090 142 4.14 11.5 24.8 dw= dry weight ww= wet weight NA= not analyzed 1 This lemon sample was cut into two pieces; one half was washed prior to analysis and one half was not Summary statistics for the soil and vegetation samples are provide in Table 4.3.2. Results of the November sampling are similar to results from the Phase I sampling discussed in Section 3.2. The mean wet weight concentration of mercury in the Phase I vegetation samples from Exposed locations was 118 ppb, with values ranging from 0.44 to 1930 ppb (ww). Table 4.3.2 Summary Statistics for the November 15, 2000 Soil and Vegetation Samples Soil Vegetation Mean (ppb) ww dw NA 377 121 396 95% UCL (ppb) ww dw NA 743 264 838 Range (ppb) ww dw NA 17.0-1300 0.54-1950 2.7-6090 NA= not analyzed The highest mercury value in vegetation, 1950 ppb (ww), was from a lemon leaf collected next to Juan Azanero Mendoza’s house in Choropampa. However, both the fruit and root samples collected from the Minera Yanacocha S.R.L. P:\100673\Risk\PDF files\English\Final Risk Report\PDF_Final Report_english.doc 75 Shepherd Miller November 2002 FINAL same tree had low mercury concentrations (18.2 ppb and 45.5 ppb ww respectively). The soil mercury concentration under the tree was 358 ppb (dw). Due to the low root and fruit concentrations of mercury at this sample location, it is unlikely that the elevated mercury concentration in the lemon leaf was a result of plant uptake from contaminated soil. The recorded high value may have been due to surfic ial contamination of the leaf surface. This site is across the street from the Medical Post, which is near the single largest mercury spill location. Surficial contamination of this tree may have occurred prior to, or during, remediation of the site and surrounding homes. The highest soil mercury concentration of 1300 ppb (dw) was recorded at one location in Elias Herrara’s field. This value is higher than other recorded values from the November sampling, but similar to a value of 1130 ppb measured at a Reference location in the Phase I sampling (Section 4.2). A second sample from the same field had a mercury concentration of 128 ppb (dw), potentially indicating natural variability in soil concentrations. Because the earlier sampling by SENASA (Appendix B) indicated that there were not significant elevations of mercury in animal tissue near the spill locations, SENASA personnel directed the collection of only limited animal tissue samples during the November 2000 re-sampling. Pig hair was collected from two different animals at Juan Azanero’s house in Choropampa and the kidney and liver from a single rabbit were sampled at Ernesto Leon’s farm. Results from the pig hair and rabbit organ sampling are shown in Table 4.3.3. The values shown in Table 4.3.3 are indicative of expected normal background levels (Table 1.2.3) and are below reported toxic levels in tissues (Table 3.2.3). Table 4.3.3 Results from the November 15, 2000 Animal Tissue Sampling Sample ID ELT-CON-H-1-DUP ELT-CON-R-1-DUP JAM -POR-P-1-DUP JAM -POR-P-2-DUP Species* Rabbit-1 Rabbit-1 Pig-1 Pig-2 Tissue type Kidney Liver Hair Hair Location Leon Leon Azanero Azanero Dry Fraction 0.23 0.89 0.84 Total Hg (ppb) ww basis dw basis 5.98 5.95 151 94.1 26.5 170 112 ww= wet weight dw=dry weight * The liver and kidney were collected from the same rabbit, two different pigs were sampled for hair 4.4 Phase II Sampling Conducted In Support of the Risk Assessment The results of the second phase (Phase II) of the sampling designed and conducted to specifically support the risk assessment are presented and discussed in this section. Whereas the Phase I sampling (Section 4.2) was conducted in 2000, the Phase II sampling was conducted in 2001 and 2002, beginning after the end of the first post-spill wet season. All of the samples that were collected in Phase II were analyzed by Frontier Geosciences (Seattle, WA, USA). Original laboratory reports have been previously supplied to the MEM. Minera Yanacocha S.R.L. P:\100673\Risk\PDF files\English\Final Risk Report\PDF_Final Report_english.doc 76 Shepherd Miller November 2002 FINAL 4.4.1 Terrestrial Sampling and Tissue Analysis The sampling locations for the Phase II sampling were identical to those discussed in Section 4.2 for the Phase I sampling. At each terrestrial sampling location (Map 3), co-located soil, aboveground portions of plants, and insects were collected. The Phase II terrestrial sampling, like the Phase I sampling, was conducted by Homero Bazan of the Colegio de Biologos del Peru and Manual Cabanillos and Alfonso Miranda of the Universidad Nacional de Cajamarca. Overall, 130 plant samples, 47 insect samples, and 48 soil samples were collected in February 2002. This sampling was originally scheduled to occur at the end of the second dry season in September 2001, but due to delays in receiving necessary government permits, sampling could not occur until after the wet season had started. Descriptions of sampling locations, samples collected at each location, and pictures of sampling sites provided by Professor Bazan are included as Appendix H. Soil Analysis Results, broken-out by location and site type (Reference Site or Exposed Site samples), of the Phase II soil sampling are shown in Table 4.4.1. As shown in Figure 4.4.1, all of the soil samples collected in the Phase II sampling were below the soil benchmark value of 10,000 ppb established in Section 3.3.2 and the MYSRL remediation goal of 1000 ppb for soils. The mean and 95% UCL of the mean dry weight (dw) mercury concentration for soils at Reference sites were 37.0 and 62.8 ppb. The corresponding values for the soils at Exposed sites were 50.4 ppb and 60.3 ppb. The range of recorded mercury concentrations was 11.5-131 ppb (dw) for Reference soils and 8.56-149 ppb (dw) for soils at Exposed sites. All of the mercury concentrations measured in soils during the Phase II sampling were below the remediation goal for soil clean-up and are representative of background conditions. Minera Yanacocha S.R.L. P:\100673\Risk\PDF files\English\Final Risk Report\PDF_Final Report_english.doc 77 Shepherd Miller November 2002 FINAL Table 4.4.1 Results of the Phase II Soil Samples Site Road Km Location Type Sample ID Total Hg (ppb, ww) Total Hg (ppb, dw) 15-2 15-3 14-4 13-6 6-3 6-4 5-4 1-3 119.73 119.73 123.89 124.77 135.39 135.39 139.81 155 Reference Reference Reference Reference Reference Reference Reference Reference 15-2-SOIL 15-3-SOIL 14-4-SOIL 13-6-SOIL 6-3-SOIL 6-4-SOIL 5-4-SOIL 1-3-SOIL 9.73 27.4 21.7 29.3 16.4 17.7 19.1 111 11.5 32.8 26.0 31.5 20.6 20.2 22.3 131 15-1 14-1 14-2 14-3 13-1 13-2 13-3 13-4 13-5 10-1 10-2 10-3 8-1 8-2 8-3 8-4 8-5 8-6 8-7 8-8 8-9 7-1 7-2 7-3 7-4 6-1 6-2 5-1 5-2 4-1 4-2 B-1 B-2 C-1 C-2 A-1 A-2 1-1 1-2 119.73 123.89 123.89 123.89 124.77 124.77 124.77 124.77 124.77 128.94 128.94 128.94 130 130 130 130 130 130 130 130 130 134.45 134.45 134.45 134.45 135.39 135.39 139.81 139.81 140.18 140.18 145.433 145.433 145.455 145.455 147.423 147.423 155 155 Exposed Exposed Exposed Exposed Exposed Exposed Exposed Exposed Exposed Exposed Exposed Exposed Exposed Exposed Exposed Exposed Exposed Exposed Exposed Exp osed Exposed Exposed Exposed Exposed Exposed Exposed Exposed Exposed Exposed Exposed Exposed Exposed Exposed Exposed Exposed Exposed Exposed Exposed Exposed 15-1-SOIL 14-1-SOIL 14-2-SOIL 14-3-SOIL 13-1-SOIL 13-2-SOIL 13-3-SOIL 13-4-SOIL 13-5-SOIL 10-1-SOIL 10-2-SOIL 10-3-SOIL 8-1-SOIL 8-2-SOIL 8-3-SOIL 8-4-SOIL 8-5-SOIL 8-6-SOIL 8-7-SOIL 8-8-SOIL 8-9-SOIL 7-1-SOIL 7-2-SOIL 7-3-SOIL 7-4-SOIL 6-1-SOIL 6-2-SOIL 5-1-SOIL 5-2-SOIL 4-1-SOIL 4-2-SOIL B-1-SOIL B-2-SOIL C-1-SOIL C-2-SOIL A-1-SOIL A-2-SOIL 1-1-SOIL 1-2-SOIL 25.0 39.0 16.8 30.3 81.2 47.9 21.7 37.9 19.7 19.0 16.3 19.3 72.2 63.6 59.6 39.5 12.5 27.4 21.7 50.8 67.8 27.7 9.00 33.9 46.2 120 127 98.9 62.7 22.7 24.9 32.4 24.1 10.5 36.4 7.66 21.1 100 75.1 30.3 42.4 19.9 37.5 93.5 58.0 27.2 45.8 23.3 23.8 19.2 21.9 86.7 82.0 73.9 50.2 14.7 34.1 26.8 62.0 81.9 32.0 12.0 38.7 50.0 142 149 121 80.3 26.7 29.6 41.5 29.5 12.3 42.7 8.56 22.3 120 93.1 Minera Yanacocha S.R.L. P:\100673\Risk\PDF files\English\Final Risk Report\PDF_Final Report_english.doc 78 Shepherd Miller November 2002 FINAL 12000 Reference Sites 10000 Exposed Sites USEPA soil limit=10000ppb Soil Benchmark for Plants= 10000 ppb Soil Hg (ppb) 8000 6000 4000 2000 0 160 MYSRL Remediation Goal=1000ppb 150 140 130 120 110 Spill Area To Cajamarca Figure 4.4.1 Road (Km) To Trujillo Scatterplot of Phase II soil Hg concentrations (dw) versus location Vegetation Analysis Results of the vegetation sampling are shown in Table 4.4.2. Results are first listed for Reference Sites and then for Exposed Sites. As with the Phase I analysis, results are listed both in terms of wet and dry weights. Approximate location along the road (i.e., Road Km) is also indicated. Summary statistics are provided in Table 4.4.3 and results of the mercury analysis are plotted in Figure 4.4.2. Overall, the mean concentrations of mercury in vegetation sampled at both Reference and Exposed locations are similar to the reported background levels of mercury in vegetation (Section 1.2.3) of 6-140 ppb ww (30-700 ppb dw) listed by Adriano (1986). Minera Yanacocha S.R.L. P:\100673\Risk\PDF files\English\Final Risk Report\PDF_Final Report_english.doc 79 Shepherd Miller November 2002 FINAL Table 4.4.2 Results of Vegetation Analyses from the Phase II Sampling Sample ID Road Km Site type Scientific name English Common name 1-3 Indhum 1-3 Vigsp 1-3-Baclat 5-4 Lansp 5-4 Passp 6-3 Zeamay 6-4 Acamac 6-4 Altpor 6-4 Crosp 6-4 Schmol 14-4 Asccur 14-4 Cassp 14-4 Riccom 15-2 Baclan 15-2 Bidpil 15-2 Polsem 15-3 Capsp 15-3-Arrxan 15-3-Capfru 155.00 155.00 155.00 139.81 139.81 135.39 135.39 135.39 135.39 135.39 123.89 123.89 123.89 119.73 119.73 119.73 119.73 119.73 119.73 Reference Reference Reference Reference Reference Reference Reference Reference Reference Reference Reference Reference Reference Reference Reference Reference Reference Reference Reference Indigofera humilis Viguiera sp. Baccharis latifolia Lantana sp. Paspalum sp. Zea mays Acacia macracantha Alternanthera porrigens Croton sp. Schinus molle Asclepias curassivaca Cassia sp. Ricinus communis Bacchars lanceolata Bidens pilosa Polypogon semiverticilatum Capsicum sp. Arracacia xanthorrihiga Capsicum frutescens Indigo Desert sunflower Groundsel Lantana Paspalum Corn Porknut Joyweed Croton California pepper tree Scarlet milkweed Cinnamon Castor bean Groundsel Beggar's tick Beard grass Cayenne pepper Peruvian carrot Cayenne pepper 1-1 Pencla 1-1 Sonole 1-1 Trirep 1-2 Plasp 1-2 Polsem A-1 Sonole A-1 Versp A-1-Melind A-2 Baclat A-2 Calsp A-2-Dalsp C-1 Bascp C-1 Calsp C-1 Escpen C-2 Spajun C-2-Hypsp C-2-Minsp 155.00 155.00 155.00 155.00 155.00 147.42 147.42 147.42 147.42 147.42 147.42 145.46 145.46 145.46 145.46 145.46 145.46 Exposed Exposed Exposed Exposed Exposed Exposed Exposed Exposed Exposed Exposed Exposed Exposed Exposed Exposed Exposed Exposed Exposed Pennisetum clandestinum Sonchus oleraceus Trifolium repens Plantago sp. Polypogon semiverticilatum Sonchus oleraceus Verbena sp. Melilotus Indica Baccharis latifolia Calceolaria sp. Dalea sp. Baccharis sp. Calceolaria sp. Escallonia pendula Spartium junceum Hyptis sp. Minthostachys sp. Kikuyu grass Sow thistle White clover Plantain Beard grass Sow thistle Verbena Clover Groundsel Pocket book plant Dalea Groundsel Pocket book plant Escallonia Spanish broom Mint weed Mint Minera Yanacocha S.R.L. P:\100673\Risk\PDF files\English\Final Risk Report\PDF_Final Report_english.doc 80 Spanish Common name Tissue 1 Suncho Chilca negra Nudillo Maiz Huarango Moradillo Molle Flor de seda Cinamomo Higuerilla Chilca Cadillo Aji verde Arracacha Aji verde Kikuyu Cerraja Trebol Llanten macho Cerraja Verbena Chilca negra Globito Chilca negra Globito Pauco Retama Chancua fruit fruit Veg. Type Dry Fraction Total Hg (ppb) wet wt dry wt Forb Shrub Forb Shrub Grass Grass Tree Shrub Shrub Tree Forb Shrub Tree Shrub Forb Grass Forb Forb Forb 0.292 0.258 0.352 0.404 0.374 0.129 0.487 0.377 0.305 0.418 0.230 0.453 0.280 0.323 0.198 0.285 0.254 0.154 0.237 4.41 5.24 6.35 7.92 2.96 1.14 8.47 3.88 4.98 7.39 3.57 12.6 3.45 3.84 1.65 4.39 3.58 24.0 2.23 15.1 20.3 18.0 19.6 7.91 8.82 17.4 10.3 16.3 17.7 15.5 27.8 12.3 11.9 8.33 15.4 14.1 156 9.41 Grass Forb Forb Forb Grass Forb Forb Forb Forb Forb Shrub Forb Forb Tree Shrub Shrub Shrub 0.330 0.291 0.449 0.320 0.476 0.182 0.299 0.267 0.372 0.180 0.249 0.338 0.204 0.328 0.303 0.310 0.313 31.6 28.1 49.5 56.3 54.8 3.63 9.53 4.00 4.29 2.78 3.33 3.92 3.00 3.11 1.36 5.96 4.59 95.8 96.7 110 176 115 19.6 31.9 15.0 11.5 15.5 13.4 11.6 14.7 9.49 4.49 19.2 14.7 Shepherd Miller November 2002 FINAL Table 4.4.2 Results of Vegetation Analyses from the Phase II Sampling (continued) Sample ID Road Km Site type B-1 Escpen B-1 Phesp B-1-Rhysp B-2 Lansp B-2-Baclat B-2-Pencla 4-1 Passp 4-2 Trirep 5-1 Pencla 5-1 Plasp 5-2 Cyndac 5-2 