e-Government Master Plan for the Republic of Honduras
Transcripción
e-Government Master Plan for the Republic of Honduras
e-Government Master Plan for the Republic of Honduras January 2015 Secretariat of General Government Coordination (SCGG) National IT Industry Promotion Agency (NIPA) Table of Contents Executive Summary ............................................................................................................................................ 21 I. Project Overview ............................................................................................................................................. 33 1. Project Background ................................................................................................................................ 33 2. Project Goals ........................................................................................................................................... 33 3. Project Scope ........................................................................................................................................... 33 4. Project Schedule...................................................................................................................................... 35 5. Project Team............................................................................................................................................ 36 II. Assessment ...................................................................................................................................................... 38 1. Methodology Framework and Activities for Assessment..................................................................... 38 2. ICT Environment Analysis..................................................................................................................... 38 2.1. Macro Environment ..................................................................................................................... 38 2.1.1. Country Profile.................................................................................................................. 39 2.1.2. National Stability and Democracy in Political Perspective ........................................... 40 2.1.3. National Development in Economic Perspective ............................................................ 42 2.1.4. Population and Culture in Social Perspectives ............................................................... 44 2.1.5. ICT Industry in Technical Perspectives .......................................................................... 46 2.2. National ICT Policy & Strategy .................................................................................................. 49 2.2.1. Country Vision and National Plan ................................................................................... 49 2.2.2. Digital Agenda 2014 – 2018 .............................................................................................. 51 2.2.2.1. Vision, Mission and Strategic Axes ....................................................................... 51 2.2.2.2. e-Government in Digital Agenda .......................................................................... 53 2.3. Organization ................................................................................................................................. 56 2.4. Laws and Regulations .................................................................................................................. 60 2.5. Implications .................................................................................................................................. 61 3. Honduras e-Government Status Analysis ............................................................................................. 62 3.1. UN Global e-Government Survey ............................................................................................... 62 3.1.1. Introduction ....................................................................................................................... 62 3.1.2. e-Government Raking ...................................................................................................... 63 3.1.3. Sub-Index........................................................................................................................... 65 3.1.3.1. Online Service Index .............................................................................................. 65 3.1.3.2. Telecommunication ................................................................................................ 67 3.1.3.3. Human Capital ....................................................................................................... 68 3.1.3.4. e-Participation ........................................................................................................ 69 3.1.4. Implications ....................................................................................................................... 70 3.2. ICT Infrastructure for e-Government Implementation ........................................................... 71 3.2.1. Networked Readiness for e-Government Development ................................................. 71 3.2.2. ICT Usage .......................................................................................................................... 75 3.2.3. Ongoing Projects for ICT Infrastructure Expansion ..................................................... 78 © Copyrights 2014, National IT Industry Promotion Agency 2 / 328 3.2.4. Current Status of e-Government System ........................................................................ 80 3.3. Interview Result ........................................................................................................................... 83 3.3.1. Introduction ....................................................................................................................... 83 3.3.2. Secretariat of Education ................................................................................................... 84 3.3.3. National Autonomous University of Honduras (UNAH) ............................................... 85 3.3.4. Secretariat of Health ......................................................................................................... 86 3.3.5. Secretariat of Social Development and Inclusion (SEDIS) ............................................ 87 3.3.6. Secretariat of Infrastructure and Public Services (INSEP) .......................................... 88 3.3.7. Secretariat of Security ...................................................................................................... 89 3.3.8. Secretariat of Labor .......................................................................................................... 91 3.3.9. Institute of Professional Training (INFOP) .................................................................... 91 3.3.10. Secretariat of Agriculture and Stock Farming (SAG) ................................................. 93 3.3.11. Secretariat of Energy, Natural Resources, Environment and Mines (SERNA) ......... 94 3.3.12. Institute of the Property (IP) .......................................................................................... 95 3.3.13. Secretariat of Human Rights, Justice, Governance and Decentralization (SDHJGD) ...................................................................................................................................................... 96 3.3.14. Secretariat of Finance (SEFIN)...................................................................................... 97 3.3.15. Central Bank of Honduras (BCH) ................................................................................. 98 3.3.16. National Commission of Banking and Insurance (CNBS) ......................................... 100 3.3.17. National Commission of Telecommunications (CONATEL) ..................................... 101 3.3.18. Secretariat of Economy Development ......................................................................... 103 3.3.19. Secretariat of Foreign Affairs and International Cooperation (SRE) ...................... 103 3.3.20. Secretariat of Presidency (SDP) ................................................................................... 104 3.3.21. Institute of Access to Public Information (IAIP) ........................................................ 105 3.3.22. Executive Revenue Service – Tax Office (DEI) ........................................................... 106 3.3.23. National Institute of Statistics (INE) ........................................................................... 109 3.3.24. National Resident Registration (RNP) ........................................................................ 111 3.3.25. Supreme Court of Audit (TSC) .................................................................................... 112 3.3.26. Supreme Court of Justice ............................................................................................. 114 3.3.27. Public Prosecutor’s Office ............................................................................................ 115 3.3.28. Secretariat of General Government Coordination (SCGG) ...................................... 116 3.4. Implications ................................................................................................................................ 117 4. Honduras IT Diagnosis ......................................................................................................................... 117 4.1. Introduction ................................................................................................................................ 117 4.2. Evaluation Method for IT Level ............................................................................................... 118 4.2.1. Evaluation Method ......................................................................................................... 118 4.2.2. Measurement ................................................................................................................... 119 4.2.3. IT Maturity Model .......................................................................................................... 120 4.3. Result of IT Diagnosis ................................................................................................................ 121 4.3.1. Summary ......................................................................................................................... 121 © Copyrights 2014, National IT Industry Promotion Agency 3 / 328 4.3.2. IT Strategy ....................................................................................................................... 123 4.3.3. IT Environment ............................................................................................................... 124 4.3.4. IT Infrastructure ............................................................................................................. 125 4.3.5. IT System ......................................................................................................................... 126 4.3.6. IT Assessment .................................................................................................................. 127 4.4. Implications ................................................................................................................................ 128 5. Benchmarking ....................................................................................................................................... 129 5.1. Case Study of Korea’s e-Government ...................................................................................... 129 5.1.1. Organization of e-Government Project ......................................................................... 130 5.1.1.1. Organizational Structure for e-Government ..................................................... 130 5.1.1.2. Ministry of Security and Public Administration (MOSPA).............................. 131 5.1.1.3. Ministry of Science, ICT and Future Planning (MSIP) .................................... 137 5.1.2. Korea’s Journey to the e-Government .......................................................................... 140 5.1.2.1. Beginning (Mid-80s – Mid-90s) ........................................................................... 140 5.1.2.2. Foundation (Mid-90s – Late-90s)........................................................................ 141 5.1.2.3. Expansion (2001 – 2007) ...................................................................................... 141 5.1.2.4. Maturity (2008 – Current)................................................................................... 141 5.1.3. e-Government Best Practices ......................................................................................... 142 5.1.3.1. Overview of Major e-Government Practices ..................................................... 142 5.1.3.2. Government Integrated Data Center ................................................................. 146 5.1.3.3. Korea Online e-Procurement System (KONEPS) ............................................. 147 5.1.3.4. Civil Affairs Service Portal (Minwon 24) ........................................................... 148 5.1.3.5. Electronic Customs Clearance System (UNI-PASS) ......................................... 149 5.1.3.6. Comprehensive Tax System (HomeTax) ............................................................. 151 5.1.4. e-Government Legal Framework .................................................................................. 152 5.1.4.1. History of legislation and Amendment ............................................................... 152 5.1.4.2. Framework Act on Informatization Promotion (1995) and Framework Act on National Informatization (2009) ...................................................................................... 154 5.1.4.3. Electronic Government Act (2001, Whole Amendment 2013) .......................... 157 5.1.4.4. Information and Communications Technology Industry Promotion Act (2009) ............................................................................................................................................ 157 5.1.4.5. Personal Information Protection Act (2011) ...................................................... 158 5.1.5. Current e-Government State.......................................................................................... 158 5.1.6. Key Success Factors ........................................................................................................ 159 5.1.7. Toward a Smart Government ........................................................................................ 161 5.2. Case Study of Colombia’s e-Government ................................................................................ 162 5.2.1. Development of Colombia’s e-Government .................................................................. 162 5.2.1.1. Background .......................................................................................................... 162 5.2.1.2. Andrés Pastrana´s Administration (1998-2002) ................................................ 162 5.2.1.3. Á lvaro Uribe´s Administration (2002-2010) ...................................................... 163 © Copyrights 2014, National IT Industry Promotion Agency 4 / 328 5.2.1.4. Juan Manuel Santos´s Administration (2010-present) ...................................... 165 5.2.1.5. e-Government Project in Colombia .................................................................... 166 5.2.2. Current e-Government State.......................................................................................... 168 5.2.3. Key Success Factors ........................................................................................................ 168 5.3. Case Study of Mexico’s e-Government .................................................................................... 169 5.3.1. History of Mexico’s e-Government ................................................................................ 170 5.3.2. Strategies of e-Government ............................................................................................ 170 5.3.3. Relevant Actors in e-Government Project .................................................................... 171 5.3.3.1. Ministry of Public Function (SFP: Secretaría de la Función Pública) ............ 171 5.3.3.2. Ministry of Communications and Transports (SCT: Secretaría de Comunicaciones y Transportes) ....................................................................................... 171 5.3.3.3. Fund of Information and Documentation for the Industry (INFOTEC: Fondo de Información y Documentación para la Industria) .................................................... 171 5.3.3.4. Interministerial Commission of E-Government (CIDGE: Comisión Intersecretarial de Gobierno Electrónico) ...................................................................... 171 5.3.4. National e-Mexico System (El Sistema Nacional e-México) 2003-2025 ...................... 172 5.3.4.1. Background .......................................................................................................... 172 5.3.4.2. Vision for 2025 ...................................................................................................... 172 5.3.4.3. Mission .................................................................................................................. 172 5.3.4.4. Objective ............................................................................................................... 173 5.3.4.5. Main Axis of the System ...................................................................................... 173 5.3.5. Connectivity Agenda (Agenda de Conectividad) 2008-2012........................................ 174 5.3.6. Digital Agenda of the National System e-Mexico (Agenda Digital del Sistema Nacional e-México) 2010-2015 ................................................................................................................. 174 5.3.7. Current e-Government State.......................................................................................... 175 5.3.8. Key Success Factors ........................................................................................................ 175 5.4. Implications ................................................................................................................................ 176 6. e-Government Investment Status by International Funds ................................................................ 176 7. Improvement Directions ....................................................................................................................... 179 7.1. Summary of Implications .......................................................................................................... 179 7.2. Improvement Opportunities ..................................................................................................... 180 7.3. Improvement Directions ............................................................................................................ 181 III. Strategy Development ................................................................................................................................ 182 1. Methodology Framework and Activities for Strategy Development ................................................ 182 2. e-Government Vision and Strategy ..................................................................................................... 182 2.1. e-Government Vision ................................................................................................................. 182 2.2. e-Government Strategy.............................................................................................................. 183 3. e-Government Initiatives ...................................................................................................................... 185 3.1. e-Government Initiatives Definition ......................................................................................... 185 3.2. Strategic Evaluation................................................................................................................... 187 © Copyrights 2014, National IT Industry Promotion Agency 5 / 328 3.2.1. Evaluation Criteria ......................................................................................................... 187 3.2.2. Strategic Evaluation with Scoring ................................................................................. 188 3.2.3. Strategic Evaluation with Positioning into ICT Portfolio Quadrant .......................... 192 3.3. e-Government Blueprint ........................................................................................................... 193 IV. Implementation Strategy ............................................................................................................................ 195 1. Methodology Framework and Activities for Implementation Strategy ........................................... 195 2. e-Procurement System .......................................................................................................................... 195 2.1. Background ................................................................................................................................ 195 2.2. Overview ..................................................................................................................................... 196 2.3. To-Be Image and Main Functions ............................................................................................ 197 2.4. Workstreams .............................................................................................................................. 200 2.4.1. Workstream Definition ................................................................................................... 200 2.4.2. Implementation of e-Procurement System ................................................................... 201 2.4.3. Implementation of Integrated Procurement DB and Data Mart ................................ 203 2.4.4. System Integration with Related Institution ................................................................. 204 2.4.5. Foundation of Integrated Operation ............................................................................. 205 2.5. Action Plan ................................................................................................................................. 206 3. Integrated Tax and Customs System ................................................................................................... 206 3.1. Background ................................................................................................................................ 206 3.2. Overview ..................................................................................................................................... 207 3.3. To-Be Image and Main Functions ............................................................................................ 208 3.4. Workstreams .............................................................................................................................. 211 3.4.1. Workstream Definition ................................................................................................... 211 3.4.2. Feasibility Study of Integrated Tax and Customs System ........................................... 212 3.4.3. Implementation of Integrated Tax and Customs System............................................. 212 3.4.4. Implementation of Integrated Tax and Customs DB and Data Warehouse ............... 212 3.4.5. System Integration with Related Institution ................................................................. 212 3.4.6. Foundation of Integrated Operation ............................................................................. 213 3.5. Action Plan ................................................................................................................................. 213 4. Government Administrative Service System ...................................................................................... 214 4.1. Background ................................................................................................................................ 214 4.2. Overview ..................................................................................................................................... 214 4.3. To-Be Image and Main Functions ............................................................................................ 215 4.4. Workstreams .............................................................................................................................. 218 4.4.1. Feasibility Study of Government Administrative Service System .............................. 218 4.4.2. Implementation of Government Administrative Service System ................................ 219 4.4.3. Implementation of Integrated Civil Affairs DB ............................................................ 219 4.4.4. System Integration with Related Institution ................................................................. 219 4.4.5. Foundation of Integrated Operation ............................................................................. 219 4.5. Action Plan ................................................................................................................................. 220 © Copyrights 2014, National IT Industry Promotion Agency 6 / 328 5. e-Government Portal ............................................................................................................................ 220 5.1. Background ................................................................................................................................ 220 5.2. Overview ..................................................................................................................................... 221 5.3. To-Be Image and Main Functions ............................................................................................ 222 5.4. Workstreams .............................................................................................................................. 224 5.4.1. e-Government Development Standards ........................................................................ 224 5.4.2. Implementation of e-Government Portal ...................................................................... 224 5.4.3. Implementation of e-Government Channel .................................................................. 225 5.4.4. System Integration with Related Institution ................................................................. 225 5.5. Action Plan ................................................................................................................................. 225 6. Integrated Document Management System ....................................................................................... 225 6.1. Background ................................................................................................................................ 225 6.2. Overview ..................................................................................................................................... 226 6.3. To-Be Image and Main Functions ............................................................................................ 227 6.4. Workstreams .............................................................................................................................. 230 6.4.1. e-Government Development Standards ........................................................................ 231 6.4.2. Implementation of Integrated Document Management System ................................. 231 6.4.3. Implementation of Administrative Information Sharing Center ................................ 231 6.4.4. Implementation of Integrated Document Management DB ........................................ 231 6.4.5. System Integration with Related Institution ................................................................. 231 6.4.6. Foundation of Integrated Operation ............................................................................. 231 6.5. Action Plan ................................................................................................................................. 232 7. HR System ............................................................................................................................................. 233 7.1. Background ................................................................................................................................ 233 7.2. Overview ..................................................................................................................................... 233 7.3. To-Be Image and Main Functions ............................................................................................ 234 7.4. Workstreams .............................................................................................................................. 237 7.4.1. Implementation of HR system ....................................................................................... 237 7.4.2. Implementation of integrated HR DB and Data Mart ................................................. 238 7.4.3. System integration with related institution ................................................................... 238 7.4.4. Foundation of the integrated operation ........................................................................ 238 7.5 Action Plan .......................................................................................................................................... 238 8. National Education Information System ............................................................................................ 239 8.1. Background ................................................................................................................................ 239 8.2. Overview ..................................................................................................................................... 239 8.3. To-Be Image and Main Functions ............................................................................................ 240 8.4. Workstreams .............................................................................................................................. 243 8.4.1. Implementation of National Education Information System ...................................... 243 8.4.2. Implementation of Integrated Education DB, Knowledge DB and Data Mart ......... 244 8.4.3. System Integration with Related Institution ................................................................. 244 © Copyrights 2014, National IT Industry Promotion Agency 7 / 328 8.4.4. Foundation of Integrated Operation ............................................................................. 244 8.5. Action Plan ................................................................................................................................. 245 9. Network Infrastructure ........................................................................................................................ 245 9.1. Background ................................................................................................................................ 245 9.2. Overview ..................................................................................................................................... 245 9.3. To-Be Image and Main Functions ............................................................................................ 246 9.4. Workstreams .............................................................................................................................. 248 9.4.1. Access Network Advancement ....................................................................................... 248 9.4.2. Backbone Network Advancement .................................................................................. 249 9.4.3. Cloud Computing Service .............................................................................................. 249 9.4.4. Integrated Management System and Skill Development ............................................. 249 9.5. Action Plan ................................................................................................................................. 251 10. Performance Management System.................................................................................................... 252 10.1. Background .............................................................................................................................. 252 10.2. Overview ................................................................................................................................... 252 10.3. To-Be Image and Main Functions .......................................................................................... 253 10.4. Workstreams ............................................................................................................................ 256 10.4.1. Performance Management Strategy Plan ................................................................... 256 10.4.2. Implementation of Performance Management System ............................................. 256 10.4.3. Implementation of Integrated Performance DB and Data Warehouse .................... 257 10.4.4. System Integration with Related Institution ............................................................... 257 10.4.5. Foundation of Integrated Operation ........................................................................... 257 10.5. Action Plan ............................................................................................................................... 258 11. Government Integrated Data Center ................................................................................................ 258 11.1. Background............................................................................................................................... 258 11.2. Overview ................................................................................................................................... 259 11.3. To-Be Image and Main Functions ........................................................................................... 259 11.4. Workstreams ............................................................................................................................. 261 11.4.1. Feasibility Study for Government Integrated Data Center ....................................... 261 11.4.2. Critical Factors Evaluation of Government Integrated Data Center ....................... 265 11.4.3. Digital Infrastructure .................................................................................................... 266 11.4.4. Implementation of Infra System .................................................................................. 266 11.5. Action Plan................................................................................................................................ 267 12. Roadmap.............................................................................................................................................. 268 12.1. Logical Sequence ...................................................................................................................... 268 12.2. Roadmap ................................................................................................................................... 269 V. Management Strategy .................................................................................................................................. 270 1. Methodology Framework and Activities for Management Strategy ................................................ 270 2. e-Governance Framework ................................................................................................................... 270 2.1. Background ................................................................................................................................ 270 © Copyrights 2014, National IT Industry Promotion Agency 8 / 328 2.2. e-Governance Framework......................................................................................................... 271 3. Organizational Model ........................................................................................................................... 272 3.1. Institutional Arrangements ....................................................................................................... 272 3.1.1. e-Government Promotion Organizational Structure ................................................... 272 3.1.2. Major Roles and Responsibilities of Participant Organization .................................. 272 3.1.3. Accountabilities by Participant Organization .............................................................. 274 3.2. Organizational Redesign ........................................................................................................... 277 3.2.1. Digital Government Unit ................................................................................................ 277 3.2.2. e-Government Board ...................................................................................................... 280 3.2.3. ICT / e-Government Agency .......................................................................................... 281 3.2.4. SEFIN and ONCAE ........................................................................................................ 282 3.2.5. User Sector and Secretariat ............................................................................................ 284 3.2.6. Government CIO ............................................................................................................ 286 3.2.7. CIO Council / CONATEL .............................................................................................. 287 3.2.8. Information Society Council .......................................................................................... 288 3.2.9. ICT / e-Government Operating Agency ........................................................................ 290 3.2.10. ICT Company (Global and Local) ............................................................................... 291 3.2.11. Financial Institute ......................................................................................................... 292 3.2.12. NGO / NPO .................................................................................................................... 294 4. Management Structure ......................................................................................................................... 295 4.1. Mega Process .............................................................................................................................. 296 4.2. Process ........................................................................................................................................ 297 4.2.1. Policy Making Process .................................................................................................... 297 4.2.2. Partnership Building Process ......................................................................................... 298 4.2.3. Planning and Organization Process .............................................................................. 299 4.2.4. Implementation Management Process .......................................................................... 300 4.2.5. Operation Management and Monitoring Process ........................................................ 301 5. Change Management ............................................................................................................................ 303 5.1. Change Management Methodology .......................................................................................... 303 5.2. Change Management Model ..................................................................................................... 304 5.3. Change Management Plan ........................................................................................................ 305 6. Legal Framework.................................................................................................................................. 308 6.1. Legal Framework and Essential Acts ....................................................................................... 308 VI. Conclusion................................................................................................................................................... 326 Reference ........................................................................................................................................................... 327 © Copyrights 2014, National IT Industry Promotion Agency 9 / 328 Figure Index [Figure I.3-1] Proposed Methodology Framework .......................................................................................... 34 [Figure I.4-1] Project Schedule with Key Activities ......................................................................................... 36 [Figure I.5-1] Project Organization................................................................................................................... 37 [Figure II.1-1] Methodology Framework and Activities for Assessment ....................................................... 38 [Figure II.2-1] Honduras Map ........................................................................................................................... 39 [Figure II.2-2] GINI Index of Honduras (2011 – 2013) ................................................................................... 45 [Figure II.2-3] Government Organizational Structure – Sectorial Cabinet .................................................. 56 [Figure II.2-4] Government Organizational Structure – Secretariat of General Government Coordination (SCGG) ................................................................................................................................................................ 57 [Figure II.2-5] Government Organizational Structure – Digital Government Unit...................................... 58 [Figure II.3-1] e-Government Development Index of Honduras and its Neighboring Countries ................ 64 [Figure II.3-2] Online Service Index of Honduras and its Neighboring Countries ....................................... 67 [Figure II.3-3] Telecomm Infrastructure Status of Honduras and its Neighboring Countries .................... 68 [Figure II.3-4] Human Capital Status of Honduras and its Neighbouring Countries .................................. 69 [Figure II.3-5] e-Participation Index of Honduras and its Neighboring Countries ...................................... 70 [Figure II.3-6] NRI Results of Honduras .......................................................................................................... 72 [Figure II.3-7] Fixed-telephone Subscriptions per 100 Inhabitants ............................................................... 75 [Figure II.3-8] Mobile-cellular Telephone Subscriptions per 100 Inhabitants .............................................. 76 [Figure II.3-9] Percentage of Individual Using the Internet ........................................................................... 76 [Figure II.3-10] Fixed(wired)-broadband Subscriptions per 100 Inhabitants ............................................... 77 [Figure II.3-11] Backbone of Optical Fiber in Honduras ................................................................................ 79 [Figure II.3-12] Mobile Network Coverage of 2G, 3G and 4G ........................................................................ 80 [Figure II.4-1] IT Diagnosis Results with Average Score in each Area ........................................................ 122 [Figure II.4-2] IT Diagnosis Results of IT Strategy ....................................................................................... 124 [Figure II.4-3] IT Diagnosis Results of IT Environment ............................................................................... 125 [Figure II.4-4] IT Diagnosis Results of IT Infrastructure ............................................................................. 126 [Figure II.4-5] IT Diagnosis Results of IT System: Business Support Section ............................................ 127 [Figure II.4-6] IT Diagnosis Results of IT Assessment .................................................................................. 127 [Figure II.4-7] IT Maturity Level of Honduras e-Government .................................................................... 128 [Figure II.5-1] Organization of Korea’s e-Government ................................................................................ 131 [Figure II.5-2] Organizational Chart of MOSPA focusing on e-Government Functions ........................... 132 [Figure II.5-3] Government Integrated Data Center for Korea ................................................................... 147 [Figure II.5-4] Korea Online e-Procurement System..................................................................................... 148 [Figure II.5-5] Major Achievement of Minwon24 .......................................................................................... 149 [Figure II.5-6] e-Customs System of Korea .................................................................................................... 150 [Figure II.5-7] Comprehensive Tax System of Korea .................................................................................... 151 [Figure II.5-8] UN e-Government Development Index .................................................................................. 159 [Figure II.5-9] Organizational Chart of CIDGE ............................................................................................ 172 © Copyrights 2014, National IT Industry Promotion Agency 10 / 328 [Figure II.5-10] UN EGDI of Mexico .............................................................................................................. 175 [Figure II.7-1] Relations of Improvement Opportunities, Improvement Directions and e-Government Dimension .......................................................................................................................................................... 181 [Figure III.1-1] Methodology Framework and Activities for Strategy Development.................................. 182 [Figure III.2-1] Honduras e-Government Vision ........................................................................................... 183 [Figure III.2-2] Honduras e-Government Strategies ..................................................................................... 184 [Figure III.3-1] ICT Portfolio Quadrant with e-Government Initiatives ..................................................... 193 [Figure III.3-2] e-Government Blueprint ....................................................................................................... 194 [Figure IV.1-1] Methodology Framework and Activities for Implementation Strategy ............................. 195 [Figure IV.2-1] e-Procurement System To-Be Image ..................................................................................... 197 [Figure IV.2-2] Workstream to Implement e-Procurement System .............................................................. 201 [Figure IV.2-3] Conceptual Function Diagram of e-Procurement System ................................................... 201 [Figure IV.2-4] Conceptual DB Diagram of e-Procurement System ............................................................ 203 [Figure IV.2-5] Conceptual Integration Diagram of e-Procurement System ............................................... 204 [Figure IV.2-6] Action Plan to Implement e-Procurement System ............................................................... 206 [Figure IV.3-1] Integrated Tax and Customs System To-Be Image .............................................................. 208 [Figure IV.3-2] Workstream to Implement Integrated Tax and Customs System ....................................... 212 [Figure IV.3-3] Action Plan to Implement Integrated Tax and Customs System ........................................ 214 [Figure IV.4-1] Government Administrative Service System To-Be Image ................................................. 216 [Figure IV.4-2] Action Plan to Implement Government Administrative Service System ........................... 220 [Figure IV.5-1] e-Government Portal To-Be Image ....................................................................................... 222 [Figure IV.5-2] Action Plan to Implement e-Government Portal ................................................................. 225 [Figure IV.6-1] Integrated Document Management System To-Be Image ................................................... 228 [Figure IV.6-2] Action Plan to Implement Integrated Document Management System ............................. 233 [Figure IV.7-1] HR System To-Be Image ........................................................................................................ 235 [Figure IV.7-2] Action Plan to Implement HR System .................................................................................. 238 [Figure IV.8-1] National Education Information System To-Be Image ........................................................ 241 [Figure IV.8-2] Action Plan to Implement National Education Information System .................................. 245 [Figure IV.9-1] Network Infrastructure To-Be Image ................................................................................... 247 [Figure IV.9-2] Procedure, Supporting System and Organization of Network Infrastructure .................. 250 [Figure IV.9-3] Action Plan to Advance Network Infrastructure ................................................................. 252 [Figure IV.10-1] Performance Management System To-Be Image ............................................................... 254 [Figure IV.10-2] Action Plan to Implement Performance Management System ......................................... 258 [Figure IV.11-1] Government Integrated Data Center To-Be Image ............................................................ 260 [Figure IV.11-2] Objectives and Goals of Government Integrated Data Center ......................................... 264 [Figure IV.11-3] Conceptual Network Diagram for Government Integrated Data Center ........................ 267 [Figure IV.11-4] Action Plan to Implement Government Integrated Data Center ...................................... 267 [Figure IV.12-1] Logical Sequence of e-Government Initiatives ................................................................... 268 [Figure IV.12-2] Roadmap of e-Government Implementation...................................................................... 269 [Figure V.1-1] Methodology Framework and Activities for Management Strategy .................................... 270 © Copyrights 2014, National IT Industry Promotion Agency 11 / 328 [Figure V.2-1] e-Governance Framework ....................................................................................................... 271 [Figure V.3-1] Institutional Arrangement for e-Government Promotion..................................................... 272 [Figure V.3-2] Functional Organizational Chart for Digital Government Unit .......................................... 278 [Figure V.3-3] Functional Description of Digital Government Unit ............................................................. 280 [Figure V.3-4] Functional Description of e-Government Board ................................................................... 281 [Figure V.3-5] Functional Description of ICT / e-Government Agency ....................................................... 282 [Figure V.3-6] Functional Description of SEFIN and ONCAE ..................................................................... 284 [Figure V.3-7] Functional Description of User Sector and Secretariat ......................................................... 285 [Figure V.3-8] Functional Description of Government CIO.......................................................................... 287 [Figure V.3-9] Functional Description of CIO Council and CONATEL ...................................................... 288 [Figure V.3-10] Functional Description of Information Society Council ..................................................... 289 [Figure V.3-11] Functional Description of ICT / e-Government Operating Agency ................................... 291 [Figure V.3-12] Functional Description of Global and Local ICT Company............................................... 292 [Figure V.3-13] Functional Description of Financial Institute ...................................................................... 294 [Figure V.3-14] Functional Description of NGO and NPO ............................................................................ 295 [Figure V.4-1] Mega Process Definition for e-Government Management .................................................... 297 [Figure V.4-2] Policy Making Process Definition for e-Government Management ..................................... 298 [Figure V.4-3] Partnership Building Process Definition for e-Government Management ......................... 299 [Figure V.4-4] Planning and Organization Process Definition for e-Government Management ............... 300 [Figure V.4-5] Implementation Process Definition for e-Government Management .................................. 301 [Figure V.4-6] Operation Management and Monitoring Process Definition for e-Government Management ...................................................................................................................................................... 303 [Figure V.5-1] Change Management Methodology ........................................................................................ 304 [Figure V.5-2] Change Management Model.................................................................................................... 305 [Figure V.5-3] Change Management Goals Setting ........................................................................................ 306 [Figure V.5-4] Change Management Directions and Programs .................................................................... 307 [Figure V.6-1] e-Government Legal Framework and Recommended Acts .................................................. 310 © Copyrights 2014, National IT Industry Promotion Agency 12 / 328 Table Index [Table I.5-1] Roles & Responsibilities of Project Organization ...................................................................... 37 [Table II.2-1] General Country Information of Honduras .............................................................................. 39 [Table II.2-2] Economic Indicators of Honduras ............................................................................................. 42 [Table II.2-3] Household Poverty Rate in Honduras (%)................................................................................ 44 [Table II.2-4] HDI Trends of Honduras ............................................................................................................ 46 [Table II.2-5] List of AHTI Member Companies ............................................................................................. 48 [Table II.2-6] List of Major Developers’ Event ................................................................................................ 49 [Table II.2-7] Strategic Axis of Digital Agenda 2014 – 2018 ............................................................................ 52 [Table II.2-8] Job Description of Digital Government Unit of Honduras ...................................................... 60 [Table II.3-1] 2014 e-Government Development Index ................................................................................... 63 [Table II.3-2] Online Service (Web Measure) Model: Stages of e-Government Evolution ........................... 66 [Table II.3-3] Online Service Index (OSI) and its Components ...................................................................... 66 [Table II.3-4] e-Participation Index and its Utilization by Stages ................................................................... 70 [Table II.3-5] Implications from UN e-Government Development Index ...................................................... 71 [Table II.3-6] Sub-indexes of Networked Readiness Index ............................................................................. 72 [Table II.3-7] The Networked Readiness Index of Honduras in Detail .......................................................... 75 [Table II.3-8] Connections with Free Wi-Fi Project “Internet del Pueblo” ................................................... 78 [Table II.3-9] Current e-Government System .................................................................................................. 83 [Table II.4-1] IT Evaluation Measurement ..................................................................................................... 119 [Table II.4-2] IT Maturity Model .................................................................................................................... 121 [Table II.4-3] IT Diagnosis Results in Details ................................................................................................. 123 [Table II.4-4] Implications of IT Diagnosis ..................................................................................................... 129 [Table II.5-1] Major Roles and Responsibilities of e-Government Organization in MOSPA .................... 135 [Table II.5-2] Major Roles and Responsibilities of e-Government Organization (MSIP) .......................... 140 [Table II.5-3] e-Government Best Practices of Korea .................................................................................... 146 [Table II.5-4] History of Korea’s e-Government Legal Framework ............................................................ 153 [Table II.5-5] Informatization Related Acts ................................................................................................... 156 [Table II.5-6] Korea’s Position in e-Government ........................................................................................... 159 [Table II.5-7] Smart Government Implementation Plan 2011-2015 ............................................................. 162 [Table II.5-8] Strategies of Agenda for Connectivity ..................................................................................... 163 [Table II.5-9] The Government Online Strategy ............................................................................................ 165 [Table II.5-10] Digital Ecosystem .................................................................................................................... 166 [Table II.5-11] e-Government Projects in Colombia ...................................................................................... 167 [Table II.5-12] Top 10 Countries in Latin America ........................................................................................ 168 [Table II.5-13] Main Axis of the National e-Mexico System .......................................................................... 174 [Table II.6-1] e-Government Investment by International Funds ................................................................ 179 [Table III.3-1] e-Government Initiatives ......................................................................................................... 186 [Table III.3-2] Definition of Evaluation Criteria ............................................................................................ 188 © Copyrights 2014, National IT Industry Promotion Agency 13 / 328 [Table III.3-3] Scoring Results of e-Government Initiatives ......................................................................... 191 [Table III.3-4] Definition and Key Features of Category in ICT Portfolio Quadrant ................................ 192 [Table IV.2-1] Main Functions of e-Procurement System ............................................................................. 200 [Table IV.3-1] Main Functions of Integrate Tax and Customs System ......................................................... 211 [Table IV.4-1] Main Functions of Government Administrative Service System.......................................... 218 [Table IV.5-1] Main Functions of e-Government Channel ............................................................................ 223 [Table IV.5-2] Main Functions of e-Government Portal ................................................................................ 224 [Table IV.6-1] Main Functions of Integrated Document Management System ........................................... 230 [Table IV.7-1] Main Functions of HR System ................................................................................................. 237 [Table IV.8-1] Main Functions of National Education Information System ................................................ 243 [Table IV.9-1] Main Functions of Network Infrastructure ............................................................................ 248 [Table IV.9-2] Network Training Method ....................................................................................................... 251 [Table IV.9-3] Network Training Course ........................................................................................................ 251 [Table IV.10-1] Main Functions of Performance Management System ....................................................... 256 [Table IV.11-1] Main Functions of Government Integrated Data Center .................................................... 261 [Table IV.11-2] Current Status of Data Center within Honduras Government ........................................... 263 [Table IV.11-3] Implications for Government Integrated Data Center Benchmarking .............................. 264 [Table IV.11-4] Location Selection Criteria for Government Integrate Data Center ................................. 265 [Table IV.11-5] Infrastructure Requirements for Government Integrated Data Center ............................ 266 [Table V.3-1] Major Roles and Responsibilities of Participant Organizations for e-Government by Organizational Function .................................................................................................................................. 274 [Table V.3-2] Accountability Metrics – RASIC Chart (1/2)........................................................................... 276 [Table V.3-3] Accountability Metrics – RASIC Chart (2/2)........................................................................... 277 [Table V.6-1] Law Area for Legal Framework ............................................................................................... 309 © Copyrights 2014, National IT Industry Promotion Agency 14 / 328 Acronym Acronym Definition 2G 2nd Generation 4G 4th Generation 4G /LTE 4th Generation / Long Term Evolution AFIS Automated Fingerprint Identification System AHTI Honduran Information Technology Association ALM Anti-Money Laundry System AVL Automatic Vehicle Location BCH Banco Central de Honduras (Central Bank of Honduras) BCM Business Continuity Management C2G Citizen to Government CARSI Central America Regional Security Initiative CCD Centro Comunitario Digital (Digital Community Centers) CCTV Closed Circuit TV CEO Chief Executive Officer CIO Chief Information Officer CIR Critical Information Requirement CMMI Capability Maturity Model Integration CONATEL Comisión Nacional de Telecomunicaciones (National Commission of Telecommunications) CRM Customer Relationship Management DBA Database Administrator D-DOS Distributed Denial-of-Service DR-CAFTA Dominican Republic-Central American Free Trade Agreement DRS Disaster Recovery System DSL Digital Subscriber Line EA Enterprise Architecture EGDI E-Government Development Index EGM E-Government Management © Copyrights 2014, National IT Industry Promotion Agency 15 / 328 Acronym Definition EIII Evaluation Indices of Industrial Informatization EIRR Economic Internal Rate of Return EPI e-Participation Index ERA Evaluation of Academic Output ERP Enterprise Resource Planning FAQ Frequently Asked Question FTTx Fiber To The Everywhere (x=Home, Business, Curbs) FDI Foreign Direct Investment G2B Government to Business G2C Government to Citizen G2G Government to Government Gbps Gigabyte per Second GDP Gross Domestic Production GEA Government Enterprise Architecture GIDC Government Integrated Data Center GIS Geographic Information System GNI Growth National Income GSMA Global System for Mobile Communication Association H/W Hardware HIPC Heavily Indebted Poor Countries HRD Human Resource Development HVAC Heating, Ventilation and Air-conditioning HDI Human Development Index IBIS Integrated Ballistics Identification System ICT Information and Communication Technology ICT BSC Information and Communication Technology Balanced Score Card IDB Inter-America Development Bank INE Instituto Nacional de Estadística (National Institute of Statistics) INFOP Instituto de Formación Profesional (Institute of Professional Training) © Copyrights 2014, National IT Industry Promotion Agency 16 / 328 Acronym Definition INSEP Secretaría de Estado en los Despachos de Infraestructura y Servicios Públicos (Secretariat of Infrastructure and Public Services) INVIL Information Network Villages IP Instituto de Propiedad (Institute of the Property) ISO International Standard Organization ISO/IEC International Standard Organization / International Electro-technical Commission IT Information Technology KM Knowledge Management KOICA Korea International Cooperation Agency KONEPS Korea Online Procurement System KRW Korean Won LAN Local Area Network MIAH Modulo de Indicadores Anbientales de Honduras (Honduras Environment Indicators Module) MIGA Modulo de Información Geográfica Ambiental (Environmental Geographic Information Module) MIRA Modulo de Información de Registro Ambiental (Environmental Registration Information Module) MO Management Organization MOSPA Ministry of Security and Public Administration MS Management System MSIP Ministry of Science, ICT and Future Planning N/W Network NaaS Network as a Service NCIA National Computing and Information Agency NGN/BcN Next Generation Network / Broadband convergence Network NGO Non-Governmental Organization NIPA National IT Industry Promotion Agency NPV Net Present Value NRI Networked Readiness Index © Copyrights 2014, National IT Industry Promotion Agency 17 / 328 Acronym Definition NDMS National Disaster Management System ODA Official Development Aid OECD Organization for Economic Cooperation and Development OJT On the Job Training OSI Online Service Index PC Personal Computer P-CI Programa de Comunicación Institucional (Institutional Communication Program) P-FI Programa de Fortalecimiento Institucional (Institutional Empowerment Program) P-FPI Programa de Formación Profesional Integral (Integral Professional Training Program) P-GC-FPI Programa de Gestión de Calidad para la Formación Profesional Integral (Quality Management Program for the Integral Professional Training) PHP Personal Home Page PKI Public Key Infrastructure PMO Program Management Officer PMU Program Management Unit PND Plan Nacional de Desarrollo (National Development Plan) POA Plan Operativo Annual (Annual Operative Plan) PPP Public Private Partnership QAO Quality Assurance Officer RASIC Responsible, Approve, Support, Inform and Consult RETC Registro de Emisiones y Transferencia de Contaminantes (Air Emissions, Transferences and Contaminants Registration) RFID Radio Frequency Identification RWA Readiness, Willingness and Capability S/W Software SACE Sistema de Administración de Contros Educativos (Education Center Administration System) SAG Secretaría de Agricultura y Ganadería (Secretariat of Agriculture and Stock Farming) © Copyrights 2014, National IT Industry Promotion Agency 18 / 328 Acronym Definition SAS Statistical Analysis System SCGG Secretaría de Coordinación General de Gobierno (Secretariat of General Government of Coordination) SDHJGD Secretaría de Derechos Humanos, Justicia, Gobernación y Descentralización (Secretariat of Human Rights, Justice, Governance and Decentralization) SEDIS Secretaría de Desarrollo e Inclusión Social (Secretariat of Social Development and Inclusion) SENDI Sistema Electrónico de Negociación de Divisas (Electronic Currency Exchange System) SEPLAN Secretaría de Cooperación Externa y Planificación (Secretariat Technical of Planning and External Cooperation) SEPOL Sistema Estadístico Policial en Línea (Online Police Statistics System) SERNA Secretaría de Energía, Recursos Naturales, Ambiente y Minas (Secretariat of Energy, Natural Resources, Environment and Mines) SIAFI Sistema de Administración Financiera Integrada (Integrated Financial Administration System) SIARHD Sistema Integrado de Administración de los Recursos Humanos Docentes (Human Resource Administration System) SICA Sistema de Integración Integration System) SIPLIE Sistema de Planificación de la Infraestructura Educativa (System of Education Infrastructure Plan) SLA Service Level Agreement SLM Service Level Management SME Small and Medium Enterprise SMP Standardized Management Procedure SMS Simple Message System SNS Social Networking Service TFT Task Force Team TII Telecomm Infrastructure Status UN United Nations UN/CEFACT United Nations Centre for Trade Facilitation and Electronic Business UNDP United Nations Development Plan © Copyrights 2014, National IT Industry Promotion Agency CentroAmericana (Central American 19 / 328 Acronym Definition UNESCO United Nations Educational, Scientific and Cultural Organization UNICEF United Nations Children's Fund UNPACS United Nations Public Administration Country Studies UPS Universal Power Supply USDA United States Department of Agriculture WB World Bank WCIT World Conference on International Telecommunications WIPO World Intellectual Property Organization © Copyrights 2014, National IT Industry Promotion Agency 20 / 328 Executive Summary Honduran president Juan Orlando Hernández, after his administration took office with fouryear term in 2014, showed his strong will to transform toward digital government. The Honduran government created a dedicated organization for e-Government, Digital Government Unit, under the SCGG and integrated organization under SEPLAN which was in charge of e-Government with it. Furthermore, Digital Agenda 2014 – 2018 was developed to establish Master Plan in 2014 and initiate e-Government within his term in office. With the will of the Honduran government and the support from the Korean government, comprehensive and collective e-Government master plan, not limited to a few initiatives with high priority in common in developing countries, is required in order to carry out eGovernment implementation in holistic, structured and collaborative manner. It enables the Honduran government to secure viable plan for e-Government implementation and achieve better outcomes of policy, Digital Agenda 2014 – 2018. The primary goals of this project are to analyze the status and the environment of Honduras e-Government and to develop the vision and roadmap to implement initiatives for Honduras e-Government. In order to present a blueprint to establish an efficient, systematic and productive Honduras eGovernment, the project will focus on: 1. Set up mid and long-term e-Government vision and mission 2. Come up with implementation strategies to carry out core tasks and initiatives 3. Select major initiatives and draw roadmap reflecting priorities 4. Recommend directions for change management including organization, legal framework, and human resources which are relevant to e-Government The NIPA’s framework, an advanced e-Government development framework, is applied to this project, which is developed based on the extensive experience and knowledge of eGovernment by NIPA. The framework is designed to develop e-Government Master Plan in developing countries and support them with implementing e-Government in more efficient and effective manner. Detailed activities in the framework are tailored and elaborated considering environment and objectives of Honduras e-Government to be achieved through e-Government master plan. The e-Government master plan development has been performed from August to November for four months aligned with phases – preparation, assessment, strategy development, implementation strategy and management strategy – in the advanced e-Government development framework. This project has been performed by the task force team organized with the consultants from the National Industry Promotion Agency (NIPA) of Korea and government officials at Digital Government Unit of Honduras. The consultants from NIPA are in charge of decision-making on behalf of Korea and alignment with e-Government unit for the project, and Digital Government Unit is in charge of decision-making on behalf of Honduras and cooperation with NIPA for the project. Assessment is to understand overall ICT and e-Government environment in the perspectives © Copyrights 2014, National IT Industry Promotion Agency 21 / 328 of macro environment and ICT environment, analyze current status of ICT and e-Government with major issues and requirements, diagnose IT status based on IT maturity model and then set improvement direction. ICT policy, i.e. Digital Agenda 2014 – 2018 is well developed aligned with Country Vision and National Plan, there is lacking in viable and detailed plan putting the policy into action. Despite government’s commitment and efforts to carry out ICT and e-Government implementation, ensuring sustainability still remains as one of major issues to be addressed. Digital Government Unit is organized to pursue transformation toward digital government, but there is lack of functions in structured manner and lack of human resources to perform required essential functions. There has been progress in legal and institutional framework. However, there is no strong legal base to enforce transformation toward information and knowledge society as well as active application of ICT in government operation. Based on analysis of UN e-Government Development Index, compared to the development level of national competitiveness, network readiness and ICT, Honduras e-Government is less developed, mostly for the reason of lower level of infrastructure and civil participation which UN focuses on. Honduras needs to focus more on its online service in Health, Education, Social Welfare, Labor and Finance, which are considered as representative services for the civilians. UN also recommends the provision of free connectivity through public kiosks and other facilities and the introduction of useful infrastructure and decrease a digital divide to induce participatory of civilians. To build the ICT infrastructure at national level, the National Commission of Telecommunications (CONATEL) is pushing forward the project in priority to expand free Wi-Fi zones in schools and public parks and further hospitals and police stations. According to the CONATEL, 97,271 students of the public schools will benefit from the School Connected with Internet Project. In spite of the efforts to expand free Wi-Fi zones, the current ICT infrastructure in Honduras is not established enough in particular in rural areas. Meanwhile, each public institution of Honduras has its own network by contracting different operators, thus there is no integrated national administrative network yet. Based on interview and reference review, some well-developed e-Government systems are identified. Even though, those systems are still in use only within institution which have ownership or shared with limited users. They are also lacking of integration with related systems and interoperability. The interview is conducted to understand current states of organization, operation, and eGovernment and supporting ICT infrastructure, and to acquire core e-Government requirements, and to identify major improvement opportunities and potential e-Government initiatives from various stakeholders. The interview has been conducted with ICT officials in charge at 27 institutions from August 26th to September 2nd. According to the interview results, some institutions such as Secretariat of Education, National Autonomous University of Honduras, Secretariat of Security, Secretariat of Finance, Central Bank of Honduras, National Commission of Banks and Insurance, National Commission of Telecommunications and National Institute of Statistics have relatively well structured and developed ICT infrastructure and systems. However, those ICT infrastructure and systems are used within the institutions which own them and not integrated with other © Copyrights 2014, National IT Industry Promotion Agency 22 / 328 systems. Central ICT unit has been organized within each institution after government reformed in 2014, which is in progress of approval by parliament. However, there is no direction or guideline to standardize organization and operating procedure at government level as a whole. The proportion of officials who have professional ICT knowledge is also varied, but very low in general. Most of data centers are merely storage rooms for ICT equipments with obsolete H/W and outdated S/W and without proper facilities such as air conditioning, fire precautions and UPS. Network infrastructure for those data centers is very also poor without adequate security to protect sensitive and confidential information. Only a few institutions provide training courses for ICT officials and government officials, which are limited to basic computer skills such as office, e-mail and internet, end user training after system implementation and basic tools and services for system development. There is no official training to improve skills and knowledge and increase usage of ICT aligned with job requirements and career development path. There are common major issues encountered and identified by almost all institutions: lack of ICT infrastructure in general as well as in regional area, budget for both development and maintenance, ICT resources and awareness and consensus concerning ICT and e-Government. It is also identified as major issues to plan and execute projects within each institution without a holistic view as a whole of government, which causes redundant investment, silo system with lack of interoperability and polarization of ICT infrastructure and resources. Lack of awareness and consensus on ICT and e-Government both within and outside government are also considered big barriers to transform toward e-Government. A want of sustainability to carry out policies and long-term plan is also considered one of the biggest barriers. Accordingly, it is considered key success factors of ICT and e-Government implementation to improve ICT infrastructure, provide ICT education or training, promote ICT industry, establish ICT laws, regulations and incentives, and make a commitment for sustainable ICT and e-Government. Summarizing interview results, implications for improvement opportunities are derived: it is required to implement common ICT infrastructure with high priority so as to establish a foundation, remove redundant investment and have each institution concentrate on core value: it is important to promote e-Education which is leveraged to provide training and education on ICT and e-Government and drive improvement of ICT and e-Government at the same time with contributing to increase of awareness and consensus building within and outside government: it is essential for government to show strong leadership and commitment with feasible and sustainable plan on ICT and e-Government implementation. IT diagnosis is conducted not to evaluate the level of e-Government of each Secretariat or each institution but to analyze the overall level of e-Government of Honduras. In order to diagnose the IT level of e-Government of Honduras, the Evaluation Method for Information Technology Level has been applied with measurements consisting of 5 areas and 13 sections © Copyrights 2014, National IT Industry Promotion Agency 23 / 328 The total score of the IT diagnosis is 3.02, at the beginning of level 3. The figure indicates that e-Government of Honduras has got out of the Process Integration Stage and is just moving into the Enterprise (Organization) Integration Stage. The results of all areas, except IT Strategy and IT Environment, scored at around level 3. This shows that each area is developing at the similar pace. However, the relatively high score of (3.67) for IT Infrastructure area including PC Penetration and Network means that the other areas like IT Strategy, IT system, IT assessment and IT environment are not keeping up enough with the IT Infrastructure although the IT Infrastructure is quickly changing. Based on the IT maturity model, the stage of e-Government of Honduras is on level 3 However, it cannot be said that the stage is definitively level 3 because the score 3, which means IT infrastructure and IT assessment still remain on level 2, as a result, it is in between 2 level 2 and level 3. Benchmarking for Korea, Colombia and Mexico has been conducted in perspectives of eGovernment policy including vision and strategy, e-Government organization, major achievement, core systems, legal framework and future directions. Korea, as a newly industrialized country, has been developing after overcoming the Second World War and the Korean War. In 2013, Korea’s GDP is $1.2trillion which is the 15th biggest in the world, and GDP per capita is $28,739, ranked number 29 in the world. However, GDP per capital was merely $254 in 1970 and $1,645 in 1980. Korea has been growing rapidly, and it is estimated that the introduction of e-government was the huge driving force of economic growth. E-Government promoted more favorable environment to the national economic development as well as improved transparency and efficiency of the public administration. Furthermore, Korea has actively pursued e-Government as a crucial means to make the government more competitive, by leveraging the world’s best information technology (IT) infrastructure including broadband Internet. It had laid the groundwork for e-Government, including National Basic Information System (NBIS) computer networks in the 1980s and streamlining of applicable laws and institutions in the 1990s. From the 2000s, the Korean government implemented e-Government as the major national agenda for the new century. It concentrated on 11 major initiatives for e-Government (2001-2002) and 31 major tasks for the e-Government roadmap (2003-2007). As a result, e-Government has become firmly established in all areas of the Korean government. The Korean Government implemented Smart Government Plan 2011-2015 with a need for a strategy to take leading role in global e-government development and for next-generation strategy in smart IT environment. It is becoming more mobile, intelligent and smart as shown the fact that smart-phone users are expected to increase from 7 million in 2010 to 25 million in 2013 and convergence and mesh-up of ICT are on the rise such as cloud computing, web 3.0, etc. Through Smart Government public users may enjoy easy and free access to government services regardless of the delivery channel thanks to advanced information technology and converged government services. In this context the government should adapt to smart IT age, which will lead to a fundamental upgrade in how we live and work. As a result, Korea will be © Copyrights 2014, National IT Industry Promotion Agency 24 / 328 able to resolve its social problems of low birth rate and the aging society, while actively responding to future issues of social security and public welfare. The initiatives to promote the use of Information Technologies (IT) in Colombia were showed in the 90s. In the early 1997, the National Council of IT (Consejo Nacional de Informática) was established, which was formed by the government representatives and the private sector. As starting point for National IT Plan (Plan Nacional de Informática), the Council published the “Guideline for a National IT Policy (Lineamientos para una Política Nacional de Informática)” in April 1997. The Ministry of Information and Communication Technologies (MinTIC) launched the Live Digital Plan (El Plan Vive Digital) in 2010 for 4 years, which make the country jump technologically through the spread of Internet and development of national digital ecosystem. This Plan allows the government to reach the democratic prosperity thanks to the appropriation and the use of the technology. To achieve the spreading of the use of Internet, the Colombian government would invest 5.5 trillion pesos until 2014 in implementing the initiatives of infrastructure, service and applications with concrete goals. Now Colombia is establishing the Vive Digital 2014-2018 as the next step with the following principle objectives: To be global leader in the development of social applications for the poor: With creating contents and applications that contribute to the decrease of poverty, it will be promoted the use of the infrastructure and the connection to optical fiber that the Live Digital Plan has displayed across the country. Colombia will be consolidated in 2014-2018 as global leader in the development of social apps for the poor, which help to increase the productivity and the quality of life in agriculture, education and health: To be the more efficient and transparent government thanks to ICT: Colombia will advance in appropriation of the ICT for all Colombians to enjoy the benefits and services of the technologies, entering a new digital world where all citizens find their information in virtual platforms and make database. All of these will require the information and the increase in the number of professionals and technicians specialized in ICT areas. The Mexican Government implemented e-government projects as part of the public administration reform and modernization processes during President Vicente Fox’s Administration (2000-2006). The strategy has required the construction and acquisition of physical infrastructure as well as creation and modification of institutional and organizational structure. Today, with different levels of progresses, the Mexicans can get access to information and services online such as tax return, request for permits, licenses and passports, job searching, medical appointment, and so on. In 2001, the Presidential Office for Government Innovation (Oficina Presidencial para la Innovación Gubernamental) officially introduced the e-government as an initiative of public policy to digitalize and modernize the government. The importance of this policy was incorporated as one of the pillars of the National e-Mexico System (Sistema Nacional eMéxico). The National e-Mexico System, as a project of the State, with an integrated and totally intercommunicated society, where each Mexican lives in an environment of equality of opportunities between them and with the rest of the world, respecting and preserving the multicultural richness of Mexico. © Copyrights 2014, National IT Industry Promotion Agency 25 / 328 After launching the National e-Mexico System, the Mexican Government has achieved the development of e-government as shown the rank of EGDI (E-Government Development Index) surveyed by UN (United Nations). Thanks to e-government projects the Mexican people are able to deal with the civil affairs of the federal government by Internet, which reduced time and cost as well as administration cost for inefficient work. Actually more than 16,000 useless regulations and about 3,000 process procedures were abolished, reducing the time of 95% and cost of approximately 248 million dollars during 2009-2011. Based on analysis of ICT environment, e-Government status, e-Government requirements and IT diagnosis, improvement opportunities are identified with reference of UN index and benchmarking: Legal and institutional framework is put into practice to ensure sustainable eGovernment. Advancement and optimization of ICT infrastructure is carried out with high priority to promote e-Government implementation. National ICT standards ensure interoperability compliant to global standards and regulations. Common systems applied to all or most of institutions are developed and implemented in centralized way to reduce redundant investment, which also accelerates implementation of standardized process and collaboration among institutions. Transform to digital government, e-Service provision and information offering are carried out simultaneously. Government needs to put more efforts in increasing awareness and encouraging engagement within and outside government. Improvement directions are set to realize improvement opportunities, which address eGovernment dimensions of e-Governance and ICT infrastructure at strategic perspectives, and G2G, G2C and G2B at beneficiaries and transactional perspectives. Improvement directions are defined as follows: Sustainable Digital Government Interoperable and scalable ICT infrastructure and e-Government Cost efficient investment through reusable and shared systems Common systems and standardized process Accessible and affordable government administrative services Streamlined and collaborative government work environment Increase of digital literacy and decrease of digital gaps Strategy Development is to develop e-Government vision and strategies, design future eGovernment model, define e-Government initiatives and provide e-Government blueprint ultimately to achieve country vision and objectives. In order to develop e-Government vision and strategy, improvement directions from assessment are reviewed. Defined initiatives in strategy development become major input for implementation strategy and management strategy. To achieve objectives of Country Vision and national ICT vision and objectives of digital government set in Digital Agenda 2014 – 2018, e-Government vision should be developed in line with current Country Vision and national ICT policy. e-Government vision has been © Copyrights 2014, National IT Industry Promotion Agency 26 / 328 developed through e-Government visioning workshop with Digital Government Unit as “To be an efficient and transparent government seeking the continuous improvement of services to citizens with using ICT in a sustainable way”. e-Government strategies to achieve e-Government vision and objectives with becoming digital government for Honduras are developed in five dimensions of e-Government which are e-Governance, ICT infrastructure, G2G, G2C and G2B. e-Government strategies has been developed as “committed and accountable government leadership” for e-Governance, “technology-driven transformation” for G2G, “reliable and accessible government services” for G2C, “competitive Honduran business” for G2B and “optimized H/W, S/W and N/W” for ICT infrastructure. Nineteen e-Government initiatives are defined out of forty potential e-Government initiatives identified through assessment on the basis of political leadership, strategic evaluation, interrelations analysis and strategic alignment review. Four initiatives belong to e-Governance dimension – legal framework, operational model, management structure and change management – are addressed in management strategy. Fifteen initiatives for ICT infrastructure, G2G, G2C and G2B – government integrated data center, network infrastructure, integrated document management system, government administrative service system, HR system, performance management system, national disaster and civil security management system, national education information system, integrated tax and customs system, transportation management system, e-Government portal, e-Education, e-Tax and e-Customs – are addressed in implementation strategy. Three G2C and G2B initiatives Out of fifteen initiatives for implementation strategy – e-Education, eTax and e-Customs – are integrated with relevant G2G initiatives for efficient and effective implementation. Therefore, total sixteen e-Government initiatives are defined: four for management strategy and twelve for implementation strategy. Implementation Strategy is to develop viable and visible strategic plan for defined eGovernment initiatives with To-Be image, definition of main functions, workstreams and action items for government to develop implementable plan efficiently and implement those initiatives as planned. In order to develop implementation strategy, result from various analysis and interview during the assessment and initiatives selection in the strategy development have been reviewed. e-Procurement system plays an important role in improving government services to business and institutions as well as efficiency of government operations. e-Procurement system provides efficient, transparent and standardized collaboration workplace for both public buyers and suppliers, improving operational efficiency and user satisfaction. e-Procurement system provides one-stop services to both public buyers and suppliers through e-Procurement portal, service synchronization and data integration with related systems. e-Procurement system basically consists of five sub-systems for government procurement function – eProcurement portal, public procurement policy management, e-Procurement delivery solution, procurement management, and procurement intelligence – in order to transform procurement function with using ICT. System administration for e-Procurement is also located in it as subsystem, but it is integrated with centralized operation and maintenance. © Copyrights 2014, National IT Industry Promotion Agency 27 / 328 Integrated Tax and Customs System transforms government operations, improves revenue management, and reforms government services to citizen and business on tax and customs. Tax and customs are major sources of government revenue, so government finance operation needs to standardize, improve and integrate revenue recognition process and system with entire finance operation. In order to do that, major sources of government revenue needs to be managed in advanced and integrated manner. Integrated Tax and Customs System plays an important role in improving revenue management as well as innovating government administrative services to citizen and business. It provides efficient, transparent and advanced work environment for government officials and a convenient and effective window for citizen and business, improving operational excellence and user satisfaction. Integrated Tax and Customs System supports government operation and administrative services as well as provides a single window for taxpayer and business on import and export with using ICT. Integrated Tax and Customs System basically consists of six sub-systems for government functions and payer’s duty on tax and customs – e-Tax and e-Customs portal, policy and regulation management, tax management, customs management, cargo management and tax and customs intelligence – in order to transform tax and customs functions with using ICT. Government Administrative Service System improves government operational efficiency and quality of government services to citizen and business by providing specialized electronic environment of civil affairs administration. Government Administrative Service System provides advanced informatization foundation for government administrative operation, civil relations and administrative information sharing on civil affairs. Government Administrative Service System for civil affairs basically consists of four sub-systems for government civil affairs function for both citizen and business – civil affairs for citizen, civil affairs for business, civil relations and administrative information management – in order to standardize and streamline end-to-end civil affairs administrative operation in integrated and collaborative manner with using ICT. It is requisitely integrated with e-Government Portal and common infrastructure with identification and authentication, digital signature, workflow for administrative operation and e-Payment, as to provide civil affairs administrative services in the best and safe way at user perspectives. e-Government Portal improves quality of information and government services through onestop online services and promotes active e-Participation from citizen and business through bidirectional communication. e-Government Portal provides a single gateway for civil affairs administrative services, information offering on both government general and civil affairs, and bi-directional communication between government and citizen and business. eGovernment Portal basically consists of two components – e-Government Channel and eGovernment Portal – in order to provide government services and information in integrated and collaborative manner and diversify access media with using ICT. It is requisitely integrated with Government Administrative Service System, other government administration system and common infrastructure with identification and authentication, digital signature, workflow for administrative operation and e-Payment, as to provide government services and information in the best and safe way at user perspectives. Integrated Document Management System plays a critical role to establish foundations for eGovernment implementation and accelerate transformation to digital government. Integrated Document Management System provides foundation for efficient and effective collaboration, information sharing and provision of government administrative services within and outside © Copyrights 2014, National IT Industry Promotion Agency 28 / 328 government. Integrated Document Management System basically consists of five subsystems to transform all government operation based on electronic document and workflow and provide convenient online services to citizen and business – administrative information sharing service portal, work document management, digital contents management, central digital contents and central digital archiving – with enabling standardized and streamlined end-to-end government operation in integrated and collaborative manner with using ICT. The HR system has an important role to draw competent people into the government by providing a proper training to the work and compensation over the outstanding performance. HR system has a series of the process to deal with effectively the human resource development. HR system should be implemented to support the processes by the computerized system. The HR system will manage effectively the whole processes for HR from planning, recruit, selection, training, performance measurement to compensation and separation. Four workstreams with nine action items are recommended to carry out HR initiatives successfully, achieve the objectives and realize expected benefits. National Education Information System enables government and academy to manage and provide administrative affairs and information related to national education and academy more efficiently. It also provides more solid and advanced nationwide foundations for effective e-Education delivery in order to achieve Country Vision with using ICT and implementing e-Government. National Education Information System enables government and academy to manage and provide administrative affairs and information in integrated and collaborative manner within and outside institution. It also provides nationwide advanced foundations for effective e-Education delivery. National Education Information System consists of five sub-systems as a nationwide e-Education platform – e-Education portal, eLearning solution, national education information management, school information management, and research information and skill development – in order to establish nationwide educational environment with using advanced ICT. Network infrastructure is essential ICT infrastructure for implementing e-Government successfully. So depending on what level of network infrastructure will provide to the eGovernment, that is, how fast the network will provide, how large area will be covered and how many users can access the network without burden financially or technically. Advanced network infrastructure required to effectively and reliably provide e-government service through the government data network. Network infrastructure advancement should be considered access network, backbone network, cloud service and management capability to maintain high speed, high quality service through the network. Performance Management System drives successful implementation of e-Government and transformation toward digital government based on objective-oriented organizational culture and strategic government management. Performance Management System enables government to communicate vision and objectives more effectively and manage organizational and individual performance transparently and systematically. Performance Management System consists of four sub-systems – user service, policy and institution management, performance planning management and performance evaluation management – in order to achieve vision and objectives more effectively and implements e-Government efficiently with changes in the fundamental and organizational culture. The Government Integrated data center, so called GIDC, is required to provide the © Copyrights 2014, National IT Industry Promotion Agency 29 / 328 government