Pencla 5-3 Cheamb 5-3 Phesp 6-1 Brosp 6-1 Caespi 6-1 Pencla 6-2 Budsp 6-2 Oxyvis 6-2 Penweb 7-1 Corsp 7-1 Phycan 7-2 Dessp 7-2 Ophchi 7-2 Rhysp 7-3 Cheamb 7-3 Plasp 7-3 Sacoff-leaves 7-3 Sacoff-stalk 7-3 Sidsp 7-4 Setsp 7-4 Sposp 8-1 Annche 8-1 Minsp 8-1 Phycan 8-2 Altpor 8-2 Rosoff 8-2 Taroff 145.43 145.43 145.43 145.43 145.43 145.43 140.18 140.18 139.81 139.81 139.81 139.81 139.81 139.81 135.39 135.39 135.39 135.39 135.39 135.39 134.45 134.45 134.45 134.45 134.45 134.45 134.45 134.45 134.45 134.45 134.45 134.45 130.00 130.00 130.00 130.00 130.00 130.00 Exposed Exposed Exposed Exposed Exposed Exposed Exposed Exposed Exposed Exposed Exposed Exposed Exposed Exposed Exposed Exposed Exposed Exposed Exposed Exposed Exposed Exposed Exposed Exposed Exposed Exposed Exposed Exposed Exposed Exposed Exposed Exposed Exposed Exposed Exposed Exposed Exposed Exposed Scientific name Escallonia pendula Phenaz sp. Rhynchosia sp. Lantana sp. Baccharis latifolia Pennisetum clandestinum Paspalum sp. Trifolium repens Pennisetum clandestinum Plantago sp. Cynodon dactylon Pennisetum clandestinum Chenopodium ambrosiodes Phenax sp. Browalia sp. Caesalpinia spinosa Pennisetum clandestinum Buddleja sp. Oxybaphus viscosus Pennisetum weberbaueri Cortaderia sp. Phyla canescens Desmondium sp. Ophryosporus chica Rhynchosia sp. Chenopodium ambrosiodes Plantago sp. Saccharum officinarum Saccharum officinarum Sida sp. Setaria sp. Sporobolus sp. Annona cherimola Minthostachy sp. Phyla canescens Alternanthera porrigens Rosmarinus officinalis Taraxacum officinale English Common name Spanish Common name Escallonia Phenax Snoutbean Lantana Groundsel Kikuyu grass Paspalum White clover Kikuyu grass Plantain Bermuda grass Kikuyu grass Mexican tea Phenax Bush violet Spiny holdback Kikuyu grass White stick Umbrella wort Fox tail Pampas grass Lippia Trefoil Pauco Fura parede Chilca negra Kikuyu Nudillo Trebol Kikuyu Llanten macho Grama dulce Kikuyu Paico Fura parede Taya Kikuyu Palo blanco Rabo de zorro Turre hembra Chilca Snoutbean Mexican tea Plantain Sugar cane Sugar cane Mallow Foxtail Dropseed Custard apple Mint Lippia Joyweed Rosemary Dandelion Minera Yanacocha S.R.L. P:\100673\Risk\PDF files\English\Final Risk Report\PDF_Final Report_english.doc Tissue1 81 Paico Llanten macho Cana de azucar Cana de azucar Yendon Pasto negro Cherimoya Chancua Turre hembra Moradilla Romero Diente de leon leaves stalk Veg. Type Dry Fraction Tree Shrub Shrub Shrub Forb Grass Grass Forb Grass Forb Grass Grass Forb Shrub Forb Tree Grass Tree Forb Grass Grass Forb Forb Forb Shrub Forb Forb Grass Grass Shrub Grass Grass Tree Shrub Forb Forb Shrub Forb 0.277 0.247 0.360 0.333 0.321 0.251 0.438 0.417 0.350 0.304 0.496 0.416 0.281 0.311 0.391 0.482 0.350 0.324 0.199 0.250 0.309 0.361 0.329 0.237 0.466 0.195 0.217 0.349 0.339 0.335 0.388 0.582 0.329 0.271 0.238 0.227 0.500 0.262 Total Hg (ppb) wet wt dry wt 2.19 3.47 2.1 6 5.11 7.72 3.78 19.7 20.0 102 26.4 12.6 14.8 3.41 3.78 5.51 5.09 5.39 2.82 2.96 ND < 0.81 5.48 3.12 2.82 2.54 4.27 8.47 1.48 ND < 0.81 ND < 0 .81 6.87 9.09 35.3 3.09 2.21 4.07 2.72 10.9 6.03 7.90 14.1 6.00 15.3 24.1 15.1 45.0 48.0 291 86.8 25.5 35.7 12.1 12.2 14.1 10.6 15.4 8.70 14.9 ND < 3.24 17.7 8.65 8.57 10.7 9.15 43.5 6.83 ND < 2.39 ND < 2.39 20.5 23.4 60.6 9.38 8.15 17.1 12.0 21.8 23.0 Shepherd Miller November 2002 FINAL Table 4.4.2 Results of Vegetation Analyses from the Phase II Sampling (continued) Sample ID Road Km Site type 8-3 Amacel 8-3 Crosp 8-3 Ophchi 8-4 Annche 8-4 Arudon 8-4 Phesp 8-5 Altpor 8-5 Pencla 8-5 Phyang 8-6 Cesaur 8-6 Leonep 8-6 Pencla 8-7 Brosp 8-7 Cesaur 8-7 Phesp 8-9 Annche 8-9 Cessp 8-9 Ophchi 10-1 Pencla 10-1 Phycan 10-2 Annche 10-2 Asccur 10-3 Baclan 10-3 Minsp 10-3 Ophchi 13-1 Annche 13-1 Cyndoc 13-1-Leanep 13-2 Acamac 13-2 Altpor 13-2 Cesaur 13-2 Crosp 13-3 Annche 13-3 Citlim-fruits 13-3 Citlim-leaves 13-4 Asccur 13-4 Cucdip 13-4 Leonep 130.00 130.00 130.00 130.00 130.00 130.00 130.00 130.00 130.00 130.00 130.00 130.00 130.00 130.00 130.00 130.00 130.00 130.00 128.94 128.94 128.94 128.94 128.94 128.94 128.94 124.77 124.77 124.77 124.77 124.7 7 124.77 124.77 124.77 124.77 124.77 124.77 124.77 124.77 Exposed Exposed Exposed Exposed Exposed Exposed Exposed Exposed Exposed Exposed Exposed Exposed Exposed Exposed Exposed Exposed Exposed Exposed Exposed Exposed Exposed Exposed Exposed Exposed Exposed Exposed Exposed Exposed Exposed Exposed Exposed Exposed Exposed Exposed Exposed Exposed Exposed Exposed Scientific name Amaranthus celosioides Croton sp. Ophryosporus chilca Annona cherimola Arundo donax Phenax sp. Alternanthera porrigens Pennisetum clandestinum Physalis angulata Cestrum auriculatum Leonotis nepetifolia Pennisetum clandestinum Browalia sp. Cestrum auriculatum Phenax sp. Annona cherimola Cestrum sp. Ophryosporus chilca Pennisetum clandestinum Phyla cannescens Annona cherimola Asclepias curassavica Baccharis lanceolata Minthostachys sp. Ophryisporus chilca Annona cherimola Cynodon dactylon Leonotis nepetifolia Acacia macracantha Alternanthera porrigens Cestrum auriculatum Croton sp. Annona cherimola Citrus limon Citrus limon Asclepias curassavica Cucumis dipsaceus Leonotis nepetifolia English Common name Spanish Common name Amaranth Croton Yuyo Custard apple Gieant reed Phenax Joyweed Kikuyu grass Wild cherry Jasmine Lion’s ear Kikuyu grass Bush violet Jasmine Phenax Custard apple Jasmine Kikuyu grass Lippia Custard apple Scarlet milkweed Groundsel Mint Custard apple Bermuda grass Lion’s ear Porknut Joyweed Jasmine Croton Custard apple Lemon Lemon Scarlet milkweed Hedgehog Lion’s ear Minera Yanacocha S.R.L. P:\100673\Risk\PDF files\English\Final Risk Report\PDF_Final Report_english.doc 82 Tissue1 Chilca Cherimoya Carrizo Fura parede Moradillo Kikuyu Capuli cimarron Heirba santa Ponchequiro Kikuyu Heirba santa Fura parede Cherimoya Heirba santa Chilca Kikuyu Turre hembra Cherimoya Flor de seda Chilco Chancua Chilca Cherimoya Grama dulce Ponchequiro Huarango Moradillo Heirba santa Cherimoya Limon Limon Flor de seda Jaboncillo de campo Ponchequiro fruit leaves Veg. Type Dry Fraction Forb Shrub Forb Tree Grass Shrub Shrub Grass Forb Shrub Shrub Grass Forb Shrub Shrub Tree Shrub Forb Grass Forb Tree Forb Shrub Shrub Forb Tree Grass Shrub Tree Shrub Shrub Shrub Tree Tree Tree Forb Forb Shrub 0.181 0.389 0.376 0.303 0.564 0.199 0.310 0.333 0.130 0.291 0.261 0.279 0.269 0.292 0.197 0.317 0.227 0.231 0.338 0.302 0.395 0.203 0.418 0.270 0.307 0.336 0.446 0.252 0.453 0.381 0.283 0.427 0.350 0.167 0.447 0.203 0.242 0.213 Total Hg (ppb) wet wt dry wt 1.62 5.03 3.15 4.43 13.2 2.91 2.67 2.77 1.37 5.22 2.58 2.59 4.11 4.67 2.78 3.96 3.08 2.54 4.59 3.34 7.03 1.67 6.18 2.67 2.56 5.65 4.01 3.23 8.10 4.23 4.07 8.94 3.38 0.21 10.1 2.51 3.03 2.27 8.95 12.9 8.38 14.6 23.4 14.6 8.61 8.32 10.5 17.9 9.88 9.28 15.3 16.0 14.1 12.5 13.6 11.0 13.6 11.1 17.8 8.23 14.8 9.89 8.34 16.8 8.99 12.8 17.9 11.1 14.4 20.9 9.65 1.28 22.6 12.4 12.5 10.7 Shepherd Miller November 2002 FINAL Table 4.4.2 Results of Vegetation Analyses from the Phase II Sampling (continued) Sample ID 13-5 Brasp 13-5 Helsp 14-1 Phycan 14-1 Riccom 14-1 Solnig 14-2 Amasp 14-2 Bidpil 14-2 Oensp 14-3 Ammvis 14-3 Asccur 14-3 Cyndac 14-3 Datstr 14-3 Galcil 14-3 Staarv 14-3 Zeamay-leaves 14-3 Zeamay-stalk 15-1 Crosp 15-1 Solsp Road Km 124.77 124.77 123.89 123.89 123.89 123.89 123.89 123.89 123.89 123.89 123.89 123.89 123.89 123.89 123.89 123.89 119.73 119.73 Site type Exposed Exposed Exposed Exposed Exposed Exposed Exposed Exposed Exposed Exposed Exposed Exposed Exposed Exposed Exposed Exposed Exposed Exposed Scientific name Brassica sp. Heliotropium sp. Phyla canescens Ricinus communis Solanum nigrum Amaranthus sp. Bidens pilosa Oenothera sp. Ammi visnaga Asclepias curassivaca Cynodon dactylon Datura stoamonium Galisonga ciliata Stachys arvensis Zea mays Zea mays Croton sp. Solanum sp. English Common name Mustard Heliotrope Lippia Castor bean Black nightshade Amaranth Beggar's tick Evening primrose Toothpick plant Scarlet milkweed Bermuda grass Jimson weed Hairy galinsoga Field Woundwort Corn Corn Croton Nightshade Spanish Common name Tissue 1 Turre hembra Higuerilla Huerba mora Yuyo Cadillo Flor de cavo Visnaga Flor de seda Grama dulce Chamico Galinsoga Supiquehua Maiz Maiz Huerba mora leaves stalk Veg. Type Forb Forb Forb Tree Forb Forb Forb Forb Forb Forb Grass Forb Forb Forb Grass Grass Shrub Forb Dry Fraction 0.242 0.255 0.350 0.220 0.249 0.313 0.200 0.430 0.149 0.181 0.536 0.163 0.192 0.284 0.242 0.166 0.401 0.268 Total Hg (ppb) wet wt dry wt 1.75 7.23 3.61 14.2 3.78 10.8 2.04 9.29 3.23 13.0 7.32 23.4 3.01 15.1 7.39 17.2 1.30 8.72 1.72 9.50 4.90 9.14 1.85 11.3 1.97 10.3 14.0 49.3 0.60 2.47 0.11 0.69 9.08 22.6 5.28 19.7 1 aboveground tissue collected unless specific tissue-type noted ND= non detect (below the laboratory detection limit) Minera Yanacocha S.R.L. P:\100673\Risk\PDF files\English\Final Risk Report\PDF_Final Report_english.doc 83 Shepherd Miller November 2002 FINAL Human Dietary Benchmark= 1600 ppb 120 Reference samples Total Hg (ppb, ww) 100 Exposed samples 80 60 40 20 0 155 145 135 125 115 Spill Area To Cajamarca Location (Road Km) Bird Dietary Benchmark= 4000 To Trujillo Mammal Dietary Benchmark= 2000 350 Total Hg (ppb, dw) 300 Reference samples Exposed samples 250 200 150 100 50 0 155 145 135 125 115 Spill Area To Cajamarca Figure 4.4.2 Location (Road Km) To Trujillo Total Hg tissue concentrations (ww) in Phase II vegetation collected at reference and exposed locations. Wet weight and dry weight values are plotted separately. Minera Yanacocha S.R.L. P:\100673\Risk\PDF files\English\Final Risk Report\PDF_Final Report_english.doc 84 Shepherd Miller November 2002 FINAL Table 4.4.3 Summary Statistics for the Phase II Vegetation Sampling Reference wet weight dry weight Exposed wet weight dry weight mean (ppb) 95%UCL (ppb) range (ppb) 5.9 22.2 7.9 35.7 1.14-24.04 7.9-156 7.7 22.8 9.8 28.4 0.11-102 0.69-291 Terrestrial Insect Analysis Results of the insect tissue sampling are shown in Table 4.4.4. Results are listed by location along the road and by the type of sample (Reference or Exposed). A scatterplot of the measured insect concentrations versus location along the road is shown in Figure 4.4.3. Summary statistics are provided in Table 4.4.5. The mean and 95 % UCL of the mean insect tissue concentrations from the Exposed locations were less than Reference locations, though overall, the measured insect tissue concentrations at all of the Exposed and Reference Sites were low and are indicative of background levels in the environment. Minera Yanacocha S.R.L. P:\100673\Risk\PDF files\English\Final Risk Report\PDF_Final Report_english.doc 85 Shepherd Miller November 2002 FINAL Table 4.4.4 Results of the Phase II Terrestrial Insect Samples Collected in 2002 Sample ID Road Km Site type Dry Fraction 1-3 Insects 5-4 Insects 6-3 Insects 6-4 Insects 13-6 Insects 14-4 Insects 15-2 Insects 15-3 Insects 155 139.81 135.39 135.39 124.77 123.89 119.73 119.73 Reference Reference Reference Reference Reference Reference Reference Reference 0.39 0.31 0.43 0.48 0.42 NA 0.39 0.41 1-1 Insects 1-2 Insects A-1 Insects A-2 Insects C-1 Insects C-2 Insects B-1 Insects B-2 Insects 4-1 Insects 4-2 Insects 5-1 Insects 5-2 Insects 5-3 Insects 6-1 Insectsa 6-2 Insects 7-1 Insects 7-2 Insects 7-3 Insects 7-4 Insects 8-1 Insects 8-2 Insects 8-3 Insects 8-4 Insects 8-5 Insects 8-6 Insects 8-7 Insects 8-9 Insects 10-1 Insects 10-2 Insects 10-3 Insects 13-1 Insects 13-2 Insects 13-3 Insects 13-4 Insects 13-5 Insects 14-1 Insects 14-2 Insects 14-3 Insects 15-1 Insects 155 155 147.423 147.423 145.465 145.465 145.433 145.433 140.18 140.18 139.81 139.18 139.81 135.39 135.39 134.45 134.45 134.45 134.45 130 130 130 130 130 130 130 130 128.94 128.94 128.94 124.77 124.77 124.77 124.77 124.77 123.89 123.89 123.89 119.73 Exposed Exposed Exposed Exposed Exposed Exposed Exposed Exposed Exposed Exposed Exposed Exposed Exposed Exposed Exposed Exposed Exposed Exposed Exposed Exposed Exposed Exposed Exposed Exposed Exposed Exposed Exposed Exposed Exposed Exposed Exposed Exposed Exposed Exposed Exposed Exposed Exposed Exposed Exposed 0.36 NA 0.37 0.31 0.42 0.34 0.30 0.30 0.30 0.36 0.46 0.32 0.40 0.95 0.55 0.51 NA 0.55 0.42 0.43 0.64 0.35 0.36 0.33 0.35 0.42 0.31 0.35 0.34 0.40 0.38 0.34 0.38 0.34 0.31 0.36 0.33 0.36 0.27 Total Hg, ng/g wet wt basis dry wt basis 43.3 110 2.43 7.87 6.76 15.9 6.14 12.7 1.77 4.25 7.93 17.9 45.9 3.55 8.60 13.4 25.4 9.53 7.66 11.7 7.47 7.92 10.1 3.68 8.51 2.81 2.48 4.93 5.23 73.4 16.9 14.5 3.71 3.74 12.9 42.1 3.26 2.71 2.36 8.79 6.46 4.3 2.00 1.38 1.52 15.2 7.35 10.9 3.36 1.58 3.44 2.74 10.5 3.28 36.8 25.7 24.6 28.1 21.9 26.3 33.6 12.2 23.5 6.12 7.80 12.2 5.51 134 32.8 6.77 8.98 30.1 66.2 9.31 7.60 7.19 25.1 15.2 14.1 5.79 4.11 3.81 39.8 21.9 28.5 9.77 5.08 9.61 8.26 29.1 12.0 a Sample is reported as an estimate due to laboratory error (spilt sample) NA= not analyzed due to insufficient sample mass Minera Yanacocha