service to the citizen using electronic channels, each Secretariat or agency can prepare to provide quick and easy service, and that is common phenomena up to now. But in the view of the investment, operation and management, the services by individual Secretariat estimated less efficiency than integrated services by Government integrated data center. GIDC is Government ICT infrastructure to provide high quality of services with economic way, and avoid investment duplication of the assets required to government. Therefore GIDC should be flexible, standardized and security enforced common infrastructure. Roadmap for e-Government initiatives are developed in consideration of prioritization based on strategic evaluation of forty potential initiatives and adjustment based on logical sequence among fourteen selective initiatives including initiatives for management strategy. In order to develop viable roadmap, project period of time for respective initiative is also considered to efficient utilization of available resources, time for financing and acquiring and training of human resources and application and stabilization of implemented initiatives. The roadmap recommended here only includes e-Government initiatives for implementation strategy. The roadmap has been developed based on five-year cycle and defines e-Government development phases as foundation (2015 – 2016), stabilization and expansion (2017 – 2018) and advancement (2019). Management Strategy is to define e-Governance framework and design actual e-Government implementation and operation environment, which is e-Government operating model, consisting of organizational model, management structure of project management, change management and legal framework. It is critical for successful e-Government implementation in collaboration with various stakeholders. e-Governance framework defines and provides e-Government implementation environment with core operating model of organizational model, management structure of project management, change management and legal framework. It should be carried out aligned with overall e-Government Master Plan and individual e-Government initiatives along with project lifecycle from planning to closing. Institutional arrangements for e-Government promotion are designed with five functional groups – dedicated e-Government body, central funding body, ICT leadership group, ICT technical group and public private partnership – to facilitate institutional interactions and implement e-Government initiatives in collaborative and integrated manner. It also promotes engagement of private sector from policy making to operation and maintenance of eGovernment implementation on the basis of strategic partnership. The purpose of Digital Government Unit and its function is to provide advice to SCGG and implement and lead public private partnership as well as implement ICT infrastructure and eGovernment in conjunction with respective government institutions and private sectors regarding policy making, big picture for strategy development and oversight planning and execution of ICT infrastructure and e-Government programs. Digital Government Unit reports to Presidential Direction of Transparency, Modernization and State Reform and work closely with e-Government Board. Organizational structure for Digital Government Unit is suggested to be redesigned with five divisions which are policy, planning, performance, support and PMO. Management structure under e-Governance is defined as core processes to develop © Copyrights 2014, National IT Industry Promotion Agency 30 / 328 foundation for transformation toward digital government as well as facilitate e-Government implementation systematically within and outside government. It also encourages engaging private sectors based on strategic partnership and diversifies financing and procurement method. Management structure under e-Governance is defined as core processes to develop foundation for transformation toward digital government as well as facilitate e-Government implementation systematically within and outside government. It also encourages engaging private sectors based on strategic partnership and diversifies financing and procurement method. Processes – policy making, partnership building, planning and organization, implementation management, and operation management and monitoring – form closed-loop affecting each process. Policy making is to develop policy and guidance to plan, implement and operate ICT infrastructure and e-Government and make decisions effectively and efficiently. Partnership building is to identify issues and opportunities, define evaluation criteria and build sustainable public and private partnership. Planning and organization is to identify project, plan budget, develop business case, define evaluation criteria, select partner and process contract. Implementation management is to finance, design, procure and implement ICT infrastructure and/or e-Government services. It is not necessarily proceeded after partnership building. Operation management and monitoring is for government to operate ICT infrastructure and/or e-Government services, and monitor operating status and performance or to manage and monitor operation provided by outsourced companies. Change management should be planned and executed as to accelerate execution as well as increase awareness and build consensus of e-Government with the procedures of assessment, change management plan, change management execution and performance monitoring. Change management plan and programs are recommended to be developed on the basis of change management model consisting of five subject areas – change campaign, change communication, training and education, performance and reward, and empowerment – which are not easy to be addressed. So, change management is suggested to address those five subject areas aligned with change status in timely manner. However, performance and reward and empowerment might be adopted in later phase of e-Government considering reality of eGovernment status, organizational culture, overall government operation, etc. Legal framework provides legal rationale and justification to implement advanced ICT infrastructure and e-Government initiatives, which includes set-up of government CIO position and appointment of government CIO. Legal framework is recommended to be categorized in four areas – foundation for information society, information service promotion, ICT industry development and adverse effect prevention – not limited only to provide legal basis for improving ICT infrastructure and implementing e-Government, but also strengthen institutional base for accelerating nationwide ICT advancement and preventing adverse effect. Thereby, e-Government ultimately contributes to country vision and national plan. The essential acts and ordinances are recommended for successful implementation and operation of e-Government as follows: Framework Act on National Informatization, Act on Promotion of Utilization and Expansion of Information and Communications Network, Act on Promotion of Information Development and Utilization, and Digital Divide Act in the area of foundation for information society: Framework Act on e-Government, Ordinance on Efficient Application of ICT in Government Operation, Ordinance on Sharing Government Administrative Information, Electronic Signature Act, Act on Efficient and Transparent Procurement through Electronic Media, Act on e-Payment and e-Commerce Promotion and Framework Act on Information Security in the area of information service promotion: © Copyrights 2014, National IT Industry Promotion Agency 31 / 328 Framework Act on ICT Industry Promotion, Act on Software Industry Promotion, Act on Digital Contents Industry Promotion, Act on Copyright and Neighboring Rights and Act on Intellectual Property Rights in the area of ICT industry development: Privacy Act, Data Protection Act, Act on Protection of ICT Infrastructure and Cybercrime Prevention Act in the area of adverse effect prevention. In line with government reform and enhancement of legal framework, Honduras government expresses strong commitment to transform government toward digital government and provide efficient government administrative services to citizens. Now, it is time for government to take actions and make things done in order to deliver visible outcomes and realize benefits which citizens actually experience. Once citizen as well as government officials experience benefits with using ICT, it will accelerate transformation of government toward digital government and Honduras toward knowledge society. e-Government Master Plan for Honduras ensures successful transformation of Honduras as well as government with using ICT. © Copyrights 2014, National IT Industry Promotion Agency 32 / 328 I. Project Overview 1. Project Background The Republic of Honduras has been interested in information and communications technologies of Korea since President Lobo visited Korea in Feb 2011, and discussing ICT Master Plan, e-Procurement, e-Customs, GIDC, Information Security, etc. Honduras has made efforts to develop e-Government Master Plan in order to accelerate realization of Digital Government with the complete support of the Korean government since Vice-minister Ms. Karoline Pacheco visited NIPA in 2012 and Ms. Maria in 2013. In particular, new president Juan Orlando Hernández, after his administration took office with four-year term in 2014, showed his strong will to transform toward digital government. The Honduran government created a dedicated organization for e-Government, Digital Government Unit, under the SCGG and integrated related organizations previously under SEPLAN which was in charge of e-Government with it. Furthermore, Digital Agenda 2014 – 2018 was developed to develop Master Plan in 2014 and initiate substantial e-Government programs within his term in office. With the will of the Honduran government and the support from the Korean government, comprehensive and collective e-Government Master Plan, not limited to a few initiatives with urgency and importance, was required in order to carry out e-Government implementation in holistic, structured and collaborative manner. It enables Honduran government to secure viable plan for e-Government implementation and achieve better outcomes of policy, Digital Agenda 2014 – 2018. 2. Project Goals The project goals were discussed with Ms. Claudia Mondragón, an e-Government Unit Manager and Project Manager in charge of this project on 14th March at e-Government Presidential Office in Honduras. The primary goals are to analyze the current status and the environment of Honduras eGovernment and develop the vision, roadmap and action plan to implement initiatives for Honduras e-Government. In order to present a blueprint to establish an efficient, systematic and productive Honduras eGovernment, the project focuses on: 1. Develop mid and long-term vision and mission for e-Government 2. Develop implementation strategies to carry out e-Government initiatives 3. Define major initiatives and develop roadmap in line with prioritization 4. Recommend directions to manage transformation toward Digital Government including organization, human resources, project management, change management and legal framework. 3. Project Scope NIPA’s framework, the advanced e-Government development framework, is applied to this project, which is developed based on the extensive experience and knowledge of e© Copyrights 2014, National IT Industry Promotion Agency 33 / 328 Government by NIPA. The framework is designed to develop e-Government Master Plan in developing countries and support them with implementing e-Government in more efficient and effective manner. It facilitates the development of e-Government Master Plan in short period of time with harnessing experts with abundant knowledge of each subject matter. And it has seamless supporting feature regardless of environmental changes through collaboration with the Honduran government by means of concrete and detail activities of each phase. Key activities in NIPA’s framework are tailored and elaborated considering environment and objectives to be achieved through e-Government master plan. Relations among key activities by phase are also defined as to ensure project is executed and managed according to agreed project plan, assessment results are reflected to strategy development, implementation strategy and management strategy with rationale and implementation strategy and management strategy are aligned with strategy development with consistency. [Figure I.3-1] Proposed Methodology Framework In order to develop project plan including work scope, it has been discussed what is necessary for Honduras’s e-Government development and provision of government services and how Honduras can achieve those by optimizing current resources and situations. To understand current e-Government status of Honduras, survey of ICT Environment, survey of ICT state and IT diagnosis have been conducted. Survey of ICT Environment includes Honduras policy, government organization, law and regulation, human resource development, and national infrastructure. To understand e-Government status of Honduras project team reviews the current e-Government system and planning and implementing e-Government projects. IT diagnosis section delivers a survey result from Honduras government’s IT officials regarding IT strategy, IT evaluation, IT infrastructure, IT system, and IT assessment. Benchmarking e-Government cases of Korea, Colombia and Mexico derive important factors that support the development of Honduras’s e-Government. © Copyrights 2014, National IT Industry Promotion Agency 34 / 328 Improvement opportunities for Honduras’s e-Government development are derived from collecting the implications from survey of ICT Environment, survey of ICT state, IT diagnosis, and benchmarking study. The opportunities will suggest to-be (future) direction for defining e-Government vision, strategy, and initiatives that the government of Honduras has to promote achieving the specified objectives. After the prioritization process from potential initiative, specified suggestions for the prioritized initiatives are presented, and the roadmap for implementing initiatives is recommended. Activities to suggest these kinds of subjects include literature review, survey, interview, and workshop. Transformation toward digital government is a long-term journey, which requires more than 10-year period. Considering the situation of Honduras rated low on ICT environment, the most essential task is to develop overarching and viable e-Government master plan which realizes better outcomes of Digital Agenda 2014-2018 and puts it into practice. 4. Project Schedule The project schedule is divided into five major phases according to NIPA’s e-Government methodology. The first is ‘Preparation Phase,’ which is about initiating the project and defining work scope. The second is ‘Assessment Phase’ that involves collecting and analyzing data for status analysis, survey, and benchmarking studies. The third is ‘Strategy Development Phase,’ where visions and strategies are set up based on data analyzed in the second phase and where initiatives are selected. The forth is ‘Implementation Strategy Phase’ which evaluates initiatives and selects the priorities and establish implementation plan. The last phase is ‘Management Strategy Phase’ which provides recommendations for management structure of e-Government. The project duration is four months, from the preparation phase to the implementation and management strategy phase. During the second visit, visioning workshop is conducted in order to develop e-Government vision and strategy for Honduras, review assessment result and potential e-Government initiatives and prioritize potential e-Government initiatives. © Copyrights 2014, National IT Industry Promotion Agency 35 / 328 [Figure I.4-1] Project Schedule with Key Activities 5. Project Team This project has been performed by the task force organized with the consultants from the National Industry Promotion Agency (NIPA) of Korea and government officials at Digital Government Unit of Honduras. Communication within the task force and with major stakeholders has been closely conducted through meetings during the Korea team’s visit to Honduras, e-mail and conference call. © Copyrights 2014, National IT Industry Promotion Agency 36 / 328 [Figure I.5-1] Project Organization The roles and responsibilities of project organizations engaged in the Honduras eGovernment Master Plan development are as follows: Organization NIPA Digital Government Unit Role and Responsibility • Decision-making on behalf of Korea • Project leading and execution in conjunction with Digital Government Unit • Decision-making on behalf of Honduras • Cooperation with NIPA for the Project [Table I.5-1] Roles & Responsibilities of Project Organization © Copyrights 2014, National IT Industry Promotion Agency 37 / 328 II. Assessment 1. Methodology Framework and Activities for Assessment Assessment is to understand overall ICT and e-Government environment in the perspectives of macro environment and ICT environment, analyze current status of ICT and e-Government with major issues and requirements, diagnose IT status based on IT maturity model and then set improvement direction. Assessment framework is developed based on confirmation of work scope and schedule in preparation. And improvement direction set in assessment becomes major input for vision and strategy development and To-Be Model design in strategy development, and assessment and initiatives review in implementation strategy. Results of interview and survey are also reviewed to develop implementation strategy. [Figure II.1-1] Methodology Framework and Activities for Assessment 2. ICT Environment Analysis 2.1. Macro Environment A Macro environmental analysis has been conducted to understand the current states of politics, economics, society, and ICT industry of Honduras and identify major factors which influence ICT and e-Government in political, economic, social and technical perspectives. © Copyrights 2014, National IT Industry Promotion Agency 38 / 328 2.1.1. Country Profile [Figure II.2-1] Honduras Map General Information Capital: Tegucigalpa Area: 112,495km2 Population: 8,555,070 (2013) Density: 76.1/km2 (2013) Official Language: Spanish Independence: 1821.9.15 (from Spain) Ethnic Groups: Mestizo(90%), Amerindian(7%), Black(2%), White(1%) Illiteracy Rate: 14.5% Government System: Presidential Republic (President: Juan Orlando Hernández) Legislature: National Congress GDP: $18,487million (2013), GDP per capita: $2,161 (2013) GINI Index: 0.544 (2013) HDI: 0.617 (2013) Currency: Lempira (La) Exchange Rate: $1=20.97La (average until Aug. 2014) Source: INE, BCH, UNDP, World Bank, etc. [Table II.2-1] General Country Information of Honduras © Copyrights 2014, National IT Industry Promotion Agency 39 / 328 The Republic of Honduras, which achieved independence from Spain in September 1821, is located in the north-central part of Central America bordering the Caribbean Sea and the Gulf of Fonseca. The neighboring countries include Guatemala, El Salvador and Nicaragua. The Honduran territory consists mainly of mountains, with narrow plains along the coasts, undeveloped lowland jungle La Mosquitia region in the northeast, and the populated lowland Sula valley in the northwest. Its territory is divided into 18 departments and a Central District (Tegucigalpa and Comayagüela make up the nation’s capital). The departments are Atlántida, Choluteca, Colón, Comayagua, Copán, Cortés, El Paraíso, Francisco Morazán, Gracias a Dios, Intibucá, Islas de la Bahía, La Paz, Lempira, Ocotepeque, Olancho, Santa Bárbara, Valle and Yoro. Honduras spans an area of about 112,495 km2 and has population exceeding 8million. Traditionally, Honduras has been a forest-agricultural country that exports coffee, banana, melon, timber, shrimp, lobster and tilapia. In addition, it is best known for growing textiles industry, which serves the international market. However, Honduras highly depends on import of machine equipment and raw materials because of its delicate base of manufacturing industry and technical infrastructure, which cause accumulating current accountant deficit. The government system is a democratic constitutional republic. The chief of state and head of government is the President. The recent Presidential elections were held on Nov. 24, 2013 and Juan Orlando Hernández won, beating the second place candidate Xiomara Castro by 250,000 votes. A member of the National Party, Hernández was President of the National Congress of Honduras from Jan. 2010 until June 2013 when he left to focus on his presidential campaign. Honduras is one of the poorest countries in Latin America and has the world’s highest murder rate. More than half of the population lives in poverty and per capita income is one of the lowest in the region. Poverty rates are higher among rural and indigenous people and in the south, west and along the eastern border than in the north and central areas where most of Honduras’ industries and infrastructure are concentrated. This huge wealth gap and security concerns are the main causes of unsecure society. Honduras is dependent on international supports to the extent that it was 5th beneficiary of Official Development Aid (ODA) from the U.S. from 2007 to 2009 and the economic support was 34% of the whole international support in 2009. Nevertheless, Honduras is considered as a country that opens to the world and becomes the ideal destination for explorers, volunteers, investors and modern adventurers seeking the ultimate frontier. Honduras is pursuing economy-oriented utilitarian diplomacy and trying to strengthen the relations with neighboring countries as a member of the Central American Integration System (SICA) and the Dominican Republic-Central American Free Trade Agreement (DR-CAFTA). 2.1.2. National Stability and Democracy in Political Perspective Until the mid-1980s, Honduras was dominated by the military, which enthusiastically supported U.S. efforts to stem revolutionary movements in the region. Since then, civilian leaders have sought to curb the power of the military with varying degrees of success. Some army officers have been charged with human rights abuses, but many have still to be prosecuted for violations committed in the 1980s. © Copyrights 2014, National IT Industry Promotion Agency 40 / 328 After a decade of military rule, parliamentary democracy returned with the election of Roberto Suazo Córdova as president in 1982. However, Honduras faced severe economic problems and tensions along its border with Nicaragua. Contra rebels, waging a guerrilla war against the Sandinista regime in Nicaragua, used Honduras as a training and staging area. The U.S. also used Honduras for military exercises, and it built bases to train Honduran and Salvadoran troops. In 1997, Carlos Flores Facussé of the Liberal Party (PL) was elected as president. He began to reform the economy and modernize the government. In spite of his efforts, Honduras faced high unemployment, inflation, and economic overdependence on coffee and bananas. In addition, in 1998, Hurricane Mitch killed some 13,000 Hondurans, left 2 million homeless, and caused more than $5 billion in damage. In 2002, Ricardo Maduro became president, promising to lessen crime and corruption, but his hard-line efforts, growing increasingly more repressive, did not improve these problems. In 2006, a new president, Manuel Zelaya, also vowed to fight corruption and gang violence, but he promised to do so with a more humane approach. A free trade agreement (CAFTA) with the U.S. went into effect in April 2006. On June 28th, 2009, Honduran President Manuel Zelaya was deposed in a military coup. Zelaya had faced widespread criticism for attempting to extend presidential term limits by holding a constitutional referendum, which the Supreme Court had ruled was illegal. A group of countries, including the U.S. and Venezuela–an unlikely alliance, signed a resolution condemning the actions of the Honduran military and demanded that Zelaya be reinstated as president. The U.S. suspended military and development aid to Honduras after the coup. Roberto Micheletti, with the backing of the Honduran Congress, courts, and army, assumed leadership of the country. Zelaya, on the other hand, had the support of most of Latin America's leftist governments, including the leaders of Argentina, Ecuador, and Venezuela. The U.S. brokered an agreement between Zelaya and Micheletti in late October that left Zelaya's reinstatement up to a Congressional vote, called for the establishment of a government of national unity and a truth commission, and required Zelaya to abandon a referendum on constitutional reform. The accord, however, fell apart within days, as Micheletti reportedly attempted to form a government that did not include Zelaya. In November presidential elections, Porfirio Lobo Sosa, the candidate of the conservative National Party (PN), defeated Elvin Santos, who represented the Liberal Party (PL), 56% to 38%. Zelaya refused to recognize the results of the election. In December, Congress rejected a plan to allow Zelaya to return to office. Lobo took office in January 2010, thus ending seven months of political turmoil. He tried to recover the relations with neighboring countries and with the U.S., which is the biggest trade partner, and Honduras was readmitted to the Organization of American States (OAS). In November 2013, Juan Orlando Hernández was elected as president, making the National Party (PN) return to power. The general elections resulted in the break-up of the traditional two-party political structure. Seats in the National Congress were distributed among four major political forces. However, the PN failed to secure majority of seats (holding 48 out of 128seats) and the opposite parties, the Freedom and Refounding Party (LIBRE) and the © Copyrights 2014, National IT Industry Promotion Agency 41 / 328 Liberal Party (PL) hold numerous seats (37 and 27 respectively), which is predicted that the ruling party would have difficulties to enforce policies and have to work hard to create alliances and consensus. In addition, President Juan Orlando Hernández will look to avoid the mistakes of his predecessor but the move to a multi-party environment raises risks for political (particularly legislative) effectiveness due to a more vociferous opposition. The new government's main challenge will be to bring the country's rising deficits and debt stock down to manageable levels. This political situation ranked Honduras 117th out of 162 countries (11th among the 12 Central American and the Caribbean countries) in the Global Peace Index 2014 and 140th among 177 countries (29th among 32 Latin American countries) scoring 26 points out of 100 in the Corruption Perception Index 2013. In addition, Moody's downgraded Honduras credit rating from B2 to B3. 2.1.3. National Development in Economic Perspective Indicator 2010 2011 2012 2013 Economic Growth Rate 3.7% 3.8% 3.3% 2.6% GDP $15,839M $17,703M $18,514M $18,487M GDP per capita $1,969 $2,155 $2,208 $2,161 Inflation Rate 6.5% 5.6% 5.4% 4.9% Exchange Rate 19.03La/$ 19.05La/$ 19.64La/$ 20.50La/$ Current Account -$681.5M -$1,408.7M -$1,580.8M -$1,764.0M Current Account/GDP -4.3% -8.0% -8.6% -8.8% Export $6,111M $7,800M $7,931M $7,695M Import $8,907M $10,994M $11,179M $10,899M Fiscal Balance/GDP -2.8% -2.8% -4.2% -7.6% International Reserves $2,671M $2,750M $2,495M $2,982M External Debt $4,340M $4,387M $4,987M $6.559M External Debt/GDP 27.5% 24.9% 27.0% 35.4% $1,014.4M $1,058.5M $1,059.7M FDI $969.2M Source: BCH (Central Bank of Honduras) [Table II.2-2] Economic Indicators of Honduras The Honduran economy showed 6% of economic growth rate until 2007 on the strength of favorable internal and external conditions including conclusion of DR-CAFTA and improvement of Marqiladora industry and tourism after Honduras achieved the debt relief under the Heavily Indebted Poor Countries (HIPC) initiative in 2005. Nevertheless, the growth rate decreased to 4.2% due to the financial crisis in 2008 and it was -2% for the first time in last 10 years because of big reduction of export and foreign assistance after the military coup in 2009. However, since the 2008-2009 global economic crises, Honduras has © Copyrights 2014, National IT Industry Promotion Agency 42 / 328 experienced a moderate recovery, propelled by public investments, exports and higher remittances. Economic recovery is reflected in GDP growth of 3.7% in 2010, 3.8% in 2011 and 3.3% in 2012. In 2013 this figure decreased to 2.6% because the leaf-rust disease damaged coffee production but the economy is expected to grow about 2.8% in 2014. The economy of Honduras was dominated, until the mid-20th century, by foreign-owned banana companies that wielded outsized influence in politics and controlled wide swaths of land. Still a major exporter of the fruit, Honduras is also Central America's second biggest coffee producer. Honduras has a high level of dependence on foreign trade, in particular the U.S. occupies 34.5% of Honduran export and 44.3% of import, and accordingly, Honduras is highly affected by external economic changes mainly by the U.S. The agricultural sector has lost about a third of its purchasing power in the last two decades, largely due to a decrease in the prices of the exported crops, notably bananas and coffee. This vulnerable economic structure makes big current and trade deficit. The country is also susceptible to adverse natural events such as hurricanes and droughts. Measures to mitigate the impact of these shocks are focused on strengthening the adaptation capacity of households, extend risk management mechanisms based on the market and develop effective social safety nets. Part of a regional free trade deal with the United States, Honduras developed its textile industry to diversify away from dependence on agriculture. The Honduran government has promoted Maquiladora (offshore assembly for re-export) and this industry was emerged as an important source of foreign currency, employment and investment. However, there are increasing companies moving to neighboring countries such as Nicaragua or shutting down because of insecure security, inefficient administrative process and high wage growth rate. Meanwhile, the fiscal deficit is accumulating due to the low income level and weak tax revenue base; especially in 2012 it deteriorated recording 4.2% of GDP due to the increase of public official wage and interest payment on public debt. The Honduran government has issued state bonds and introduced foreign loan in order to redeem the budget deficit, which aggravated public debt. In 2013, Honduras expanded government spending before the presidential election and the financial structure of public companies degenerated, as a result the fiscal deficit rate of GDP increased to 7.6%. A recent study carried out by UNICEF concluded that if the current fiscal trends continue, the country will not have enough of its own resources to cover expenditure on key social sectors, including on children. Honduras promotes policies to develop favorable environment for attracting foreign direct investment (FDI) by allowing foreign investment in all businesses, abolishing the condition of local company share ratio for government ordering projects and creating free trade areas. FDI rose very slightly, by 0.1% year-on-year, to $1.06billion in 2013, according to the Central Bank of Honduras (BCH: Banco Central de Honduras). Telecommunications received the most foreign investment in 2013, representing 33.9% of FDI during the year. It was followed by the Maquiladora sector, with 16.3%, and manufacturing, with 14.4%. By countries, Mexico showed the major portion (25.1%), and the U.S. (12.0%) and Canada (10.8%) followed it. Poor infrastructure including electricity, road and communications is caused by low national income and lack of capital, which is hindering domestic industrial development and foreign investment. However, President Juan Orlando Hernández intends on continuing the probusiness reforms of his predecessor, President Porfirio Lobo. The administration in May 2014 © Copyrights 2014, National IT Industry Promotion Agency 43 / 328 launched Pro-Honduras, a program that aims to promote foreign investment and trade, as well as the growth of micro-, small- and medium-sized enterprises. Moreover, inclusive economic growth continues to be hampered by structural vulnerability, natural disasters, inequality and corruption. Honduras is located along the main hurricane path of the Caribbean Sea and exposed to different natural disasters and environmental risks such as hurricane, earthquake and volcanism. Furthermore, the corruption is prevalent among bureaucrats and public officials even though Honduras possesses laws to prevent illegalities and corruptions. Another challenge is the level of crime and violence in Honduras, as it is the country with the highest homicide rate in the world (79 per 100,000 inhabitants, according to the Violence Observatory of the National Autonomous University of Honduras). It is estimated that the annual costs of violence account for about 10% of the country's GDP. Crime and violence have also eroded citizens’ confidence in the rule of law. In Honduras, victims of crime are 6.5% more likely to take justice into their own hands when compared to non-crime victims. 2.1.4. Population and Culture in Social Perspectives The total population of Honduras is 8.5 million and 46.7% lives in urban area and 53.3% in rural area. The population growth rate between 1990 and 2012 is 2.2% and predicted as 1.7% until 2030, which is relatively low level considering that Honduras is still a developing country. The fertility rate decreased to 3.1 in 2012 comparing with it in 1990 showing 5.1. The country has a youthful population; 43.9% of Hondurans are under the age of 19 while 9.5% are over 60 years. Honduras is a middle to low income country facing significant challenges, with about two thirds of the population living in poverty and four out of ten suffering from extreme poverty. In rural areas more than five out of ten households live in extreme poverty. Although poverty and extreme poverty rates deceased by 7.7% and 20.9% respectively during the Zelaya administration, it increased by 13.2% and 26.3% during 2010 – 2012. Area No Poverty National Poverty Total Relative Extreme 35.5 64.5 21.9 42.6 Urban 39.6 60.4 31.4 29.0 Rural 31.5 68.5 12.9 55.6 Source: INE (Executive Summary of Census 2013) [Table II.2-3] Household Poverty Rate in Honduras (%) Honduran society is rife with economic inequality, which slightly decreased starting in 2007 but began trending upward in 2009. Honduras now has the most unequal distribution of income in Latin America recording 0.544 in GINI Index 2013. © Copyrights 2014, National IT Industry Promotion Agency 44 / 328 Source: INE (Executive Summary of Census 2013) [Figure II.2-2] GINI Index of Honduras (2011 – 2013) With the serious poverty and inequality situation, the labor market also can be indicated as an important social issue. The unemployment situation worsened during 2010-2012 with the unemployment rate of 5.2%, but it decreased to 3.9% in 2013 demonstrating the gap between urban and rural area, 6.0% and 2.0% respectively. Meanwhile, the result of Honduran census in 2013 were reported that 14.0% of children aged 5 to 17 years are working and they earn on average 1,676 Lempiras (approximately $80) per month. Meanwhile, public security is also a grave problem that Honduras should resolve. According to the United Nations 'Global Study on Homicides', Honduras has the highest homicide rate in the world, at 82.1 killings per 100,000 inhabitants. In particular, the rate in San Pedro Sula, which is an industrial city located in northwest region, is 169 per 100,000 with notoriety of the most dangerous city in the world. It is accounted that the change of main transfer route of narcotics trafficking between North and South Americas from the Caribbean to Central America and Mexico is the main factor of increasing crime rate. The Honduran government allocated $281 million to fight against the violence and crime in 2013, which is 1.5% of GDP. This budget level is the second lowest in the region after Nicaragua. Besides the internal resources, Honduras receive fund of Central America Regional Security Initiative (CARSI), which is a regional security cooperation program between the U.S. and Central American countries established in 2008. Nonetheless, the efforts to prevent crime and ensure social security are less effective. The level of country development in social perspective is shown in the Human Development Index (HDI) emphasizing people add their capabilities. The HDI is measured by life expectancy, education and income indices and it can also be used to question national policy choices, asking how two countries with the same level of GNI per capita can end up with different human development outcomes. These contrasts can stimulate debate about government policy priorities. Honduras is ranked 129th out of 185 countries in 2013 with the index 0.617, life expectancy at birth 73.8 years, mean years of schooling 5.5, and expected years of schooling 11.6. The problem is that poverty and low quality of life hamper education and it causes lack of skilled workforce and low productivity. In this sense, World Bank © Copyrights 2014, National IT Industry Promotion Agency 45 / 328 studies have highlighted the importance of improving the quality of education. It will also be necessary to enhance rural productivity and diversify sources of rural income, since most of the country’s poor live in rural areas and depend on agriculture for their livelihoods. Year Life expectancy at birth Expected years of schooling Mean years of schooling GNI per capita (2011 PPP$) HDI value 1980 59.6 7.7 2.9 3,121 0.461 1985 63.6 8.7 3.2 2,815 0.490 1990 66.7 8.6 3.5 2,948 0.507 1995 68.9 9.1 3.9 3,103 0.530 2000 70.5 10.0 4.3 3,393 0.558 2005 71.5 10.8 4.7 3,762 0.584 2010 72.9 11.6 5.4 4,098 0.612 2011 73.2 11.6 5.5 4,101 0.615 2012 73.5 11.6 5.5 4,117 0.616 2013 73.8 Source: UNDP 11.6 5.5 4,138 0.617 [Table II.2-4] HDI Trends of Honduras Military rule, corruption, a huge wealth gap, crime and natural disasters have rendered Honduras one of the least developed and least secure countries in Central America. In particular, because more than 50% of population lives in rural area, the nationwide ICT infrastructure needs to be addressed with high priority. Moreover, 64.5% of poverty rate is also barrier to increase nationwide penetration of ICT and e-Government. In spite of lots of issues and barriers, relatively high adult literacy rate is a positive factor to increase awareness of ICT and e-Government in citizens, which are considered one of the key success factors. 2.1.5. ICT Industry in Technical Perspectives The Central Bank of Honduras reported that the most invested sector in the country is the telecommunications. In this trend, the national operators are developing more and better commercial services to the citizens, which means that the competition is fierce especially because the use of data services are substituting for other mobile services and the prices are getting more and more accessible for the people. In Honduras, there are numerous companies dedicating to IT industry. The Honduran Information Technology Association (AHTI) has about 30 companies registered and they put efforts together to develop better services, improve security, maintain network and expand the overseas market. In comparison with the case of Korea, the role of the association seems still weak. It was established as a non-profit association with connection of national and international alliances that promotes initiatives together with the public, private academic sector in order to strengthen the IT industry. © Copyrights 2014, National IT Industry Promotion Agency 46 / 328 No. Company Name Specialty Homepage 1 Soluciones de Información y Sistemas Automatizados (SODISA) CRM, ERP, Camera Software sodisa.hn 2 Go Consultores ERP, .NET, Software Development goconsultores.com 3 Nueva Generación Software (NGS) ERP, .NET, Banking Software Development, AS/400 ngshn.com 4 AGREGA Server Monitoring, Network, Helpdesk agrega.hn 5 Lima Net S. de R.L. (Grupo Leitz) Software Development, .Net, Banking Software, Mobile Application grupoleitz.com 6 Centro de Servicios Técnicos (CENTEC) Software Development, .Net, Banking Software, Mobile Application 7 LUFERGO Computer Equipment (Computer, Server, Hub, Router, etc.) lufergo.com 8 Consultora ISIS Software Development, .Net consultoraisis.com 9 Grupo CIV Data Center, Windows, Linux, Security Server, PHP, SAS, Mobile Application, ECommerce grupociv.com 10 Microimágenes Document Digitalization microimagenes.com 11 Omnimedia Java Application, Multimedia Development 12 Sistemas Eficientes S.A. (Sefisa) Firewall, Fortinet sefisa.com 13 Grupo Sinergia S.A. Telecommunication, Software Development, .NET, SAP Support sinergiacala.net 14 Representaciones Múltiples Computer Equipment (Computer, Server, Hub, Router, etc.) 15 Software Solution (SWS) Hospital Application swshn.com 16 Clicks Agency Google Adwords Campaigns clicksagency.com 17 Grupo Popa Data Center, Windows Soluctions popa.hn © Copyrights 2014, National IT Industry Promotion Agency 47 / 328 No. Company Name Specialty Homepage 18 CCS Microsoft Dynamics, SAP, Software Development ccs.hn 19 Empresas HN Internet Marketing empresashn.com 20 Agile Solutions Consulting, Outsourcing agilesolutions.com 21 Sistemas CC IT Learning, Support, Technical Service, Computer Solutions sistemascc.com 22 HCyC Software Consulting, .NET hcyc.com 23 People Connection Software Consulting, .NET 24 Syscom Computer Equipment (Computer, Server, Hub, Router, etc.) syscomhn.com 25 Consultant Business Consulting, Technology Consulting, Marketing Consulting, Computer Consulting, Healthcare Consulting consultant.com 26 Grupo Roel Data Center Equipment gruporoel.com 27 24studio Internet Advertizing 24studiohn.com 28 innovatechn Financial Business System innovatechn.com 29 sifizsoft SMS Solutions sifizsoft.com 30 Reditech SMS Solutions reditechn.com 31 Cosultora Software Outsourcing, .NET 32 ISACA Software Outsourcing, .NET 33 Terra Movil E-mail Marketing, Server Maintenance, Windows, Linux, Mobile Application Source: AHTI [Table II.2-5] List of AHTI Member Companies The business scale of the member companies is diverse and the AHTI is planning to make a space where it can manage the information of the existing IT companies in Honduras and evaluate the level of their experience and competitiveness. The association also works hard to train technical professionals; specifically, it has a scholarship program to offer an opportunity to the youth for a technical career in engineering, computing, electricity, systems, etc. In addition, it has courses to achieve global IT certificates and supports a half of the fee to the students of the National Autonomous University of Honduras to take courses of Micro Soft. Through the education and training by the AHTI, the ICT careers can improve the quantity and quality as a fundamental base of the competitiveness of the country, businesses, and © Copyrights 2014, National IT Industry Promotion Agency 48 / 328 universities. Those activities are completed with membership dues that the member companies pay without any support from the government. Meanwhile, some software companies get together to take place various national and international events such as hackathon, conference and developer forum. The developers are focusing on overseas market such as the U.S. rather than the domestic market because of the selling prices. For example, while they can get $2,500 for an application in the U.S., this price falls to $1,000 in Honduras. According to an employee of a company, the average salary of IT workers is $900-$3,000 depending on experiences and fields. The IT human resources of Honduras have advantage of programing language such as Java but they need to be trained to control and manage hardware. Major Developers’ Event TEDxTegucigapla (tedxtegucigalpa.org) BarCamp Tegucigalpa (barcamphonduras.com) Game On! Hackathon (gohackathon.com) Americas Datafest (Americas.datafest.net) Honduras Convive Hackathon (hondurasconvive.com) TedxRíoDePiedras (tedxriodepiedras.org) BarCamp SPS (barcampsps.com) Startup Weekend SPS (sanpedrosula.startupweekend.org) Festival CREA (creahonduras.org) [Table II.2-6] List of Major Developers’ Event In 2012 their sales increased 38.5%. According to the AHTI, the local market of services and software products occupy 41% and 40% respectively; on the contrary, the services for hardware represent 16% and 2.3% for hardware products. Manufacture, distribution, retail, financial services, outsourcing, health services, marketing and communication are the sectors that the Honduran IT companies provide to the clients. Only 9% of the companies have different types of certificates such as ISO, CMMI, IT Mark or Spice. On the other hand, the IT industry is dominated by 75.3% of men. The most wanted professionals by the companies are software developer, technic documentation writer, project manager, software architect and engineer. In terms of salary, the software architect earns the best and project manager, IT consultant and senior software developer are following behind. Their focus is to offer a prompt solution to users and information accessibility with more specialized solutions. In this field, the education and public security sectors seem to be the early adopters of new technologies, largely because of the need for digital inclusion to reduce costs and improve access to basic services to the population. 2.2. National ICT Policy & Strategy 2.2.1. Country Vision and National Plan Honduras developed the Country Vision (2010 – 2033) involving the establishment of principles, objectives, strategic goals and guidelines that must be achieved during the next © Copyrights 2014, National IT Industry Promotion Agency 49 / 328 seven periods of government and corresponding the National Plan (2012 – 2022) covering the first phase of the Country Vision made up of strategic guidelines, objectives and indicators that mark the progressive responsibilities of the next three governments around the National Vision. Honduras set objectives in terms of ICT and e-Government as a modern, transparent, responsible, efficient and competitive State: To improve the position of Honduras in the Global Competitive Index to 50 To reach a decentralization of the public investment of 40% to municipal level To reach to a proportion of 90% of the public officers invoked to a stable regime of civil service that rewards the competency, capacity and performance To develop the principle processes of a attention to citizen in the institutions of the State by electronic means and to reach the position of Honduras in the Corruption Control Index, of the indicators of governances of World Bank to percentile 90 – 100 To achieve the objective of modern, responsible, efficient and competitive nation, Honduras will have a modern government, make norms and efficient, decentralized to the municipal level, evolved in terms of administrative facilitation and consolidated in terms of legal certainty for citizens, businesses and investors transparently. The civil service will be improved and public officials have achieved a high level of professionalism. The country will have then consolidated the development of external and internal country image program and the transformation of the diplomatic and consular corps in the first against promoter exports, tourism and investment opportunities in Honduras international image. To achieve the objective of consolidated social welfare system without extreme poverty education and wealthy, Honduras set goals of eradicating extreme poverty, reduction to less than 15% the percentage of households in poverty, increase of the average schooling to 9 years, achieving 95% coverage of health at all levels of the system, and universalizing the retirement and pension system for 90% in Honduras. Moreover, Honduras is trying to reduce the crime level to international average for the objective of making Honduras developed in democracy with security and without violence. Accordingly, Honduras developed National Plan with highlights of strategic guidelines concerning ICT and e-Government as follow: Education and culture as means of social emancipation Health as foundation for improving the life conditions Productive infrastructure as engine of the economic activities Competitiveness, national image and development of productive sectors Adaption and mitigation to the climate change As can be seen from the Country Vision and National Plan, Honduras pursues sustainable economic development, social development and improvement of living standards based on education and health system, and transformation to modern, transparent and competitive government. ICT and e-Government will be one of the major drivers to achieve Country Vision and National Plan. © Copyrights 2014, National IT Industry Promotion Agency 50 / 328 2.2.2. Digital Agenda 2014 – 2018 2.2.2.1. Vision, Mission and Strategic Axes The formulation of the Digital Agenda 2014-2018 of Honduras is part of the efforts of the Secretariat Technical of Planning and External Cooperation (SEPLAN) aimed at promoting competitiveness and innovation through effective, widespread and qualitative use of Information and Communication Technologies (ICT), in order to reduce the digital divide in the country and thus promote more efficient government closer to its population and more competitive and developed economy. The contents of the Digital Agenda are part of the objectives of the Country Vision, especially with the aim of achieving "a modern, transparent, accountable, efficient and competitive State." In addition, the objectives of the Agenda attempt to be consistent with the country's needs in the field of ICT and the current restrictions on the macro level, mainly at the level of public finances. The Agenda is comprised of four strategic axes, with the lines of action and a set of initiatives. The first axis is oriented to increase the penetration rate of the Internet and other information technologies through participatory methods that promote the access equity and also the reinforcement of the telecommunications infrastructure and the development of broadband. The second axis focuses on a set of digital government initiatives that promote the approach of the government to citizens and the facilitation of business procedures. The third axis aims to strengthen the inclusion of ICT education and training at different levels of the education system in order to improve the competitiveness of the human resources. Lastly, the fourth axis emphasizes legislative and institutional framework aspects, as basic elements for the development of ICT. In general, it is considered that the Digital Agenda should be conceived as a tool to help further progress based on the Country Vision and Nation Plan (2010-2022), enhancing the capabilities of its citizens, businesses and/or public officials, with the support of a process approach to enable functional integration and exchange of information. Specifically, it is expected to help improving effectiveness of the Agenda in public institutions, reducing response time of services and promoting the efficiency in the use of resources. Mission To promote the development of Information and Communication Technologies (ICT) as a supporting tool for social, cultural and economic transformation of Honduras, through a series of innovative initiatives consistent with the current needs and existing resources. Vision Through the implementation of the Digital Agenda, it is expected to lay the foundation for the development and consolidation of a culture that promotes the knowledge and information society, which is intended to: a country with high standards of inclusive digital connectivity, similar to the average of middle-income countries, which promotes transparency and efficiency in the delivery of public services and the competitiveness of the Honduran economy. © Copyrights 2014, National IT Industry Promotion Agency 51 / 328 Guiding Principles Equity: The entire population of Honduras, without any kind of discrimination, is entitled to access and use of the advantages of digital connectivity. Transparency: The digital connectivity should tend to clear, timely and understandable information about governance, citizen participation and private transactions. Efficiency: The development of ICT in Honduras should be aimed at improving the supply of goods and services, both public and private, for the benefit of society and enhancing the competitiveness of enterprises and human resources of Honduras. Security and privacy: The citizen, government and businesses should have guarantees of security and privacy in the exchange, management and storage, with the principle of transparency. Strategic Axes Axes Initiatives Digital Connectivity with Equity • • • • • • Internet for all Digital literacy National Development Plan of Broadband Digital communities Digital access of the SMEs Telework Digital Government • • • • • • • • Interoperability Government portal Government contact center Electronic procurement and acquisition system Business portal of Honduras Single window of customs system Government Data Center National system of digital certification ICT Human Talent • Tele education platform • Improving “EDUCATRACHO” • ICT superior training Development of Institutional and • Reinforcement of institutions Regulatory Framework • Regulatory planning [Table II.2-7] Strategic Axis of Digital Agenda 2014 – 2018 The Digital Agenda clearly states fundamental aspects of vision, mission, and guiding principles, and four strategic axes of digital connectivity with equity, digital government, ICT human talent, and development of the institutional and regulatory framework. It also defines objectives, lines of action and principle initiatives in accordance with the strategic axes. It presents implementation of agenda and monitoring and evaluation. Even though the Digital Agenda defines critical factors for successful implementation, © Copyrights 2014, National IT Industry Promotion Agency 52 / 328 monitoring and evaluation of national ICT initiatives, it is insufficient to provide viable and visible implementation plan. Hence, there should be development of implementation plan in details subsequent to national ICT policy and strategy, which are also presented in the Digital Agenda 2014-2018. There has been a progress of organization reform, but little progress in budgeting and financing. It is important to enforce policy as well as to make policy with provisioning of guidelines including planning and budgeting. 2.2.2.2. e-Government in Digital Agenda The Digital Agenda mentions e-government as the second strategic axis. The development of public policies for Digital Government in Honduras had many trials without great results. In the 90s the Presidential Unit of Organization and Informatics was created. Subsequently, it took nearly ten years for the Presidential Commission of the State Modernization to establish a vision and strategies for national development. Regarding the legal and institutional framework, the efforts have been made in the preparation of drafts of legislative bills: Electronic Signature, Digital Government, and Information and Communication Technologies; however, the institutional development has been weak, without a vision aligned with the priorities of government or legal authorities to lead the development and implementation of a national program of Digital Government. Objective: to promote the use of ICT by government institutions, in order to create a new public administration model that allows qualitatively improve the provision of services and information to the citizens, and also to increase efficiency, effectiveness and transparency of the public sector, with full participation of citizen. Lines of action: 1) to standardize government processes that allow (organizational, semantic and technical) interoperability of systems in conjunction with the public, private and academic sectors, 2) to create a centralized unit to administrate the metadata of the central government, in order to streamline the integration of systems for the provision of the services, 3) to design and implement a data center that allows the central operation of systems or applications, through which Honduras provides consolidated services to the citizens using the best practices in management, service delivery, information security, IT contingency and business continuity, 4) to implement and operate an Information Security Management System based on international standards of the ISO/IEC 27000 series, which provides the establishment and operation of systems, processes and reliable applications, 5) to improve local public management by promoting digital or analog services to propel the development of contents and applications, 6) to create a single portal for all public institutions to improve the access for the citizen, and 7) to encourage the streamlining of public processes through a strategy of modernization and administrative simplification. Interoperability Objective: to establish mechanisms and instruments that transfer and use information in a uniform and efficient way among the information systems of the public institutions, using rules and standards to ensure the efficiency and information security in the service delivery to the citizen. © Copyrights 2014, National IT Industry Promotion Agency 53 / 328 Components: 1) creation of a set of norms and standards for interoperability among the public institutions, 2) design and implementation of training programs for the effective implementation of the interoperability norms and standards, 3) implementing a set of technological infrastructure for the public institutions lacking in these services: e-mail, web site contents management, document procedure system, data base, etc., 4) creation of the relevant legal instruments for the implementation of the interoperability, and 5) creation of a audit program and continuous improvement. Government Portal Objective: to develop conditions that allow the citizens and private institutions to effectively communicate with the public institutions, and to improve the national image, as fundamental elements of support the national competitiveness. Components: 1) legal basis to facilitate the implementation of the portal, providing content and links with the government institutions, 2) appropriate organizational structure for successful implementation and operation of the government portal, 3) portal equipped with services and functions classification system, oriented to the consumers (citizens, businesses, etc.), 4) websites of the government entities related with the Manual for the Development of Government Websites, and 5) standard model that includes virtual desktop for public officer that attend the required services for the citizen and allows to concentrate tracking service requests on a single site. For this purpose, the portal will have the necessary interfaces to consolidate the information and required systems. Government Contact Center Objective: to have an easily accessible contact point for citizens, businesses, public officials and foreign visitors who require basic information about procedures and services offered by the public institutions of Honduras, thus contributing to the optimization of resources and modernization of the public administration, significantly improving the government-citizen relationship. Components: 1) efficient infrastructure that provides a high degree of physical and virtual security and high scalability, in order to have a robust data center, 2) open and modular architecture technologies and components that allow the interoperability of Digital Government applications (protocols, interfaces, messages, data structure, encryption), 3) human capital with adequate communication capacities, both voice and data, and high level of reliability, and 4) sustainable processes, updating processes, regulations and information of the procedures and services for the citizen by the affiliated institutions. Electronic Procurement and Acquisition System Objective: to establish an electronic platform for the realization of 100% of public electronic procurement (paperless), under a scheme to improve the transparency and traceability of the public procurement, and to provide citizen with the process of control about the efficiency and legality of purchases. Components: 1) promotion strategy for implementation of the system at the whole government level, 2) improving the regulatory and institutional framework of ONCAE, © Copyrights 2014, National IT Industry Promotion Agency 54 / 328 reinforcing its role as leading agency of public procurement, 3) facilitating the access to small bidders of the State, 4) promoting the government efficiency, through competitive procurement at lower cost and with more diversity of supply and suppliers, 5) establishment of a National Register of Providers, 6) establishment of a single base of products, following the best practices and list of international dominant, 7) establishment of a model with open standards, and 8) strategic alliances with countries and organizations that can share technology and experiences and even lower costs. Business Portal for Honduras Objective: to facilitate and optimize all relevant information under a single interface to promote the efficiency, transparency and information transfer of the required procedures for the creation and operation of businesses in Honduras, significantly improving the relations between the government, businesses and citizens. Components: 1) establishment of the basic processes that allow the institution to continuously improve their processes, 2) systematization, documentation and automation of the processes and workflow of procedures, 3) integration of new services or applications according to the growing needs, 4) unlimited access to all information and all necessary services through an internet browser standard, and 5) links to different information sources. Single Window of Customs System Objective: to achieve the administrative simplification for benefit of all users and operators of the customs service, as well as the increase of the businesses related with the foreign trade. Components: 1) strengthening the promoter institution at the governmental level, through a cooperation system with all stakeholders, 2) standardization and unification of processes, forms and relevant data, 3) improving processes of work and the institutions related to the adoption of the Single Window, and 4) preparation of the technological infrastructure for the system. Government Data Center Objective: to integrate electronically all organs of Honduras to allow efficient transfer of information and improve efficiency in the services delivery to citizens; considering the adherence to the best industrial practices, ensuring sustainability, reliability and availability of the services to be provided within the framework of e-government. Components: 1) definition of the physical areas within the country to build the Data Center consolidated the State, providing primary and contingency site, 2) design center, according to best industrial practices, corresponding to: areas and flows, architectural system, air conditioning, uninterruptible power, telecommunications, security and control; considering the expected availability, estimated total power, number of cabinets to be implemented and defined physical area, 3) equipment with the technological and electromechanical infrastructure corresponding to the Data Center operation with the components for contingencies, 4) Establishment of the basic processes of Data Center operation, which allows Honduras efficient and effective IT services delivery; covering the change, problem and assets management, and 5) implementing the Data Center consolidated the State, agreed © Copyrights 2014, National IT Industry Promotion Agency 55 / 328 with the realized design. National System of Digital Certification Objective: to have a Public Key Infrastructure (PKI) and use digital certificates to solve unique and legal identification, validity and evidentiary, presumption of authorship, nonrepudiation, etc. Components: 1) definition of policies by an advisory committee, 2) defining the functions of the institutions of the National Digital Certification, 3) defining the Public Key Infrastructure (PKI), 4) defining the Certificate Authority, 5) defining the Rood Certification Body, and 6) Accreditation subject to compliance with international standards. 2.3. Organization The Honduran government enacted the law, Decree No. 266-2013 to optimize public administration, improve services to citizens and strengthening transparency in government. This act was adopted on 16 December 2013 and entered into force upon its publication in the Official Gazette on 23 January 2014, compliant with a National Vision and a National Plan for Honduras (Decree 286-2009). Based on this law, Honduras government seeks to set targets and goals, develop strategic direction and planning through resources allocation and coordination with state bodies. Honduras government reformed its organizational structure with creating sectorial cabinets for the task of coordinating the work of various State departments, decentralized or regulatory agencies, programs, projects and public companies which issues they deal: Sectorial Cabinet of Governance and Decentralization, Sectorial Cabinet of Social Development and Inclusion, Sectorial Cabinet of Economic Development, Sectorial Cabinet of Productive Infrastructure, Sectorial Cabinet of Economic Execution and Regulation, Sectorial Cabinet of Security and Defence, and International Relations Sector. [Figure II.2-3] Government Organizational Structure – Sectorial Cabinet © Copyrights 2014, National IT Industry Promotion Agency 56 / 328 Secretariat of General Government Coordination was also created under the law, Decree No. 266-2013, PCM-001-2014 and PCM-002-2014 to assist the President in the coordination of public administration: strategic planning in the framework of the Country Vision and Nation Plan; defining the general policies; the allocation of resources for the fulfillment of the objectives and goals set by the President of the Republic in the annual and multi-annual strategic plan, coordinating subsystem budget and public investment program. It is responsible to establish procedural mechanisms and monitoring management performance of government. It is also responsible for transparency in the allocation and use of resources; the formulation and implementation of policies and programs of transparency and anti-corruption, development of public ethics; strengthening internal controls, formulating plans for the modernization and reform, national statistics and monitoring of tax collection. Secretariat of General Government Coordination consists of Presidential Direction of Strategic Planning, Budgeting and Public Investment, Presidential Direction of Performance Management, and Presidential Direction of Transparency, Modernization and State Reform. [Figure II.2-4] Government Organizational Structure – Secretariat of General Government Coordination (SCGG) Digital Government Unit was organized under Presidential Direction of Transparency, Modernization and State Reform to promote the use of information communication © Copyrights 2014, National IT Industry Promotion Agency 57 / 328 technology by state institutions in order to simplify government closer to citizens and make it more open. Under the reformed organizational structure, it is expected to carry out strategic planning and implementation of ICT and e-Government with holistic view as a whole of government and in more coordinated manner with institutions. Commitment and decision-making is also conducted in more efficiently and effectively. However, currently Digital Government Unit is not fully organized or structured with proper functions to carry out e-Government initiatives. There are only total 10 employees in the Unit, so there are not sufficient resources in the Unit. The organizational structure shows there are seven units in Digital Government Unit as follows: [Figure II.2-5] Government Organizational Structure – Digital Government Unit The detailed roles and responsibilities and person in charge of each position are shown as the table below. Division Position Person in Charge Coordination Coordinator of the Digital Government Unit Claudia Regina Mondragón Escalón • Coordinating the activities of the Digital Government Unit under the Presidential Direction of Transparency, Modernization and Reform of the State • Monitoring the Digital Government initiatives of the Digital Agenda for Honduras • Coordinating the proposals of Digital Government projects that support completing the goals of the Strategic Plan © Copyrights 2014, National IT Industry Promotion Agency 58 / 328 Major Roles and Responsibilities Division Position Person in Charge Major Roles and Responsibilities of the Secretariat of General Government Coordination • Managing financing for the Digital Government initiatives with the international cooperation Citizen Attention Portal Web Content Angel Specialist Orlando Paz • In charge of web application contents design Citizen Attention Portal Graphics Heydy Design and Mejia Online Marketing • In charge of design the application image • Administrating the social network of the SCGG web page • Designing, diagraming, coordinating and producing graphic material for the different projects and activities of the Digital Government Unit Citizen Attention Portal Web Development Specialist Manuel Muñoz • Developing the web systems and application of the Digital Government Unit • Implementing the best practices in the development of information system and information security • Managing and maintaining data base and web servers of the Digital Government Unit • Documenting the information systems, data base, programing code and job processes Evaluation Monitoring and and Monitoring of Evaluation the Digital Government Strategy Alejandro Colindres • In charge of analyze the advances, results and indicators of the Digital Government in Honduras Programs and ICT Project Projects Sofia Marcia • Analyzing the initiatives and the results of the Digital Government projects • Creating the project profiles for the Digital Government initiatives © Copyrights 2014, National IT Industry Promotion Agency 59 / 328 Division Process Management Position Person in Charge Process • Darwin Systematizati Pineda on and • Ernesto Process Hogg Engineering • Elias Mendoz a • Judith Medina Major Roles and Responsibilities • In charge of systematize and document Digital Government Unit processes for the Digital Government organizational interoperability • Providing the public institutions with assistance in the processes systematization and documentation for the Digital Government organizational interoperability • Methods studies for the processes analysis for the interoperability • Offering training workshops to public officials for the interoperability processes systematization and documentation [Table II.2-8] Job Description of Digital Government Unit of Honduras 2.4. Laws and Regulations Act on Optimizing the Public Administration, Improving the Services for Citizen, and Strengthening the Transparency of the Government Decree No. 266-2013, which was approved on December 16, 2013 and took effect on January 23, 2014, reformed the General Act of the Public Administration in the Legislative Decree No. 146-86 of October 27, 1986. This Act pursues that the Honduran Government have strategic and performance management, which implicates designing plans, setting up objectives and goals, assigning resources, and securing the coordination between the public bodies and activities. For the general administration of the country, the actual ministries were created, and their creation, modification or suspension is conducted by the president. The president can also appoint the ministers. The Article 22 mentions e-Government as one of the functions of the Board of Ministers, which is “Regulate the necessary procedures for the Electronic Government.” In addition, this act reforms the Administrative Procedures Act in the Legislative Decree No. 152-87 of September 28, 1987, stating that the old act is not applied to electronic government or the electronic procedures Executive Decree PCM No. 002-2014 is legal basis of establishment of Presidential Direction of Transparency, Modernization and Reform of Government, which is the superior authority of the Digital Government Unit. The roles of Presidential Direction of Transparency, Modernization and Reform of Government are: 1) to formulate and propose politics and programs of transparency and fighting against the corruption, 2) to promote the public ethics and accountability, 3) to strengthen more efficiency and establish appropriate coordination of internal controls, 4) to strengthen the transparency in assignation and use of public resources, 5) to analyze, propose and execute the plans for modernization and reform of the State to be more efficient, effective and transparent, and 6) to drive the utilization of ICT to simplify the government for citizen. © Copyrights 2014, National IT Industry Promotion Agency 60 / 328 New government reformed The Administrative Procedure Act Decree No. 266-2013, which provides legal framework in terms of Digital Government: The Administrative Procedure Act shall not apply to electronic government or the procedures to be handled electronically, same to be regulated by executive decree issued by the President of the Republic in the Council of Secretaries of State: The administrative staff or resolutions shall be notified electronically. The Administrative Procedure Act also provides institutional framework on ICT and eGovernment implementation: The authority of the Presidential Direction of Transparency, Modernization and State Reform is to promote the use by state institutions information technology to streamline the government closer to citizens and make it more open. Digital Government Unit, under the Presidential Direction of Transparency, Modernization and State Reform, which aims to promote the use of information technology and communication (ICT) by state institutions was created, to create a new model of public administration that allows qualitatively improve the provision of services and information to citizens and to increase the efficiency, effectiveness and transparency of the public sector, with full public participation. Electronic Signatures Act Decree No. 149-2013 and Efficient and Transparent Procurement Act through Electronic Media Decree No. 36-2013 were enacted to government reform in terms of Digital Government: Electronic Signatures Act recognizes and regulates the use of electronic signatures the same legal validity granting the use of a handwritten signature: Act on Efficient and Transparent Procurement through Electronic Media seeks to modernize the contracting and procurement processes with regulating state purchases of goods and services through the development of new types of contracts and the establishment of Electronics Catalogs. The aim of Electronic Signature Act is to recognize and regulate the use of electronic signature in every type of information, granting the same validity and juridical effectiveness as manual or other analog signature. This act includes scope of application, utilization of the electronic signature, its effect, requirement of electronic signature, authority and so on. There has been notable progress in laws and regulations to promote nationwide ICT improvement and e-Government implementation, which enables visible and sustainable changes in both public and private sectors. However, there are no overarching laws and regulations to facilitate and promote ICT, government transformation and changes toward technology driven society. There has been no action for critical areas such as network security and data protection compliant to global standards. 2.5. Implications Although ICT policy, Digital Agenda 2014 – 2018 is well developed aligned with Country Vision and National Plan, there is lacking in viable and detailed plan putting the policy into action. Despite government’s commitment and efforts to carry out ICT and e-Government implementation, ensuring sustainability still remains as one of the major issues to be addressed. Digital Government Unit is established as a dedicated organization to pursue transformation toward digital government, however, it is not organized in structured manner yet, and there is lack of essential functions and human resources to perform essential functions to carry out e© Copyrights 2014, National IT Industry Promotion Agency 61 / 328 Government implementation. There has been progress in legal and institutional framework. However, there is no strong legal base to enforce transformation toward information and knowledge society as well as promote application of ICT in government operation. 3. Honduras e-Government Status Analysis 3.1. UN Global e-Government Survey 3.1.1. Introduction According to the United Nations, while it is important to continue with service delivery, governments must increasingly begin to rethink in terms of e-Government and e-governance, placing greater emphasis on institutional linkages between and among the tiered government structures in a bid to create synergy for inclusive sustainable development. An important aspect of this approach is to widen the scope of e-Government for a transformative role of the government towards cohesive, coordinated, and integrated processes and institutions through which such sustainable development takes place. The United Nations E-Government Survey is produced every two years by the Department of Economic and Social Affairs. It is the only report in the world that assesses the e-government development status of the 193 United Nations Member States. It serves as a tool for decisionmakers to identify their areas of strength and challenges in e-government and to guide egovernment policies and strategies. The publication also highlights emerging e-government trends, issues and innovative practices, as well as challenges and opportunities of e-government development. The e-government development in the region has also benefited from small and mediumsized enterprises (SMEs) that represent the majority of private enterprises, accounting for 99 per cent of businesses and employing 67 per cent of employees in 2013. E-procurement opens up new opportunities for micro and small businesses, and provision of open government data can greatly facilitate urban services, as the Americas region has a fast growing population with large concentrations in urban areas. To meet the goals for developing Honduras’s e-Government and to drive adequate eGovernment strategies and multi-year action plans, this chapter will inform of the status of eGovernment in Honduras through various documentation and interview results. With understanding the requirements for meeting the e-Government development criteria for the United Nation’s Global e-Government survey, current status of Honduras’s e-Government status will be discussed. The conceptual framework of the United Nations e-Government program is embedded in the paradigm of human and social development. UN survey’s e-Government in this context encompasses the capacity and the willingness of the public sector to deploy ICT for improving knowledge and information in the service of the civilian. The UN Global eGovernment Survey framework encompasses the economic and social development context of a country. © Copyrights 2014, National IT Industry Promotion Agency 62 / 328 3.1.2. e-Government Raking According to the 2014 United Nations E-government Survey rankings, the Republic of Korea is the world leader (0.9462) followed by the Australia (0.9103), the Singapore (0.9076) and France (0.8938), with the Netherlands, Japan, United States, United Kingdom, New Zealand, Finland, and Canada close behind. With an average of 0.8368, the top 25 countries are far ahead of the rest of the world (world average of 0.4721). One of the primary factors contributing to a high level of e-government development is concurrent past and present investment in telecommunication, human capital and provision of online services. This reflects that countries in general have improved their online service delivery to cater to citizens’ needs. On a regional level, Europe (0.6936) lead, followed by Americas (0.5074), Asia (0.4951) and Africa (0.2661). Despite progress, there remains an imbalance in the digital divide between developed and the developing countries, especially in Africa. The latter region had a mean e-Government development index of about 30 per cent of Northern America and about half of the world average. The digital divide is rooted in the lack of einfrastructure, which has hindered information-use and knowledge-creation. The tremendous difference of broadband width and subscriptions between the developing and the developed world proves that there are yet many milestones to be reached in order to close the gap of the digital divide Honduras is ranked in 114th following the countries such as Costa Rica, El Salvador and followed by the countries like Guatemala and Nicaragua in Central America region. Rank 2014 Country Sub-region EGDI Online Service Telecomm. Infrastructure Human Capital 50 Colombia South America 0.6173 0.7874 0.3297 0.7348 63 Mexico Central America 0.5733 0.6614 0.3139 0.7445 54 Costa Rica Central America 0.6061 0.6142 0.4461 0.7582 88 El Salvador Central America 0.4989 0.5354 0.3198 0.6414 114 Honduras Central America 0.4083 0.4016 0.1951 0.6281 133 Guatemala Central America 0.316 0.1496 0.2713 0.5272 0.0945 0.1692 0.5639 147 Nicaragua Central America 0.2759 Source: United Nations e-Government Survey 2014 [Table II.3-1] 2014 e-Government Development Index © Copyrights 2014, National IT Industry Promotion Agency 63 / 328 [Figure II.3-1] e-Government Development Index of Honduras and its Neighboring Countries According to United Nations e-Government survey 2014, the key challenge for the eGovernment development of Central America remains the widespread lack of infrastructure and functional literacy. These challenges have translated into a lower than world average eGovernment development for all sub-regions. e-Government and innovation can provide significant opportunities to transform public administration into an instrument of sustainable development. e-Government is “the use of ICT and its application by the government for the provision of information and public services to the people” (Global e-Government Readiness Report 2004). More broadly, egovernment can be referred to as the use and application of information technologies in public administration to streamline and integrate workflows and processes, to effectively manage data and information, enhance public service delivery, as well as expand communication channels for engagement and empowerment of people. The opportunities offered by the digital development of recent years, whether through online services, big data, social media, mobile apps, or cloud computing, are expanding the way we look at egovernment. While e-government still includes electronic interactions of three types—i.e. government-to-government (G2G); government-to-business (G2B); and government-toconsumer (G2C)—a more holistic and multi-stakeholder approach is taking shape. Through innovation and e-Government, public administrations around the world can be more efficient, provide better services and respond to demands for transparency and accountability. e-Government can help governments go green and promote effective natural resource management, as well as stimulate economic growth and promote social inclusion, particularly of disadvantaged and vulnerable groups. ICT have also proven to be effective platforms to facilitate knowledge sharing, skills development, transfer of innovative e-government solutions and capacity-building for sustainable development among countries. E-government can generate important benefits in the form of new employment, better health and education. © Copyrights 2014, National IT Industry Promotion Agency 64 / 328 3.1.3. Sub-Index The United Nations Global e-Government Survey is recognized for providing a comprehensive assessment of national online service, telecommunication infrastructure and human capital. To suggest better initiatives for developing e-Government of Honduras, Honduras e-Government status accessed by the reports will be discussed. Central America faces some challenges regarding their online service delivery. Firstly, the infrastructure gap and broadband quality at the national level constrain access to online service. Countries like Costa Rica, El Salvador and Honduras have their Telecom Infrastructure Index pulling down their overall E-Government Development Index (EGDI) values. In general, institutional weaknesses in the design of policies, the organization of programs and stakeholder coordination jeopardize the long-term development of e-government practices. The countries with higher rankings have already overcome the process of providing clarity about the institutional setting for e-Government. The Online Service Index of Central America (0.4006) is lower than the rest of the region; however, it is still higher than the world OSI average (0.3919). 3.1.3.1. Online Service Index The Online Service (Web Measure) is based upon a four-stage model, which is ascending in nature and builds upon the previous level of sophistication of a state’s online presence. The model defines four stages of e-Government Development according to scale of progressively sophisticated civil services. Country Description Stage1: Emerging Presence Represent limited and basic information by comprising a web page/or an official website links to ministries/departments of education, health, social welfare, labor and finance may/may not exist links to regional/local government may/may not exist some archived information such as the head of states' message or a document such as the constitution may be available on line, and most information remains static with the fewest options for civilians. Stage 2: Enhanced presence Provides greater public policy and governance sources of current and archived information, such as policies, laws and regulation, reports, newsletters, and downloadable databases. The user can search for a document and there is a help feature and a site map provided. Though more sophisticated, the interaction is still primarily unidirectional with information flowing essentially from government to the civilian. Stage 3 : Transactional presence Allow two-way interaction between the civilian and his/her government. Includes options for paying taxes; applying for ID cards, birth certificates/passports, license renewals and other similar C2G interactions by allowing him/her to submit these online 24/7. The civilians are able to pay for relevant public services, such as motor vehicle violation, taxes, fees for postal services through their credit, bank or debit card. Providers of © Copyrights 2014, National IT Industry Promotion Agency 65 / 328 Country Description goods and services are able to bid online for public contacts via secure links. Represents the most sophisticated level in the online e-Government initiatives, can be characterized by an integration of G2G, G2C and C2G (and reverse) interactions. The government encourages participatory Stage 4 : deliberative decision-making and is willing and able to involve the society Connected in a two way open dialogue. presence Through interactive features such as the web comment form, and innovative online consultation mechanisms, the government actively solicits citizens’ views on public policy, law making, and democratic participatory decision making. Source: United Nations e-Government Survey 2014 [Table II.3-2] Online Service (Web Measure) Model: Stages of e-Government Evolution Implication in this model is the integration of the public sector agencies with full cooperation and understanding of the concept of collective decision-making, participatory democracy and civilian empowerment as a democratic right. The survey assesses the same number of functionally same/similar sites in each country to ensure consistency. In keeping with its conceptual framework of human development these were the Ministries/Department of Health, Education, Social Welfare, Labor and Finance which are representative of the services civilians require most from the government. Each ministerial site was assessed on the same set of questions. E-government services such as eprocurement, which may be provided as part of a country's e-Government initiative and measured elsewhere, are not the focus here. Furthermore, the survey emphasized online services and e-participation more than previous years. This included availability of mobile applications, Web 2.0 tools, use of online services by civilians, and the extent to which governments are integrating back office operations. Greater weight was given to development of participatory and integrated transactional services than in the past as a reflection of the need to promote inclusion and narrow the digital divide. Country OSI Colombia Costa Rica El Salvador Guatemala Honduras Mexico Nicaragua 0.7874 0.6142 0.5354 0.1496 0.4016 0.6614 0.0945 Stage1 88 94 94 25 59 97 16 Stage2 75 55 55 27 48 73 14 Percentage Stage3 56 37 30 9 26 40 16 Stage4 65 44 24 6 21 32 3 Total 70 56 49 17 38 59 12 [Table II.3-3] Online Service Index (OSI) and its Components © Copyrights 2014, National IT Industry Promotion Agency 66 / 328 [Figure II.3-2] Online Service Index of Honduras and its Neighboring Countries Honduras is in the lower level compared to the countries falling behind the Honduras such as Guatemala, Nicaragua in overall e-Government development ranking. It is assumed that Honduras`s online service is more focused on indirect civil services rather services such as education, social welfare and labor. Also the development of participatory and integrated transactional services of Honduras`s e-Government could be one of the weak point of Honduras which lead to the low score in online service. 3.1.3.2. Telecommunication Access to information technologies has become crucial to development. ICT have allowed an unprecedented opportunity for countries to leapfrog traditional modes of service delivery and make manifold improvements in process effectiveness and efficiency. Governments can now deliver better, more cost effective services more speedily. The telecommunication infrastructure index is a composite of five indicators: number of personal computers per 100 persons, number of Internet users per 100 persons, number of telephone lines per 100 persons, number of mobile cellular subscriptions per 100 persons and number of fixed broadband subscribers per 100 persons. © Copyrights 2014, National IT Industry Promotion Agency 67 / 328 [Figure II.3-3] Telecomm Infrastructure Status of Honduras and its Neighboring Countries Infrastructure index causes lower ranking in e-Government development of Honduras compared to other indexes. Considering the fact that development of telecommunication infrastructure is essential for providing e-Government service, the infrastructure should be focused on telecommunication infrastructure as well as the users, the civilians. To meet the level of infrastructure that provides fair and even e-Government service to civilians, current infrastructure status of Honduras should be more developed 3.1.3.3. Human Capital Information technologies are increasingly being seen as the means of complementing traditional educational techniques. Incorporation of new technologies has enabled education systems to adapt to the emerging learning and training needs of societies. Computer simulation, telematics, and teleconferencing, alongside educational TV or radio, have greater potential to reach larger audiences through e-learning than the traditional classroom process, and to make learning more effective, attractive and stimulating. The increasing variety of interactive media enlarges the scope and possibilities of selfdirected learning, particularly the 900 million illiterates in the world and the 130 million children unable to attend primary school, and for making lifelong education for all feasible, particularly for learners for whom access is limited by time and space, age, socio-cultural environment, work schedules and physical or mental handicaps. The data for the human capital index relies on the UNESCO’s indicators, which is a composite of the adult literacy rate and the combined primary, secondary and tertiary gross enrolment ratio. © Copyrights 2014, National IT Industry Promotion Agency 68 / 328 [Figure II.3-4] Human Capital Status of Honduras and its Neighbouring Countries In the UN e-Government Survey 2014, Honduras is relatively middle level of Human Capital Index among Central American countries, which is 0.6281. 3.1.3.4. e-Participation The e-participation questions, as part of the e-Government questionnaire, extend the dimension of the Survey by emphasizing quality in the connected presence stage of eGovernment. These questions focus on the use of the Internet to facilitate provision of information by governments to citizens (“e-information sharing”), interaction with stakeholders (“e-consultation”), and engagement in decision-making processes (“e-decision making”). A country’s e-participation index value reflects how useful these features are and how well they have been deployed by the government compared to all other countries. The purpose of this measure is not to prescribe any particular practice, but rather to offer insight into how different countries are using online tools to promote interaction between citizen and government, as well as among citizens, for the benefit of all. The results were not reflected to the ranking but offer insight into how different countries are using online tools to promote interaction between civilian and government, as well as among civilians, for the benefit of all. Rank 2014 Country 14 Costa Rica 0.8235 45 El Salvador 0.6078 EPI e-Information eConsultation e-Decision Stage1 (%) Stage2 (%) Stage3 (%) 74.14 92.59 77.27 11.11 55.17 85.19 40.91 0 Total (%) © Copyrights 2014, National IT Industry Promotion Agency 69 / 328 e-Information eConsultation e-Decision Stage1 (%) Stage2 (%) Stage3 (%) 31.03 40.74 31.82 0 0.1961 18.97 22.22 22.73 0 0.0980 10.34 11.11 13.64 0 Rank 2014 Country 97 Honduras 0.3333 137 Guatemala 164 Nicaragua EPI Total (%) Source: UN e-Government Survey 2014 [Table II.3-4] e-Participation Index and its Utilization by Stages [Figure II.3-5] e-Participation Index of Honduras and its Neighboring Countries Honduras has low level in e-participation while Costa Rica and El Salvador has high level of e-participation considering their EGDI rank. In order to reach a goal of e-Government, especially to promote interaction between civilian and government, as well as among civilians, e-participation requirement should be improved 3.1.4. Implications The analysis of UN e-Government development index presents implications and suggests improvement opportunities for Honduras e-Government as follows. Implications Opportunities Compared to the development level of national competitiveness, Increase the level of © Copyrights 2014, National IT Industry Promotion Agency 70 / 328 Implications network readiness and ICT, Honduras’s e-Government is less developed, mostly for the reason of lower level of infrastructure and civil participation what UN focuses on. Providing online service, Honduras government need to consider about civil participatory and integrated transitional service, which is considered for evaluating online service. To promote G2C services, e-participation is important, and reinforcing the services in e-information, e-consultation, and e-decision making should be considered. Opportunities online service and civil participation, and transaction between institutions Honduras needs to focus more on its online service in Health, Provide basic online Education, Social Welfare, Labor and Finance, which are service for the citizen considered as representative services for the civilians To cope with e-Government development index and global requirements, follows need to be considered It is needed to have effective online services for vulnerable groups. New technology such as mobile applications, big data can support the civil participation. Increase civil Effective use of multi-channel service delivery, in particular accessibility through the availability of mobile services (SNS, mobile web, text various technologies service) will be important for the future e-Government. UN recommends the provision of free connectivity through public kiosks and other facilities and the introduction of useful infrastructure and decrease a digital divide to induce participatory of civilians. To cope with environmental issue, providing information and Develop an services for promoting awareness and advocacy of environment environment related is necessary systems [Table II.3-5] Implications from UN e-Government Development Index 3.2. ICT Infrastructure for e-Government Implementation The use of information and communication technologies (ICT) is a key factor to promote the national competitiveness, economic development and productivity, allowing the efficiency and transparency in public administration by streamlining the processes. The analysis of ICT and e-Government infrastructure of Honduras has been performed through surveys, interviews and data research. 3.2.1. Networked Readiness for e-Government Development The main challenge of the Honduran government is digital divide; only 17.8% of the population is Internet users and Honduras ranked 116th out of 148 countries (with the value of 3.24) in the Networked Readiness Index (NRI) 2013 published by World Economic Forum, © Copyrights 2014, National IT Industry Promotion Agency 71 / 328 which implicates that there is considerable digital divide not only compared with the developed countries but also in Latin America region including Central American countries. The NRI comprises four sub-indexes: these indexes measure the environment for ICT; the readiness of a society to use ICT; the actual usage of all main stakeholders; and, finally, the impacts that ICT generate in the economy and in society. The three first sub-indexes can be regarded as the drivers that establish the conditions for the results of the fourth sub-index, ICT impacts. These four sub-indexes are divided into 10 pillars composed of 54 individual indicators in total, according to the following structure: Index Sub-index A. Environment 1. 2. Political and regulatory environment Business and innovation environment B. Readiness 3. 4. 5. Infrastructure and digital content Affordability Skills C. Usage 6. 7. 