S.R.L. P:\100673\Risk\PDF files\English\Final Risk Report\PDF_Final Report_english.doc 86 Shepherd Miller November 2002 FINAL Insect Tissue Benchmark=150 ppb 80 Reference sites Insect Hg (ppb, ww) 70 Exposed sites 60 50 40 30 20 10 0 160 150 140Spill Area 130 120 110 Location (Road Km) To Cajamarca To Trujillo Bird Dietary Benchmark= 4000 ppb Insect Hg (ppb, dw) 160 Reference sites 140 Exposed sites 120 100 80 60 40 20 0 160 150 To Cajamarca Figure 4.4.3 140Spill Area 130 Location (Road Km) 120 110 To Trujillo Scatterplot of mercury concentrations in insects versus location (Phase II). Wet weight and dry weight values are plotted separately. Minera Yanacocha S.R.L. P:\100673\Risk\PDF files\English\Final Risk Report\PDF_Final Report_english.doc 87 Shepherd Miller November 2002 FINAL Table 4.4.5 Summary Statistics for the Phase II Insect Sampling mean (ppb, ww) 95%UCL (ppb, ww) range (ppb, ww) 11.2 29.4 20.5 57.5 1.77-43.3 4.25-110 9.7 21.6 13.2 28.0 1.38-7.34 3.81-134 Reference wet weight dry weight Exposed wet weight dry weight 4.4.2 Sampling and Tissue Analysis of Aquatic Biota The Phase II fish and aquatic macroinvertebrate samples were collected by ENKON Environmental (Surrey, British Columbia) in September of 2001. Sampling methodology, photographs, and information on habitat conditions at each site are included in Appendix F. Most of the locations sampled in Phase I were re-sampled in Phase II. The Site 2-1 and 2-2 sampling locations were not re-sampled in Phase II because they were determined to be duplicative of the data collected at Site 2-3. Additionally, fish sampling was not conducted at Sites 5-2, 5-3, or 6-1 since no fish were present at these locations during the Phase I sampling. All of the Phase I and II sampling locations are shown on Map 3. While the Phase I sampling was conducted prior to the wet season and therefore prior to possible movement of mercury into the waterways, the Phase II sampling was conducted after the first wet season and therefore after the potential migration of mercury into the waterways. Aquatic Macroinvertebrate Analysis Tissue concentrations for the composite macroinvertebrate samples (i.e., all species together) and individual freshwater crabs are shown in Table 4.4.6. Both total and methylmercury concentrations are shown on both a dry weight and wet weight basis, as available. The higher of the methyl or total mercury values are plotted in Figure 4.4.4. The percent of the total mercury present in the form of methylmercury in the macroinvertebrate samples ranged from 30 to 100% (Table 4.4.6). Values of greater than 100% reflect differences in the analytical methodology used to analyze for total versus methylmercury (Appendix G). Minera Yanacocha S.R.L. P:\100673\Risk\PDF files\English\Final Risk Report\PDF_Final Report_english.doc 88 Shepherd Miller November 2002 FINAL Table 4.4.6 Mercury Concentration in Phase II Aquatic Macroinvertebrate Samples Sample ID Crab (4.7 cm) whole Crab (7.7 cm) whole Crab (8.8 cm) whole Crab (5.7 cm) whole Z1S1-B Z1S1-B(split) Z2S3-B Crab - whole Z3S1-B Z3S2-B Z3S3-B (non-megaloptera) Z3S3-B (megaloptera spp.) Z4S1-B Z5S1-B Z5S2-B Z5S3-B Z6S1-B Z7S1-B Sample Type 1 Zone Crab-whole Crab-whole Crab-whole Crab-whole Composite Composite Composite Crab-whole Composite Composite Composite 1 1 1 1 1 1 2 2 3 3 3 Composite Composite Composite Composite Composite Composite Composite Total Hg Methyl Hg (ppb) (ppb) methyl/ ww dw ww dw total Site Road Km Location Type Dry Fraction Reservoir Reservoir Reservoir Reservoir 1 1 3 3 1 2 3 50 50 50 50 52 52 94 94 115 126 132 Reservoir Reservoir Reservoir Reservoir Downstream Downstream Downstream Downstream Exposed Exposed Exposed 0.401 0.408 0.412 0.455 0.282 0.145 0.207 0.460 0.263 0.242 0.258 58.6 77.8 154 80.8 18.2 11.0 11.1 77.1 13.3 28.0 17.1 146 191 373 178 64.4 76.2 53.6 168 50.7 116 66.1 178 222 254 201 47.7 61.8 45.0 160 37.8 92.3 34.3 1.21 1.16 0.68 1.13 0.74 0.81 0.84 0.95 0.75 0.80 0.52 3 3 132 Exposed 0.234 15.2 65.0 8.61 36.8 0.57 4 5 5 5 6 7 1 1 2 3 1 1 134 133 153 155 157 165* Exposed Exposed Exposed Exposed Reference Reference 0.195 0.201 0.246 0.172 0.260 0.196 7.84 21.4 31.1 32.0 130 8.82 40.2 106 126 186 501 45.0 0.74 0.77 0.58 0.30 0.59 0.71 71.2 90.6 104 91.3 13.4 8.97 9.31 73.6 9.93 22.3 8.85 5.77 16.5 17.9 9.54 77.1 6.22 29.6 81.9 72.9 55.4 296 31.8 1 Composite= the analyzed sample is a composite of all of the macroinvertebrates collected at that site * Zone 7 Site 1 is located in an upstream tributary (Rio Huacraruca) of the Jequetepeque The tissue concentrations measured at locations within the spill area are compared to upstream, downstream, and all of the non-spill sampling locations in Table 4.4.7. There is no indication that the mercury concentration in invertebrate tissues within the spill area, or downstream of the spill area, are elevated as a result of the spilt mercury. Overall, mercury concentrations in the Phase II macroinvertebrate samples generally were low and within typical background concentrations in the environment (Table 1.2.2). Table 4.4.7 Comparison of Mercury Tissue Concentrations (Phase II) in Macroinvertebrates at Different Sample Locations Area Spill Area Upstream (Reference) Downstream All non-spill All samples No. samples 8 2 8 10 18 Mean ww 20.7 69.6 65.5 66.4 46.1 Minera Yanacocha S.R.L. P:\100673\Risk\PDF files\English\Final Risk Report\PDF_Final Report_english.doc 89 (ppb) dw 94.5 273.0 166.9 188.1 146.5 95% UCL (ppb) ww dw 26.7 127 453.1 1712 98.9 237.8 96.8 274.9 64.6 196.8 Range (ppb) ww dw 7.84-32.0 40.2-186 8.82-130 45-501 11.0-154 53.6-373 8.82-154 45-501 7.84-154 40.2-501 Shepherd Miller November 2002 FINAL Human Dietary (MeHg) Benchmark= 300 180 Individual crabs Composite samples 160 140 Hg (ppb, ww) Macroinvertebrate Tissue Benchmark= 150 ppb 120 100 80 60 40 20 0 165 145 125 105 85 65 45 Spill Area Location (Road Km) To Trujillo To Cajamarca Bird Methylmercury Dietary Benchmark= 2500 ppb 600 Individual crabs Composite samples 500 Hg (ppb, dw) 400 300 200 100 0 165 145 125 105 85 65 45 Spill Area To Cajamarca Figure 4.4.4 Location (Road Km) To Trujillo Mercury concentration in macroinvertebrates versus sampling location (Phase II). Wet weight and dry weight values are plotted separately. Minera Yanacocha S.R.L. P:\100673\Risk\PDF files\English\Final Risk Report\PDF_Final Report_english.doc 90 Shepherd Miller November 2002 FINAL Fish tissue analysis All of the Phase II fish tissue analysis data are shown in Table 4.4.8. Fish were collected at nine locations- one upstream of the spill area, five within the spill area, and three downstream of the spill area. The results of the Phase I analysis of fish tissue indicated that essentially all of the mercury present in the fish tissue was in the methylated form and that the analytical methodology used for the methylmercury analysis tended to produce slightly higher mercury values (Appendix G). Due to these factors, all of the Phase II samples were analyzed for methylmercury, with only a percentage of the samples also analyzed for total mercury. A total of 114 different fish tissues were analyzed. Of the 114 analyses, 11 were of head tissue, 45 of muscle tissue, 46 of total fish, and 12 of muscle+head tissue. The muscle+head tissue samples were a result of an error at Frontier Geosciences, but still provide useful information and are included in subsequent evaluations and discussions. For the samples that were analyzed for both methyl and total mercury, the percent of mercury present in the methyl form ranged from 89% to 100%. To be conservative, we have assumed that all of the mercury in fish is present in the methyl form and have utilized the highest recorded mercury level (either the total or the methyl) for each sample in the risk calculations and evaluations. Four of the samples analyzed had mercury concentrations that were higher than the maximum value recorded in the Phase I sampling of 605 ppb (ww). These four samples are all from the Gallito Ciego Reservoir. Frontier Geosciences was asked to re-analyze these samples. The sample IDs and results of the two analyses are shown in Table 4.4.9. For three of the four samples, a new digest was made prior to the re-analysis. For the fourth sample, there was insufficient material for a re-digest, so this sample was only re-analyzed. The higher value from the two analyses is utilized in the risk calculations and evaluations. Minera Yanacocha S.R.L. P:\100673\Risk\PDF files\English\Final Risk Report\PDF_Final Report_english.doc 91 Shepherd Miller November 2002 FINAL Table 4.4.8 Results of Fish Analyses from the Phase II Sampling Sample Identification Cachuela (10.3 cm) Cascafe (21 cm) Cascafe (23.2 cm) Cascafe (26 cm) Cascafe (26.5 cm) Cascafe (26.5 cm) Charcoca (10.2 cm) Charcoca (10.5 cm) Charcoca (10.8 cm) Charcoca (8.2 cm) Charcoca (8.7 cm) Charcoca (9.5 cm) Charcoca (9.9 cm) Life ( 15.2 cm) Life (12.6 cm) Life (16.6 cm) Life (16.8 cm) Life (16.8 cm) Mojarra (13 cm) Mojarra (13.5 cm) Mojarra (17.3 cm) Mojarra (17.3 cm) Mojarra (18.5 cm) Nato (10.8 cm) Nato (10.8 cm) * Nato (13 cm) Nato (9.6 cm) Nato (9.7 cm) Nato A (10.2 cm) Nato A (10.2 cm) ** Nato A (9.2 cm) Nato B (10.2 cm) Nato B (10.2 cm) * Nato B (9.2 cm) Species Cachuela Cascafe Cascafe Cascafe Cascafe Cascafe Charcoca Charcoca Charcoca Charcoca Charcoca Charcoca Charcoca Life Life Life Life Life Mojarra Mojarra Mojarra Mojarra Mojarra Nato Nato Nato Nato Nato Nato Nato Nato Nato Nato Nato Length (cm) 10.3 21 23.2 26 26.5 26.5 10.2 10.5 10.8 8.2 8.7 9.5 9.9 15.2 12.6 16.6 16.8 16.8 13 13.5 17.3 17.3 18.5 10.8 10.8 13 9.6 9.7 10.2 10.2 9.2 10.2 10.2 9.2 Tissue Type Zone muscle 1 muscle 1 muscle 1 muscle 1 head 1 muscle 1 muscle 1 muscle 1 muscle 1 whole 1 whole 1 whole 1 whole 1 muscle/head 1 muscle 1 muscle 1 head 1 muscle 1 muscle/head 1 muscle 1 head 1 muscle 1 muscle 1 muscle 1 muscle 1 muscle 1 whole 1 whole 1 muscle 1 muscle 1 whole 1 muscle 1 muscle 1 whole 1 Site Reservoir Reservoir Reservoir Reservoir Reservoir Reservoir Reservoir Reservoir Reservoir Reservoir Reservoir Reservoir Reservoir Reservoir Reservoir Reservoir Reservoir Reservoir Reservoir Reservoir Reservoir Reservoir Reservoir Reservoir Reservoir Reservoir Reservoir Reservoir Reservoir Reservoir Reservoir Reservoir Reservoir Reservoir Minera Yanacocha S.R.L. P:\100673\Risk\PDF files\English\Final Risk Report\PDF_Final Report_english.doc 92 Dry Fraction 0.213 0.208 0.189 0.194 0.188 0.188 0.229 0.252 0.212 0.271 0.263 0.253 0.323 0.301 0.245 0.251 0.241 0.241 0.307 0.216 0.189 0.189 0.178 0.163 0.163 0.186 0.226 0.228 NA 0.248 0.210 0.210 0.221 Total Hg (ppb) ww dw 159 822 154 610 232 770 88.4 497 543 - Methyl Hg (ppb) methyl/ Road ww dw total Km Notes 242 1140 50 Reservoir 138 664 50 Reservoir 183 970 50 Reservoir 170 876 1.06641 50 Reservoir 140 745 50 Reservoir 235 1250 50 Reservoir 68.2 298 50 Reservoir 138 547 0.89636 50 Reservoir 261 1230 50 Reservoir 104 385 50 Reservoir 61.0 232 50 Reservoir 147 579 50 Reservoir 80.9 250 50 Reservoir 218 723 0.93938 50 Reservoir 16.9 69.0 50 Reservoir 159 633 50 Reservoir 148 615 50 Reservoir 362 1500 50 Reservoir 85.4 278 50 Reservoir 79.3 367 50 Reservoir 78.2 414 50 Reservoir 116 614 50 Reservoir 78.9 443 0.89212 50 Reservoir 819 5020 50 Reservoir 357 2190 50 Reservoir 535 2870 50 Reservoir 392 1730 50 Reservoir 341 1490 50 Reservoir 1410 50 Reservoir 1430 50 Reservoir 301 1220 50 Reservoir 684 3260 1.26011 50 Reservoir 722 3440 50 Reservoir 401 1810 50 Reservoir Shepherd Miller November 2002 FINAL Table 4.4.8 Results of Fish Analyses from the Phase II Sampling (continued) Sample Identification Pejerrey (20.6 cm) Pejerrey (21 cm) Pejerrey (21 cm) Pejerrey (24.3 cm) Pejerrey (25 cm) Picalon (11.7 cm) Picalon (11.7 cm) * Tilapia (30 cm) Tilapia (31.5 cm) Tilapia (31.5 cm) Cascafe (13.2 cm) Cascafe (16.9 cm) Cascafe (16.9 cm) Charcoca (10.1 cm) Charcoca (4.7 cm) Charcoca (6.2 cm) Charcoca (7.2 cm) Charcoca (7.7 cm) Life (12 cm) Mojarra (12 cm) Mojarra (12.8 cm) Mojarra (13.6 cm) Mojarra (13.6 cm) Mojarra (14.6 cm) Nato (6.4 cm) Charcoca (6 cm) Charcoca (6.6 cm) Charcoca (8.7 cm) Charcoca (9 cm) Mojarra (10.7 cm) Charcoca (11 cm) Charcoca (11.9 cm) Charcoca (11.9 cm) Charcoca (9.5 cm) Species Pejerrey Pejerrey Pejerrey Pejerrey Pejerrey Picalon Picalon Tilapia Tilapia Tilapia Cascafe Cascafe Cascafe Charcoca Charcoca Charcoca Charcoca Charcoca Life Mojarra Mojarra Mojarra Mojarra Mojarra Nato Charcoca Charcoca Charcoca Charcoca Mojarra Charcoca Charcoca Charcoca Charcoca Length (cm) 20.6 21 21 24.3 25 11.7 11.7 30 31.5 31.5 13.2 16.9 16.9 10.1 4.7 6.2 7.2 7.7 12 12 12.8 13.6 13.6 14.6 6.4 6 6.6 8.7 9 10.7 11 11.9 11.9 9.5 Tissue Type Zone muscle 1 head 1 muscle 1 muscle/head 1 muscle/head 1 muscle/head 1 muscle/head 1 muscle/head 1 head 1 muscle 1 muscle 1 head 1 muscle 1 muscle 1 whole 1 whole 1 whole 1 whole 1 muscle/head 1 muscle 1 muscle 1 head 1 muscle 1 muscle/head 1 whole 1 whole 2 whole 2 whole 2 whole 2 