8. Individual usage Business usage Government usage D. Impact sub-index 9. Economic impacts 10. Social impacts [Table II.3-6] Sub-indexes of Networked Readiness Index [Figure II.3-6] NRI Results of Honduras © Copyrights 2014, National IT Industry Promotion Agency 72 / 328 Honduras closes the regional rankings following Paraguay (102nd) and Venezuela (106th) and followed by Bolivia (120th), Nicaragua (124th) and Haiti (143rd). These countries all suffer from both important weaknesses in the development of their ICT infrastructures and a lack of innovation and entrepreneurial conditions that could help them fully leverage them. Indicator Rank/148 Value 1 Pillar: Political and Regulatory Environment 128 2.9 Effectiveness of law-making bodies (1-7) 121 2.8 Laws relating to ICT (1-7) 119 3.1 Judicial independence (1-7) 108 3.0 Efficiency of legal system in settling disputes (1-7) 109 3.2 Efficiency of legal system in challenging regulations (1-7) 96 3.1 Intellectual property protection (1-7) 103 3.1 Software piracy rate (% software installed) 75 73 Number of procedures to enforce a contract 138 47 Number of days to enforce a contract 128 920 118 3.7 Availability of latest technologies (1-7) 93 4.5 Venture capital availability (1-7) 82 2.5 Total tax rate (% profits) 78 39.2 Number of days to start a business 70 14 Number of procedures to start a business 137 13 Intensity of local competition (1-7) 104 4.6 Tertiary education gross enrollment rate (%) 95 20.6 Quality of management schools (1-7) 123 3.4 Government procurement of advanced technologies (1-7) 125 2.8 115 2.8 Electricity production (KWh/capita) 100 916.3 Mobile network coverage (% of population) 116 89.9 International internet bandwidth (kb/s per user) 118 4.2 Secure internet servers/million population 95 9.5 Accessibility of digital content (1-7) 107 4.5 77 5.2 Prepaid mobile cellular tariffs (PPP $/min) 107 0.36 Fixed broadband Internet tariffs (PPP $/month) 83 34.71 st nd 2 Pillar: Business and Innovation Environment rd 3 Pillar: Infrastructure and Digital Content th 4 Pillar: Affordability © Copyrights 2014, National IT Industry Promotion Agency 73 / 328 Indicator Rank/148 Value 1 2.0 112 3.7 Quality of educational system (1-7) 141 2.4 Quality of math and science education (1-7) 144 2.2 Secondary education gross enrollment rate (%) 102 73.1 Adult literacy rate (%) 101 85.1 106 2.5 Mobile phone subscriptions/100 population 99 92.9 Individuals using Internet (%) 105 18.1 Households with personal computer (%) 104 15.1 Households with Internet access (%) 100 13.2 Fixed broadband Internet subscriptions/100 population 110 0.8 Mobile broadband subscriptions/100 population 90 8.6 Use of virtual social networks (1-7) 98 5.3 91 3.4 Firm-level technology absorption (1-7) 74 4.7 Capacity for innovation (1-7) 112 3.1 PCT patents (applications/million population) 122 0.0 Business-to-business Internet use (1-7) 91 4.6 Business-to-consumer Internet use (1-7) 93 4.1 Extent of staff training (1-7) 77 3.9 133 3.0 Importance of ICT to government vision (1-7) 139 2.7 Government Online Service Index (0-1) 94 0.38 Government success in ICT promotion (1-7) 146 2.9 116 2.7 Impact of ICT on new services and products (1-7) 109 3.9 ICT PCT patents (applications/million population) 93 0.0 Impact of ICT on new organizational models (1-7) 94 3.8 Knowledge-intensive jobs (% workforce) 100 12.8 10th Pillar: Social Impacts 119 2.9 Impact of ICT on access to basic services (1-7) 115 3.5 Internet access in schools 115 3.1 Internet and telephony competition (0-2) 5th Pillar: Skills 6th Pillar: Individual Usage 7th Pillar: Business Usage 8th Pillar: Government Usage 9th Pillar: Economic Impacts © Copyrights 2014, National IT Industry Promotion Agency 74 / 328 Indicator Rank/148 Value ICT use and government efficiency 134 3.0 e-Participation Index (0-1) 82 0.13 [Table II.3-7] The Networked Readiness Index of Honduras in Detail 3.2.2. ICT Usage As shown in the following figures, the number of fixed-telephone subscriptions per 100 inhabitants is less than 10, while the number of mobile phone subscriptions per 100 inhabitants exceeds 100. In 2011, it decreased mostly because of exclusion of inactive accounts by one of the main operators, and the decline in 2012 was due to merge of second and third operators of the mobile market in Honduras. Source: ITU [Figure II.3-7] Fixed-telephone Subscriptions per 100 Inhabitants © Copyrights 2014, National IT Industry Promotion Agency 75 / 328 Source: ITU [Figure II.3-8] Mobile-cellular Telephone Subscriptions per 100 Inhabitants Even though the percentage of individuals using the Internet seems to increase, the level is still low as the following figure shows. Fixed (wired) broadband subscriptions per 100 inhabitants are markedly low and the speeds are merely equal to 512Kbps. Source: ITU [Figure II.3-9] Percentage of Individual Using the Internet © Copyrights 2014, National IT Industry Promotion Agency 76 / 328 Source: ITU [Figure II.3-10] Fixed(wired)-broadband Subscriptions per 100 Inhabitants Meanwhile, 20.1% of households possess computer – the rate shows 32.7% in urban area and 7.9% in rural area. The rate of households having fixed phone also shows the regional difference; among the total 20.7% of households 90% is in urban and 9.9% in rural area, in other words, 37.9% of urban and 4.0% of rural households possess fixed phone. Some practical difficulties such as unstable political framework and lack of budget have had real effects on the country’s telecom market. Fixed-line teledensity at only 7% is significantly lower than the Latin American and Caribbean average. Poor fixed-line infrastructure has been exacerbated by low investment and difficulties in local terrain which have made investment in rural areas unattractive or uneconomical. As a consequence, the internet has been slow to develop in Honduras: DSL (Digital Subscriber Line service) and cable modem technologies are available but relatively expensive, while higher speed services are largely restricted to the major urban centers. Nevertheless, the demand for broadband is steadily increasing and there has been some investment in network upgrades to fiber-based infrastructure, though this is restricted to the main cities. Poor fixed-line connectivity has also inhibited the take-up of VoIP, which would otherwise be a preferred communications medium to expensive domestic calls. On the positive side, these factors have encouraged consumer take-up of mobile services, a sector where there is lively competition supported by international investment and know-how. As a result, mobile penetration is about 20% above the regional average. Revenue from the mobile sector looks promising in coming years as operators invest in their networks, expanding their reach and upgrading their capabilities to accommodate mobile broadband services. Mobile data as a proportion of overall mobile revenue is likely to double in 2013, though low-end SMS services will continue to account for the bulk of data revenue for some years. © Copyrights 2014, National IT Industry Promotion Agency 77 / 328 3.2.3. Ongoing Projects for ICT Infrastructure Expansion To build the ICT infrastructure at national level, the National Commission of Telecommunications (CONATEL) is pushing forward the project in priority to expand free Wi-Fi zones in schools and public parks and further hospitals and police stations. According to the CONATEL, 97,271 students of the public schools will benefit from the School Connected with Internet Project. The total connections of Internet del Pueblo, which is Free Wi-Fi Project, are shown in the following table. Area Total Connections Tegucigalpa 6,179 San Pedro Sula 8,785 Ceiba 7,702 Gracias 7,794 Comayagua 4,219 Choluteca 4,000 Juticalpa 3,593 Danli 2,425 El Progreso 2,300 Museo Ferrov 650 Trujillo 2,800 Source: CONATEL [Table II.3-8] Connections with Free Wi-Fi Project “Internet del Pueblo” In spite of the efforts to expand free Wi-Fi zones, the current ICT infrastructure in Honduras is not established enough in particular in rural areas. The following figures are showing the actual backbone of optical fiber and mobile network coverage. The optical fiber is constructed with San Pedro Sula and Tegucigalpa as a center. Generally Honduras is covered with 2G mobile network in the west side but 4G is covering only in La Ceiba, San Pedro Sula and Central District. It seems that it is difficult to build Internet or mobile network in the east side because it is mountainous area and there are national parks. © Copyrights 2014, National IT Industry Promotion Agency 78 / 328 Source: CONATEL [Figure II.3-11] Backbone of Optical Fiber in Honduras © Copyrights 2014, National IT Industry Promotion Agency 79 / 328 Source: CONATEL [Figure II.3-12] Mobile Network Coverage of 2G, 3G and 4G Meanwhile, each public institution of Honduras has its own network by contracting different operators, thus there is no integrated national administrative network yet. 3.2.4. Current Status of e-Government System Based on interview and reference review, some well-developed e-Government systems are identified. Even though, those systems are still in use only within institution which have ownership or shared with limited users. They are also lacking of integration and interoperability with related systems. Institution Information Systems Secretariat of Education (SE) SACE (Education Center Administration System): registration of public and private education centers, teachers, enrollment of students, administration and statistics at national, regional and individual level SIARHD (Human Resources Administration System): registration of name, licenses of teaching staff at national level and payment connected with the Secretariat of Finance, planning and budgeting SIPLIE (System of Education Infrastructure Plan): to copy all information of infrastructure and furniture in every education center at national level © Copyrights 2014, National IT Industry Promotion Agency 80 / 328 Institution Information Systems ERA (Evaluation of Academic Output): registration of the education standard test National University (UNAH) of Autonomous Financial Information System Honduras Virtual Campus Student Registration System Library System Human Resources System Institutional Repository Documents System Secretariat of Health SIS (Statistics Information System): control and manage health matters Blood Bank System Secretariat of Social e-Purse System: payment of social benefits Development and Inclusion Blood Bank System (SEDIS) Secretariat of Infrastructure Transportation System and Public Services (INSEP) Secretariat of Security SEPOL (Online Police Statistics System): registration of death, homicide, and incident AFIS (Automated Fingerprint Identification System) AVL (Automatic Vehicle Location) IBIS (Integrated Ballistics Identification System) Driver’s License Registration System Criminal Record System Nationwide 911 System Secretariat of Labor Employment System Administration System Institute of Professional Institutional Communication Program (P-CI): intranet for Training (INFOP) central and regional offices, regulations, internal communication among collaborators and teachers Secretariat of Agriculture and Online System for Export and Import Permission Stock Farming (SAG) Plague Information System Online Animal Health System Producers Registration System Secretariat of Energy, Natural MIGA (Environmental Geographic Information Module) © Copyrights 2014, National IT Industry Promotion Agency 81 / 328 Institution Information Systems Resources, Environment and MIRA (Environment Registration Information Module): Mines (SERNA) tracking system MIAH (Honduras Environment Indicators Module) RETC (Air Emissions, Transferences and Contaminants Registration) Secretariat of Human Rights, SIMEX (Procedure Tracking System): file management and Justice, Governance and workflow system Decentralization (SDHJGD) Rent Contract Management System Jail System Secretariat (SEFIN) of Finance SIAFI (Integrated Financial Administration System) Central Bank of Honduras Real-Time Gross Settlement System (BCH-TR) (BCH) Central System of Securities Depository (DV-BCH) Automated Payment System: automated payment procedure between BCH and the government finance functions ERP (Enterprise Resource Planning) SENDI (Electronic Currency Exchange System) ALM (Anti Money Laundry System) PKI Secretariat of Development Economic Information System: open all information about promoting investment, tourism and export SECEH (Export Permission System) Secretariat (SDP) of Presidency Institutional e-mail system Institute of Access to Public SINAIP (National Public Information System) Information (IAIP) SIELHO (Electronic System of Honduras) Revenue Executive Service SIT (Tax Information System) (DEI) Vehicle Registration System SIDUNEA (Automated Customs System) Tax Collection System (DET/FENIX) Public (MP) Prosecutor's Secretariat Government Office Case Management System of General Cloud Computer Coordination Process Management System © Copyrights 2014, National IT Industry Promotion Agency 82 / 328 Institution Information Systems (SCGG) e-Catalog, HonduCompras (e-Procurement system) [Table II.3-9] Current e-Government System 3.3. Interview Result 3.3.1. Introduction The interview is conducted to understand current states of organization, operation, and eGovernment and supporting ICT infrastructure, and to acquire core e-Government requirements, and to identify major improvement opportunities and potential e-Government initiatives from various stakeholders. The Questionnaire comprises (1) mission and tasks of your organization, (2) policies and planning regarding development of ICT & e-Government, (3) status of ICT & e-Government projects, (4) requirements for developing ICT & e-Government, and (5) current resource status prior to developing ICT & e-Government. The interview has been conducted with ICT officials in charge at 27 institutions from August 26th to September 2nd. According to the interview results, some institutions such as Secretariat of Education, National Autonomous University of Honduras, Secretariat of Security, Secretariat of Finance, Central Bank of Honduras, National Commission of Banks and Insurance, National Commission of Telecommunications and National Institute of Statistics have relatively well structured and developed ICT infrastructure and systems. However, those ICT infrastructure and systems are used within the institutions which own them and not integrated with other systems. Central ICT unit has been organized within each institution after government reformed in 2014, which is in progress of approval by parliament. However, there is no direction or guideline to standardize organization and operating procedure at government level as a whole. The proportion of officials who have professional ICT knowledge is also varied, but very low in general. Most of data centers are merely storage rooms for ICT equipments with obsolete H/W and outdated S/W and without proper facilities such as air conditioning, fire precautions and UPS. Network infrastructure for those data centers is very also poor without adequate security to protect sensitive and confidential information. Only a few institutions provide training courses for ICT officials and government officials, which are limited to basic computer skills such as office, e-mail and internet, end user training after system implementation and basic tools and services for system development. There is no official training to improve skills and knowledge and increase usage of ICT aligned with job requirements and career development path. There are common major issues encountered and identified by almost all institutions: lack of © Copyrights 2014, National IT Industry Promotion Agency 83 / 328 ICT infrastructure in general as well as in regional area, budget for both development and maintenance, ICT resources and awareness and consensus concerning ICT and e-Government. It is also identified as major issues to plan and execute projects within each institution without a holistic view as a whole of government, which causes redundant investment, silo system with lack of interoperability and polarization of ICT infrastructure and resources. Lack of awareness and consensus on ICT and e-Government both within and outside government are also considered big barriers to transform toward e-Government. A want of sustainability to carry out policies and long-term plan is also considered one of the biggest barriers. Accordingly, it is considered key success factors of ICT and e-Government implementation to improve ICT infrastructure, provide ICT education or training, promote ICT industry, establish ICT laws, regulations and incentives, and make a commitment for sustainable ICT and e-Government. Summarizing interview results, implications for improvement opportunities are derived: it is required to implement common ICT infrastructure with high priority so as to establish a foundation, remove redundant investment and have each institution concentrate on core value: it is important to promote e-Education which is leveraged to provide training and education on ICT and e-Government and drive improvement of ICT and e-Government at the same time with contributing to increase of awareness and consensus building within and outside government: it is essential for government to show strong leadership and commitment with feasible and sustainable plan on ICT and e-Government implementation. 3.3.2. Secretariat of Education Secretariat of Education is to guarantee high-quality educational services for all including children, youth and adults in accordance with constitutional and international agreements, by providing and promoting public and private educational services according to the necessities of human development and nation vision, with the participation of the civil society in the formation and finance of the services Main functions of Secretariat of Education are to define education policies at national level, manage the national budget for education, make strategic education plans, train teachers and educate students. It focuses on these areas because they define the direction of national education in terms of scope, quality of education, status of educational infrastructure, training, and academic results of students. ICT unit at Secretariat of Education provides all system services for all departments within the Secretariat. It has direct connection with Secretariat of Finance for effects of payroll and pay to suppliers. A1PRAF gives information of enrollment of beneficiary students with the Vida Mejor. Secretariat of Education is currently carrying out projects for SACE (Educational Centers Administrations System), SIARHD (Human Resources Administration System), SIPLIE (Education Infrastructure Plan System), and ERA (Evaluation of Academic Output), Business Intelligence Project. © Copyrights 2014, National IT Industry Promotion Agency 84 / 328 It also plans to improve SACE with online enrollment registry, academic output, and other educational indicators, and implement teaching staff training system by web, complaint register system by telephone and web, and customer service by ticket system. It emphasized teacher training system because teacher training is a process that should be managed as an important element to improve the quality of education. This project was planned as a new alternative of training teacher, providing an information solution that overcomes the limitations of current training and gives the teachers to extend their career in their interesting knowledge. ICT human resources at Secretariat of Education are professional and competitive in infrastructure administration, application development, projects management, but no technic personal with permanent labor contract, which is very high risk to continue the processes and projects. However, there is no official job training for ICT staffs. The development budget for ICT of Education is assigned by Education, Finance and President, but in 2014 budget for investment in IT team and services was reduced. Maintenance recurrent budget comes from Secretariat of Education, financing approved by the nation and international organizations. Secretariat of Education thinks of limited budget for ICT investment and lack of job security in ICT unit as major issues. It also mentioned that each institution has different standards and policies that make working together difficult, which should be addressed through the direction of ICT and e-Government. In case of Secretariat of Education, it is working in integrating all systems, which is essential for good use of information. It considers it key success factors to provide ICT education at all education levels, increase the coverage of technology in the nation, promote ICT industry through universities, and regulate ICT industry. And it provides comments that it is necessary to communicate between Ministries and institutions to work together and avoid redundant initiatives and works and to make a national indicator system that joins the national variables in education, health, finance, infrastructure and work. It shows concerns about integration of the systems of government ministries and institutions with the security of information and confidence of population in which the procedures will be dealt with and resolved. 3.3.3. National Autonomous University of Honduras (UNAH) The mission of National Autonomous University of Honduras is to manage leadership and improve the higher education in Honduras, provide Honduras with high level of human resources in academic, scientific and ethics fields, do high level scientific research to promote the Honduras development. These are three important tasks the academy, the science and the link with the society. National Autonomous University of Honduras focuses on scientific research, academy at high level, promotion of the Honduras development with scientific search and constitutional mandatory to under the national higher education level. © Copyrights 2014, National IT Industry Promotion Agency 85 / 328 The ICT department is the universal axis at the university with having relations with every development. The main three types of relations are networking infrastructure, information system, and technical infrastructure for teaching and learning and capacity building. National Autonomous University of Honduras already has an ICT Master Plan and ICT policy, which allow it to develop the its technological platform. To establish the standards for ICT environment, it is participating of a specific project called “Universitic”, which is a core of indicators to handle the ICT development at National Autonomous University of Honduras. It is currently implementing networking and infrastructure at national level and working on institutional agreement at national level based on ICT policy and Master Plan. National Autonomous University of Honduras has 23 information systems to support ICT environment and major systems are financial information system, virtual campus, student registration, library system, human resources, institutional repository documents, business intelligence for decision making and software for university hospital. There are 150 ICT staffs in National Autonomous University of Honduras and portion of ICT professionals is considered less than 50%. National Autonomous University of Honduras has a set of program to improve the capacity building and IT certifications in ICT area, and special department for capacity building. It finances for ICT in three main activities of its own budget, international cooperation and sales of services. It also has a specific budget to dedicate to ICT development, which is managed by project. National Autonomous University of Honduras thinks of indifference of the institutional personal, lack of ICT experts, lack of social infrastructure especially electricity and lack of ICT laws and regulations as major issues. It also think the better way to direct ICT is to continue with the ICT governmental projects because in Honduras every government period everything change and there is no continuity because of that we cannot develop whole program. Accordingly, it identifies capacity building, more ICT facilities and laws and regulations as key success factors for e-Government implementation. It also mentions improvement of citizen’s literacy as a key success factor. National Autonomous University of Honduras comments that meeting with various people is very important to get good information in order to develop plan and continue the work in spite of change of the government. 3.3.4. Secretariat of Health The primary mission of Secretariat of Health is to develop, design, control, monitor and evaluate policies, standards, plans and national health programs, exercise stewardship of the Sector; target resources of the National Health as well as promote, conduct and regulate the construction of healthy and improving the living conditions of the population, development and strengthening of a culture of life and health, generation of intelligence in health care needs and demands of health, ensuring safety and quality of goods and services of health and © Copyrights 2014, National IT Industry Promotion Agency 86 / 328 intervention groups at risk and damage health. Secretariat of Health aims to ensure favorable conditions for the Honduran people's health through collective and proper conduct of a national integrated health system, decentralized, participatory and inter-sectorial, with equal access, universal coverage and high levels of quality, timeliness, effectiveness and efficiency in service delivery. Secretariat of Health places importance on improving centralized procurement and distribution to supply government hospital with medicine effectively, controlling epidemic disease and managing diabetes and blood bank in 2014. It implemented SIS to control and manage national healthcare matters in 2010 and 2011, and organized central ICT unit after government reform in 2014. It is implementing blood bank system and websites for Secretariat of Health and public hospitals, and plans to develop diabetes management system in 2014. There is no official training for ICT officials or user training for government officers. Most of development budgets have been provided by the Non-governmental Organizations and private sectors because there is no separate and independent budget for ICT and/or eGovernment within Secretariat of Health. Systems are not properly operated nor managed due to absence of recurrent budgets for ICT and/or e-Government. Secretariat of Health mentioned lack of system integration, poor ICT infrastructure, insufficient human resources, and lack of support from institutions as major issues in general to implement e-Government. Accordingly, it lays emphasis on infrastructure, political leadership and needs for better healthcare services from the citizen as key success factors. From the perspectives of Secretariat of Health, major issues are lack of real-time data and manual processing due to poor infrastructure especially in the region, which obstructs efficient and effective control over disease. Low awareness of ICT and e-Government both within and outside government is also discussed as major issues. Hence, change management with proper training and clear communication needs to be planned and provided for the success of e-Government implementation. 3.3.5. Secretariat of Social Development and Inclusion (SEDIS) The mission of Secretariat of Social Development and Inclusion is to coordinate the social policy by legislating acts that realize the policy in order to contribute to development of Honduran society focusing on the vulnerable people and to be the institution that favors to human, fosters its capability, contributes to well-being, and strengthens the protection and integral development of the vulnerable people. Main functions of Secretariat of Social Development and Inclusion are generating gradually and progressively social conditions that contribute to personal and collective welfare as well as to empowerment of abilities and capabilities for human rights under poverty, extreme poverty, vulnerability, excluding and social risk in order to create and extending their © Copyrights 2014, National IT Industry Promotion Agency 87 / 328 opportunities in order to generate family welfare and wealth with including them in the society. Secretariat of Social Development and Inclusion focuses on the following four areas: to reduce poverty, extreme poverty, vulnerability and social excluding of people subject to the Social Protection Policy, through legislation of strategic acts as regards prevention, mitigation, overcoming of social, economic and natural risks: to promote legislation and increase of the public and private supply of resources, services and opportunities of social and economic development, with effective and efficient way, in order to guarantee the welfare and honorable life of people, families and communities: to encourage the participation of families and communities to strengthen their indelible role of protection and formation of their members and create a culture of right: to help with special way to social groups that are excluded in the situation of high social risk or damaged which requires special attention, by the reasons related with their age, gender, multicultural, disability, sexual orientation, gender identity, serological condition or lack of protection. Secretariat of Social Development and Inclusion is developing a platform that can carry out an efficient and effective control of the social benefits that the Secretariat gives to people in extreme poverty. It is also implementing of e-purse for pay of social benefits and social projects procurement system. It plans to formulate a manual of technology contingence. There is restriction to buy technologies equipment and lack of investment in technology in the part of central government. Secretariat of Social Development and Inclusion thinks lack of ICT budget, ICT infrastructure, devices and laws and regulations as major issues. Accordingly, it considers establishment of ICT laws, regulations and incentives, and promotion of ICT industry key success factors. It also comments that it is very good initiative to develop ICT in the government in the structured manner and very good opportunities to create organized structure of e-Government. At the same time, it shows concerns of lack of continuation of e-Government master plan and initiatives defined from the plan. 3.3.6. Secretariat of Infrastructure and Public Services (INSEP) The mission of Secretariat of Infrastructure and Public Services is to plan, manage, regulate and implement projects and programs of infrastructure, transport and housing and contributes to a comprehensive socio-economic development of the population, and optimizing resources allocated efficiently, effectively and transparently. Secretariat of Infrastructure and Public Services aims to be the leading institution to encourage and promote public and private investment for the development and modernization of infrastructure, transport and housing of the country in a coordinated and committed to responding to the needs of society. It focuses on construction of road with high priority in 2014, but it is also important to keep balance among road, water, communication and other public infrastructure and services. For ICT and e-Government, it focuses on organizing centralized ICT unit within the Secretariat © Copyrights 2014, National IT Industry Promotion Agency 88 / 328 after government reformed in 2014. In 2014, there are two major ICT projects are in progress: improvement and integration of current transportation system with the key feature of enhancing security system: Development of monitoring infrastructure to increase transparency of budget appropriations. There are about 80 ICT officials after centralization of ICT resources: including 1 DBA, 1 senior programmer, 1 telecommunication specialist, 1 process analyst, 2 system analysts, 1 system administrator, 1 network specialist, and 12 technicians. It is required to assess and reorganize current resources. There are 1 main database for transport and transport permission records, 7 servers, 57 network equipment, 350 PCs, 165 printers, 24 scanners and 42 UPS. Most of servers are outdated, some S/W licenses are not renewed properly and ICT assets were poorly managed by the preceding institution. Annual ICT budget is about 40 USD, which includes H/W and S/W licenses. Secretariat of Infrastructure and Public Services recently finished developing curriculum of bask skills for ICT unit and end users. It plans to implement within the Secretariat in 2014, and then expands to other Ministries in 1 year. Small projects for ICT and e-Government including equipment are financed by World Bank because there is no separate and independent budget for ICT and/or e-Government within Secretariat of Infrastructure and Public Services. Secretariat of Infrastructure and Public Services raises major issues for ICT and eGovernment as human resources and inadequate ICT facilities: for human resources, there are lack of number of resources as well as lack of skills, knowledge and experience of some resources: for ICT facilities, location is not properly selected and there is lack of essential conditions such as backup power generation, disaster tolerance, air conditioning, etc. Accordingly, Secretariat of Infrastructure and Public Services identifies ICT access at rural area as one of key success factors for e-Government implementation. It also thinks promotion of ICT industry and awareness of ICT benefits by both the citizens and government officers as success factors for ICT and e-Government. Secretariat of Infrastructure and Public Services suggests that infrastructure development should be emphasized in national direction of ICT and e-Government. It presents comments that it is important to identify and engage resources from institutions and it is required to establish one institution to coordinate all ICT and e-Government projects within the government. It also shows concerns of political leadership to follow through with ICT and eGovernment implementation and tradition and bureaucracy for change barriers. 3.3.7. Secretariat of Security Secretariat of Security is an active body which carries a modern structure that deviates from the traditional way of providing security and how they managed from a legal point of view. It is created as a permanent professional and apolitical institution with purely civilian nature, in charge of ensuring the preservation of public order, prevention, control, fighting crime and © Copyrights 2014, National IT Industry Promotion Agency 89 / 328 protecting the safety of people and property. Its vision is the comprehensive protection of the public, through the application of the police legally established under the principles of legality, sustainability, professionalism, hierarchy, discipline, partisan apolitical, equality, solidarity, ethics and impartiality and with supporting ecological justice system, all in strict respect for human rights. Secretariat of Security is under Security Sector, which keeps close ties with Supreme Court and Public Prosecutor’s Office with using SEDI for file management. Secretariat of Security has implemented and integrated various information systems continuously over 10 years: AFIS, IBIS, NACIS, driver license registration system, firearms registration system, criminal record system, stolen vehicle system, driver license for public transportation, nationwide 911 system, GPS for police, and statistic information system. It plans to expand current system to more users in other organization within the Secretariat or related institutions outside the Secretariat and implement new ICT infrastructure and system: for expansion, nationwide 911 system to fire department and statistic information system up to 30 office nationwide: for new ICT infrastructure implementation, unified data center: for new system implementation, call reporting system from traffic accident to crime, government administration system including finance and HR, and file management system replacing SEDI. Secretariat of Security provides training programs on ICT limited to continuous training programs of office productivity tools, institutional email and internet. There is no specialized training for ICT staff of the Directorate contemplated until 2015. Funds for implementing new system are mainly obtained outside government. Due to lack of recurrent budget for ICT and e-Government, Secretariat of Security tries to forecast and secure budget for operation and maintenance when it finances for development. There is no budget for ICT and e-Government and financing is not always carried forward as it is planned, hence some of plans are not delayed or canceled: it took 6 months for planning unified data center, but implementation cannot be started because budget is not secured. Secretariat of Security considers lack of ICT policy or guidelines at national level, no long term plan, no budget and poor ICT infrastructure major issues. There are no guidelines and long term plan for ICT and e-Government at national level, so each Secretariat has to develop its own plan temporarily without ensuring consistency and interoperability. Secretariat of Security pointed out concretely national network coverage and connectivity in the regional area out of issues in ICT infrastructure. With addressing major issues Secretariat of Security encounters, it identifies policy making and enforcement, improvement of awareness, general level of society and maturity toward ICT, solution to overcome limited access for services as key success factors. It suggests that direction of ICT and e-Government should be communicated properly with stakeholders and citizens. It also comments that government has to provide direction and guidelines with detailed plan and timeline, so institutions can cope with in timely and proper manner and high level of commitment is required by all sectors involved in decision making. © Copyrights 2014, National IT Industry Promotion Agency 90 / 328 3.3.8. Secretariat of Labor The mission of Secretariat of Labor is to boost the generation of decent employment by policies and services to citizen, besides of the verification of the labor conditions, the promotion of the health and security in the jobs, and resolution of controversies in the labor relations of employers and workers of the country. Main function of Secretariat of Labor is to provide services of employment, inspection, labor relations regulation, social forecast, procurator and salary. Secretariat of Labor focuses on activities related to make productive, to promote the right to work from the conception with the link employment opportunities to the regulation during the existing relation, and the protection when finishing by the conciliation and the judicial representation. It also considers it high priority that employment programs are the insignia by the government in the matter of social programs and being directly linked with the results of the government plan and the nation. Secretariat of Labor updates ICT strategy in every 2 years, translating the priority projects, based on the resources availability and the current cooperation, according to a government outline. IT area in the Secretariat has total autonomy and decision about how to deal with each project according to the priorities. It is currently upgrading employment system, consolidating contents of new administration system and developing new interface for inspection system. In accordance with ICT strategy, it plans to implement e-Government initiative within the Secretariat, which will be developed by September, 2014 and provides services to the users. ICT resources are centralized in the administrative management office and job training is defined by planning and management evaluation unit. The national funds are managed in centralized manner and the Secretariat of Presidency authorizes the investment according to availability and priority. External resources are managed by the donors, with the technical guide of IT area, following the processes of each organization. Secretariat of Labor thinks of lack of ICT budget, social infrastructure, and laws and regulations as major issues. Accordingly, it consider it key success factors for e-Government implementation to build ICT facilities, provide ICT education and establish ICT laws and regulations. It provides comments of supporting technologies of hardware and software, and shows concerns approval by the parliament for e-Government implementation. It also provides opinion on direction of ICT and e-Government that government should strengthen and manage more and in a better manner to reduce the emergency incidence. 3.3.9. Institute of Professional Training (INFOP) Mission of Institute of Professional Training is to direct and offer professional training, © Copyrights 2014, National IT Industry Promotion Agency 91 / 328 accreditation and certification by the administration and execution of scientific and technologic processes, which meet the necessities of human talent to contribute with the social and economic development of Honduras. Main functions of Institute of Professional Training are to realize investigations of the current human resources, determine the necessity of their professional training, and plan it, organize and execute programs of professional training for all sectors of the national economy and all levels of employment, organize and execute professional training programs for employed, unemployed and underemployed workers, give technical assistance to contributing businessmen for structure creation and functioning of their own training services, collaborate in development of adults literacy programs, collaborate national services of positioning and hiring, and perform more tasks to reach the object of the article 2 of INFOP law. Institute of Professional Training currently focuses on organizing and executing professional training programs for employed, unemployed and underemployed workers, contributing to increase the national productivity and economic and social development, through the establishment of a professional training system for all sectors of the economy and for all levels of employment, according to national plans of economic and social development, and leading, controlling, supervising and evaluating the activities of professional training at national level. The processes and structure involved in the services that Institute of Professional Training maintains include general administration, finance, human resources, technic teacher, planning, technical cooperation, legal consulting, systems and procedures, quality management, protocol and public relations, audit, formative actions and regional directions and each of the sub-processes, according to its functional structure. Institute of Professional Training is currently implementing the Institutional Communication Program (P-CI) which consists in the strategies implementation of internal and external communication. P-CI includes intranets for central and regional offices, regulations, internal communication to center for collaborators and teachers, and strengthening the web page as tool of efficient communication. It plans to implement Integral professional Training Program (P-FPI), Quality Management Program for the Integral Professional Training (P-GC-FPI), Institutional Communication Program (P-CI), and Institutional Empowerment Program (P-FI). There are not enough hardware including personal computers for all areas and also no software licenses for office programs, antivirus, OS and development programs. Implementation budget for Information Services Platform Module PMIS is about 165,000 USD distributed for equipment, software and human resources. Institute of Professional Training thinks lack of ICT experts, ICT budget, ICT devices, ICT systems of services and ICT infrastructure as major issues for ICT and e-Government implementation. Accordingly, it considers it important success factors to attract overseas organization or companies to participate in the virtualization due to limited budget for hardware. And it consider it key success factors to improve literacy of people and human resources, provide ICT education or training for students, promote ICT industry, and establish ICT laws, regulations and incentives. © Copyrights 2014, National IT Industry Promotion Agency 92 / 328 It provides additional comments for the e-Government Master Plan to contribute to development and growth of the institution, the social and economic impact that contribute to the services provided by the institution improving the qualified workforce and driving new businessmen. 3.3.10. Secretariat of Agriculture and Stock Farming (SAG) The mission of Secretariat of Agriculture and Stock Farming is to dynamize and modernize the agroforestry sector to guarantee the food security and sustainable reduction of rural poverty, by increasing the competitiveness of food production process and capability to insert in the national and international markets, and to collect and provide information related with the farming and fishing, maintain strategic alliances with entities, in order to meet necessities of information of the users with efficient, effective and opportune way. Main functions of Secretariat of Agriculture and Stock Farming are to prepare issues of care, technics, administration, planning, production, and more about agro-food area, to give technical assistance to agriculture producers, companies or organizations, to offer components for production to small producers, to watch constantly the customs, in order to avoid the invasion of plagues that damage the national production, to certificate companies for the export of agricultural products, to create and strengthen agro-food value chain, to regulate and protect marine resources for rational use and to offer permission for production, import, and sale of agricultural ingredients. Secretariat of Agriculture and Stock Farming focuses on the above functions with high priorities because the Secretariat leads the sector that produces food for the nation. ICT unit at Secretariat of Agriculture and Stock Farming and its relationship with other units are maintaining the network infrastructure in perfect operation; securing that equipment is updating and there is no problem of communication; maintaining preventively and correctively the different directions of the Secretariat; qualifying issues of security and office computer, maintaining different web systems; administrating the network, firewalls, data bases and communication systems, administrating the web portal of the Secretariat and dependencies (www.sag.gob.hn); maintaining and managing the catalog book system (catalogo.infoagro.hn); making reports with add value of the information that is copied in the agro-food sector for decision making; and producing maps and geo-referencing of products zones, risk districts and others that are involved in the agro-food sector. Secretariat of Agriculture and Stock Farming is considering digitalize all information for agro-food sector, with online system to optimize time and resources as well as improve response time and making necessary documents for the agro-food sector: online system for export and import permission, dynamic geo-portal of lands, product zones, consulting of interested user, plague information system, animal health online system, and producers registration system. Most of the equipment such as computers are old and obsolete, and the budget has been eliminated from the national fund. Updating of recent hardware is not reachable to all departments at national level. Most of the systems implementing in SAG have been financed by USDA, IDB, WB and NGOs. The tools for implementation of systems for internal use © Copyrights 2014, National IT Industry Promotion Agency 93 / 328 have been developed by open source with personal of Secretariat of Agriculture and Stock Farming and dependencies. IT budget is limited and the decisions to use the budget do not depend on the IC departments but on the vision or necessities of the dependencies that receive the fund. There is no official training for the part of human resources and not included structured training plan for ICT and e-government. Secretariat of Agriculture and Stock Farming thinks of lack of ICT budget, lack of recent hardware, lack of ICT infrastructure and lack of social infrastructure as major issues. Accordingly, it considers it key success factors to attract foreign organizations or companies to participate in virtualization to overcome some of major issues. It also considers it key success factors. It comments that the e-Government master plan should be not only planed and remain as the final document, but addressed some of initiatives implemented with assistance as training and finance It also concerns about sustainability of the plan, which is the reason establishment of ICT laws and regulations is considered one of key success factors. 3.3.11. Secretariat of Energy, Natural Resources, Environment and Mines (SERNA) Secretariat of Energy, Natural Resources, Environment and Mines has mission to drive the sustainable development of Honduras by formulation, coordination, execution and evaluation of public policies oriented to get the preservation of natural resources and conservation of environment, which contributes to improve the quality of life of people, with value of honesty, responsibility, compromise, efficiency and transparency. It sets a vision of being an institution that promotes nationally efficient management of natural resources and the environment, actively participating in the work of environmental protection, promoting public and private actions that help preserve natural resources, and providing environmental information in a timely manner to support the decisions of those involved in the sector. Main functions of Secretariat of Energy, Natural Resources, Environment and Mines are to achieve the sustainable use of the water resources, increase the energy efficiency and diversification, and radiological security, improve the monitoring and control of environmental contamination, strengthen the environment management in different sectors of the country, harmonize the economic development and protection of environment in efficient and participative form, increase the number of persons at national level, with knowledge of climate change, and promote protection and conservation of the biodiversity. Secretariat of Energy, Natural Resources, Environment and Mines puts priority on policy making, strategy development and legislation. It also defines corresponding activities for process improvement and action items to enforce policies and regulations and put strategies into practice. © Copyrights 2014, National IT Industry Promotion Agency 94 / 328 One of the major achievements of Secretariat of Energy, Natural Resources, Environment and Mines in ICT is to implement National System of Environment Information (SINIA), integration of human resources, technology and institutional logistics, which together systematize the environment information, provide the access and distribution, application and sharing, analysis and investigation, helping decision making and environment management. Secretariat of Energy, Natural Resources, Environment and Mines is currently implementing Environmental Management Systems to integrate monitoring to record of environmental impact study: MIGA, NEPAssist of environmental geographic information module, MIRA, tracking system of environment registration information module, MIAH, Honduras environment indicators module and RETC, air, transference and contaminants emissions registration. There are 9 ICT staffs to support about 600 government officers in Secretariat of Energy, Natural Resources, Environment and Mines. There are only 334 computers for 600 government officers. Most of ICT equipment including PC are obsolete and S/W and database need to be upgraded. There is no formal training for both ICT officials and government officials. Hence, even the basic knowledge of computing of general users is low. Specialized technical users get trained to used tools and servers, but need continuous training to cope with new technologies and specialized training for ICT experts. Annual budget for ICT is less than 1,500 USD excluding labor costs. Reasonable amount of development budget is not also obtained. Due to the low budget, Secretariat of Energy, Natural Resources, Environment and Mines decided to use free software replacing exclusive software, which increases training needs for open source software. Secretariat of Energy, Natural Resources, Environment and Mines notes lack of ICT budget, devices including obsolete PC, ICT infrastructure and laws and norms. It also mentions that lack of social infrastructure such as electricity, problems with the electric connections and energy support is barrier to improve overall ICT infrastructure and e-Government. Accordingly, it consider it key success factors to increase the penetration of ICT infrastructure, build more ICT facilities, attract overseas organizations or companies to participate in the virtualization and establish ICT laws, regulations and incentives. It also considers that it is important to provide ICT education or training for student, promote ICT industry and ensure sustainability of policies, strategies and projects of ICT and eGovernment for the successful implementation. Secretariat of Energy, Natural Resources, Environment and Mines comments thinks of the changes as potential opportunities, which contribute to strengthen competitiveness, reduce cost, and increase income. 