muscle/head 2 muscle 3 head 3 muscle 3 whole 3 Site Reservoir Reservoir Reservoir Reservoir Reservoir Reservoir Reservoir Reservoir Reservoir Reservoir 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 3 3 3 3 3 1 1 1 1 Minera Yanacocha S.R.L. P:\100673\Risk\PDF files\English\Final Risk Report\PDF_Final Report_english.doc 93 Dry Fraction 0.211 0.212 0.212 0.247 0.240 0.260 0.260 0.259 0.181 0.181 0.220 0.209 0.209 0.234 0.252 0.273 0.250 0.248 0.298 0.216 0.204 0.197 0.197 0.272 0.257 0.234 0.240 0.246 0.263 0.330 0.237 0.232 0.232 0.289 Total Hg (ppb) ww dw 55.8 263 73.5 347 32.1 124 63.4 288 24.8 90.7 66.4 337 117 592 55.9 227 41.0 173 - Methyl Hg (ppb) methyl/ Road ww dw total Km Notes 51.3 243 50 Reservoir 51.7 244 0.92784 50 Reservoir 68.3 322 0.92932 50 Reservoir 157 636 50 Reservoir 64.2 267 50 Reservoir 708 2720 50 Reservoir 757 2910 50 Reservoir 31.9 123 0.99376 50 Reservoir 17.4 96.3 50 Reservoir 50.5 279 50 Reservoir 76.9 350 1.21366 50 Downstream 196 940 50 Downstream 318 1520 50 Downstream 94.7 405 50 Downstream 22.4 89.0 50 Downstream 27.1 99.2 1.09426 50 Downstream 88.0 352 50 Downstream 89.1 359 50 Downstream 36.5 122 50 Downstream 113 524 50 Downstream 133 653 50 Downstream 87.1 442 1.31313 50 Downstream 109 556 0.93785 50 Downstream 128 469 50 Downstream 110 427 50 Downstream 16.4 70.0 94 Downstream 32.8 137 94 Downstream 68.9 280 1.23202 94 Downstream 22.9 87.1 94 Downstream 19.1 57.9 94 Downstream 42.5 179 1.0369 115 Exposed 60.3 260 115 Exposed 104 448 115 Exposed 34.0 118 115 Exposed Shepherd Miller November 2002 FINAL Table 4.4.8 Results of Fish Analyses from the Phase II Sampling (continued) Sample Identification Charcoca A (10.7 cm) Charcoca B (10.7 cm) Life (10 cm) Life (11.5 cm) Life (14.5 cm) Life (16 cm) Nato (10.5 cm) Nato (10.5 cm) Nato (13.3 cm) Nato (7 cm) Nato (7.3 cm) Nato (7.7 cm) Nato (9.2 cm) Nato (9.8 cm) Cachuela (10.4 cm) Cachuela (10.5 cm) Chacoca (11.1 cm) Chacoca (11.1 cm) Charcoca (11 cm) Charcoca (12.2 cm) Charcoca (9.9 cm) Nato (10.6 cm) Nato (10.8 cm) Nato (11.7 cm) Nato (11.7 cm) Nato (12.4 cm) Nato (7.8 cm) Nato (8.2 cm) Nato A (7.9 cm) Nato B (7.9 cm) Charcoca (8.8 cm) Nato (4 cm) Nato (5.8 cm) Nato A (7 cm) Species Charcoca Charcoca Life Life Life Life Nato Nato Nato Nato Nato Nato Nato Nato Cachuela Cachuela Charcoca Charcoca Charcoca Charcoca Charcoca Nato Nato Nato Nato Nato Nato Nato Nato Nato Charcoca Nato Nato Nato Length (cm) 10.7 10.7 10 11.5 14.5 16 10.5 10.5 13.3 7 7.3 7.7 9.2 9.8 10.4 10.5 11.1 11.1 11 12.2 9.9 10.6 10.8 11.7 11.7 12.4 7.8 8.2 7.9 7.9 8.8 4 5.8 7 Tissue Type Zone muscle 3 muscle 3 muscle 3 muscle 3 muscle 3 muscle 3 head 3 muscle 3 muscle/head 3 whole 3 whole 3 whole 3 whole 3 whole 3 muscle 3 muscle 3 head 3 muscle 3 muscle 3 muscle/head 3 whole 3 muscle 3 muscle 3 head 3 muscle 3 muscle 3 whole 3 whole 3 whole 3 whole 3 whole 3 whole 3 whole 3 whole 3 Site 1 1 1 1 1 1 1 1 1 1 1 1 1 1 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 3 3 3 3 Minera Yanacocha S.R.L. P:\100673\Risk\PDF files\English\Final Risk Report\PDF_Final Report_english.doc 94 Dry Fraction 0.257 0.223 0.252 0.246 0.203 0.244 0.227 0.227 0.267 0.246 0.269 0.237 0.257 0.249 0.226 0.222 0.266 0.266 0.244 0.290 0.245 0.231 0.232 0.196 0.196 0.280 0.248 0.246 0.272 0.232 0.275 0.283 0.280 Total Hg (ppb) ww dw 54.3 267 65.4 254 345 1530 54.8 196 97.3 358 25.5 90.9 Methyl Hg (ppb) methyl/ Road ww dw total Km Notes 42.9 167 115 Exposed 31.2 140 115 Exposed 35.0 139 115 Exposed 27.3 111 115 Exposed 52.4 258 0.96553 115 Exposed 60.4 247 115 Exposed 89.8 396 115 Exposed 117 515 115 Exposed 103 388 115 Exposed 35.6 145 115 Exposed 23.9 88.8 115 Exposed 20.1 85.0 115 Exposed 82.0 319 1.25464 115 Exposed 38.6 155 115 Exposed 441 1950 1.2775 126 Exposed 323 1460 126 Exposed 92.0 346 126 Exposed 153 574 126 Exposed 129 530 126 Exposed 164 565 126 Exposed 103 419 126 Exposed 120 519 126 Exposed 73.6 317 126 Exposed 131 668 126 Exposed 189 967 126 Exposed 57.3 205 1.04613 126 Exposed 39.1 157 126 Exposed 38.8 158 126 Exposed 99.6 366 1.02354 126 Exposed 40.9 176 126 Exposed 27.3 99.3 132 Exposed 12.0 132 Exposed 29.1 103 132 Exposed 31.9 114 1.25372 132 Exposed Shepherd Miller November 2002 FINAL Table 4.4.8 Results of Fish Analyses from the Phase II Sampling (continued) Sample Identification Species Length (cm) Tissue Type Zone Site Dry Fraction Nato B (7 cm) Pejerrey (14.8 cm) Nato (2.4 cm) Nato (3.2 cm) Nato (6.5 cm) Nato A (7.6 cm) Nato B (7.6 cm) Pejerrey (17 cm) Nato (5.8 cm) Nato (5.9 cm) Nato (6.8 cm) Nato (9.2 cm) Nato (4.3 cm) Nato (4.4 cm) Nato (7 cm) Nato (7.3 cm) Nato Pejerrey Nato Nato Nato Nato Nato Pejerrey Nato Nato Nato Nato Nato Nato Nato Nato 7 14.8 2.4 3.2 6.5 7.6 7.6 17 5.8 5.9 6.8 9.2 4.3 4.4 7 7.3 whole muscle/head whole whole whole whole whole muscle whole whole whole whole whole whole whole whole 3 3 4 4 4 4 4 4 5 5 5 5 7 7 7 7 3 3 1 1 1 1 1 1 1 1 1 1 1 1 1 1 0.277 0.276 0.288 0.255 0.260 0.253 0.250 0.291 0.304 0.229 0.237 0.226 0.284 Total Hg (ppb) ww dw 20.0 69.6 20.0 79.1 304 70.4 Methyl Hg (ppb) methyl/ ww dw total 29.5 59.7 10.5 8.35 18.2 55.9 31.2 18.1 77.6 58.7 55.4 67.2 16.1 14.5 44.4 23.7 106 216 63.2 219 120 71.6 311 202 182 293 67.9 197 83.4 0.90548 0.96522 1.18506 Road Km Notes 132 132 134 134 134 134 134 134 133 133 133 133 165 165 165 165 Exposed Exposed Exposed Exposed Exposed Exposed Exposed Exposed Exposed Exposed Exposed Exposed Upstream Upstream Upstream Upstream * re-digested and re-analyzed duplicate sample ** duplicate sample only re-analyzed since insufficient material to re-digest and re-analyze Minera Yanacocha S.R.L. P:\100673\Risk\PDF files\English\Final Risk Report\PDF_Final Report_english.doc 95 Shepherd Miller November 2002 FINAL Table 4.4.9 Re-analyzed Fish Tissue Samples from the Phase II Sampling Sample ID Methyl Hg (ppb, ww) Analyses Re-analyses 1410 1430* 819 357 708 757 684 722 Tissue Nato A (10.2 cm) Nato (10.8 cm) Picalon (11.7 cm) Nato B 10.2 muscle muscle muscle/head muscle * Sample only re-analyzed since not sufficient material to re-digest and then re-analyze Summary statistics for the Phase II fish tissue analysis is provided in Table 4.4.10, and the maximum mercury value for each sample is plotted versus location in Figure 4.4.5. Table 4.4.10 Summary Statistics for the Phase II Fish Sampling Area Spill Area Upstream (Reference) Downstream All non-spill All samples No. samples 50 4 60 64 114 Mean ww 75.8 24.7 189.1 178.8 133.7 (ppb) dw 333.2 116.0 774.7 742.8 566.2 95% UCL (ppb) ww dw 94.1 419.1 40.9 234.5 234.4 971.6 228.1 932.5 163.3 683.5 Range (ppb) ww dw 8.35-441 63.2-1950 14.5-44.4 67.9-197 16.4-1430 57.9-5020 14.5-1430 57.9-5020 8.35-1430 57.9-5020 Summary statistics, on a wet weight basis, are provided in Table 4.4.11 for each sampling location. Table 4.4.11 Mercury Concentration in Fish at Each Location (Phase II) Site Reservoir Site 1-1 Site 2-3 Site 3-1 Site 3-2 Site 3-3 Site 4-1 Site 5-1 Site 7-1 (1) Location Downstream Downstream Downstream Exposed Exposed Exposed Exposed Exposed Upstream1 No. of Samples 40 15 5 18 16 6 6 4 4 Mean (ppb,ww) 238.7 109.1 32.0 55.7 137.2 32.6 24.0 65.3 24.7 95% UCL Range (ppb,ww) (ppb,ww) 312.7 16.9-1430 142.2 22.4-318 52.5 16.4-68.9 68.2 20.1-117 184.5 38.8-441 44.3 12.0-59.7 38.5 8.35-55.9 77.3 55.4-77.6 40.9 14.5-44.4 Zone 7 Site 1 (7-1) is located in an upstream tributary (Rio Huacraruca) Minera Yanacocha S.R.L. P:\100673\Risk\PDF files\English\Final Risk Report\PDF_Final Report_english.doc 96 Shepherd Miller November 2002 FINAL Fish Tissue Benchmark= 2000 ppb 1600 1400 1200 1000 800 600 Human Methyl Dietary Benchmark= 300 ppb 400 200 0 165 145 125 Spill Area To Cajamarca 105 85 Location (Road Km) 65 45 To Trujillo 6000 5000 4000 Bird Methyl Dietary Benchmark= 2500 ppb 3000 2000 1000 0 165 145 125 Spill Area To Cajamarca Figure 4.4.5 105 85 Location (Road Km) 65 45 To Trujillo Mercury concentration (ww) in fish at all sampling locations (Phase II). The Spill Area is indicated by the marked line. Samples shown as collected at Km 165 are from a reference tributary upstream of the spill area. Wet weight and dry weight values are plotted separately. Minera Yanacocha S.R.L. P:\100673\Risk\PDF files\English\Final Risk Report\PDF_Final Report_english.doc 97 Shepherd Miller November 2002 FINAL In order to evaluate fish consumed by the local human population, small fish (<10 cm) were analyzed as whole fish, whereas larger fish (>10 cm) were segregated into muscle and head samples prior to analysis. Table 4.4.12 shows the mean, 95% UCL, and maximum mercury concentrations (ww) across all of the samples for each of these tissue types. Table 4.4.12 Mercury Concentrations for Each Fish Tissue Type (Phase II) Tissue type Head Muscle Head+muscle Whole Mean (ppb, ww) 99.7 196.2 153.2 75.5 95%UCL (ppb, ww) 127.1 260.3 257.1 98.9 Range (ppb, ww) 17.4-1096 16.9-1430 19.2-1838 8.35-401 ww= wet weight Muscle tissue had the highest mercury concentrations and whole body analyses had the lowest mercury concentrations. This may be due to smaller fish being selected for whole body tissue analysis versus smaller fish for whole body analysis. Generally, larger and older fish will have higher mercury concentrations than smaller and younger fish (USEPA 1999a). However, a regression analysis of the data shown in Figure 4.4.6 again indicated no significant relationship (R2=0.003) between fish length and mercury concentrations in tissue. 1600 Hg concentration in head 1400 Hg concentration in muscle Hg concentration in whole fish Hg (ppb) 1200 1000 800 600 400 200 0 0 5 10 15 20 25 30 35 Fish length (cm) Figure 4.4.6 Mercury concentrations (ww) in each fish tissue type plotted versus fish length (Phase II). Samples from all locations are included. Minera Yanacocha S.R.L. P:\100673\Risk\PDF files\English\Final Risk Report\PDF_Final Report_english.doc 98 Shepherd Miller November 2002 FINAL Table 4.4.13 shows the mean mercury concentrations in each tissue type (head, muscle, or whole fish) for each of the analyzed fish species, across all sampling locations. There is a significant degree of variation between the fish species. Much of this variation, however, may be due to the small number of samples analyzed for each fish species. The mean mercury concentrations in the heads of the different species range from 17.4 to 148 ppb (ww). Tilapia had the lowest mean concentration in heads and Life had the highest. In muscle tissue, Nato was the species with the highest mean concentration at 451 ppb (ww) and Pejerrey had the lowest at 48.3 ppb (ww). Whole body analyses were only conducted for Charcoca and Nato. Additional discussion of the life history and feeding habitats of the different species is provided in Section 2.2. Table 4.4.13 Mean Mercury Concentrations for Each Fish Species and Tissue Type (Phase II) Species Cachuela Cascafe Charcoca Life Mojarra Nato Pejerrey Picalon Tilapia Head Hg (ppb, ww) ND 168 (2) 76.2 (2) 148 (1) 82.7 (2) 110.4 (2) 55.8 (1) ND 17.4 (1) Muscle Hg (ppb, ww) 335 (3) 187 (6) 108.1 (10) 102.1 (7) 107.9 (6) 451.4 (9) 48.3 (3) ND 50.5 (1) Head+Muscle Hg (ppb, ww) ND ND 164 (1) 134.3 (2) 77.5 (3) 103 (1) 93.6 (3) 757 (1) 32.1 (1) Whole Hg (ppb, ww) ND ND 61.6 (15) ND ND 82.3 (31) ND ND ND ND= no data ww= wet weight Values in parentheses indicate number of samples used in calculating the mean 4.5 Mercury Transfer to Terrestrial Biota The sampling conducted at the site provides actual mercury exposure measurements for the majority of the exposure pathways shown in Figures 2.3.1 and 2.3.2. The exception is that there was only four terrestrial animal tissue samples collected during the joint November 2000 sampling effort (Section 4.3). In order to allow for the evaluation of mercury concentrations in animal tissues and to assess the risk potential to animals that consume other animal tissue (e.g., humans), the scientific literature was revie wed for information on the transfer of mercury from the diet to animals. Transfer factors are required to model the expected tissue concentrations of mercury in terrestrial animals that results from mercury concentrations in the diet. Typically, these transfer values are called bioaccumulation factors, or BAFs, and are calculated by dividing the concentration of mercury in animal tissue by the concentration of mercury in the diet: BAF= mercury concentration in animal tissue (ppb) mercury concentration in diet (ppb) Minera Yanacocha S.R.L. P:\100673\Risk\PDF files\English\Final Risk Report\PDF_Final Report_english.doc 99 Shepherd Miller November 2002 FINAL If the BAF is less than 1, mercury does not accumulate to a greater degree in animals than it occurs in the diet. Values listed in the literature for transfer of mercury from dietary items to terrestrial animal tissue are shown in Table 4.5.1. Values for transfer of non-methylmercury (e.g., ionic mercury) to mammal tissue are shown first, followed by methylmercury BAFs. The range of values for transfer of