3.3.12. Institute of the Property (IP) Institute of the Property has the mission to apply the property law to strengthen and grant legal security to the property titles, issuing and supervising the use of the appropriate © Copyrights 2014, National IT Industry Promotion Agency 95 / 328 regulation in the nation in permanent, prompt, effective, transparent and fair way; developing and generating the strategic special information with the necessary attributes to create and implement public policies. Its main functions are titles of property, certification of property registrations, certificate of brands and patents, and property recording. It focuses on granting the legal security in effective and prompt manner. ICT unit at Institute of the Property systemizes the operations and provides administration and maintenance of the communication network. Institute of the Property is developing its website now and plans to implement proxy, firewall and DNS, mail server and private cloud. There is no development budget administratively, only liberal resources that utilize internally in department. For the maintenance, it should request through PACC and Annual Operative Plan (POA), achieving only physical material if the administration thinks it is important. Institute of the Property thinks of lack of top manager’s will, lack of ICT budget, lack of social infrastructure as major issues for ICT and e-Government implementation. Accordingly, it considers it key success factors to promote ICT industry, attract overseas organization or companies to participate in the virtualization and establish ICT laws, regulations and incentives. It also considers it important to improve literacy of people and human resources, and provide ICT education or training for students. Institute of the Property would like to implement more ICT to accelerate processes. It also provides opinion on direction of ICT and e-Government that about technological advance, all areas and spaces are directly related, connected and embedded from a perspective of the new technologies. 3.3.13. Secretariat of Human Rights, Justice, Governance and Decentralization (SDHJGD) Main functions of Secretariat of Human Rights, Justice, Governance and Decentralization are matters related to citizenship, human rights, NGO, management document for rent, immigration, and general balance management for regional government. Secretariat of Human Rights, Justice, Governance and Decentralization focuses on activities related to NGOs and coordination of local government. Regarding activities related to NGOs, Secretariat of Human Rights, Justice, Governance and Decentralization receives general balance from local NGOs registered to Honduras and reports to those general balances to international NGOs in respond that International NGOs want to know how money they donate to Honduras are spent and make sure the money they donate is used and managed with transparency. Regarding coordination of local government, it collects F/S from local government and sends them to Secretariat of Finance and some local governments could upload F/S through online. SDHJGD is activity related to NGOs managing fund from NGOs. Local NGOs should register URSAC, then have to submit F/S (URSAC is the system to manage all civil © Copyrights 2014, National IT Industry Promotion Agency 96 / 328 organization in Honduras). International NGOs want to know how the money that they donate to Honduras is spent and to make sure that the money is used and managed with transparency. This institution receives general balance from local NGOs registered to Honduras and reports to those general balances to international NGOs. In addition, it collects F/S from local governments and sends them to Secretariat of Finance; some local governments can upload F/S through online. SDHJGD is operating a file management and workflow (no digital signature) system, SIMEX. Over 200 users within the institution are using this system and there are about 250 services. It was implemented on window NT basis 10 years ago, and upgraded to web based version about 2 month ago. As current projects, SDHJGD is designing and developing Jail System and its analysis of process, data and network is completed. Moreover, it is expanding SIMEX to immigration server, and implementing Transparency website. There are 5 ICT officials among total 700 employees, including head of unit, developer, web master, server/network manager, and supporting staff. Three or more staff to support end-user are required. SDHJGD has 8 old servers and one new server for SIMEX upgraded 2 months ago, and one storage room in main building and one for back up in the other building. There is only one air conditioning which caused shutdown of some system and the storage rooms are not proper facilities for equipment. In case of Firewall, its version is 2008, which needs to be upgraded or purchased new version. According to the interview, main issues are lack of human resources – only 20% are permanency, poor infrastructure, and lack of budget. Key success factors are job security and training for end user: basic computer skills including MS office which will help ICT staff focusing on developing and upgrading system. SDHJGD answered that e-Education should be invested and it is necessary to standardize all information systems that operate the government, and it would be good to orientate the vision for the free software. It would be very useful to train personal and guarantee the permanence for better management of resources. The concern is that this project would finish with waste of time like happened in previous administrations. 3.3.14. Secretariat of Finance (SEFIN) The mission of the Secretariat of Finance is formulation, coordination, execution and evaluation of the policies related to the public finance and the general budget; regarding the public debt, programming the public investment, in a legal and transparent framework, to contribute to the economic development of country. The main functions are 1) improving the supervision, control and analysis of the financial execution of the public fund so that the authorities realize the opportune adjustments, 2) improving the control of the duty-free and tax waivers to increase the resource availability, 3) maintaining the sustainability of public debt to conserve the credibility in the financial markets, and 4) improving the national public investment system, emphasizing in the control of the investment projects to opportune decision making. SEFIN watches the proper use of the financial resources to offer the management mechanism that permits execution of expenditure congruent with the national reality. The proper fiscal © Copyrights 2014, National IT Industry Promotion Agency 97 / 328 monitoring permits clear visibility of the policies to continue. SEFIN offers IT services to the internal employees and other governmental sector, central administration, and institutions, especially in the use and operation of Financial Administration Integrated System, communications services and network. It is supplying the financial management services by SIAFI since 1998. Currently SEFIN is conducting project for sustainability and conclusion of SIAFI, project for development and implementation of municipal-local government administration system, Project for conceptual redefinition and technological modernization of SIAFI, business intelligence project, project of interoperability between SIAFI and institutions related with services, public investment national system, and virtual education platform of governmental sector. SEFIN uses budget of national fund to sustain the projects and external fund (IDB and WB) to finance new projects. The assignment of resources is made by asking of the State with the purpose to sustainability of the projects and new initiatives. The funds are administrated by the project administration unit that is in charge of managing and executing the fund. The modernization unit makes execution plan with the needed elements (services, goods and consulting) to guarantee the objective of the project. According to the interview, main issues are indifference of the members, lack of ICT experts, and lack of ICT laws and regulations. Key success factors are establishing ICT laws, regulations and incentives, promoting ICT industry, and providing ICT education or training for the students. SEFIN mentioned e-Education as an area that should be invested and pointed out efficiency and interoperability for ICT application. Furthermore, this project is important for country and should have institutional structure and credibility of those who execute. SEFIN’s main concern is lack of understanding. 3.3.15. Central Bank of Honduras (BCH) The Central Bank of Honduras has been a leader and pioneer institution within the governmental sector in many aspects among its field of competition; leadership that puts the entity in a position of high relevance and prestige so much at national level as international, which has allowed and facilitated with great measure to accomplish adequately the basic objectives that the law mandates. The BCH formulates and directs the Monetary, Credit and Exchange policy of the country, issues the corresponding regulations and also issues the bills and coins of legal course in the country's territory. It enables the changing agents that could negotiate exchanges in the national territory and administrates the International Monetary Reserves as well as determines the exchange rate in function of the supply and demands. In addition, this bank makes credit operations to attend the insufficient illiquidity of the institutions of the Financial System and makes operations of monetary stabilization. Lastly, it also practices the duty of bankers, fiscal agents and economic/financial counselor of the State and elaborates and publishes the principal macro-economic statistics. The strategic goals of the BCH are: to control inflation, to adequate monetary reserve limit, to keep a good and functioning payment system, and to develop monetary exchange policy against foreign currency. © Copyrights 2014, National IT Industry Promotion Agency 98 / 328 The BCH is cooperating nationwide to regulate all financial transactions of government organizations, financial institutes, etc. under the law. It has interaction and relationships with Secretariat of Finance for national policy making, budget management, and coordination with cabinet and commission. The interaction with Secretariat of Finance is performed through secured dedicated network with 3-tier security system. ICT unit plans report with prioritized ICT related requirements to Technology and Security Committee every year and the Committee approves annual plan. Independent unit for Information Security identifies issues, prioritizes them, and obtains budget and execute projects. The bank implemented an automated payment system in 2012 for automate payment procedures between central bank and government finance function. As regards ERP the BCH implemented 8 modules of SAP in 2012, which is customized for central bank. It receives technical support from SAP directly from local suppliers and provides continuous training for certification to its employees. Moreover, the bank implemented Anti-Money Laundry (ALM) System and Automated currency exchange system with PKI in 2014. The BCH updates and reports ICT strategy and plan to Technology and Security Committee every year, and it continuously improves ICT organization in BCH, widening and improving ICT unit. In 2015, the bank will start a project for Central Data Center including features of migration from outdated software to new one, payment system upgrade and information security infrastructure enhancement. As to ICT development budget, the BCH set Direction of Modernization in 1980, but it was kicked off in 2005. Some budget is obtained from World Bank on a yearly basis. In part of maintenance budget, currently BCH purchase 1 year of technical support when it purchase H/W and S/W, and it is going to change to purchase 2 years of technical support on the purchase of H/W and S/W. The amount is 2.3 million USD a year. The bank has 64 officials in its ICT unit and they answered that no less than 75% are professional. In regard to ICT laws and regulations it has Policy of Information Security, Policy for Adoption of ICT Best Practices and government, Policy for use of unified electronic communications, Policy for acquisition of information solutions of world class, Policy for replacement of technically obsolete equipment and COBIT, ITIL (ISO20000) and ISO/IEC 27001/27002 to accomplish the policy for adoption of ICT best practices and government. According to the interview, the major issues that the BCH considered are as follows: ▪ Lack of information sharing and manual process for procurement - Lots of manual process with wasting of time for mass purchase of ICT equipment. ▪ Lack of ICT normative - Lack of laws and regulations with timely and effective manner such as PKI and interoperability which is major barrier for ICT improvement in the country. - It causes redundant investment within government organization and poor interoperability. - Proper laws and regulations encourage government innovation and service improvement. - National ICT standards should be developed and provided complaint with global standards such as ISO 27001, COBIT, and ISC 20000 which have already been © Copyrights 2014, National IT Industry Promotion Agency 99 / 328 ▪ ▪ adopted by BCH. e-Government Ruling and Executing body - Ruling body provides guidelines for e-Government and controls all institutions following guidelines to implement e-Government in order to increase transparency and efficiency. - Executing body to actually implement e-Government. - Ruling and executing body will enable sustainability, continuity, etc. of eGovernment implementation. - There has been a try to implement e-Government 6 years ago, but it was failed due to lack of continuity followed by government changes. Poor ICT infrastructure nationwide - ICT expert, budget and physical infrastructure such as network. - Poor H/W and S/W. - Hard to maintain good human resources. - No long term vision and obligations for e-Government. For successful implementation of e-Government, a dedicated body for ruling and executing eGovernment is required. It is important to keep good ICT expert within government organization. The government could not provide long term career for ICT experts, so they prefer to move to private sectors and even international opportunities as freelancer. It is necessary to strengthen political e-leadership, establish ICT laws, norms and incentives, promote ICT industry, attract overseas organizations or companies to participate in the vitalization, provide ICT education or training for students, increase the penetration of ICT infrastructure and improve literacy of people/human resources. The BCH answered that e-Education, e-Commerce, and e-healthcare & welfare should be invested, and recommended to establish the institutions at e-government level, define the government and management, and define the interoperability (semantic and technical roles) for e-government. The bank additionally commented that e-Government master plan should be a solution to remove redundant work and to share ICT resources, and should include accessibility, improvement of government service quality, efficiency, transparency at global standards and unique registration point. Last but not least e-Government organization should dedicate with sustainability and continuity. 3.3.16. National Commission of Banking and Insurance (CNBS) The mission of National Commission of Banking and Insurance is to supervise the stability and solvency of the financial systems and regulation, supervision and control. Moreover, it watches the right of users of finance and contributes to promote the financial inclusion, prevention system and detection of assets laundering and finance to terrorism, in order to safeguard the public interest. The CNBS is focusing on 1) maintaining the supervise system with solvency levels according to the current regulation, by securing that the institutions manage all risks based on the sound practices, revelation, and transparency of information, and completing the legal framework applicable to safeguard the stability and public interest, 2) watching the transparency, with © Copyrights 2014, National IT Industry Promotion Agency 100 / 328 regard to right of users of finance and promotion of the financial culture, 3) creating a favorable environment to financial inclusion of the majorities, 4) strengthening in the supervise system the prevention of assets laundering crime and finance to terrorism, and 5) promoting the consolidation and solvency of the Social Security System to improve the inclusion index and the quality of benefits and services that are provide in the nation, in the framework of Nation Plan and Vision. This commission utilized an in-house development strategy for software of specific purpose of supervision and achieved licenses for software of general purpose. Currently it is conducting consolidation of administration and processing infrastructure, actualization of communications infrastructure, and auto service business intelligence tools. It plans budget annually based on the necessities of team and CNBS systems. ICT budget comes from the general budget of CNBS. The resources for ICT maintenance are obtained annually through the State general budget and administrated through the Administrative of CNBS, and the decisions of the budget are taken with Administrative and ICT department, based on the institutional necessities. The general budget of CNBS is approved by the National Congress; a portion of the budget is designated to the acquisitions related with technologies, which are defined with priority. There are 36 ICT officials and CNBS utilizes Microsoft technology at PC level, server and database. Training is realized based on the required competencies by the public officers identified international certifications compatible with the required public officers. It has an institutional education program for new employees, which includes information and signature security but there is no ICT study plan. CNBS replied as regard key success factors that it is important to increase the penetration of ICT infrastructure, improve literacy of people/human resources, increase the accountability for citizen, and promote the transparency. It regards that e-Education, e-Banking, and eCommerce should be invested. It must be established clearly the scope of the project with realist timetable and the ICT as catalyst of the strategic vision of the government institutions. Finally, CNBS commented that the government should educate and involve the citizen for early childhood to see the benefits of this initiative and in the future they demand the services. The access to technology is extremely limited so it is necessary to define the channels of main access to the services. 3.3.17. National Commission of Telecommunications (CONATEL) The National Commission of Telecommunications is a regulatory entity to administrate, drive and democratize the telecommunications sector, promoting the universal access to ICT, in order to develop the investment and reduce the digital gap. Its main functions are follows: ICT: Determining the legal framework for promotion and expansion of ICT, in order to drive the development and competitiveness of the nation for insertion in the information and knowledge society. Advice/representation: Collaborating with the president of Honduras to make telecommunications policies © Copyrights 2014, National IT Industry Promotion Agency 101 / 328 Regulation: Issuing technic regulations and norms required for benefits of telecommunications services; regulations related with the fare that will charge the telecommunications services operators; classifying telecommunications services; granting authorizations, permissions, registers and licenses, for benefits of telecommunications services to renew, modify, declare expiration or cancel agreement with the corresponding regulation; and approving norms about approval of telecommunications equipment and devices Supervision: Completing and making complete the laws, regulations, technic norms and other arrangements such as international treats and agreements on telecommunications; adopting the necessary measures for the telecommunications services to offer in efficient way, without interruption, interference and discriminations; keeping for users' right and establishing the mechanisms in which users can practice their right against the operators; supervising the accomplishment of the obligations established in the concessions, licenses, permission or registers; and administrating and controlling the use of radio electric spectrum Promotion: Promoting the universalization of telecommunications services and obtaining as high quality and low cost as possible; and promoting the private investment and competition in the benefits of telecommunications services Administration: Establishing the fare and charge, which should be paid to the nation by the telecommunications services operators Sanction: Investigating, combating and sanctioning the predicted infringement in the framework law, collaborating with the president of Honduras in making telecommunications policies. In the Decree 325-2013 (March 7, 2014), Framework Act on Telecommunications Sector, CONATEL determines the regulate framework, promotes and develops the public policies corresponding to the telecommunications ad ICT sector, and leads the strategies of ICT development and activities related with ICT in the government. Current projects of CONATEL are all institutional processes automation system, through an integrated platform called SITAE, INTERNET DEL PUEBLO (Internet of People) Project which connects all public parks with free internet, Digital Lempira Project which provides internet service to all schools in Lempira department, and Internet School Project which provides internet service to all public schools. The General Direction of ICT is in charge of budget and resources planning for ICT. The fund for ICT projects is acquired by FITT (Telecommunications and ICT Investment Fund). The budget consists of: the monthly obligatory contribution that should affect compulsorily the public service operators and ICT is equivalent to 1% of the gross monthly product from the benefits of telecommunications services; the financial output acquired as the consequence of the investment realized with the own resources, in compliance with the legal arrangement and regulations; the revenue that would receive to any legal title, such as the product or fruit of goods; donations and legacy; and granting credits from external or internal sources. The number of ICT officials is 50 and less than 50% is professionals. The major issue is lack of ICT experts. For successful implementation of e-Government, it is important to improve communications infrastructure for data transition, strengthen political e-leadership, promote ICT industry, and attract foreign organizations and companies to participate in vitalization. CONATEL mentioned e-Education, e-Healthcare and Welfare, e-Commerce and e-Tourism as © Copyrights 2014, National IT Industry Promotion Agency 102 / 328 areas that should be invested. Now with the new reform of telecommunications sector, it is starting point legally and politically, where the directions and guidelines for ICT project development are established. 3.3.18. Secretariat of Economy Development The Secretariat of Economy Development promotes internal economy to protect consumers, promote production, reduce the processes of economic activities and digitalize the work of economic activities as well as promotes international economy such as FTA. It also promotes export to foster tourist industry and improve national image, and supports small and mediumsized companies to strengthen the capacity and competitiveness of small and medium-sized companies. There is no official ICT department and each system is developed by hiring consultants. This department maintains the existing government portal (www.gob.hn) and provides only basic technical support. This Secretariat has a system for open all information about promoting investment, tourism, and export and a website Honduras open to business. System for export permission (SECEH) is been developing by external consultants To develop ICT it has internal budget and it is supported by international organizations for SECEH (system for export permission). The major issues are lack of budget, lack of ICT experts: the government should integrate, and lack of interdepartmental integration. Key success factors are top manager's will and leadership and personal for marinating after implementation. Furthermore, the role of SCGG is important. It should lead the e-government. Total employees of the Secretariat of Economy Development are 300 and there 4 ICT officials. As to ICT infrastructure, it has 5 servers for e-mail, domain, infra, directory, and application but they are obsolete. This Secretariat hopes that ICT develops systems for promoting investment. The existing systems are focusing on dealing with internal work so a system that provides services such as investment process to foreign investors is necessary. In addition, it is necessary to make database of companies as a system for administration. 3.3.19. Secretariat of Foreign Affairs and International Cooperation (SRE) The mission of Secretariat of Foreign Affairs and International Cooperation is to manage the foreign policies by the president, dealing with the consular interactions with the Hondurans in abroad. Its main functions are managing development systems, maintaining network and equipment, implementing new technology, and administrating telephone and servers. Development of applications and implementation of new technologies are its priority area. SRE provides services to internal departments to develop applications and maintain equipment and telephone. And it manages interaction with SEFIN and DEI, using the information system. SRE identified big necessities and realized the process based on criteria of importance. Currently it is updating equipment, and implementing platforms, virtual academic platform © Copyrights 2014, National IT Industry Promotion Agency 103 / 328 and electronic library. As a future plan, SRE is developing the inclusion of the Hondurans in abroad for a better communication through telephone IP. Budget plan is discussed with Secretariat and/or international organizations after project planning. SRE obtains fund from international organization or private sector outside the government. Development budget is mainly donated and maintenance budget is allocated from Secretariat budget. There are total 10 people in ICT unit: 1 head of ICT unit, 7 for maintenance, 1 for project and 1 for programming. Basic roles and responsibilities are defined, but all resources are shared for project and day-to-day operations. However, only less than 50% are professionals. SRE has 6 servers: platform is well developed, but servers are too old and poor; main servers are mirrored with 2 servers; H/W is not upgraded due to license issue. In addition, there is a risk to lose important information because of improper UPS and ICT infrastructure is not equipped with central air conditioning. There are 100 personal computers but 30 PCs are needed to be replaced. The major issues are ICT human resources gap and difference of awareness of ICT and egovernment. Key success factors are provision of opportunities to experience and realize benefits from ICT, more and better infrastructure such as H/W, S/W, etc., and training. Infrastructure should be migrated to government central data center with phased approach. If there is proper network infrastructure, then system in government data center could not be used properly. SRE responded that there are no direction and guidelines about ICT and e-Government and also it is confused who is responsible and what are the roles and responsibilities of each organization related to ICT and e-Government. ICT functions at each Secretariat should be migrated or centralized by phased approach considering ICT level and culture at each Secretariat. Lastly, it mentioned its concerns on e-Government project: 1) many institutions try to have leadership in the same project, so stakeholder management is important, 2) practical, different, unique requirements from each Secretariat should be considered, and 3) it is important to secure sustainability and continuity. 3.3.20. Secretariat of Presidency (SDP) The Secretariat of Presidency has the mission to conduct the Nation Plan, coordinate the sector of prevention, and guide the modernization of public employment and professionalization of the public servant, the condition of political relationship, the communication and coordination with political parties, judiciary, prosecution, general attorney, supreme electoral court, national registration of persons and court of auditors, in order to pursuit and accomplish the priorities of the State and guarantee the efficiency and effectiveness of the public services for Honduran society Its main functions are 1) creating the institutional communication and coordination correspondent to the institutions indicated by the law, in condition of political link, 2) developing a modern system of public employment and professionalizing public servants, 3) conducting the sectorial coordination for prevention of the government and the State, and 4) strengthening the functioning, supervision and others related to regional development advice, regional commissioner and regional permanent technic units of the Nation Plan. © Copyrights 2014, National IT Industry Promotion Agency 104 / 328 SDP conducts different functions mandated by the president, in particular, strengthening the functioning, coordinating the prevention sector, monitoring and ruling the system and finally coordinating and maintaining a communication with the different institutions attached to the Secretariat and other designates through executive decree by the president. Major achievement of SDP is implementation of institutional data center with high technology, and its current projects are institutional mail and portal of transparency. There are 3 professional ICT officials. ICT assets are not enough because of budget; there are 5 active servers and 2 reserved servers in its data center. SDP answered that the major issues are lack of ICT experts and budget. Key success factors are increasing the penetration of ICT infrastructure, providing ICT education or training for students, 3) promoting ICT industry, and 4) attracting overseas organizations or companies to participate in the vitalization. According to SDP e-Education and e-Commerce should be invested, and it is required to develop education systems related to the different aspects of the information and information transmission. In addition, it is concerning that the published information would not be truthful, effective, and within range of all. 3.3.21. Institute of Access to Public Information (IAIP) The mission of Institute of Access to Public Information is to guarantee the fundamental right of people to access to the information and protection of data promoting the transparency and accountability to contribute to competing corruption. According to the Article 11 of the Transparency and Access to the Public Information Act, the main functions of IAIP are 1) to hear and decide appeals brought by applicants from this law, 2) to establish manuals and instructions of procedure for classification and public information protection, which the public institutions should apply according to, 3) to support the actions and the National File related to the formation and protection of the national document fund, 4) to establish the criteria and recommendations for National System of Public Information, 5) to apply the penalty framework of the law, 6) to realize the administrative management to guarantee the right to access to information for the citizen, 7) to regulate, plan, organize and carry out the internal function, 8) to present a report of activities semiannually to the Presidency and National Congress, 9) to realize activities of promotion and spreading about the right to access to the public information, 10) to operate an information system of its functioning, and 11) to secure publishing the information that should be spread according to the article of this law. IAIP’s priority area is focusing on the verification of the web portals of transparency of the institutions to accomplish the LTAI, implement the SINAIP (National System of Public Information) for citizen to have access to the public information. As regards its relationship with other institutions, Verification of Transparency Office supervises the transparency web portals of the obligate institutions. The Info-technology Unit provides space for server of IAIP to the institutions that do not have the technological capacity to have their own web portal. © Copyrights 2014, National IT Industry Promotion Agency 105 / 328 IAIP has responsibility to facilitate the citizen to the information through SINAIP, and integrate the subsystems of SINAIP such as Transparency Portal, SIELHO (Electronic System of Honduras), Civil service center, Virtual Platform of Education, and Study and Investigation Center. SINAIP was established in the Regulation of the Law of the Transparency and Access to the Public Information, Article 4 and No. 17, published on March 6, 2008. Its ICT officials are 65 and IAIP replied that no less than 75% of them are professionals. IAIP considers that major issue is lack of budget and improving literacy of people and human resources as well as providing ICT education or training for students are key success factors. In addition, it mentioned e-education as an area that should be invested, and the major concern is lack of continuance in the changes of government. 3.3.22. Executive Revenue Service – Tax Office (DEI) Executive Revenue Service has the mission to efficiently collect internal and customs taxes through a transparent and correct application of the tax laws, attending to taxpayer, in order to supply to the government necessary resources to reach the goals of social and economic development. The main functions are as follows: 1) National tax registration Registration and identification of taxpayers Registration and control of tax obligations 2) Collection of internal taxes Receive declarations and tax pay by bank system Administration of current account of tax Retrieval Tax control 3) Management of customs and collection of customs tax Registration and control of customs operations of all regimes (import, export, transit, etc.) Authorization of assistant of the public function in customs material Collection of customs taxes Monitoring customs Each department has relationship with internal and external institutions. 1) Department of Systems Development and Quality Control: Creation and maintenance of IT solutions (Information and applicative systems) Internal relations: With normative departments that define, evaluate and approve the information solutions, especially for automation of operative processes of the internal and customs taxes. External relations: Developing interoperable solutions with other institutions (SEFIN, Central Bank, etc.) and with business associates (banks that collect taxes, external trade operators, etc.) 2) Department of Technology Infrastructure and IT Security: Planning the capacity, implementation of technology and services, and protection of information Internal relations: Since the technology infrastructure is part of the institution infrastructure, it is working on Administrative department and Executor unit of © Copyrights 2014, National IT Industry Promotion Agency 106 / 328 projects, which provide resources for investment and sustainability of the technological platform. And it is internally coordinating with Technical support and production, and departments that use infrastructure. External relations: Interacting with providers of technology that provide equipment, service and support and working with other institutions (SEFIN, BCH, DNII, etc.) which are DEI system users. 3) Department of Production: Administration of systems and data base, administration of access to users, and maintenance of operating systems and services. Internal relations: Its principle relation is with operative areas of the institution that are users of the information systems, and ask for the services of this department for qualification of users, generation of information, and processing of data. Relating with Department of infrastructure, which manages the platform, and with Department of Systems Development that is permanently developing and maintaining the applications that are implemented in production. External relations: Exchange of information with public institutions (SEFIN, BCH, INE, DNII, Police, Interpol, etc.), and with business associates that are users of the systems. For example, 2/3 of the information system users are external trade operators (customs agencies, carriers, port operators, etc.). 4) Department of Technical Support and Service to User: Serving contact point between users and IT Department, training and assisting to users in the use of technologies, and resolution of hardware and software problems. Internal relations: With all administrative units that are technology users External relations: With providers of technology equipment and services In 1995 General Direction of Tax developed a center of data processing (PAD) and information system and Direction of Customs had SIDUNEA, national customs system. In addition, DEI implemented Tax Information System (SIT) for internal taxation. It implemented vehicle registration system based on the SIT in 1998. In 2001, the customs information system SIDUNEA 2.7 (mainframe architecture) migrated to SIDUNEA++. This system is the first that places transactions registration on the external final user (business operator) thanks to the architecture (client/server) and implementation of a national network between DEI and public customs assistants. Later it implemented the tax collection system DET/FENIX in 2002. This is one of the first services of e-Government in Honduras. It provided taxpayers with an information application for declaration of tax and payment; and the banks with an application for receipt and consolidation of payment to send electronic form to DEI. In 2003, the system SIT (mainframe architecture) moved to the system E-TAX (multilayers architecture with web technology), the first information system provided by intranet. The first web site of the DEI launched in 2004 to provide general information about the institution. Intranet and network service based on Active directory was established as national networkin 2006. In 2008 Online DEI for the first time presented services through internet to taxpayers for presentation of tax declaration, updating inquiries of data, etc. Furthermore, taxpayers started paying tax through the e-bank portal with electronic payment system. Real time transactions were realized in 2009. The customs system SIDUNEA++ (client/server) moved to SARAH (multilayers architecture with web technology, and web service base). This system works 100% through the internet and all operations are processed in real time from the offices of the customs circuit operator. © Copyrights 2014, National IT Industry Promotion Agency 107 / 328 100% of the customs’ collection is processed in the system and 80% are received through electronic payment by e-bank services. In 2010 a new interactive web site was launched which permits pass information from a site to a site that offers services to the citizen, such as interactive inquiries, download of form and application for accomplishment of tax obligations and access to online services. In 2013 interoperability system with Central American customs administrations was started for declarations exchange of International Transit of Merchandise (TIM) and import and export declarations between Central American countries (FAUCA). It was consolidated infrastructure in conditions of high availability for DEI services and systems with a data transporter network supported by connections with data base cluster and high availability by qualification of alternative site. In 2014 the old application DET (desktop application, without communication with DEI systems) replaced by new DET Live. This new application is installed or updated through the internet and permits to create declarations and transmit them online to DEI. Currently the tax declarations are realized in DET Live but it uploads to DEI through the online DEI platform. This second step can realize the transition of declarations through the client of DET Live directly to the DEI. In addition, DEI is conducting Electronic Invoicing Regime. It is in the second step, which is the subscription of the taxpayers to the regime. It will use the service massively because the users are about 120,000, so it will be utilized as client platform of DET Live, with the module (plug in) of taxpayers’ subscription to the invoicing regime. Lastly, the interoperability is developing to realize the banking cooperation and process that include the validation of what reported to DEI in concept of tax pay to the banks and what the banks report to BCH and necessary process for SEFIN to know which the real volume of tax collection is The Annual Operative Plan (POA) is made between August and September of previous year, in order to socialize and include the financing component in the next year budget. IT department is in charge of designing and carrying out the projects, and developing the projects requiring human resources, software, hardware, IT services contract as data link and internet, and clouding services. Annual budget of IT is no more than 45 million Lempiras, which includes payment, salary for IT personal, platform sustainability, data link, etc. The technology area doesn't have exclusive budget for developing the projects but it presents each year because there is no exclusive part for ICT projects. As to ICT maintenance budget, most of the IDB projects have something to technology so DEI obtained benefits for equipment (server, telecommunications infrastructure, etc.). The fund is exclusive to acquire goods and contract consultants but not for sustainability. Moreover, DEI owns fund and plan for investment in the sustainability of the platform, renovation of license, support contract, special support, etc. DEI described its ICT assets as follows: 1) At final user level: 42 locals with network and data link About 2,300 computers 2) At central technology infrastructure of DEI: - Server (equipment distributed between principle and alternative data center) 49 physical server © Copyrights 2014, National IT Industry Promotion Agency 108 / 328 183 virtual server (70 for collection server) Platform of Implemented Virtualization 4 distributed storages (SAN) - Telecommunications equipment 43 places at national level, about 60 LAN networks Daily traffic of 12,500 internal and external users 1,500 users connected to internet services (e-payment, SARAH, vehicles, etc.) - Principle Data Center Infrastructure Generator: capacity 170 gallons, full loading range 48 hours Central UPS for Data center: 40 KVA, operating 60% of the capacity 4 air conditioners (comfort, not pressure) - Alternative Data center Two racks of 42U in data center tier 3, redundant links and general conditions of high availability - Data base Production: 2 RAC (high availability), 4 nods Oracle Database Standard Edition (Systems: SARAH, BDF, E-TAX, BDH) SQL Server Standard 2008 (TAV) - Security Antivirus ESET NOD32 (2,000 licenses) Microsoft Active Directory (8 servers, 2230 users of service) FORTIGATE 310B According to the interview, the major issues are lack of strategy at high direction level, lack of capability of budget execution, lack of ICT budget, lack of ICT experts, and lack of ICT laws and norms. The Key success factors are extending and improving the access to broad band, automatizing the services for citizen, and basic education of ICT. e-Education and eBanking are the areas that should be invested. e-Government should have strategic and political policies from the highest level of the government, so that the institutions don't purchase and implement technology very heterogeneously that complicate including the interoperability between institutions. Now each institution defines its own ICT requirements and realizes purchase process, technical assistance or training, without knowing what other institutions are utilizing. Lastly, DEI commented that this project should start focusing on impact and concrete products such as platform for interoperability between government institutions, principle Data Center, and solutions for citizen, especially to facilitate the procedure and help to improve national competitiveness index. Meanwhile, the first concern is sustainability. In spite of capacity to develop projects and implement solutions, the government always has difficulties to sustain the solutions implemented in the previous administrations. The principle reasons to give up projects or initiatives are loss of priority, resources, and interest in the project, no plan of economic sustainability, and loss of qualified human resources. 3.3.23. National Institute of Statistics (INE) The mission of National Institute of Statistics is consolidation and modernization of the © Copyrights 2014, National IT Industry Promotion Agency 109 / 328 National Statistic Information System to meet the requirements of reliable and opportune statistic information, which facilitates the decision making of public and private sector in general. The main functions of INE are 1) to secure the production, proper use, and spreading of reliable and opportune statistics to know the national reality, including national census of population and house, agriculture and fishing census, life (birth and death), survey of income and expenditure (export and import), and national survey of health; 2) to establish the regulation, integrate and rationalize the official statistics, such as National Statistic System (SEN) made by all dependencies of the State, which have activities of collaboration, recollection analysis and publication of statistic information, National Statistic System Commission which is technical organism of advice presided by the INE Director, and Technical Committees; and 3) to program, analyze, spread and publish the statistic information in census, survey and administrative registrations, including library service with more than 15,000 documents and publications, publications and spreading through the web page (www.ine.gob.hn), and mapping service disaggregated at national level. INE’s priority area is to offer information about the national statistics to public or private entities, which need indicators of national statistics for decision making. It provides statistic information through the web page and presents special service to Information department by database, backup, user management and network security. Other vital department is the National Census of Population and House that uses services of Digital cartography. INE has relationship with the Secretariat of Finance for access to System of Integrated Financial Administration (SIAFI) and HONDUCOMPRAS. Currently it has a training program for INE personal: courses of Excel, repair and maintenance of computer equipment, wiring structure, and maintenance of network. In addition, this institute collaborates with other public and private dependencies to establish: Metropolitan Information Network, Mesoamerican Information Highway (AMI), and Hospital school Program. INE is updating the web page information of the institution to offer the information online to citizen and public and private institutions and digitalizing national cartography. Furthermore, it is planning to support the development of ICT and e-government, not only participating in the principle initiatives like Master Plan, AMI, Metropolitan Information Network, HospitalSchool program but also implementing the Information Contingency Plan and updating web page to facilitate the services that are presented directly to the citizen. As to ICT development budget, it is very difficult to deal with the administrative part, and generally financial resources are obtained more for purchase of new equipment than maintenance of current network and equipment. Yet, now the resources was obtained to improve the information network, to implement a security system that permits a better control about the proper use of the equipment for public officers, and to optimize the use of broad band. Fund for the National Census of Population and House achieved the new version of equipment that benefits to labor of workers of institution. There are 160 ICT officials and the proportion of professionals is less than 75%. INE has 157 computers for direction, administrative and management offices, 170 Population and House Census, 10 Servers, Database (external trade, survey of house and multiple purposes, geo- © Copyrights 2014, National IT Industry Promotion Agency 110 / 328 reference, or digital cartography), and Backup system of external hard disc. The equipment is in good condition with maintenance of minimum twice per year, and the vital shortage is electric energy support system for servers. According to the interview, major issues are lack of ICT budget, lack of infrastructure of proper electricity support and lack of ICT laws and regulations. It was mentioned as key success factors that 1) legal framework is needed to regulate and direct the guideline; 2) public and private universities should make an effort to improve the quality and quantity of professionals; 3) Honduras has a good basic communication infrastructure owned by private companies, which makes the expansion of ICT difficult due to the high cost of connectivity, and it is recommendable to strengthen the infrastructure of the National Telecommunications Company to reduce the cost and improve the coverage; 4) in order to reduce the digital gap, the digital literacy plan is necessary orienting to good use of the actual technology for investigation, knowledge, communication, business and distance learning, etc.; and 5) implementation of ICT services to cellular phones by public and private entities is required. Meanwhile, INE mentioned e-Education as an area that should be invested. The directions for development of ICT and e-Government are good but still it needs some regulations and State infrastructure. INE will offer services to citizen, achieve the infrastructure and human resource to speed up and make transparent administrative procedures collaborating with national development. 