non-methyl mercury is 0.003 to 13.52, with a mean of 1.68 and a median value of 0.41. Fifty percent of the reported values are greater than the median, and 50% are less. Of the 39 values reported in the literature, 24 (>60%) of the BAF values are less than 1.0. In general, the highest BAF values are associated with the lowest dietary concentration. This suggests that the transfer of mercury from the diet to tissue is not linear, and that as dietary concentrations increase, the relative uptake into tissues declines. The BAF values for transfer of methylmercury from the diet to mammal tissues ranges from 0.168 to 5. The mean of the five values listed in Table 4.5.1 for methylmercury transfer is 1.74, and the median is 0.819. The mean value of 1.74 for methylmercury uptake is similar to the mean value of 1.68 for the nonmethylmercury BAFs. All of the BAFs found in the literature for the transfer of mercury from the diet into bird tissue are for methylmercury forms. These values range from 0.56 to 8.6, with a mean of 2.36 and a median of 1.29. The mean value for ionic mercury transfer to mammal tissue of 1.68 and the mean of 2.36 for transfer of mercury to bird tissue were used to model mercury transfer to mammal and bird tissue in the RA. Minera Yanacocha S.R.L. P:\100673\Risk\PDF files\English\Final Risk Report\PDF_Final Report_english.doc 100 Shepherd Miller November 2002 FINAL Table 4.5.1 Mercury BAFs for Birds and Mammals Species Notes Tissue Type ppm Diet* ppm Tissues* BAF Reference MAMMAL-DIET Chamois (goat) Roe Deer Roe Deer Chamois (goat) Roe Deer Roe Deer Goat Roe Deer Chamois (goat) Goat Mouse Roe Deer Roe Deer Goat Roe Deer Goat Chamois (goat) Wolf Chamois (goat) Goat Goat Goat Goat White-footed Mouse Goat Roe Deer Roe Deer Goat Lynx Lynx Roe Deer Lynx Wolf Lynx Shorttail Shrew Lynx Chamois (goat) Lynx Roe Deer Total Hg, dw vegetation Total Hg, dw vegetation Total Hg, dw vegetation Total Hg, dw vegetation Total Hg, dw vegetation Total Hg, dw vegetation Hg +2 (HgCl 2) Total Hg, dw vegetation Total Hg, dw vegetation Hg +2 (HgCl 2) Hg +2 (HgCl 2) Total Hg, dw vegetation Total Hg, dw vegetation Hg +2 (HgCl 2) Total Hg, dw vegetation Hg +2 (HgCl 2) Total Hg, dw vegetation Total Hg, deer muscle ww Total Hg, dw vegetation Hg +2 (HgCl 2) Hg +2 (HgCl 2) Hg +2 (HgCl 2) Hg +2 (HgCl 2) Total Hg; ww Hg +2 (HgCl 2) Total Hg, dw vegetation Total Hg, dw vegetation Hg +2 (HgCl 2) Total Hg, deer muscle ww Total Hg Total Hg, dw vegetation Total Hg, hare muscle ww Total Hg, deer muscle ww Total Hg, rabbit muscle ww Total Hg Total Hg Total Hg, dw vegetation Total Hg, deer muscle ww Total Hg, dw vegetation Muscle (ww) Muscle (ww) Muscle (ww) Liver (ww) Liver (ww) Muscle (ww) Omental fat (ww) Liver (ww) Muscle (ww) Brain (ww) Internal organs Muscle (ww) Liver (ww) Heart (ww) Kidney (ww) Lung (ww) Kidney (ww) Muscle (ww) Liver (ww) Skeletal muscle (ww) Mesenteric lymph nodes (ww) Intestines (ww) Spleen (ww) Kidney (ww) Liver (ww) Liver (ww) Kidney (ww) Kidneys (ww) Muscle (ww) Muscle Kidney (ww) Muscle (ww) Muscle (ww) Muscle (ww) Kidney (ww) Liver Kidney (ww) Muscle (ww) Kidney (ww) 14.4 14.4 0.58 14.4 0.58 0.08 73.9 14.4 0.21 73.9 5 0.21 0.08 73.9 0.58 73.9 14.4 0.0262 0.21 73.9 73.9 73.9 73.9 1.54 73.9 0.21 14.4 73.9 0.0262 0.15 0.08 0.13 0.0028 0.1 8.82 0.17 0.21 0.0028 0.21 0.040 0.0794 0.0034 0.192 0.0137 0.0028 3.5 0.845 0.02 7.25 0.545 0.0262 0.0142 19.5 0.155 20.5 3.35 0.00945 0.077 30.5 41.62 43.75 49.75 1.16 79.75 0.237 18.7 106 0.0424 0.37 0.204 0.37 0.00833 0.37 38.8 0.76 1.48 0.0271 2.84 0.003 0.006 0.006 0.013 0.024 0.035 0.047 0.059 0.095 0.098 0.109 0.125 0.178 0.264 0.267 0.277 0.233 0.361 0.367 0.413 0.563 0.592 0.673 0.75 1.079 1.13 1.30 1.434 1.618 2.47 2.55 2.85 2.975 3.7 4.4 4.47 7.05 9.68 13.52 Gnamus et al. 2000 Gnamus et al. 2000 Gnamus et al. 2000 Gnamus et al. 2000 Gnamus et al. 2000 Gnamus et al. 2000 Pathak and Bhowmik 1998 Gnamus et al. 2000 Gnamus et al. 2000 Pathak and Bhowmik 1998 Schroeder and Mitchener 1975 Gnamus et al. 2000 Gnamus et al. 2000 Pathak and Bhowmik 1998 Gnamus et al. 2000 Pathak and Bhowmik 1998 Gnamus et al. 2000 Gnamus et al. 2000 Gnamus et al. 2000 Pathak and Bhowmik 1998 Pathak and Bhowmik 1998 Pathak and Bhowmik 1998 Pathak and Bhowmik 1998 Talmage and Walton 1993 Pathak and Bhowmik 1998 Gnamus et al. 2000 Gnamus et al. 2000 Pathak and Bhowmik 1998 Gnamus et al. 2000 Hernandez et al. 1985 Gnamus et al. 2000 Hernandez et al. 1985 Gnamus et al. 2000 Hernandez et al. 1985 Talmage and Walton 1993 Hernandez et al. 1985 Gnamus et al. 2000 Gnamus et al. 2000 Gnamus et al. 2000 Wolf Lynx Wolf Lynx Mouse MethylHg, deer muscle ww MethylHg, deer muscle ww Methyl Hg, deer muscle ww Methyl Hg, deer muscle ww Methylmercury Muscle (ww) Muscle (ww) Muscle (ww) Muscle (ww) organs 0.0371 0.0371 0.0095 0.0095 1 0.00625 0.0177 0.00782 0.0214 5 0.168 0.477 0.819 2.241 5 Gnamus et al. 2000 Gnamus et al. 2000 Gnamus et al. 2000 Gnamus et al. 2000 Schroeder and Mitchener 1975 Methylmercury dicyandiamide Methylmercury dicyandiamide Methylmercury dicyandiamide Methylmercury Crayfish ww, assumed MeHg Perch ww, assumed MeHg Methylmercury Methylmercury Liver Liver Liver Liver Breast Breast Liver Egg 18 12 6 8 7.1 2.7 8 0.5 10.0 7.2 3.9 6.6 12.31 6.79 27 4.3 0.56 0.60 0.65 0.83 1.74 2.51 3.38 8.6 Fimreite and Karstad 1971 Fimreite and Karstad 1971 Fimreite and Karstad 1971 Aagdal et al. 1978 Vermeer et al. 1973 Vermeer et al. 1973 Aagdal et al. 1978 Heinz 1974 BIRD-DIET Chicken Chicken Chicken Japanese quail-female Hooded merganser (duck) Common merganser (duck) Japanese quail- male Mallard * values listed in dry weight unless otherwise noted Minera Yanacocha S.R.L. P:\100673\Risk\PDF files\English\Final Risk Report\PDF_Final Report_english.doc 101 Shepherd Miller November 2002 FINAL 5.0 RISK CHARACTERIZATION The Risk Characterization step of the RA takes the information gathered in the Analysis phase, which includes both the Effects Characterization (Section 3) and the Exposure Assessment (Section 4), and incorporates the findings with the conceptual model of the fate and transport of mercury developed in the Problem Formulation step (Section 2), to arrive at risk estimates. Risk is evaluated through the use of Hazard Quotients (HQs). HQs are calculated by dividing the Exposure Concentration (EC) by Benchmark Values (USEPA 1998). An HQ less than 1 indicates minimal risk. HQs greater than 1 indicate that there may be the possibility of risk. The ECs are the measured concentrations of mercury in different media (water and soil) and plant and animal tissues (Section 4). In order to provide a conservative estimate of exposure, the 95% UCL of the mean mercury concentration in samples of the various tissues collected were used as the ECs in the calculation of the HQ values. For water, the mean value was used because the calculated values included the detection limit for samples that were below detection. Because of this, the mean value is actually greater than the maximum detected value at some locations, and thus provides a conservative estimate of exposure. For terrestrial animal tissues, the ECs were modeled using the BAF values discussed in Section 4.5 and the measured concentration of mercury in the diet. The Benchmark Values used in the HQ calculations were established in Section 3 and are summarized in Table 3.4.1. 5.1 Aquatic Resources Aquatic biota can be exposed to mercury from pathways that originate from dissolved mercury in the surface water column, or from mercury contained in sediment (Figure 2.3.2). Fish and macroinvertebrates can uptake mercury directly from water. Macro-invertebrates can also be exposed to mercury from the sediments, as can fish species that eat detritus on top of the sediments. Fish are the highest trophic receptor in the aquatic systems, integrating mercury exposure from water as well as from ingestion of plants and macroinvertebrates. Due to their position at the top of the food web in the aquatic systems, fish are expected to have the highest mercury concentrations of the different types of aquatic biota. Due to the rapid remediation effort and the recovery of the majority of the spilt mercury prior to the onset of the wet season, it is unlikely that any significant amount of the spilt mercury entered the waterways. This is supported by the data collected at the site. As discussed in Section 4.1, water and sediment concentrations from Exposed and Reference locations are quite similar, and there is no evidence of Minera Yanacocha S.R.L. P:\100673\Risk\PDF files\English\Final Risk Report\PDF_Final Report_english.doc 102 Shepherd Miller November 2002 FINAL increasing mercury concentrations between sampling events conducted in 2000 through 2002. The mean concentration in water across all of the Exposed locations, over all sampling dates, is 0.017 ppb. The mean concentration across all of the Reference locations, over all sampling dates, is also 0.017 ppb. Because the detection limit was used in calculating both of these calculated means, these concentrations are higher than the actual mean concentrations since some samples were below the detection limit. The mean sediment mercury concentration across all of the Exposed sample locations, over all of the sampling dates, is 112.4 ppb (dw). The corresponding mean for the Reference locations is 177.9 ppb (dw). The calculated HQ values for macroinvertebrates and fish are shown in Table 5.1.1. Risk to aquatic biota is evaluated from exposure to mercury in water and from tissue levels of mercury in fish and macroinvertebrates. Table 5.1.1 Calculated Hazard Quotients (HQs) for Aquatic Resources FISH 1 MACROINVERTEBRATES HQ EC1 ppb (ww) Benchmark ppb (ww) HQ 0.2 0.2 0.09 0.09 0.017 0.017 0.2 0.2 0.09 0.09 2000 2000 2000 2000 2000 2000 2000 2000 0.03 0.09 0.08 0.05 0.02 0.12 0.11 0.05 151.3 78.9 67.8 25.1 453.1 98.9 96.8 26.7 2000 2000 2000 2000 2000 2000 2000 2000 0.08 0.04 0.03 0.01 0.23 0.05 0.05 0.01 EC ppb (ww) Benchmark ppb (ww) 0.017 0.017 WATER Reference Exposed TISSUE Phase I Upstream (Reference) Downstream (Reference) All non-spill (Reference) Spill locations (Exposed) Phase II Upstream (Reference) Downstream All non-spill Spill locations (Exposed) 1 61.3 177.5 167.0 90.6 40.9 234.4 228.1 94.1 EC= Exposure Concentrations, which are the measured values collected in the sampling discussed in Section 4. The water values are means, tissue values are the 95% UCL of the mean. All of the HQ values for the risk from exposure to mercury in water at the Reference and Exposed locations are equal to 0.09, indicating minimal risk to aquatic biota from water. The HQ values calculated for tissue concentrations are all less than 0.25, which also indicates minimal risk to aquatic biota from mercury in tissue. The highest calculated HQ value of 0.23 for macroinvertebrate tissues is for samples collected at upstream Reference locations in the Phase II sampling effort. The highest calculated HQ values for fish tissue are 0.09 and 0.12 from the Phase I and Phase II samplings at locations downstream of the spill area. These values are highly influenced by the tissue concentrations in fish and macroinvertebrates collected at the Gallito Ciego Reservoir. Minera Yanacocha S.R.L. P:\100673\Risk\PDF files\English\Final Risk Report\PDF_Final Report_english.doc 103 Shepherd Miller November 2002 FINAL It is not surprising to find higher mercury concentrations in aquatic biota from the reservoir. There is an extensive body of evidence in the literature that documents a trend of naturally occurring higher tissue concentrations of mercury in biota sampled from recently impounded reservoirs. Tissue concentrations in fish naturally spike upwards initially after the creation of a reservoir, and then decline as the reservoir ages. Omnivorous fish species (i.e., fish that eat plants and animals) are predicted to return to background in 15 to 20 years, whereas piscivorous fish (e.g., predatory fish) are expected to take 20 to 30 years (Anderson et al. 1995). For a reservoir in Labrador, Canada, mercury concentrations in the omnivorous lake whitefish (Coregonus clupeaformis) returned to background in 16 years, though concentrations in the piscivorous pike fish (Esox lucius) were still elevated 21 years after impoundment (Anderson et al. 1995). In a second reservoir in Labrador, mercury concentrations in whitefish increased for eight years after the creation of the reservoir, and then started to decrease. However, in the same reservoir, pike continued to increase in concentration 14 years after the creation of the reservoir (Morrison and Therien 1995). The Gallito Ciego reservoir was created approximately 15 years ago. There are two primary suspected mechanisms that explain the increase in mercury in fish tissue collected from impounded reservoirs. The first is that inorganic mercury in the flooded soils is released into the water column, and is available for uptake by fish and prey items. This initial release is followed by the second mechanism, which is the creation of anoxic conditions due to the flooding. Anoxic conditions, along with the presence of organic material in the soil, allow for the methylation of any mercury that was not initially dissolved in the water. The methylated mercury is subsequently transferred into the food chain (Povari and Verta 1995). In summary, there are no indications that surface waters or aquatic biota have been impacted by the spill. The surface water data cover the period from June 2000 through April 2002. The tissue concentrations are from sampling conducted in 2000, prior to the inception of the wet season, and in 2001 after the end of the first wet season. The concentration of mercury measured in the surface waters at Reference and Exposed locations are essentially the same (0.017 ppb), and are significantly less than the established safe benchmark water level of 0.2 ppb for aquatic life. Additionally, the measured mercury concentrations in all of the fish and macroinvertebrate tissue samples are less than the established benchmark concentration of 2000 ppb (ww). Minera Yanacocha S.R.L. P:\100673\Risk\PDF files\English\Final Risk Report\PDF_Final Report_english.doc 104 Shepherd Miller November 2002 FINAL 5.2 Human Health The most likely mercury exposure routes to humans in the area around the spill sites are the inhalation of elemental mercury vapor and the ingestion of water or food that have been impacted by the spill. As discussed in Section 3.1, the potential risk to humans from inhalation has been previously addressed in other reports (Consulcont SAC 2000, SMI 2002), and is not considered further in this RA. The primary routes for ingestion of mercury are from drinking water or from the consumption of food, including plants, terrestrial animals, and aquatic biota (fish and aquatic macroinvertebrates). Table 5.2.1 summarizes the calculated HQ values for human exposure. HQ values are calculated for exposure to mercury in drinking water and different dietary items, at both Exposed and Reference locations, for all of the sampling efforts discussed in Section 4. The HQ for the risk from drinking water at both Exposed and Reference locations is 0.02, indicating minimal risk from this exposure pathway. Dietary HQ values were calculated for the consumption of fish, aquatic macroinvertebrates (crabs), plants, and terrestrial animals. The ECs shown in Table 5.2.1 for terrestrial animal tissue were calculated by multiplying the 95% UCL of the mean plant tissue mercury concentration by the bioaccumulation factor (BAF) of 1.68 for mammals and 2.36 for birds (Section 4.5). Herbivores are the lost likely type of terrestrial animal to be consumed by humans (Figure 2.3.1). For the range of values listed in Table 5.2.1, the low end is for herbivorous mammal tissue and the upper end is for herbivorous bird tissue. All of the dietary HQ values for all three sampling efforts are less than 1. The single highest dietary HQ of 0.76 is for the consumption of fish tissue collected at non-spill sites during the Phase II sampling effort. It is unlikely that carnivorous animals (i.e., animals that eat other animals) constitute a significant proportion of the diet for humans living near the spill areas. However, assuming the highest predicted mercury concentration of 443.5 ppb in herbivorous mammal tissue, as predicted from the November 15, 2000 plant sampling, and utilizing the same BAF of 1.68 for transfer of ionic mercury to mammal tissue, results in a predicted mercury concentration in the tissue of carnivorous mammals of 745 ppb (ww; 443.5 ppb in tissue * 1.68). This concentration is also less than the average safe dietary level of 1600 ppb (HQ= 0.47). While there are no known piscivorous mammals, such as otters or mink, that live in the area (Table 2.2.1), there are piscivorous birds, such as herons, that might be eaten by humans. Using the highest 95% UCL of the mean mercury concentration in fish tissue of 228.1 ppb (ww; Table 5.1.1), from fish collected at downstream locations in the Phase II sampling, and the bird BAF of 2.36, results in a predicted mercury Minera Yanacocha S.R.L. P:\100673\Risk\PDF files\English\Final Risk Report\PDF_Final Report_english.doc 105 Shepherd Miller November 2002 FINAL concentration in the tissue of fish-eating birds of 538 ppb (ww; 228.1 ppb in fish * 2.36). This predicted concentration is less than the average safe dietary concentration of 1600 ppb, and results in an HQ of 0.34. Table 5.2.1 Calculated Hazard Quotients (HQs) for Humans EC1 ppb (ww) Benchmark ppb (ww) HQ 1.0 1.0 0.02 0.02 300 300 1600 1600 0.56 0.23 0.02 0.03-0.04 90.6 25.1 156.6 263.1-621 300 300 1600 1600 0.30 0.08 0.10 0.16-0.39 264.0 443.5-623 1600 1600 0.17 0.28-0.39 228.1 96.8 7.9 13.3-16.5 300 300 1600 1600 0.76 0.32 0.00 0.01 94.1 26.7 9.8 16.5-23.1 300 300 1600 1600 0.31 0.09 0.01 0.01 WATER Reference Exposed 0.017 0.017 DIET Phase I-Reference Sites Fish Macroinvertebrates (crabs) Plants (ww) Terrestrial animals* Phase I-Exposed Sites Fish Macroinvertebrates (crabs) Plants Terrestrial animals* November 15, 2000 Sampling Plants Terrestrial animals* Phase II-Reference Sites Fish** Macroinvertebrates (crabs)** Plants Terrestrial animals* Phase II-Exposed Sites Fish Macroinvertebrates (crabs) Plants Terrestrial animals* 167.0 67.8 29.4 49.4-69.4 1 EC= Exposure Concentrations, wh ich are the measured values collected in the sampling discussed in Section 4. The water values are means, tissue values are the 95% UCL of the mean. * Calculated using BAF of 1.68 for transfer to mammal tissue and 2.36 for transfer to bird tissue (Section 4.5) ** All non-spill locations (Upstream and Downstream) In summary, there is no evidence that the surface waters near the spill locations have been impacted by the spill. The ambient mercury concentrations in the water are low and do not pose risk to humans via the drinking water pathway. Additionally, the consumption of both aquatic and terrestrial dietary items pose minimal risk to humans. While some individual fish or plant samples exceeded the established benchmark values, a conservative estimate of the mean dietary concentrations (95% UCL of the mean) indicates that Minera Yanacocha S.R.L. P:\100673\Risk\PDF files\English\Final Risk Report\PDF_Final Report_english.doc 106 Shepherd Miller November 2002 FINAL there is a low risk potential from dietary mercury. Two of the 154 Phase I plant samples, both of nonedible plants, and none of the Phase II plant samples exceeded the human benchmark value of 1600 ppb (ww). None of the Phase I nor Phase II crab samples exceeded the human dietary methylmercury benchmark of 300 ppb (ww). Nine of the 137 Phase I and 13 of the 114 Phase II fish samples exceeded the human dietary methylmercury benchmark of 300 ppb. All but two of these samples occurred downstream of the spill area, with over 60% (14 samples) of the exceedances from Gallito Ciego Reservoir samples. 5.3 Terrestrial Resources The two primary types of terrestrial receptors that were considered in the RA are plants and animals. 5.3.1 Plants The potential risk to plants was assessed for mercury concentrations in both soil and plant tissue. Results of the HQ calculations for the three sampling efforts are shown in Table 5.3.1. The highest calculated HQ value for soil of 0.07 is from the November 15, 2000 sampling. The same is true for the tissue HQs, with the highest calculated HQ value of 0.28, also from the November 15, 2000 sampling event. None of the measured soil concentrations, at any date or sampling location, exceeded the benchmark value of 10,000 ppb (dw) for soil. Three plant samples out of a total of 154 samples (2%) collected in the Phase I sampling exceeded the tissue benchmark of 3000 ppb (dw). In the November 15, 2000 sampling, one sample out of 24 (4%) exceeded the 3000 ppb (dw) benchmark. None of the 130 plant samples collected in the Phase II sampling effort exceeded the benchmark value for mercury in plant tissues. Table 5.3.1 Calculated Hazard Quotients (HQs) for Plants EC 1 ppb (dw) SOIL Phase I November15, 2000 Sampling Phase II TISSUE Phase I November15, 2000 Sampling Phase II 1 Benchmark ppb (dw) HQ Reference Exposed Exposed Reference Exposed 105.6 53.9 743 62.8 60.3 10000 10000 10000 10000 10000 0.01 0.01 0.07 0.01 0.01 Reference Exposed Exposed Reference Exposed 76.5 472.2 838 35.7 28.4 3000 3000 3000 3000 3000 0.03 0.16 0.28 0.01 0.01 EC= Exposure Concentrations, which are the measured values collected in the sampling discussed in Section 4. Minera Yanacocha S.R.L. P:\100673\Risk\PDF files\English\Final Risk Report\PDF_Final Report_english.doc 107 Shepherd Miller November 2002 FINAL 5.3.2 Animals For approximately the first month after the spill occurred, animals in the area may have been exposed to mercury via inhalation. However, with the exception of domestic animals that were kept inside of houses that were contaminated with the spilt mercury, animals would have had low inhalation exposure since the evaporating mercury would be rapidly dispersed into the atmosphere, limiting the possible exposure concentrations of mercury in the air. It is uncertain if any domestic animals were present in the homes that were identifed as requiring remediation. If animals were present in any of these homes, however, the potential inhalation risk would have been negated upon completion of the house remediation. More likely exposure routes to animals (mammals and birds), especially over a longer timeframe, are from ingestion of mercury in water and food. Calculated drinking water and dietary HQ values for terrestrial mammals and birds are shown in Table 5.3.2. Potential dietary items for terrestrial animals are plants, insects, other terrestrial animals, fish, and macroinvertebrates. Because there are no known mammals that eat fish or macroinvertebrates in the area (Table 2.2.1), the modeled ECs listed in Table 5.3.2 for Other Terrestrial Animal tissue, are only for the consumption of herbivores (plant-eaters) or insectivores (insect-eaters) by secondary consumers (carnivores). The range of EC values listed for the Other Terrestrial Animal dietary type were calculated by multiplying the 95% UCL of the mean concentration of mercury in the diet (plants and insects) by the BAF factors established in Section 4.5. For the November 15, 2000 sampling, only secondary consumption of herbivores was considered, since no insect tissue measurements were taken (Section 4.3), thus preventing the calculation of mercury transfer to the tissues of insect-eating mammals and birds. All of the calculated drinking water HQs (0.02) for birds and mammals were less than 1. The calculated dietary HQs were also all less than 1, indicating a low risk potential from the diet. The highest mammal dietary HQ of 0.84 is from the consumption of fish tissue collected in non-spill areas in the Phase II sampling. The highest bird dietary HQ of 0.39 is for the consumption of insect-eating birds by other birds, as based on the Phase I sampling of insect tissues at Exposed Sites. In the Phase I sampling, a few individual samples exceeded either the mammal or bird dietary benchmark values. However, the frequency of benchmark exceedance is low (< 3%) for all of the potential dietary items (plants, insects, fish, and macroinvertebrates). Four of the 154 plant samples exceeded the mammal dietary benchmark, though only two samples exceeded the bird benchmark. One insect sample, out of 45, exceeded the bird dietary benchmark. None of the macroinvertebrate samples, and only one fish sample Minera Yanacocha S.R.L. P:\100673\Risk\PDF files\English\Final Risk Report\PDF_Final Report_english.doc 108 Shepherd Miller November 2002 FINAL exceeded the benchmark values for birds. For the Phase II sampling, none of the plant, insect, or macroinvertebrate samples exceeded dietary benchmarks, and only three of 114 fish samples exceeded the benchmark for birds. All three of these fish samples were collected in the Gallito Ciego Reservoir. Table 5.3.2 Calculated Hazard Quotients (HQs) for Terrestrial Animal Diets MAMMALS EC1 ppb (dw) 2 BIRDS Benchmark ppb (dw) 2 HQ EC1 ppb (dw) 2 1.0 1.0 0.02 0.02 0.017 0.017 2000 2000 2000 1100 1100 0.04 0.08 0.06-0.14 0.63 0.28 2000 2000 2000 1100 1100 Benchmark ppb (dw) 2 HQ 1.0 1.0 0.02 0.02 76.5 167.9 180.5-396.2 695.8 304.9 4000 4000 4000 2500 2500 0.02 0.04 0.05-0.10 0.28 0.12 0.24 0.33 0.40-0.56 0.34 0.24 472.2 663.2 1114-1565 377.5 268.9 4000 4000 4000 2500 2500 0.12 0.17 0.28-0.39 0.15 0.11 2000 2000 0.42 0.70 838.0 1977.7 4000 4000 0.21 0.49 2000 2000 2000 1100 1100 0.02 0.03 0.03-0.05 0.84 0.25 35.7 57.5 84.3-135.7 923.5 274.9 4000 4000 4000 2500 2500 0.01 0.01 0.02-0.03 0.37 0.11 2000 2000 2000 1100 1100 0.01 0.01 0.02 0.38 0.12 28.4 28 66.1 419.1 127.0 4000 4000 4000 2500 2500 0.01 0.01 0.02 0.17 0.05 WATER Reference Exposed 0.017 0.017 DIET Phase I-Reference Plants 