3.3.24. National Resident Registration (RNP) National Resident Registration has mission to guarantee the veracity of the inscription of acts about marital status of natural persons, the universal right to the identity with focus on human rights, developing and strengthening the democratic system of Honduras; with the compromise of excellent services to reach the confidence of citizen. Main functions of RNP are to guarantee the inscription of vital acts about the marital status of natural persons; to protect and certificate the acts executed by the citizen in the civil registration; to issue the document of identification of the Hondurans, with efficient, quality and security; to implement the regulations and policies that guarantee the security of the information and documents that support the proceedings realized by citizen; to establish and implement regulations, procedures and controls that guarantee producing reliable information for other institutions, the government and society in general; and to promote the culture of registration. Its priority areas are to guarantee the inscription of vital acts about the marital status of natural persons; to issue identification of the Hondurans; to secure information security; to produce reliable information; and to promote the culture of registration. RNP provides the online external consulting system to the public or private institutions, requiring the inter-institutional cooperation agreement, provided for free in the case of the State institutions, and possible to sell the consulting service for private companies through the contract, which utilize two web services, civil registration consulting and identification consulting. It offers information one by one, using the name or the number of identity card of citizen, and gives 6 public data authorized by RNP law, first name, last name, sex, date of birth, address, status of marriage or death. In addition, RNP provides identification consulting © Copyrights 2014, National IT Industry Promotion Agency 111 / 328 offering the complete information of individual including photo and residence. The entities with access, which signed the inter-institutional cooperation agreement are: Secretariat of External Relations (with 69 consulates in the world), Public Prosecutor’s Office (with 6 attorneys), FHIS, Migration and foreigners, Interpol, Secretariat of Finance, DGIC, Secretariat of Health, Special services of Investigation, PRAF, CEINCO, Juvenile Courts, DEI, National Committee of Human Rights, and Secretariat of Education. For access to census system, RNP offers internal web service, additional information, photo, fingerprints and family tree of individual, utilizing for investigation organization and State security. Interpol asks for in writing to RNP. RNP’s current projects are automatizing civil registration; connecting by digital link, wireless and satellite link; remote monitoring of infrastructure equipment; digital capture of document supporting the inscriptions of civil registration, marginal notes and request of identification system; implementation of an interoperability platform by a portal, with licensing Oracle; and implementation of an additional control to observe the performance and hits of connection of different users of web service. As regards ICT maintenance budget, resources are generated by benefits from services, cooperation resources for concrete requirements of modernization project, SEFIN management and inter-institutional agreement. Its ICT officials are 15 and only less than 10% are professionals. It has ICT assets such as Database ORACLE, SQL and Access, Server Blade, Rack, SAN and Desktop Server, communication system with capacity to deal with dedicated line, link and satellite link, and Firewall of hardware, software, perimeter, web server, and antivirus. According to the interview, major issues are lack of Top manager's will, lack of ICT budget, and lack of ICT laws and regulations. The key success factors are increasing the penetration of ICT infrastructure and establishing ICT laws, regulations and incentives. In addition, it answered that e-Education, e-Healthcare and Welfare, and e-Banking are the areas that should be invested. RNP additionally commented that it is necessary to implement a pilot plan, create an interinstitutional committee of ICT, create an interoperability committee, and establish a prioritization of attention. Lastly, the main concern is lack of resources, in particular human resource to realize the implementation. 3.3.25. Supreme Court of Audit (TSC) Supreme Court of Audit is responsible to watch the proper management of the State's resources, controlling to guarantee the transparency of the public administration. Its main functions are realizing audit of finance, legal accomplishment, and special and environmental management; inspecting the implementation of the recommendations made by audits; controlling the public entities’ degree of ethical accomplishment; training the code of ethics of public servants and good practices in the public administration; determining indicators of illicit enrichment in the public workers and employees; resolving the punctual and specific reports of citizen; inspecting the accomplishment of the applicable norms to register control and custody of national goods; and automatizing the process of the audit through using TAAC's. © Copyrights 2014, National IT Industry Promotion Agency 112 / 328 As a government entity of system control, TSC has constitutional function to inspect fund, goods, and resources of the State and institutions including banks, National Commission of Banks and Insurances, municipalities and other special organizations or public and private entities that receive or administrate public resources of internal or external source, carrying out various types of audit such as legal accomplishment, finance, management, and public work. As to major achievement, in 2010, the active and passive declaration process started a technological solution with which the same citizen could fill the declaration and present it. Besides, a technological platform was established in 2006 in which citizens can notify the irregularities. TSC is currently automatizing various processes of dependencies, upgrading technological platform, and creating ICT norms. According to the Article 45 of TSC Organization Law, and dealing with the ICT for effective and efficient use of public resources, ICT will provide minimum institutional capacity to start audits of systems and information technology. ICT resources will finance national and international consultants, equipment and training for following activities: 1) making rules, manual and guideline to realize audit of systems and IT, 2) training a task force team designed by TSC, conformed with civil servant of each operative area and Technology directorate, 3) developing two pilot audits and realizing adjustment to policy and legal document based on the pilots, and 4) implementing audit of system with general controls and specific applications. ICT development budget is financed by IDB, and a portion of the TSC budget is assigned to ICT for realization of the programed projects. In addition, it does not have enough professional ICT officials (less than 10%). Even though there is existing educational program, it does not cover ICT and e-government. TSC pointed out lack of ICT budget, lack of ICT and e-government laws and regulations, lack of ICT and e-government personal training, and lack of will of national authorities as major issues as to e-Government implementation. As key success factors, it is necessary to create and promote a legal framework at national level, which is in charge of organizing, controlling and leading all references to e-Government and ICT; to create the laws relevant to ICT legal framework at national level; to realize an evaluation of actual study plan in all categories in order to update the gap of education level; and allocate a big budget to ICT. To be a leader in the region, Honduras should adopt the internet as a policy to take advantage of extended benefits of the internet. It is imperative to prepare a digital agenda that organizes all challenged and opportunities: business and e-government policy and regulation, numerical portability (already started), security norms to provide public information via network, standards to upgrade the information for citizen, connectivity for municipalities and families, and navigation via mobile by local applications. Honduras is a nation with big penetration of mobile phone and ISP, and it should take advantage of the infrastructure to promote the foreign investment in contrast to laws prepared for empowerment and under the initiatives. TSC answered that it should utilize ICT as an excellent tool of institutional management, which helps positively the development and viability of organizations. It would like ICT to add value to operational activities and institutional management of TSC, and obtain competitive benefits. Finally it congrats to this project to lead the nation toward the © Copyrights 2014, National IT Industry Promotion Agency 113 / 328 knowledge society and implementation of e-government, but the concern is that this initiative would not continue in next government. 3.3.26. Supreme Court of Justice The mission of Supreme Court of Justice is to impart transparent, accessible, impartial, prompt, effective and free justice by independent judges only subject to the Constitution, international treats and internal legislation, in order to guarantee the juridical security and the social peace and make sure republic and democratic vocation in the framework of the State Right. The Judiciary is integrated by a Supreme Court of Justice, by the Courts of Appeal, judges, and other dependencies that the law indicates. Supreme Court of Justice is using ICT from 2004 such as data network, implementation of email, use of internet, videoconference, information system, etc., and it established policies for proper use of ICT. Its current projects are redesign of data network, installation of network at national level, virtualization, fire control system, implementation of new information systems, civil complaint via web, consultancy on file by external users, digitalization of personal archive and installation of information kiosk. The financial resources for technology area are contained in the annual budget of Judiciary, and sometimes it obtains budget of international cooperative organisms. The administration direction manages the procedure to pay, the budget direction issues budget availability, and info technology direction executes the projects. It has approved budget for all projects of the Reengineering Plan. It has more than 4000 ICT officials and only less than 50% are professionals. As regards ICT assets, computer is changing gradually the equipment and Microsoft platform is updating versions. It was not approved budget for training, so it has only basic computer courses for employees, which leads to very low ICT knowledge asset. According to the interview, the major issues of e-Government are lack of support by superior authorities to acquire and implement ICT, lack of qualified and experienced personal, low budget and electricity problem in the buildings. Key success factors are strengthening the ICT education, increasing and maintaining the ICT infrastructure and supporting the superior authorities in ICT budget as an investment. ICT should be invested for infrastructure to give and receive information in particular, and all areas such as health, education, judiciary, tourism, etc.. Recently IT direction has injected budget for various IT projects and supported the superior authorities for development. In addition ICT should be applied to share information among institutions and facilitate the works for internal and external users, which would help economically because it would avoid having photocopy. Supreme Court of Justice answered that the e-Government Master Plan is an excellent project. Various initiatives have been realized but they are not concluded in a product. In this time, it hopes to achieve it. It is complicate that all institutions participate 100% but they can work based on the institutions already developed and standardize step by step until achieving the real e-government. Lastly, it was mentioned that security area should be invested, and sustainability of the project and focusing on the socialization of the project at all levels are © Copyrights 2014, National IT Industry Promotion Agency 114 / 328 important. 3.3.27. Public Prosecutor’s Office The Public Prosecutor’s Office of Honduras has mission to represent interests of society related to victims of crime and human rights, and to be a civil lawyer for the citizen. Its main function is prosecution, evidence examination ad conviction, and priority area is to reduce general crime, extortion and organized crime and to prevent terrorism. For this, Public Prosecutor’s Office has relationship with Secretariat of Security and Supreme Court under the Justice Sector. Each Secretariat owns and manages its own information and requests for information to another Secretariat by official letter and shares information and hard-copy documents upon request. In addition, it interacts and relates with all ministries and private sectors to collect required information. As regards the major achievement, this institution implemented a file system (SEDI) 5 years ago funded by international bank and conducted renewal of its website 2 months ago. Now it is planning a new security management system replacing SEDI, which is case tracking system and applies to all ministries under the sector of justice. However, there is no concrete plan for development and implementation due to lack of budget and qualified resources (on the contrary, Secretariat of Security is carrying out the project according to the interview with Secretariat of Security). Public Prosecutor’s Office has centralized ICT organization and there are total 30 people supporting over 3,000 people in the Secretariat in the capital and other cities. Their major roles and responsibilities are application design and programming as well as administration. It has introductory training for newly joined employees and assigned job after introductory training but it is not job training for ICT. According to the interview, major issues for e-Government are lack of budget and lack of laws and regulations. It has very small amount of government budget and also relies heavily on international support and donation. Some laws and regulations should be reviewed and revised according to environmental changes such as advancement and adoption of ICT. Moreover, minister’s leadership was pointed out as a key success factor. The employees of Public Prosecutor’s Office responded that ICT should be invested on public security matters besides of e-Government area, and more training for government officials is required. It is important to train institutions first, and then expand to the citizen in order to increase citizen’s awareness of ICT. Furthermore, ICT should be used for security system to improve efficiency and effectiveness as well as to shorten time of process and case managing. Sharing information with using ICT makes it possible to reduce travel time and ultimately to save cost. Public Prosecutor’s Office commented that all Ministries need to be operated based on the same level of ICT infrastructure to secure interoperability and collaboration, and have to discuss on the same page and with the same language in the matter of ICT. Its concern is that people would resist to the changes or are not easily changed; therefore, e-Government needs to be implemented step by step. © Copyrights 2014, National IT Industry Promotion Agency 115 / 328 3.3.28. Secretariat of General Government Coordination (SCGG) The Secretariat of General Government Coordination was founded in Feb 2014 and IT Unit received the actions of the SEPLAN. The mission of SCGG is to develop and give technical support for information systems of the institution. It plays a role of analyzing, designing, programing, implementing, evaluating, documenting and maintaining all automatized processes that operate in each administrative, financial and operational unit of the institution, as well as guarantee well-functioning of these processes at national level. Its main functions are 1) administrating efficiently the operation of the data base in diverse information systems in order to guarantee the integrity of the systems, under the agreed definition, design, maintenance and security of shared information, 2) adapting the current systems to the necessities of the different departments and units, and training the public officials in different applications developed for each specific area, 3) developing, implementing and administrating communication network infrastructure of the institution and related services, 4) supporting and maintaining the computer equipment, connectivity and basic information resources in the best conditions, which guarantee better execution of the administrative and operative functions of different units, and 5) investigating and implementing the recent innovations in web technologies and multimedia. SCGG helps all units of the Secretariat so that it can analyze feasibility of manual, mechanized or electronic systems to produce the information and set up alternatives of solution. And it provides technical support to automatized systems and IT equipment, and in the same way, it develops and maintains programs for processing of the information and decision making. The Secretariat acquired server infrastructure under the concept of virtualization or cloud computer in order to continue the services such as institutional mail, publication on website, backup and technical support systems, biometric watch, and platform of Cooperation Management and Performance Management. One of the major achievements is process management such as data base development, website development, and IT technical support. The current projects are implementation of VoIP, digital document, electronic signature, electronic record of employee, and reinforcement of the private cloud of data center to meet the increasing necessities of the new entities of SCGG. SCGG responded that there are 6 ICT officials and the proportion of ICT professional is no less than 75%. Its system department had some budget to strengthen the information system, but this budget has been consolidated in general of SCGG. In detail, its annual budget was assigned 230,374 lempiras for computer equipment maintaining and repairing, 155,625 lempiras for information system maintenance, and 203,251 lempiras for information service and computerized systems. According to the employees of SCGG, major issues for e-Government are lack of ICT budget, lack of licenses, lack of social infrastructure, and lack of laws and norms. They indicated that the key success factors are 1) enhancing the education level of Honduran people, 2) access to internet service, 3) political willpower, 4) promoting ICT industry, and 5) establishing ICT laws, norms and initiatives. In addition, they gave an opinion on direction of ICT and eGovernment saying that ICT and e-government are fundamental link to competitiveness of the nation and development. They expect ICT would be utilized through applications for © Copyrights 2014, National IT Industry Promotion Agency 116 / 328 mobile devices because of its popularity and easy access that permit an opportune feedback for decision making. Lastly, they hope this project would be a guide for the actions or directions to improve services for citizen and would include the international standards such as ITIL, ISO, COBY, etc., would be one of the first steps in availability of the services for citizen, would provide guideline to protect the information in different public entities, and would provide a legal framework for training and continuing of IT personal. Moreover, they concern that this project would be failure or simply stay just in paper. 3.4. Implications There is huge gap between institutions which have well-developed ICT infrastructure and information systems with experienced and skilled human resources and secured budget for development, operation and maintenance and institutions which do not. To overcome such a gap within government institutions is as important as to reduce digital divide in the country. Hence, it is critical to present a solution or an alternative to reduce gap in ICT infrastructure and information systems within government and facilitate collaboration for ICT and eGovernment implementation and system integration of currently used, under development and planned. Most of H/W is old, most of S/W licenses are expired or not updated, and most of data centers are not properly equipped. For this reason, it is required to implement common ICT infrastructure such as government data center with high priority so as to establish a foundation for e-Government, provide alternative to resolve budget limitation and remove redundant investment. Common ICT infrastructure also encourages collaboration among institutions for e-Government implementation and ensures interoperability and integration among government systems. There are insufficient human resources of ICT and most of them are not properly trained. Training programs for ICT officials and end users are planned and initiated in a few institutions, but those training programs remains basic level without adequate skill development path. Hence, it is important to promote e-Education which is leveraged to provide training and education on ICT and e-Government for systematic skill development of ICT officials. e-Education also drives nationwide improvement of ICT and e-Government with contributing to increase of awareness and consensus building within and outside government. Most of interviewees select e-Education as the area to be invested besides eGovernment in order to invigorate ICT in Honduran society. Government should show strong leadership and commitment with viable and sustainable plan on ICT and e-Government. Government should also enact proper laws and regulations in order to sustain ICT and e-Government implementation. These help government earn trust in sustainable policy enforcement from both government officials and citizens with increase of awareness and engagement in regards to implementation of ICT and e-Government. 4. Honduras IT Diagnosis 4.1. Introduction For the appropriate direction for e-Government of Honduras, one of the most important © Copyrights 2014, National IT Industry Promotion Agency 117 / 328 factors is the proper understanding on IT levels of institutions and agencies in Honduras government. Thus, it was carried out to diagnose the conditions of IT in government institutions based on the Evaluation Method for Information Level. The 27 institutions responded to survey for IT diagnosis, which are: Secretariat of Education (SE) Secretariat of Health Secretariat of Social Development and Inclusion (SEDIS) Secretariat of Infrastructure and Public Services (INSEP) Secretariat of Security Secretariat of Labor Secretariat of Agriculture and Stock Farming (SAG) Secretariat of Energy, Natural Resources, Environment Secretariat of Finance (SEFIN) Secretariat of Human Rights, Justice, Governance and Decentralization (SDHJGD) Secretariat of Economic Development Secretariat of Foreign Affairs and International Cooperation (SRE) Secretariat of Presidency (SDP) Secretariat of General Government Coordination (SCGG) National Autonomous University of Honduras (UNAH) Institute of Professional Training (INFOP) Institute of the Property (IP) Central Bank of Honduras (BCH) National Commission of Banks and Insurances (CNBS) National Commission of Telecommunications (CONATEL) Institute of Access to Public Information (IAIP) Income Executive Service (DEI) National Resident Registration (RNP) Supreme Court of Audit (TSC) Supreme Court of Justice Public Prosecutor's Office (MP) and National Institute of Statistics (INE) The main purpose of the IT diagnosis was not to evaluate the level of e-Government of each Secretariat or each institution but to analyze the overall level of e-Government of Honduras. Moreover, because only one department participates in most of the organizations, it is very difficult to analyze the whole organization. In conclusion, only the level of e-Government of Honduras can be analyzed but the level of e-Government of each organization is not known. 4.2. Evaluation Method for IT Level 4.2.1. Evaluation Method In order to diagnose the IT level of e-Government of Honduras, the Evaluation Method for Information Technology Level has been applied. The method, operated by the National Information Society Agency (NIA) of Korea, was created and developed to evaluate IT level of various types of organizations since 1997 and has applied the Evaluation Indices of Industrial Informatization (EIII) Model. © Copyrights 2014, National IT Industry Promotion Agency 118 / 328 4.2.2. Measurement Even though the survey has adopted the EIII Model, the measurements of the Method have been modified a little bit to make it suitable for the objective of the IT diagnosis. The measurements of IT diagnosis consist of 5 areas and 13 sections, and the details are as follows: Area 1. IT Strategy 2. IT Environment Section 1.1. IT Plan • Information Strategy Planning (or IT Master Plan) • Implementation 1.2. IT Investment • Awareness of IT Budget • Feasibility Study 1.3. IT Understanding of Top Management • CIO Policy • Willingness of CEO for IT Development 2.1. IT Policy • IT Regulations • Standards for IT Resources and Asset 2.2. IT Organization • Departments in charge of IT • IT Expert Knowledge 2.3. IT Education • IT Training Employees 3.1. Hardware • Types of Hardware Infrastructure • PC Penetration 3.2. Network • Speed of Network • Frequency of Network Failure 4.1. Business Support • • • • 4.2. Civil Affairs • Internet-based Introduction and Transaction Systems for Civil Services 4.3. Interoperability of IT Systems • Data Provision and Accuracy • Data Timeliness 5.1. IT Utilization • Practical Use 5.2. IT Effectiveness • Contribution to Business Achievement • Performance Assessment Index 3. IT Infrastructure 4. IT System 5. IT Assessment Measurement Program and Period for Electronic Approval System IT systems of Administration Knowledge Management System Electronic Communication Tools [Table II.4-1] IT Evaluation Measurement © Copyrights 2014, National IT Industry Promotion Agency 119 / 328 4.2.3. IT Maturity Model The Evaluation Method for Information Level includes the “Model for evaluation of IT maturity” which analyses the level of the organization’s development processes with regard to IT. The model consists of 5 stages such as basic infrastructure, process integration, enterprise (organization) integration, business collaboration, and business knowledge. The result of IT diagnosis will produce the stage that an organization is at, based on the measurement. The characteristics of each stage are as follows: Stage Definition 1st Stage Basic Infrastructure IT supports personal tasks or basic business 2nd Stage Process Integration IT systems are constructed to support and to integrate business processes 3rd Stage Enterprise (Organization) Integration Through IT, defined business units are integrated and managed as a whole 4th Stage Business Collaboration Businesses are transacted through the connection Characteristics • Beginning to construct and use IT tools and IT equipment • Closed IT environment (Isolated IT systems) • Showing interest in IT, and low IT investment • Neither IT master plan nor IT operation regulations • No IT department or unprofessional IT department • Installing IT systems connected to business units (e.g., finance, accounting, and HR, etc.) • Showing interest in business integration and connection • Increase of IT investment in the IT equipment (e.g., PCs, Servers, etc.) • Devised IT plan, but low quality (or not master plan) • Although change of an organization is required, there is no change of business processes and functions • Beginning to construct Integrated IT systems such as ERP • Redesigning the business processes (IT not for functions but for processes) • Showing interest in the IT security area • Devising information strategy planning and IT security planning • Sharp increase of IT investment • Increase of IT professional employees and IT training • Specialized IT department (Increase of IT department’s value) • Centralization of IT systems’ functions • Connecting businesses among the related organizations • Deleting overlapped functions © Copyrights 2014, National IT Industry Promotion Agency 120 / 328 Stage 5th Stage Business Knowledge Definition Characteristics between internal IT • Common platform and common framework systems and external among organizations are required IT systems (Sharing • Redesign of business processes among the information among organizations organizations) Based on the advanced business knowledge, new business model is created and developed • Aligning business strategies with IT strategies • Pursuing innovative business structure • Service (or customer)-oriented IT systems • IT systems are benchmarked as advanced cases [Table II.4-2] IT Maturity Model 4.3. Result of IT Diagnosis 4.3.1. Summary The total score of the IT diagnosis is 3.02, at the beginning of level 3. The figure indicates that e-Government of Honduras has got out of the Process Integration Stage and is just moving into the Enterprise (Organization) Integration Stage. The results of all areas, except IT Strategy and IT Environment, scored at around level 3. This shows that each area is developing at the similar pace. However, the relatively high score of (3.67) for IT Infrastructure area including PC Penetration and Network means that the other areas like IT Strategy, IT system, IT assessment and IT environment are not keeping up enough with the IT Infrastructure although the IT Infrastructure is quickly changing. © Copyrights 2014, National IT Industry Promotion Agency 121 / 328 [Figure II.4-1] IT Diagnosis Results with Average Score in each Area Area Section 1.1. IT Plan 1. IT Strategy 1.2. IT Investment 1.3. IT Understanding of Top Management 2.1. IT Policy 2. IT Environment 2.2. IT Organization 2.3. IT Education 3. IT Infrastructure 3.1. Hardware 3.2. Network 4. IT 4.1. Business Measurement 1.1.1 Information Strategy Planning (or IT Master Plan) 1.1.2 Implementation of the Planning 1.2.1 Awareness of IT Budget 1.2.2 Feasibility Study 1.3.1 CIO Policy 1.3.2 Willingness of CEO for IT Development 2.1.1 IT Regulations 2.1.2 Standards for IT Resources and Asset 2.2.1 Department in charge of IT 2.2.2 IT Expert Knowledge 2.2.3 IT Training Program 2.2.4 IT Training Period 3.1.1 Types of Hardware Infrastructure 3.1.2 PC Penetration 3.2.1 Speed of Network 3.2.2 Frequency of Network Failure 4.1.1 Electronic Approval System © Copyrights 2014, National IT Industry Promotion Agency Result 2.74 2.84 2.26 1.79 2.26 3.47 2.21 2.32 3.37 3.89 1.58 1.53 3.21 4.05 3.37 3.42 2.63 122 / 328 System Support 4.2. Civil Affairs 4.3. Interoperability of IT Systems 5.1. IT Utilization 5. IT Assessment 5.2. IT Effectiveness 4.1.2 IT systems of Administration 4.1.3 Knowledge Management System 4.1.4 Electronic Communication Tools 4.2.1 Internet-based Introduction and 4.2.2 Transaction Systems for Civil Services 4.3.1 Data Generation and Provision 4.3.2 Data Accuracy 4.3.3 Data Timeliness 5.1.1 Practical Use 5.2.1 Contribution to Business Achievement 5.2.2 Performance Assessment Index 3.05 2.05 4.37 2.68 2.37 3.16 3.68 3.58 4.00 4.32 2.11 [Table II.4-3] IT Diagnosis Results in Details 4.3.2. IT Strategy The IT Strategy level was lagging behind other areas in the diagnosis. Even though some organizations have conducted the feasibility studies (1.79) before implementation the IT project, the establishment (2.84) and implementation(2.74) of IT master plan(or IT strategy planning) is relatively small. It means that it is necessary to coordinate the individual projects from point of view of the whole government or organizations. The CIO policy (2.26) has not yet been put into action in many organizations while the willingness of CEOs (3.47) for IT development is high. Another issue is that many people involved are too concerned about the IT budget, and see investment in IT as a cost and not as an investment (2.26). © Copyrights 2014, National IT Industry Promotion Agency 123 / 328 [Figure II.4-2] IT Diagnosis Results of IT Strategy 4.3.3. IT Environment The IT environment level is the lowest in the almost areas. The majority of institutions have organized IT departments and hired IT expert knowledge (3.89) even though there is some shortage of employment. Furthermore, most of them understand the necessity of specialized human resources and the necessity of specialized IT knowledge (3.37). Regulation for IT had established by central government (2.21) and IT managers of all organizations are following government standard strictly (2.32). Also, most organizations recognized IT education for employees as one of the most important elements for organizational development. To increase the IT knowledge, there are IT training program (1.58) therefore it is necessary to reinforce the quality and periods of training (1.53). Major issue in the IT environment area is that the majority of organizations did not invest money and time for IT education and training. © Copyrights 2014, National IT Industry Promotion Agency 124 / 328 [Figure II.4-3] IT Diagnosis Results of IT Environment 4.3.4. IT Infrastructure IT Infrastructure shows the highest results among almost the areas. The PC penetration is good (4.05) and the organizations allocate PCs to almost all employees. Considering the PC penetration is the most important factor of IT infrastructure, it is a quite achievement in the Honduras government. Also, the majority of the Types of Hardware Infrastructure is the client/server-based or the web service structure (3.21). The speed of network and the frequency of network failure are on a middle level. The network speed of most of the organizations is less than 20MB, and the average frequency of network failure is approximately 1 hour or less per month. © Copyrights 2014, National IT Industry Promotion Agency 125 / 328 [Figure II.4-4] IT Diagnosis Results of IT Infrastructure 4.3.5. IT System The IT systems area consists of three sub-sections, business support, civil affairs service, and interoperability of IT systems. The business support systems are related with the general administration such as HR, accounting, and electronic communication tools (e-mail and emessenger). The civil affairs service systems are internet-based information introduction and transaction system. The interoperability of IT systems is related with generation and provision of data, data accuracy, and timeliness. The score of all sections in the IT systems is higher than the overall average (3.06). In the business support section, almost all organizations are using the electronic communication tools (4.37), which are constructed and being operated. However, the use of knowledge management systems is relatively low (2.37) and there are few electronic approval system (2.63) to share knowledge information. Regarding the civil affairs service, there are a few internet-based introduction (2.68) and transaction systems (2.37). For the interoperability of IT systems, date management in terms of accuracy (3.68) and timeliness (3.58) is intermediate but it is necessary to generate and provide more data. © Copyrights 2014, National IT Industry Promotion Agency 126 / 328 [Figure II.4-5] IT Diagnosis Results of IT System: Business Support Section 4.3.6. IT Assessment The organizations generally use the main functions of their IT systems and feel that the contribution of the IT systems to their business achievements is relatively high (Respectively, 4.32 and 4.0). For the investment in IT systems, it is very important to evaluate the performance of current IT systems. However, there are no assessment indexes to calculate the performance of IT systems (2.11). [Figure II.4-6] IT Diagnosis Results of IT Assessment © Copyrights 2014, National IT Industry Promotion Agency 127 / 328 4.4. Implications [Figure II.4-7] IT Maturity Level of Honduras e-Government Based on the IT maturity model, the stage of e-Government of Honduras is on level 3 However, it cannot be said that the stage is definitively level 3 because the score 3, which means IT infrastructure and IT assessment still remain on level 2, as a result, it is in between 2 level 2 and level 3. In conclusion, to move from level 2 into level 3, the following implications and opportunities can be considered: Implications Opportunities One of the most critical factors to increase operation productivity and effectiveness is to improve the business processes. To do that, organizations should redesign their business processes to make them simple and efficient. Redesign and integration of the processes of operation is required within a unit such as department or a team that happens to be in level 2, or a whole organization at level 3, or a whole service including a related organization. Because of that, level 2 is called “Process Integration” and level 3 is “Enterprise Integration”, and level 4 is “Business collaboration”. Improving the business process based on the IT system The IT education program should be continually reinforced and completely implemented to achieve a good outcome. Thus, it should be considered to establish IT academy regularly. For example, government agencies in Korea provide IT education programs for 1 week or more every year. Establishing IT academy for all government organizations’ employee © Copyrights 2014, National IT Industry Promotion Agency 128 / 328 Implications Opportunities Stabilizing of government network is a very urgent task for the eGovernment of Honduras. Many organizations do not satisfy demand for current network quality and speed. Thus, Honduras government should reinforce network maintenance as a matter of urgency and should figure out the right solution with an inspection for network situation. Reinforcement of network maintenance especially focused on network quality and speed. Business supporting systems such as electronic approval systems and knowledge management systems are very useful IT tools to improve business efficiency and to share information. However, most organizations do not construct or operate the system, thus Honduras should devise plans to build business supporting systems as soon as possible. Construction of Business Supporting System such as KM(Knowledge Management), Electronic Approval Even though some systems have web-based, the Host/Terminalbased structure is still popular computing models of government agencies in Honduras. It means that employees cannot access their systems and not work outside their offices. In order to increase the usage of IT system, the computer structure should be one which users can access anywhere and anytime Changing IT system into the more general and accessible structure(Web-Based) The operation of IT systems is more important and difficult than the construction of the systems. For effective and productive operation of IT systems, assessment tools to evaluate the capability and achievement of IT systems are needed. However, very few of organization have assessment indexes for IT systems, and most organizations do not have any kind of assessment tools. Thus, before constructing IT systems, the objectives and purposes of the systems should be accurately defined and then an assessment index should be created in preparation for the operation of the systems. Establishing the tools for evaluating the capability and achievement of IT systems [Table II.4-4] Implications of IT Diagnosis 5. Benchmarking 5.1. Case Study of Korea’s e-Government Korea, as a newly industrialized country, has been developing after overcoming the Second World War and the Korean War. In 2013, Korea’s GDP is $1.2trillion which is the 15th biggest in the world, and GDP per capita is $28,739, ranked number 29 in the world. However, GDP per capital was merely $254 in 1970 and $1,645 in 1980. Korea has been growing rapidly, and it is estimated that the introduction of e-government was the huge driving force of economic growth. E-Government promoted more favorable environment to the national economic development as well as improved transparency and efficiency of the public administration. Furthermore, Korea has actively pursued e-Government as a critical means to make the government more competitive, by leveraging the world’s best information technology (IT) © Copyrights 2014, National IT Industry Promotion Agency 129 / 328 infrastructure including broadband Internet. It had laid the groundwork for e-Government, including National Basic Information System (NBIS) computer networks in the 1980s and streamlining of applicable laws and institutions in the 1990s. From the 2000s, the Korean government implemented e-Government as the major national agenda for the new century. It concentrated on 11 major initiatives for e-Government (2001~2002) and 31 major tasks for the e-Government roadmap (2003~2007). As a result, e-Government has become firmly established in all areas of the Korean government. 5.1.1. Organization of e-Government Project 5.1.1.1. Organizational Structure for e-Government Korea achieved world-class e-Government with the aim of realizing e-Government that is open at the international level through establishment of consistent strategy from national strategies, establishment of detailed implementation tasks and achievement measure, and division of clear role between promotion institutions. It is said that Korea started e-Government project establishing Administration Computerization Promotion Committee under the Ministry of Government Administration in 1975 and after Information Industry Support Committee presided by the Chief Presidential Secretary in 1983. It changed the name to Computer Network Coordinating Committee in 1987 and Informatization Promotion Committee in 1996. In 2001, Korea set up a Special Committee on e-Government under the Presidential Committee on Government Innovation and Decentralization in order to promote the eleven eGovernment initiatives. This special committee was operated separately to the Informatization Promotion Committee which was reformed to National Informatization Strategy Committee in 2009. With those policy making and coordinating agencies, the executive body also changed according to the e-government development stages. Until the late-80s the Ministry of Government Administration put various computerization plans of each Ministry and institution and after the Ministry of Communications took over the functions of IT industry from the Ministry of Commerce and changed to the Ministry of Information and Communication. In the late-90s and early-2000s with the Ministry of Information and Communication the Ministry of Planning and Budget involved in e-Government assigning budget and the Ministry of Government Administration and Home Affairs restructuring the organizations and administrating local governments. The Ministry of Government Administration and Home Affairs created head office of e-Government in 2005. It changed to the Ministry of Security and Public Administration in 2008 and took charge of e-Government affairs as a main executive organization. © Copyrights 2014, National IT Industry Promotion Agency 130 / 328 *MOSPA: Ministry of Security and Public Administration **NIA: National Information Society Agency [Figure II.5-1] Organization of Korea’s e-Government Korea established e-Government vision “To realize the best open e-Government in the world” and set up national goal and national tasks to connect to the vision. According to the specific goals it developed a 5-year roadmap. It defined and promoted 31 tasks divided into two levels: first phase of basis reorganization and second phase of advancing services. As regards e-Government organizational structure, some success factors of Korea are follows: Clear definition of Roles and Responsibilities on e-Government Strong ownership on budget and project of competent authorities of e-Government Consistent direction from national strategy to specific project implementation Securing of professionalism and capacities by each role Operation of a performance management system that has specific performance goals 5.1.1.2. Ministry of Security and Public Administration (MOSPA) The Ministry of Security and Public Administration (MOSPA) plays a role of enforcing and providing administrative support as the authority in charge of development, deliberation and adjustment functions of e-government. It is comprised of 2 vice-ministers, 5 offices, 25 bureaus and 72 divisions. E-Government Bureau is under the First Vice-Minister of the MOSPA, which is in charge of major roles and responsibilities for e-Government related affairs. However, some e-Government related functions are under other offices or bureau, which are highlighted in red fonts in the following figure. © Copyrights 2014, National IT Industry Promotion Agency 131 / 328 Source: MOSPA website [Figure II.5-2] Organizational Chart of MOSPA focusing on e-Government Functions Main organization for e-Government, e-Government Bureau 1) coordinates policies to promote efficient digital and mobile government, 2) promotes global cooperation in egovernment, 3) promotes efficient operation of information resources through e-government, and 4) develops policies related to informatization of local communities. It is divided in 3 divisions: e-Government Policy Division, e-Government Support Division and Smart Service Division. And Public Information Sharing Policy Bureau also deals with e-Government related affairs. It has 3 divisions: Information Resource Policy Division, Information Security Division and Public Information Sharing Division. The major roles & responsibilities for the jobs in those two bureaus are shown in the table. Division Job Title Major Roles & Responsibilities e-Government Bureau Director of Bureau • Directing e-Government Bureau e-Government Policy Division Head of Division • Directing and coordinating Government Policy Division Secretary • Supporting e-Government export • Coordinating e-Government system Technical Secretary • Coordinating general affairs of the Bureau Data Processing Official • Global cooperation (ODA) and Global © Copyrights 2014, National IT Industry Promotion Agency e- 132 / 328 Division Job Title Major Roles & Responsibilities Academy • Integrating homepages institution • Planning e-Government each Broadcasting Communications Official • Supporting overseas expansion of eGovernment Administrative Official • General affairs of Export Support Group • E-Government basic planning • Policy information offering • White Paper of e-Government • Contract, order, inspection, PMO and software policy Local Official Administrative • Planning Action Official e-Government Support Division of • Supporting e-Government plan • Personnel affairs, budgeting legislation • E-Government export promotion • Legislative system • General affairs • Cloud and Specialist • Overseas cooperation Head of Division • Directing and coordinating Government Support Division Technical Secretary • Local Government informatization Data Processing Official • E-Government support projects • Coordinating planning • Local government information open project • Managing the Local Government Common Ground System • Coordinating consolidation of eGovernment foundation Broadcasting Communications Official • Information Network Villages Action Official • Strengthening e-Government foundation • Administrative Spatial Data • General affairs and legislation • Managing e-Government support projects • Promoting e-Government support © Copyrights 2014, National IT Industry Promotion Agency e- 133 / 328 Division Job Title Major Roles & Responsibilities projects • Local e-Government services Specialist Smart Service Head of Division Division • Research of GIS and Spatial Data Application • Directing and coordinating Service Division Smart Technical Secretary • Coordinating planning • Mobile e-Government (m-Gov) Administrative Official • Developing administrative services with new technologies • Spreading mobile administrative services Data Processing Official • U-Services projects • Building, operating, and promoting Smart Work Center • Videoconferencing • Building mobile common ground Action Official • • • • • Mobile service construction Videoconferencing common ground U-Service Operating Smart Work Center General affairs, legislation and budgeting Director of Bureau Public Information Sharing Policy Bureau • Directing Public Information Sharing Policy Bureau Information Head of Division Resource Policy Division Secretary • Directing and coordinating Information Resource Policy Division • Standard Framework Data Processing Official • Standard of e-Government, Government directory system and standard code for administrative services • Information resources integration • Coordinating legislation, budgeting and result • Government-wide EA Action Official • Policy of administrating Governmentwide informatization investment • Expenses • General affairs © Copyrights 2014, National IT Industry Promotion Agency 134 / 328 Division Information Security Division Public Information Sharing Division Job Title Major Roles & Responsibilities Head of Division • Directing and coordinating Information Security Division Broadcasting Communications Official • Information and communications services using system • Promoting advanced national information and communications service Data Processing Official • Coordinating planning • Coordinating major information and communications security • Information security service for citizen • Software development security Administrative Official • Supporting establishment of integrated control Specialist • Information security policy and project Action Official • Major information and communications infrastructure security • Digital signature • Legislation, accounting and budgeting • Initial response to cyber attacks Head of Division • Directing and coordinating Information Sharing Division Data Processing Official • Establishing sharing system • Operating and educating system • Sharing public information • Advancing sharing system Public sharing Administrative Official • Administration of public information Action Official • General affairs, legislation and budgeting • Promoting public information sharing system • Monitoring and approval of using public information sharing system Source: MOSPA website [Table II.5-1] Major Roles and Responsibilities of e-Government Organization in MOSPA There are three more bureaus operating e-Government matters under Vice-Minister one, which are the Policy Planning Bureau, Creative Government Planning Bureau and Administrative System Policy Bureau. The Policy Planning Bureau under the Planning and Coordination Office has three divisions © Copyrights 2014, National IT Industry Promotion Agency 135 / 328 and the Legal Affairs and Statistics Division coordinates intra-departmental informatization and statistics as well as administrates information resources and standard. In addition, it is in charge of information security and personal data security. There are three bureaus under the Creative Government and Organization Management Office and two of them are assigned e-Government related operations. Under the Creative Government Planning Bureau, the Administrative Collaboration Division implements and promotes the integrated government communication system and inter-departmental information sharing system. And the Public Data Policy Division operates and administrates public information release system and promotes access to public data managing public data portal and sharing service. The Civil Affairs System Division under the Administrative System Policy Bureau operates civil service portal called Minwon24 and develops and enhances the services and system. Lastly, the Personal Information Protection Division plans and operates laws and systems related to personal information security, and it is responsible for privacy impact assessment, technical support and coding. National Computing and Information Agency (NCIA) is affiliated organization of Ministry of Security and Public Administration (MOSPA). It plays a role of efficient management of national information resources and its main functions are as in the following: Protecting e-Government from cyber threats: National Computing Information Agency (NCIA) manages computerized administrative systems of government agencies and promptly responds to cyber-attacks such as D-DoS(Distributed Denialof-Service), hacking, and computer viruses. Economical operation of national information resources: The national information communication network and e-Government enable integrated purchase and usage of information resources, thus promoting more cost-efficient way of information management. Supporting smart e-Government infrastructure with cutting-edge technology: To respond to a fast changing administrative environment, NCIA works with MOPAS to further promote smart work, mobile administration, and cloud computing services. The National Information Society Agency (NIA), a quasi-government organization under MOSPA conducts technology consultation and project management specifically in eGovernment Group. The group is made up of four departments: e-Government Planning Department, e-Government Policy Department, Government Information Resource Management Department and e-Government Project Department. The functions of each department are as follows: e-Government Planning Department: 1) supports the development of mid to longterm basic planning that provides policy direction and tasks for e-Government, 2) identifies and responds to current issues on e-Government such as the Gov 3.0, 3) supports pre-negotiation for preventing redundant investment in e-Government projects by central government agencies, and 4) establishes a management system for e-Government projects of administrative agencies, develops and researches methodologies to improve quality of e-Government projects as well as trains and disseminates related information. e-Government Policy Department: 1) analyzes e-Government trends and researches mid to long-term strategy, 2) researches and supports improvements on e- © Copyrights 2014, National IT Industry Promotion Agency 136 / 328 Government related laws and institution, 3) manages evaluations by international organizations such as UN and OECD, 4) researches e-Government performance management methodology and does conduct performance management, 5) supports administrative management capacity evaluation, and diagnosis analysis, 6) formulates policy on e-Government project tender institutions and supports its operations, 7) introduces e-Government project PMO system and supports its operations, 8) establishes information system audit institutions and supports its operation, and 9) inspects qualification on national certified information systems auditors. Government Information Resource Management Department: 1) improves efficiency of information resources in the public sector, supports policy development and implementation for raising investment performance and researches improvement plans in the related legal framework, 2) implements EA (Enterprise Architecture) in the public sector and provides consulting and education in its utilization, and 3) manages information resource in the public sector through the pan-government GEA (Government Enterprise Architecture) and provide related statistical material and analytical results. e-Government Project Department: 1) develops e-Government projects and establishes implementation plans, 2) implements and manages e-Government support projects, and 3) develops management methodologies and guidelines for eGovernment projects. 