76.5 Insects 167.9 Other Terrestrial Animals* 128.5-282.1 Fish 695.8 Macroinvertebrates 304.9 Phase I-Exposed Plants 472.2 Insects 663.2 Other Terrestrial Animals* 793-1114 Fish 377.5 Macroinvertebrates 268.9 November 15, 2000 Sampling Plants 838.0 Other Terrestrial Animals* 1407.8 Phase II-Reference Plants 35.7 Insects 57.5 Other Terrestrial Animals* 60.0-96.6 Fish** 923.5 Macroinvertebrates** 274.9 Phase II-Exposed Plants 28.4 Insects 28.0 Other Terrestrial Animals* 47.7 Fish 419.1 Macroinvertebrates 127.0 1 EC= Exposure Concentrations, which are the measured values collected in the sampling discussed in Section 4. The water values are means and the tissue values are the 95% UCL of the mean. 2 the dietary EC and benchmark values are in dry weight, water comparisons are on a wet weight basis * The range of animal tissue concentrations is based on the BAF values from Section 4.5 and the plant and insect tissue concentrations (diet) ** The Phase II fish and macroinvertebrate ECs are for all non-spill sampling locations (Upstream and Downstream) Minera Yanacocha S.R.L. P:\100673\Risk\PDF files\English\Final Risk Report\PDF_Final Report_english.doc 109 Shepherd Miller November 2002 FINAL In addition to water and dietary benchmarks, terrestrial animal tissue benchmarks were also established in Section 3. The calculated ECs for animal tissue in Table 5.3.2 can be compared to the established benchmarks of 3700 ppb (dw) for mammal tissue and 6000 ppb (dw) for bird tissue (Section 3.2.1). The calculated HQ values based on these ECs are shown in Table 5.3.2. Also shown on Table 5.3.2 are HQ values for the measured concentrations of mercury in insect tissue. Table 5.3.3 Calculated Hazard Quotients (HQs) for Terrestrial Animal Tissues MAMMALS EC 1 ppb (dw) BIRDS Benchmar k ppb (dw) EC 1 HQ ppb (dw) INSECTS EC 1 Benchmar k ppb (dw) Benchmar k ppb (ww) HQ HQ 6000 6000 0.03-0.07 0.19-0.26 63.8 252 150 150 0.43 1.68 6000 0.33 NA 150 6000 6000 0.01-0.02 0.01 20.5 13.2 150 150 ppb (ww) Phase I Reference Exposed 128.5-282.1 793-1114 3700 3700 0.03-0.08 180.5-396.2 0.21-0.30 1114-1565 November 15, 2000 Sampling Exposed 1407.8 3700 60.0-96.6 47.7 3700 3700 0.38 1977.7 Phase II Reference Exposed 0.02-0.03 84.3-135.7 0.01 66.1 0.14 0.09 1 = Exposure Concentrations, which are the 95 % UCL of the measured or modeled values collected in the sampling discussed in Section 4. NA= Not analyzed All of the calculated HQ values for the risk from mercury in mammal and bird tissues are less than 1. The highest HQ of 0.38 for mammal tissue is based on the transfer of mercury to tissues from plant material collected during the limited November 15, 2000 sampling. The highest HQ of 0.33 for assessing risk associated with mercury in bird tissue also results from modeling of the transfer of mercury from plant material that was collected during the November 15, 2000 sampling. The HQ value of 1.68 for insect tissue collected in the Phase I sampling of Exposed Sites exceeds a value of 1, indicating that there may have been potential risk to insects from mercury concentrations in their tissues. However, the calculated HQ for the Phase II sampling effort, which collected insects at the same locations as Phase I, is less than 1, indicating that any risk to insects was temporary. Minera Yanacocha S.R.L. P:\100673\Risk\PDF files\English\Final Risk Report\PDF_Final Report_english.doc 110 Shepherd Miller November 2002 FINAL 6.0 SUMMARY AND CONCLUSIONS 6.1 Summary The primary conclusion of the RA is that, with the possible exception of insects in 2000, there are no unacceptable risks identified for aquatic biota, human health, or terrestrial ecological resources associated with the mercury spill that occurred on June 2, 2000 along the road between Cajamarca and the Pan American highway. This finding is not unexpected given the extensive and comprehensive response and spill cleanup activities conducted by MYSRL (MYSRL 2001). The best estimates of the amount of the 151 kg of mercury spilt, not accounted for, is six to nine kilograms. This amount of mercury has a volume of 0.67 L. This volume is either widely dispersed over the 40 Km spill area, or partially in the possession of individuals. The RA outlined four assessment endpoints, or environmental values (Section 2.4) that were to be evaluated in the risk assessment. The conclusions associated with these assessment endpoints are summarized in Table 6.1.1. Further discussion on each of the assessment endpoints is provided. 6.2 Human Health The first assessment endpoint is associated with protecting the health of the human population living in and around the spill area. The RA only addressed the risk to humans from ingestion of mercury in water and food since previous reports have evaluated inhalation risk to residents (Consulcont SAC 2000, SMI 2002). There was and is minimal risk to humans from the ingestion of mercury in food and drinking water. There is no evidence that mercury from the spill was mobilized into the surface waters in the Jequetepeque watershed. The concentration of mercury from both Reference and Exposed locations are equivalent and low. The mean concentration of 0.017 ppb in water is less than the drinking water benchmark for humans of 1.0 ppb, indicating that there is minimal risk to humans from the direct consumption of mercury in drinking water (Table 5.2.1). Additionally, the sampling effort conducted from just after the spill through the end of the second wet season demonstrated that mercury from the spill was not mobilized into the surface waters near the spill locations. Minera Yanacocha S.R.L. P:\100673\Risk\PDF files\English\Final Risk Report\PDF_Final Report_english.doc 111 Shepherd Miller November 2002 FINAL Table 6.1.1 Conclusions From Assessment Endpoints, Measures of Effect, and Exposure Assessment Endpoint Measures of Effect and Exposure Conclusions Health of individual humans Measures of effect: regulatory benchmarks for Risk from ingestion of fish, crabs, who may consume water and concentrations of mercury in water and food plants and drinking water is minimal; food that may be influenced Direct measures of exposure: concentrations of HQs<1. by the mercury spill mercury in fish, macroinvertebrates (crabs), vegetation, and water Indirect measures of exposure: modeled concentrations of mercury in terrestrial animal tissue using literature transfer factors Survival, growth, and Measures of effect: established benchmark reproduction of populations concentrations of mercury in soil and plant of agricultural and native tissues from a review of the scientific literature terrestrial plants within the Direct measures of exposure: concentrations of spill area mercury in soil and vegetation tissue collected at the spill locations Survival, growth, and Measures of effect: established benchmark reproduction of populations concentrations of mercury in water and food of terrestrial animals that from a review of the scientific literature and may be exposed to mercury regulatory benchmarks from drinking water, Direct measures of exposure: concentrations of consumption of plants, or mercury in water and food items (vegetation consumption of other and insects) collected at the spill locations animals Indirect measures of exposure: modeled concentrations of mercury in terrestrial animal tissue using literature transfer factors Survival, growth, and reproduction of populations of aquatic biota (macroinvertebrates and fish) that may be exposed to mercury from the spill Measures of effect: established benchmark concentrations of mercury in water and animal tissue from a review of regulatory guidelines and the scientific literature Direct measures of exposure: concentrations of mercury in water and aquatic animal tissue Risk from ingestion of terrestrial mammals and birds is minimal; HQs<1. Risk to plants from mercury in soil or in tissues is minimal; HQs<1. Risk to mammals and birds from water and dietary consumption is minimal; HQs<1. Risk to mammals and birds from mercury tissue concentrations is minimal; HQs<1. Potential risk to insects in 2000, risk in 2001 is minimal; HQ<1. Risk to aquatic biota from water and tissue concentrations of mercury is minimal; HQs<1. HQ= Hazard Quotient (discussed in Section 5, indicates minimal risk if HQ<1) In most diets, fish and shellfish account for a significant proportion of mercury ingested (Section 3.1). Because of this fact, and since essentially all of the mercury in the tissues of aquatic biota is in the more available and toxic methylmercury form (WHO 1991), many governmental agencies and organizations have established safe levels of mercury in fish tissue for human consumption (Table 4.1.2). The lowest of these values, 300 ppb (ww; Table 3.1.2) was used as the benchmark to evaluate risk. The mean values from both Exposed and Reference locations from the Phase I and Phase II sampling efforts are typical of the mercury concentrations measured in fish and shellfish consumed in the diet of people in the USA, Canada, Scotland, Italy, and Spain (Table 1.2.3). Additionally, the 95% UCL of the mean concentrations, Minera Yanacocha S.R.L. P:\100673\Risk\PDF files\English\Final Risk Report\PDF_Final Report_english.doc 112 Shepherd Miller November 2002 FINAL which is a conservative estimate of exposure, indicates that mercury levels in fish and crabs pose minimal risk to humans (Table 5.2.1). This result is in agreement with the evidence that mercury from the spill was never mobilized into the surface waters near the spill locations. A protective average dietary mercury concentration of 1600 ppb was established for non-fish food items in the diet of humans (Section 3.1). The Phase I sampling found that the mercury concentrations in vegetation collected at the Exposed locations tended to have higher mercury concentrations than samples from Reference locations. The 95% UCL of the mean concentration of mercury in the diet at all locations, however, were below the benchmark level and pose minimal risk to humans (Table 5.2.1). The Phase II sampling, which was conducted during the second wet season, found much lower levels of mercury in vegetation collected from both Reference and Exposed locations (Table 5.2.1). Soil mercury concentrations were essentially constant between the Phase I and Phase II sampling efforts (Table 5.3.1). This finding shows that there is a seasonal component to mercury concentrations in vegetation. The likely explanation is that dry deposition of mercury onto plant surfaces, probably as particulates from 1) wood and garbage burning, 2) vehicle emissions, and 3) dust from soils that naturally contain mercury causes the seasonal variability (Hanson et al. 1995, Jones and Slotton 1996). During the wet season, the frequent rains reduce the levels of particulates in the air and wash deposited mercury from the surface of the plants, reducing the measured concentrations. Modeled mercury concentrations in animal tissue, which result from the consumption of plants, by animals that are subsequently consumed by humans, were also below the dietary benchmark concentration for humans (Table 5.2.1). This further indicates minimal risk to humans from the dietary consumption of mercury. 6.3 Agricultural and Native Plants The second assessment endpoint is for the protection of the survival, growth, and reproduction of native and agricultural plants. Based on the literature (Section 3.2.2), plant toxicity would likely be manifested by a reduction in the rate of growth, not the overall survival or viability of plants (i.e., mercury will not kill the plant). There was and is minimal risk to plants as evaluated from concentrations of mercury in soil and from the concentrations of mercury in plant tissues. Early research on mercury levels in plants identified soil as the primary source of mercury to plants (Warren et al. 1966). More recent work, however, has shown that foliar absorption and dry deposition are Minera Yanacocha S.R.L. P:\100673\Risk\PDF files\English\Final Risk Report\PDF_Final Report_english.doc 113 Shepherd Miller November 2002 FINAL important contributors to mercury in plant tissue (Hanson et al. 1995, Patra and Sharma 2000). The results of the Phase I and Phase II soil sampling efforts indicate that there is no general increase in mercury concentrations in soils from the Exposed sites relative to Reference locations. For both of these sampling efforts, the 95 % UCL of the mean concentration of mercury in soils from the Exposed locations was less than the Reference locations (Table 5.3.1). Moreover, the concentrations at all locations are below the soil benchmark value of 10,000 ppb (dw) and are typical of normal background levels of mercury in the environment (Section 1.2.3). As previously discussed, vegetation samples collected at Exposed locations during the Phase I sampling tended to have higher mercury concentrations than samples from Reference locations collected at the same time (Table 5.3.1). However, mercury concentrations in less than 2% of the collected samples exceeded the benchmark value for mercury in plant tissue of 3000 ppb (dw). Mercury concentrations in plant tissues collected in the Phase II sampling effort, from both Reference and Exposed locations, were much lower than the Phase I samples (Table 5.3.1). The Phase II samples were collected during the wet season (February 2002), whereas the Phase I samples were collected at the end of the dry season (September 2000). Given that the Phase I plant tissue concentrations were higher at the Exposed locations than at the Reference locations, even though the co-located soil mercury concentrations were lower at the Exposed locations, and that the concentrations at both Reference and Exposed locations dropped significantly during the wet season, it is apparent that uptake from soil is not the primary exposure route to plants. Dry deposition of mercury from a variety of sources seems to be the primary driver of mercury levels in plants. 6.4 Terrestrial Animals The third assessment endpoint for the RA is the protection of the survival, growth, and reproduction of terrestrial animals. The RA evaluated the risk to terrestrial animals from exposure to mercury in drinking water, in the diet, and in their tissues. The risk from all of these exposure pathways was and is minimal, with the exception of terrestrial insects during the first dry season (Tables 5.3.2 and 5.3.3). The 95% UCL of the mean concentration of mercury in insect tissue collected in the Phase I sampling exceeded the benchmark value of 150 ppb (ww; Table 5.3.3). The Phase II sampling, however, indicated that if there was any risk to insects based on the tissue concentrations measured in Phase I, the risk was no longer present. Minera Yanacocha S.R.L. P:\100673\Risk\PDF files\English\Final Risk Report\PDF_Final Report_english.doc 114 Shepherd Miller November 2002 FINAL It is generally reported that, with the exception of inhalation exposure, the toxicity of elemental mercury to animals is low, primarily due to strong soil adsorption and low gastrointestinal absorption in animals (Amdur et al. 1991). In addition, terrestrial pathways of mercury exposure are generally considered to be of lower concern than aquatic pathways because: 1) terrestrial pathways generally involve inorganic mercury rather than methylmercury, 2) uptake of inorganic mercury is limited in plants and soil invertebrates, and 3) the mercury that is ingested by birds and mammals tends to be stored in fur and feathers which are not consumed by higher-order consumers or are poorly digested if consumed (USEPA 1997a). Only a few individual dietary samples from the Phase I and Phase II sampling events exceeded either the mammal or bird dietary benchmark values. The frequency of benchmark exceedance was low (< 3%) for all of the potential dietary items (plants, insects, fish, and macroinvertebrates). Four of the 154 Phase I plant samples exceeded the mammal dietary benchmark of 2000 ppb (dw), though only two of these samples exceeded the bird benchmark of 4000 ppb (dw). One Phase I insect sample, out of 45, exceeded the bird dietary benchmark. None of the Phase I macroinvertebrate samples, and only one fish sample exceeded benchmark values for birds. For the Phase II sampling, none of the plant, insect, or macroinvertebrate samples exceeded dietary benchmarks, and only three of 114 fish samples exceeded the benchmark for birds. All three of these fish samples were collected in the Gallito Ciego Reservoir, where mercury was present as a result of the water impoundment, prior to the spill. 6.5 Aquatic Resources The final assessment endpoint is aimed at the protection of aquatic biota in the waterways around the spill area. The risk from concentrations of mercury in water and in tissues of fish and aquatic macroinvertebrates was and is minimal. The RA considered mercury concentrations measured in surface water from the inception of water sampling, which was first conducted during the week of June 15, through April of 2002. This time period includes sampling conducted prior to the inception of the first rainy season after the spill (essentially November 2000), through the end of the second wet season (April 2002). Phase I tissue sampling was conducted prior to the first season and therefore before the spilt mercury could be mobilized. Phase II tissue sampling occurred after the end of the first wet season and served to evaluate whether or not mercury levels in the aquatic systems had increased. There has been no indication of any mercury mobilization from the spill sites into the waterways. The mean mercury concentration in water collected from Reference locations is equal to the mean Minera Yanacocha S.R.L. P:\100673\Risk\PDF files\English\Final Risk Report\PDF_Final Report_english.doc 115 Shepherd Miller November 2002 FINAL concentration of 0.017 ppb from the Exposed locations. The mean sediment mercury concentration of 112.4 ppb (ww) from the Exposed locations is lower than the mean concentration of 177.9 ppb (dw) from the Reference locations (Section 4.1). The tissue concentrations of mercury in fish and aquatic macroinvertebrates are similar to the water and sediment results, with generally higher mercury concentrations observed in tissues collected from non-spill locations (upstream and downstream) than in samples collected near the spill areas (Table 5.1.1). Some of the highest mercury concentrations in aquatic biota were measured in samples collected from the Gallito Ciego Reservoir. It is well documented in the scientific literature that mercury concentrations in biota collected from recently created reservoirs, such as the Gallito Ciego, become naturally elevated (Section 5.1). Essentially, the elevated tissue concentrations are a result of the mobilization of natural concentrations of mercury in the flooded soils. 6.6 Uncertainty In order to minimize the impact of uncertainty associated with assumptions made in the RA, wherever possible, conservative assumptions have been made. Examples of this conservatism include: 1) utilizing the detection limits, for samples recorded as being less than detection, in the calculation of means, 2) using the 95 % UCL of the mean for estimating Exposure Concentrations, and 3) assuming the higher of either methyl or total mercury concentrations reported for fish samples in evaluating exposure and effects. Specific sources of uncertainty are discussed in greater detail below. There are several areas of uncertainty associated with the data utilized in the risk assessment. The potential biggest source of uncertainty is associated with the data collected by SENASA and Consulcont SAC (Appendix A). As discussed in Section 4, because of the high degree of uncertainty associated with these data, they were not utilized in the RA. It is important to note, however, that the sampling that was conducted jointly by SENASA, MYSRL, and SMI in November of 2000, at the same locations where the earlier SENASA sampling had reported elevated mercury concentrations in plants, was utilized in the RA. Additionally, the 95% UCL of the mean concentrations recorded by SENASA and Consulcont are all below the benchmark concentrations. All of the recorded fish tissue concentrations are less than 50 ppb, all of the water concentrations are reported as 0.00 ppb, and the highest soil concentration reported is 8.27 ppb (Appendix A). The mean and 95% UCL of mean mercury concentrations in animal tissue concentrations are 17.3 ppb and 35.7 ppb, respectively. None of these concentrations exceed any of the benchmark values (Table 3.4.1). The mean and 95% UCL of mean mercury concentrations in vegetation Minera Yanacocha S.R.L. P:\100673\Risk\PDF files\English\Final Risk Report\PDF_Final Report_english.doc 116 Shepherd Miller November 2002 FINAL are 668.6 ppb and 1256 ppb. As previously discussed, it is unclear if the tissue values are on a wet weight or dry weight basis. Assuming that they are reported as dry weight concentrations, none of the benchmark values (Table 3.4.1) are exceeded. If they are on a wet weight basis, the 95% UCL of the mean plant tissue concentration does not exceed the human dietary benchmark. Without knowing the moisture content of the samples, it cannot be determined if they exceed the mammal and bird dietary benchmarks. Another source of uncertainty associated with the data are the reported methylmercury concentrations in aquatic biota that were greater than the total mercury levels reported for the same sample. Frontier Geosciences believes that the different analyses required to measure methylmercury and total mercury result in this apparent discrepancy (Appendix G). To overcome this uncertainty, the higher of the values (either methyl or total) was used in calculating the Exposure Concentrations in the RA. The last potentially significant uncertainty associated with the data is the modeled concentrations of mercury in terrestrial animal tissues. Only limited direct measurements of mercury in terrestrial animal tissues were made during the November 2000 sampling (Section 4.3). In order to assess the risk associated with mercury in terrestrial animal tissues, as well as to evaluate the risk from the consumption of terrestrial animal tissue, literature bioaccumulation factors (BAFs) were used to model the expected tissue concentrations. While there is some uncertainty with this approach, conservative assumptions were made including the use of the 95% UCL of the mean for the dietary concentrations for the transfer of mercury to tissues. There is overall a low degree of uncertainty associated with the benchmark values since conservative no observed adverse effect levels (NOAELs) were selected as the threshold levels for evaluating risk. The benchmark value established for mercury in insect tissue (Section 3.2.1), however, has greater uncertainty since it was derived by dividing a lethal effect level by an uncertainty factor of 50, as recommended by Calabrese and Baldwin (1993). While the use of a large safety factor makes it unlikely that effects would be expected at a lower level than the benchmark established, higher concentrations may also result in no adverse effects to insects. The last major source of uncertainty is associated with the long term fate of any mercury that remains in the environment. Based on the results of studies conducted at locations in the USA (e.g., Oak Ridge National Laboratory and Carson River), spilt elemental mercury can remain in the elemental form in the environment even decades after a spill has occurred (Campbell et al. 1998, Carroll et al. 2000, Gustin et al. Minera Yanacocha S.R.L. P:\100673\Risk\PDF files\English\Final Risk Report\PDF_Final Report_english.doc 117 Shepherd Miller November 2002 FINAL 1995). Because elemental mercury has very low solubility in water (Table 1.2.1) it is unlikely to be dissolved and mobilized to other locations. Any mercury that is oxidized to form ionic mercury, will likely be strongly absorbed to the soil, again limiting potential migration (WHO 1989, 1991). However, even if it is assumed that the potentially maximum amount of mercury that remains in the environment (9 kg) is mobilized at one time to the Gallito Ciego Reservoir, the potential risk is still minimal. Based on the volume of the reservoir listed by Loayza (1999) of 400.4 million cubic meters, the addition of 9 kg of mercury dissolved in this volume of water would result in an incremental increase in mercury concentrations of 0.02 ppb. This increase would not result in any significant additional risk to aquatic biota or to terrestrial consumers of drinking water. Minera Yanacocha S.R.L. P:\100673\Risk\PDF files\English\Final Risk Report\PDF_Final Report_english.doc 118 Shepherd Miller November 2002 FINAL 7.0 REFERENCES Aagdal, J. P., B. M. Gullvag, and B. Eskeland. 1978. A study of the ultrastructure of liver littoral cells of methylmercury fed Japanese quail (Coturnix coturnix japonica). Scientific Reports of the Agricultural University of Norway. Vol. 57: 2-13. Adriano, D.C. 1986. Trace Elements in the Terrestrial Environment. Springer-Verlag, New York, NY. USA. Amdur, M.O., J. Doull, and C.D. Klaassen. 1991. Casarett and Doull’s Toxicology- The Basic Science of Poisons. McGraw-Hill, New York, USA. Anderson, M.R., D.A. Scruton, U.P Williams, and J.F. Payne. 1995. Mercury in fish in the Smallwood Reservoir, Labrador, twenty-one years after impoundment. Water, Air and Soil Pollution 80: 927930. Aulerich, R.J., R.K. Ringer, and S. Iwamoto. 1974. Effects of dietary mercury on mink. Archives of Environmental Contamination and Toxicology 2: 43-51. Battelle and Exponent. 2000. Guide for incorporating bioavailability adjustments into human health and ecological risk assessments at U.S. Navy and Marine Corps Facilities. 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