5.1.1.3. Ministry of Science, ICT and Future Planning (MSIP) The Ministry of Science, ICT and Future Planning (MSIP) also plays a role for strengthening e-Government foundation. It is consist of 2 vice-ministers, 4 offices, 21 bureaus and 70 divisions. The Information Management Division is in charge of informatization plan and capacity building of public officials, and IT Strategy Bureau and Internet Policy Bureau are related with national informatization policy, information security and network, which are important for successful implementation of e-Government. In addition, the MSIP is assigned regulating and supporting telecommunications, broadcasting, and software industry to promote the favorable environment for e-Government. The detailed job description is as in the following table. Office Bureau Planning and Policy Coordination Planning Office Bureau Division Information Management Division Major Roles & Responsibilities • Promotes basic plan and implementation plan of informatization • Implements and operates intradepartment administrative process system • Information security and personal information protection • Training and education on informatization ICT and ICT Policy Coordination • Implements and evaluates basic Broadcasting Convergence Division © Copyrights 2014, National IT Industry Promotion Agency 137 / 328 Office Policy Office Bureau Division Major Roles & Responsibilities Policy Bureau ICT and Broadcasting plan of ICT Technology Policy • Develops ICT and Broadcasting Division policy ICT and Broadcasting • Legislates ICT and Broadcasting related laws Infrastructure • Administrates ICT and Division Broadcasting promotion fund ICT Industry • Coordinates ICT and Broadcasting Division development projects • Promotes ICT and Broadcasting industry • Supports ICT standard and certification Software Policy Bureau Software Division Policy • Establishes Software related policy and law Software Industry • SW statistics investigation and market analysis Division • Develops SW new industry and Software creates employment Convergence • Foster SW platform Division • Promotes SW industry Digital Content • Integrates system and improves system Division • Develops SW technologies New Internet Industry • Promotes mobile and smart Division contents industry • Cloud service, M2M/loT • Supports Internet application service and sensor network Broadcasting Broadcasting Industry • Coordinates Broadcasting industry Promotion Policy Division policy Policy New Media Policy • Legislates broadcasting related Bureau laws Division • Supports smart media industry Digital Broadcasting • Formulates and enforces new Policy Division media service policy • Monitoring program providers IT Strategy Bureau IT Strategy Planning • Coordinates national Division informatization policy • Legislates laws and regulations for promoting national informatization • Technical support for national informatization Cyber Security Policy • Coordinates private information Division protection policy © Copyrights 2014, National IT Industry Promotion Agency 138 / 328 Office Bureau Division Major Roles & Responsibilities • Operates cyber violation prevention system • Establishes electronic certification policy Information Division Internet Policy Bureau Culture • Implements information culture diffusion policy • Establishes plan of Internet addiction prevention and solution • Prepares measures to resolve digital divide Network Division Policy • Establishes mid and long-term plan for network enhancement • Develops next generation network • Implements public Wi-Fi zone expansion • Constructs BcN for rural areas • Promotes network project • Improves Internet related regulations Internet Division Policy • Improves Internet utilizing environment and protects users • Promotes Internet services • Strengthens smart mobile application development ground Smart Network and • Research and developments future Communications Internet and promotes Policy standardization • Establishes network equipment industry policy • Promotes remote working and smart working • Implements policy for promoting digital document and e-commerce • Advances investigation network (KOREN/TEIN) Telecommunications Policy Telecommunications • Establishes telecommunications Bureau Policy Planning policy Division • Regulates mobile network operators Telecommunications Competition Policy • Improves related policy and distribution system Division • Telecommunications service tariff Telecommunications policy Service Policy • Integrated management of Division © Copyrights 2014, National IT Industry Promotion Agency 139 / 328 Office Bureau Division Major Roles & Responsibilities Telecommunications communication resources Infrastructure Policy • Formulates policy on common Division utilization and implementation of communication equipment • Implements and operates national telecommunications network Radio Policy Bureau Radio Policy • Establishes mid and long-term Planning Division plan Radio and • Legislates radio related laws • Improves policy and system on Broadcasting radio fee Management • Policy on radio industry support Division • Introduces broadcasting standard Spectrum Policy • Technical evaluation for Division permission • Policy on permission, inspection and observation • Spectrum policy making • Develops spectrum using technologies Source: MSIP website [Table II.5-2] Major Roles and Responsibilities of e-Government Organization (MSIP) 5.1.2. Korea’s Journey to the e-Government Korea introduced computer for the first time to government performance in 1961 by using Punch-Card System in the Ministry of Home Affairs, and then used IBM4101 for statistical survey in the Ministry of Economic Planning in 1967. Korea began e-government policy in earnest in 1975 when President Park Chung-hee established the Committee of Administrative Computerization Promotion as a Presidential decree and the Ministry of Government Administration formulated Five-year Plan for Administrative Computerization in 1978. Since the early 70s, Korea partially started administrative computerization with central government departments as a unit, and this scattered computerization was developed as a national project with the Administrative Computerization Plan. The development process of Korea’s egovernment is following. 5.1.2.1. Beginning (Mid-80s – Mid-90s) The first step of Korea’s e-Government began in the mid-80s when the National Basic Information System project was implemented. Through this project, national basic information was systemized into databases for more convenient government administration. This included resident registration, real-estate, vehicles, and others. Now, the services of these fields are provided anywhere regardless of the applicants’ residence. Since the mid90s, Korea Information Infrastructure project was put forth in time coping with the trend of building information superhighways in advanced economies. In addition, by establishing Framework Act on Informatization Promotion as the legal background, Korea has achieved © Copyrights 2014, National IT Industry Promotion Agency 140 / 328 more progress in informatization. 5.1.2.2. Foundation (Mid-90s – Late-90s) The government started providing real-estate registration, patent application, and military administration services online and e-document approval and exchange spread rapidly within the government. It was the time of informatizing administrative procedure of central and local governments for the enhancement of productivity. In particular, in June 1999, the Ministry of Government Administration and Home Affairs and the Ministry of Information and Communication jointly established the Comprehensive Plan for e-Government and a systematic framework for Korea's e-Government implementation. Since 2000, the informatized online administrative services have been transformed from governmentoriented services to citizen-oriented services. More civil services have been brought online and more information has been integrated for the convenience of the people. 5.1.2.3. Expansion (2001 – 2007) Korea's efforts to implement e-Government were even accelerated in January 2001 by the establishment of the Special Committee for e-Government. The Committee, composed of experts and professionals from the public, private and the academic sectors, is under the Presidency and has continuously supported and monitored the eleven high-payoff initiatives to be completed by the end of 2002. The initiatives were already implemented and in service since November 2002. After the last president got elected, the government established a new roadmap for the Participatory Government program with 31 different projects. 5.1.2.4. Maturity (2008 – Current) Based on the progress of informatization promotion in each Ministry and the level of eGovernment development, President Lee, Myung-Bak administration, which inaugurated in 2008, pursued quality management by the maturing of e-government through a shift of focus from promotion and construction to utilization and connection. In this regard, the frameworks for national informatization and e-government implementation were unified under the control of Ministry of Public Administration and Security with improved legal systems. The weight and value of e-government implementation have changed from enhancing efficiency of public administration through computerization of government works until the 1990s to increasing satisfaction and active participation of citizens into policy-making since the 2000s. In this stage, e-Government is established and considered as the government's key management system that serves as an infrastructure for developing and improving the foundation for a democratic society and national competitiveness. © Copyrights 2014, National IT Industry Promotion Agency 141 / 328 5.1.3. e-Government Best Practices 5.1.3.1. Overview of Major e-Government Practices Major e-Government Practices Key Features Government Integrated Data Center (GIDC) • Improved e-Government service www.ncia.go.kr stability • Improved e-Government security • Improved efficiency of government IT operation • Exported to Mongolia (‘07), Nepal (‘07) and Vietnam (‘11) • FutureGov Award-Data centers (‘10) Civil Service Portal • Citizens can apply for civil services and print or view information online (Minwon24) www.minwon.go.kr at home or office • Viewing more than 3,000 types of civil services and printing 83 types • Awarded UN Public Service Awards(‘11) Immigration Control • The entire process of immigration is handed electronically, including System analyzing information on passengers scheduled to enter • Reduced waiting time and omitted face-to-face reviews protect privacy • Awarded UN Public Service Award(‘07) Korea Online • All government bidding procedures are processed online in one-stop Procurement System service (KONEPS) www.g2b.go.kr • Awarded WCIT Global Excellence Award (‘06) • Selected as UN/CEFACT International Standard SOS Public Service Relief • Access to official documents published by public org. anytime anywhere • Awarded UN Public Service Awards (‘11) Information Network • Information infrastructure such as broadband network, community Villages (INVIL) www.invil.org information centers and websites are established • Designed for closing digital divide, raising community incomes and © Copyrights 2014, National IT Industry Promotion Agency 142 / 328 Major e-Government Practices Key Features improving the quality of life in rural areas • Awarded UN Public Service Awards (‘11) Comprehensive Tax • Taxpayer can handle tax affairs online at home or office without System (Home Tax) www.hometax.go.kr visiting tax offices • 39 types of online certificates are issued online • Selected as OECD e-Tax Best Practice(‘06) e-Customs Clearance • Export and import declaration, inport, freight management, drawback, System (UNI-PASS) portal.customs.go.kr etc. are processed online • Accelerated the speed of cargo clearance and passenger flow • Selected as ISO 9001, 20000 (‘06) supports disaster National Disaster • NDMS management affairs to the central Management System and local government from the (NDMS) prevention to recovery • Standardized and informatized process of emergency relief for efficient response to the emergency call • To be applied to the Mozambique government (’11) Digital Budget and • Financial activities in government are managed on a real-time basis Accounting System • Provides statistics and analysis (dBrain) www.digitalbrain.go.kr information using the accumulated data within the system Online Patent System • Patent application, examination and tribunal procedures and other patent (KIPOnet) www.patent.go.kr administration are provided online • Costs of patent applications are saved as much as KRW 2.5 billion • Selected as WIPO IT Standard(‘06) Government Information Sharing © Copyrights 2014, National IT Industry Promotion Agency • 120 types of administrative information are viewed in 438 government, public and financial organizations • Standardizes the contents, categories and storage methods of 143 / 328 Major e-Government Practices Key Features administrative information in public institutions for services Postal Distribution • Integrated processing of postal information Information System • Real-time tracking and other (PostNet) www.epost.go.kr services provided to customers via the Internet and call centers improve the environment for postal service users • Exported to Kazakhstan (‘08) • Capability Maturity Model Integration (CMMI) Level 5 certification (‘11) • Applied not only to government e-Government organizations but also to the private Standard Framework www.egovframe.go.kr sector, where SMEs can also benefit from the framework, as advanced as the one used by large businesses • Developed upon open source software, preventing subordination to specific companies or technologies and creating the environment for fair competition • Singapore FutureGov Award Government Organization of the Year (‘10) • CMMI certification (‘11) • Facilitates citizen participation in e-Participation decision-making process by Portal (ePeople) www.epeople.go.kr allowing their complaints, proposals and policy discussions to be addressed through a single window • Top 10 e-Government by the World e-Government Forum, France (‘06) • e-Challenge 2008 Conference ‘Best Demonstration Stand Award’ (‘08) • UN Public Service Award (‘11) Business Process System (On-nara BPS) © Copyrights 2014, National IT Industry Promotion Agency • Approximately 362,000 government workers are using the system in 103 administrative institutions of both the central and local governments • Approximately KRW5 billion can be saved in budget from using domestically produced database. • ‘2007 Top 10’ in World e- 144 / 328 Major e-Government Practices Key Features Democracy Forum, France (‘07) One-stop Business • Provides through an online single window various information on Support Service (G4B) www.g4b.go.kr businesses, policies and industries as well as other optional services that are required in business activities • The usage rate is constantly increasing: 1,673 businesses registered online in 2011 (achievement rate 103%), 1,721 cases of defense industry export (achievement rate 101.4%), and 3,504 cases of requesting test certificates in May 2012 Employment Portal • Provides information on a 750,000strong labor pool and 570,000 (WORKNET) www.work.go.kr businesses • Job search and recruit activities can be carried out on mobile WORKNET and Job Young services anytime and anywhere • Average daily number of users: 350,000 Integrated Trading • Provides one-stop information of export Information Service • Reduces acquisition cost of trading (TradeNavi) (www.tradenavi.or.kr) information on FTA for small and medium-sized companies • Includes trading information of 49 countries and 34 export related organizations Intelligent Transportation System (ITS) © Copyrights 2014, National IT Industry Promotion Agency • Facilitates optimized and automated traffic operation and provides traffic information for travelers by applying information, communication and control technologies to transportation means such as cars, trains, ships and airplanes and to facilities such as roads, railroads, seaports and airports • 50 local governments of Korea adopted the Bus Information System (BIS), which provides information on bus routes and arrival time • Exported to Bangladesh, Azerbaijan, 145 / 328 Major e-Government Practices Key Features Mongolia, Vietnam, New Zealand, Malaysia, Colombia, etc. Shared Use of Administrative Information (e- • Civil service officers can process service requests by checking hanarominwon) required information on the system without requiring the applicant to submit documents • 438 institutions are sharing 120 types of administrative information. About 390 million cases of information sharing have been processed and used so far • Reduces KRW1.4 trillion in costs for time, travel, fees and printing, thus greatly contributing to eco-friendly growth • Resident registration and management affairs are handled in local government units, which allows a more concrete understanding of the residence relationship and further improves residents convenience as well as facilitating administrative service processing • Exported to Afghanistan (‘12) and Azerbaijan (‘12) Source: e-Government of Korea Best Practices (MOSPA) Resident Registration Data System [Table II.5-3] e-Government Best Practices of Korea 5.1.3.2. Government Integrated Data Center Data computing centers that had been operated individually have been integrated and managed by professional teams. More than 1,100 information systems with equipment of 20,000 facilities of 47 government organizations are integrated for management and operation. Such a massive number of systems provide real-time status information of system processing and operation through ‘n-TOPS’, which is exclusively developed for integrated operation and management of GIDC. The GIDC displays an 8-layer comprehensive security framework against cyber threats such as hacking, virus and D-Dos attacks. With the business continuity management (BCM) system and disaster recovery system (DRS) installed in case of natural or artificial disasters such as fires, earthquakes, power failure and/or terrorist attacks, the data centers provide key services in a seamless manner. It provides the optimal operational and security infrastructure including buildings, electricity, fire protection, air-conditioning, etc., while providing high-quality communication services © Copyrights 2014, National IT Industry Promotion Agency 146 / 328 through the ‘National ICT Network’, on which government organizations are connected with each other. The government makes blanket purchases of IT resources, which are then offered to each public institution for sharing and use for its own purpose. Source: MOSPA [Figure II.5-3] Government Integrated Data Center for Korea 5.1.3.3. Korea Online e-Procurement System (KONEPS) All procurement affairs of the government are handled online through a single window. The entire process of procurement affairs, such as supplier registration, bidding, contracting, inspection and payment are handled online on the Internet. KONEPS serves as the single window, through which bidding information of all public institutions is announced. All public organizations can participate in bidding through a one-time registration process to KONEPS. By connecting itself to 120 procurement systems of government institutions, KONEPS provides one-step procurement services. KONEPS services are also available on a mobile platform, such as the mobile phone bidding service. Goods management affairs are handled by establishing an RFID-based management system. © Copyrights 2014, National IT Industry Promotion Agency 147 / 328 Source: MOSPA [Figure II.5-4] Korea Online e-Procurement System The electronic procurement in Korea has grown to become a part of a big world-scale market, where 44,000 public institutions and 220,000 suppliers participate with transaction volume reaching KRW64trillion a year. Digitalized procurement businesses greatly increased productivity and efficiency. The number of contract processing per person increased from 208 in 1997 to 960 in 2001 after the introduction of e-procurement system. Illegal attempts are completely blocked with the help of fingerprint scan-based e-bidding, and online business processes also decrease face-to-face contacts, further increasing transparency and integrity. The procurement integrity level increased in 2011 by 25% from 2002, from 6.8 points in 2002 to 8.52 points in 2011. It improved processes by simplifying procedures and it saved KRW8trillion in travel costs of suppliers to government offices. As a result, it was exported to Pakistan in 2005, Vietnam in 2005 and 2009, Mongolia in 2007 and 2010, Georgia in 2007, Costa Rica in 2009, Uzbekistan in 2009, and Tunisia in 2011. Moreover, KONEPS received UN Public Service Award in 2003, Global IT Excellence Award by World Information Technology and Services Alliance (WITSA) in 2006, and E-Asia Award by Asia Pacific Council for Trade Facilitation and Electronic Business (AFACT) in 2007. 5.1.3.4. Civil Affairs Service Portal (Minwon 24) Citizens can apply for civil services and print or view information they need through the Internet at home or office. They can use administrative services anytime and anywhere without having to visit offices in person. By connecting civil service systems of each administrative institution, including the resident registration management system and local government administration system, entire © Copyrights 2014, National IT Industry Promotion Agency 148 / 328 procedures of civil services from application to certificate issuance can be done in a one-stop process, such as in the case of issuing copies of resident registration. Some 3,000 types of civil services can be applied online without having to visit government offices, 1,200 types of documents required for online service application can be received online, and 83 types can be directly printed at home or office immediately upon application. Furthermore, 82 types of documents including copies of resident registration and vehicle registration can be issued for free or at discounted rates. Information is provided on more than 5,000 types of civil services, including military service certificates, moving-in notification, certificate of automobile tax payment, certificate of local tax payment, and certificate of license tax payment. Civil services for 20 areas including moving, handicapped welfare and real-estate can be applied altogether, with the results notified to the applicants by email or SMS. A series of civil services for the disabled such as the living information service and welfare-related services can be applied for resulting in receipt through a one-stop process. In addition, 15 types of services for foreigners, including issuance of immigration records and extension of stay are provided in five languages for foreigners or members of multi-cultural families. Source: MOSPA [Figure II.5-5] Major Achievement of Minwon24 As the main gateway to online civil services of the government, Minwon24 services and subscribers have been steadily increasing since 2008. System functions of Minwon24 will be improved to enhance user convenience for citizens and service delivery channels will be diversified because the most used services are going to be provided through a mobile platform, as the number of smart phone users have rapidly increased. This civil service portal was awarded Best Public Website by Yahoo in2002 and UN Public Service Award in 2011. 5.1.3.5. Electronic Customs Clearance System (UNI-PASS) Procedures of customs clearance ranging from declaration and customs inspection to tax payments for exports or imports are processed electronically. Declaration of items that need quarantine inspection such as plants and/or food is processed conveniently through a onetime access to UNI-PASS. Before UNI-PASS, customs declaration had been made to the customs authority, while quarantine declaration had to be made separately to the quarantine © Copyrights 2014, National IT Industry Promotion Agency 149 / 328 authority. Source: MOSPA [Figure II.5-6] e-Customs System of Korea Declarations are handled electronically through a network of institutions related to e-customs including exporters, importers, air-carriers and bonded transporters. Users can benefit from all major features through the Internet under the best security conditions. Air-carriers and shipping companies transfer the list of passengers and goods to the customs authority, which then manages following procedures regarding port entry, freight load-out or shipping for export. Selecting imported goods for inspection, distributing declaration forms, export/import statistics, banking notification to authority, payment receipt confirmation by authority and other procedures are handled online. Information on passengers and goods is received prior to their arrival, which helps analyze or even block any possible threats by using advanced monitoring devices. This system saved customs clearance time, for export more than a day reduced to 1.5minutes and for import more than 2 days to 1.5hours, which leads to great savings in logistics costs. KRW3.8 trillion is saved in business capital turnover and bonded warehouse construction from reduced storage cost and customs review time. With these achievements the system was exported to Kazakhstan in 2005, Dominican Republic in 2006, Mongolia in 2007, Kyrgyzstan in 2008, Guatemala in 2009, Ecuador in 2010 and 2011, Nepal in 2011 and Tanzania in 2011. In addition, it was awarded Leading country in customs administration system evaluation, Australian Customs and Border Protection Service in 2006, Asia Pacific Council for Trade Facilitation and Electronic Business (AFACT) ‘e-Asia Award’ in 2007, and the 1st place ranking in Trading Across Borders, World Bank Doing Businesses in 2009. By expanding logistics information and sharing it with overseas customs authorities, Korea © Copyrights 2014, National IT Industry Promotion Agency 150 / 328 expects to develop more diverse services including the Global Single Window for managing the logistics supply chain. Phased-in construction of a 4th-generation network will be planned to provide 24-hour seamless and zero-document customs service and logistics information service customized for each user. 5.1.3.6. Comprehensive Tax System (HomeTax) Taxpayers can handle tax affairs online at home or office without visiting tax offices. Taxpayers who visit tax offices can go through the entire process of application services using electronic pens. Total 39 types of online certificates are issued certifying business license or registration, temporary closing, tax payment and amount of incomes. In addition, tax returns, total 14 tax types including income tax, corporate tax, VAT, withholding tax, individual consumption tax, liquor tax, stamp tax, and education tax are filed via the Internet. Source: MOSPA [Figure II.5-7] Comprehensive Tax System of Korea The proportion of electronic tax filing through HomeTax and online certificate issuance are 85% and 73%, respectively, which led to save KRW150 billion in 2008 from the increased number of electronic tax-filing and issuing copies of certificates as well as from decreased amount of bill printing. Moreover, KRW400 billion is saved in service applicants’ travel costs to tax offices. This system was exported to Sri Lanka in 2010 and Mongolia in 2011, and also it was awarded the Best Practice in Electronic Tax Administration by OECD in 2006. Many tax-related websites that had been operated separately by service type such as payment, cash receipts and year-end tax adjustments, will be integrated in order to fully achieve one© Copyrights 2014, National IT Industry Promotion Agency 151 / 328 stop tax administration. 5.1.4. e-Government Legal Framework 5.1.4.1. History of legislation and Amendment The Korean government has developed ICT related laws and regulations beginning with the Framework Act on Informatization Promotion in 1986 to advance information networks and to promote ICT industry. A total of 187 ICT related laws enacted or amended during 19952003; 86 laws including the Framework Act on Informatization Promotion were enacted or amended for informatization promotion in the public sector, 101 laws including Electronic Signature Act and Online Digital Contents Industry Promotion Act were enacted or amended for the development of the IT industry and informatization of the private sector such as software, contents, and games. Period Major Acts on ICT and e-Government 1986-1995 • Act on Computer Network Expansion and Usage Promotion (1986) • Act on the Protection of Personal Information Maintained by Public Institutions (1994) • Protection of Communications Secrets Act (1994) • Decree on Public Document Procedure (1994) • Framework Act on Informatization Promotion (1995) • Copyright Act (1995) 1996-2000 • • • • • • • Electronic Freedom of Information Act (1997) Official Information Disclosure Act (1998) Digital Signature Act (1999) Framework Act on e-Commerce (1999) Framework Act on Informatization Promotion (Amendment 1999) Act on Software Industry Promotion (2000) Act on Management of Knowledge and Resources (2000) 2001-2007 • • • • Software Industry Promotion Act (2001) Act on Computer Program Protection (2001) Act on Resolution for Digital Divide (2001) Act on Promotion of Information Communications Network Utilization and Information Protection, etc. (2001) Act on Protection of Information and Communications Infrastructure (2001) e-Government Act (2001) Act on Online Digital Content Promotion (2001) e-Commerce Consumer Protection Act (2002) Act on Disclosure of Information by Public Agencies (2004) e-Learning Industry Promotion Act (2004) Act on the Protection, Use, etc., of Location Information (2005) Act on the Efficient Introduction, Operation, etc. of Information System (2005) Civil Petitions Treatment Act (2006) Enforcement Decree of the Management of Archives by Public Agencies • • • • • • • • • • © Copyrights 2014, National IT Industry Promotion Agency 152 / 328 Period Major Acts on ICT and e-Government (2007) • e-Government Act (Amendment 2007) 2008-2014 • Internet Multimedia Broadcast Services Act (2008) • Information and Communications Technology Industry Promotion Act (2009) • National Spatial Data Infrastructure Act (2009) • Framework Act on National Informatization (Whole Amendment of Framework Act on Informatization Promotion 2009) • Act on Establishment of Infrastructure for Informatization of National Defense and management of Informational Resources for National Defense (2010) • e-Government Act (Whole Amendment 2010) • Personal Information Protection Act (2011) • Act on Use and Promotion of e-Procurement (2013) • Special Act on Promotion of Information and Communications and Convergence, etc. (2013) [Table II.5-4] History of Korea’s e-Government Legal Framework Korea converted the administration informatization project into the public informatization project advanced under the Framework Act on Informatization Promotion with enactment of e-Government law in 2001. Since 2004, Korea is strengthening administration related laws and regulations such as e-Government law, public protection of personal information law and administration procedure law, civil affairs law, government documentation law, and business management regulations. Before the enactment of e-Government law, the e-Government project was managed under the Framework Act on Informatization Promotion. Digital signature and information communication Infrastructure were regulated under the Digital Signature Act and the Network Utilization and Data Protection Act. The legal base of the administration related issues are regulated according to Administration Procedure Act, Freedom of Information Act, Personal Information Protection Act, Public Archives Act, Office Management Regulation, Administrative Appeals Act, and Civil Affairs Act. e-Government law regulates the e-Government project promotion system and principles of eGovernment service, and it promotes the government’s e-Government establishment. It promotes legislation of the management system connecting all procedures from planning of the e-Government project, execution, follow-up management, and assessment, to planning of new project. Legalizing participation of citizens and management of reverse functions such as protection of personal information are emerged as an important issue. Along with the informatization efforts led by the government, Korea strongly pursues the eGovernment project. It is continuously promoting pursuit of e-Government related laws and regulations as separate tasks from 2001, led by the Presidential committee and related ministries and agencies. The Korean government concentrated its efforts in improving the e-Government related legal © Copyrights 2014, National IT Industry Promotion Agency 153 / 328 system from 2003, and there have been results in detailed improvements of the system until 2007 as following: Secured procedural legitimacy in the legal system improvement - Forming social consensus by collecting online opinions and increasing participation of civil society groups - Collecting citizens’ opinions on the improvement of a legal system and online citizen participation portal and securing the rightness of legal improvement through online hearings Promoted step-by-step according to the legal system improvement plan - Connecting a yearly government legislation plan and the legal system execution plan - Link with the legislation plan of the Ministry of Government Legislation each year and completing revision of the Personal Information Protection Act Gave priority to urgent areas - Civil affairs e-Process laws was preferentially improved (317 Presidential decree were all adjusted in March 2004) - Separate regulations such as Administrative Procedure Act and Freedom of Information Act were improved through priority pursuit of revision/security of current law system. In particular, by reflecting online Administrative Judgment system and establishing a system, the Freedom of Information Act provided grounds for commencement of services enabling citizens to pursue administrative dispute online Established an effective cooperation system between related institutions - A system in which the related Ministry takes charge of improvement according to promotion plans of commission responsible for planning and adjustment of Presidential tasks and the Ministry of Government Administration and Home Affairs in charge of e-Government - Revision of the Personal Information Protection Act as well as improvement of many separate regulations 5.1.4.2. Framework Act on Informatization Promotion (1995) and Framework Act on National Informatization (2009) The e-Government legal framework of Korea was led by Framework Act on Informatization Promotion and it played a role to provide legal basis and directing point for government policies, promotion system, and informatization infrastructure. Informatization influenced on the whole field of the nation including public sector, industry, culture and infrastructure, therefore, Framework Act on Informatization Promotion clarified the importance of informatization, presented the direction of policies and led continuance and planning of policies. Framework Act on Informatizati on Promotion Article 1. Principle s, etc. Article 2. Promotion of ePromotion of Informatizati Governmen Public on t Informatizati on, etc. Article 2. © Copyrights 2014, National IT Industry Promotion Agency e-Government Act Act on the Efficient Introduction, Operation, etc. of Information 154 / 328 Promotio n System, etc. System Knowledge Information Resource Management Act Article Developme Digital Signature 5. nt of Soft Act Promotio Infra Framework Act n Fund on Electronic Commerce Internet Address Resource Management Act Information Communications Network Act (Promotion of Utilization) Copyright Act Computer Programs Protection Act Article 2. Prevention of Personal Act on the Information Information Information Protection of Protection, Dysfunction Protection Personal Protection of Information Users’ Maintained by Rights, Public Institutions Universal Information Service Communications Provision, Network Act Information (Protection of Culture Users) Diffusion, Privacy Act for etc. Location Information Infrastructu Act on the re Protection of Protection Information and Communications Infrastructure Information Communications Network Act (Security) e-Government Act (Security) Information Act on Resolution Culture for Digital Divide © Copyrights 2014, National IT Industry Promotion Agency 155 / 328 Article 3. Development of Development Industry Infrastructure of Industry Infra, Technology Development Promotion, etc. IT Framework Act on Telecommunicati ons Telecommunicati ons Business Act Information and Communication Works Business Act Software Industry Promotion Act Online Digital Contents Act Privacy Act for Location Information Article 4. Development of Hard Infra Framework Act Advancement on of IT Telecommunicati Infrastructure ons Telecommunicati ons Business Act Radio Waves Act Information and Communication Works Business Act [Table II.5-5] Informatization Related Acts This act states that the government shall establish a basic plan for informatization promotion. As regulating that the plan shall include informatization promotion in each area such as public sector, region, industry and daily life, it stipulates the informatization of public sector. On this basis, the first and second basic plan for informatization promotion were established in promoting stage and also third to fifth plan in accelerating stage. This act was revised entirely with new name, Framework Act on national Informatization, in 2009. The objective of this act is to contribute to realize sustainable knowledge information society and improve the quality of life by regulating basic direction of national informatization and requirements for policy making. The central and local governments shall establish and enforce policies to promote national informatization and prepare measures for information protection by cooperation with private sector. In addition, this act stipulates that the Minister of Security and Public Administration shall establish and implement plan to prevent and resolve Internet addiction and public institutions shall secure the website access for disabled and aged people. © Copyrights 2014, National IT Industry Promotion Agency 156 / 328 5.1.4.3. Electronic Government Act (2001, Whole Amendment 2013) Electronic Government Act has laid the foundation for e-Government of Korea since it was enacted in 2001 to promote e-Government and maximize its results. After continuous amendments it was totally revised in 2010, integrating policies of informatization on public sector as regards internal administration processes and services to the citizen in accordance with governmental reorganization and simplification of legislative system. The purpose of this act is to facilitate the efficient realization of electronic government, enhance productivity, transparency and democracy in the public administration, and improve the quality of life for citizens by providing for fundamental principles, procedures, methods of promotion, and other relevant matters for the electronic processing of administrative affairs. To achieve this, it specifies legal effect of electronic document to replace paper document with electronic document and expand electronic process; provides e-government development standard to guarantee accessibility to e-government services, improve safety and convenience of users and assure new contents of services; demands to develop a multiple service integrated and connected administrative information that different institutions possess to improve national welfare, living safety and business activities; and stipulates efficient administration of e-government services such as integrating redundant and similar services and abolishing services with low utilization. In addition, it regulates access authority and identity confirmation of public servants who use information system or administrative information in order to strengthen internal information protection; prepares legal basis to improve national benefits and administrative efficiency through common use of administrative information; and introduces information system supervision system to administrate information resources efficiently. Moreover, as regards policies to realize e-Government, this act regulates result analysis and diagnosis instead of result evaluation of e-government project and finds ground to promote and support local informatization project. 5.1.4.4. Information and Communications Technology Industry Promotion Act (2009) This act aims at strengthening competitiveness of ICT industry and contributing to national economic development by constructing base to promote IT industry. It defines that ICT industry includes Software industry and industry related to e-document, e-commerce, elearning, information protection other information communications technology. According to this act, the State shall establish comprehensive policy for ICT industry promotion and prepare measure to secure required financial recourse, and local governments shall provide policies for ICT industry promotion considering the state policies and local feature. It regulates the roles of the Minister of Science, ICT and Future Planning such as establishing promotion plan and action plan; making and managing ICT industry statistics; supporting to commercialize new technology; preparing measures to systematically and comprehensively administrative and distribute ICT industry related information, to standardize technology, products, network, services and so on, and to foster professional human resources; and carrying out international cooperation. © Copyrights 2014, National IT Industry Promotion Agency 157 / 328 In addition, this act became the legal basis to establish National IT Industry Promotion Agency (NIPA), whose main roles are supporting policy research and making, professional manpower training, supporting new business and marketing, international cooperation and publishing and public relations on ICT industry. Last but not least, it specifies establishment of Information and Communications Technology Industry Promotion Fund for projects of ICT R&D, standard development, human resources training, ICT infrastructure, etc. 5.1.4.5. Personal Information Protection Act (2011) It is becoming common to collect and utilize personal information all over the society and its economic value increased because of accelerating information society, but it is not enough to protect personal information because there is no protection principle and administration standard for personal information. Moreover, there are happening cases of personal information infringement such as information leakage, misuse, or abuse and even situations causing mental and monetary damage such as illegal use of name and phone fraud. For this reason, Personal Information Protection Act was enacted in order to regulate administration principle of personal information at international level including public and private sectors, protect the nation’s private secret by strengthening relief of damage cause by personal information invasion, and assure the rights and interests on personal information. This act regulates scope of personal information protection and requires establishment of Personal Information Protection Commission belonging to president in order to deliberate basic plan, law and system for personal information protection. In addition, it gives shape to administration criteria with preparing phased protection standard for collecting, utilizing and providing personal information. Furthermore, this act prepares measures to prevent information leakage and abuse through Privacy Impact Assessment, and to contribute to relieve and protect rights by establishing Personal Information Dispute Mediation Committee. All statues in English can be found on the following website for your further information: http://elaw.klri.re.kr/eng_service/main.do 5.1.5. Current e-Government State Korea’s e-Government has produced visible results: the efficiency and transparency of administrative work has been significantly improved; administrative civil services have been greatly enhanced; and opportunities for people to participate in the policy-making process have been expanded. As a result, Korea is ranked the most developed country in the world in e-Government sector. In 2001, Korea’s E-Government Readiness Index measured by UN was ranked 15th but with continuously promoting e-government policies Korea was ranked 6th in 2007-2009 and finally jumped to the first in 2010. Additionally, Korea gained the highest level in EParticipation, which is a measure of the level of service and information for online participation of citizens in decision-making to public policies. © Copyrights 2014, National IT Industry Promotion Agency 158 / 328 Source: UNPACS (United Nations Public Administration Country Studies) [Figure II.5-8] UN e-Government Development Index Section UN eGovernment development index Goal Index Measures capacity and will in using EGovernment for ICT-based national 0.9462 development Rank 2010 2012 2014 1 1 1 1 1 UN eMeasures level of online participation of Participation citizens in decision-making for public 1.0000 1 Index policies Source: UNPACS (United Nations Public Administration Country Studies) [Table II.5-6] Korea’s Position in e-Government Accordingly, the effectiveness of Korea’s e-Government is widely acknowledged by the international community and various e-Government systems are being exported to foreign countries. The e-Government of Korea achieved recognition as the best by receiving the UN Public Service Awards in 2011. Five institutions and seven initiatives were awarded such as Information Network Village (INVIL) and civil service portal (Minwon 24). 5.1.6. Key Success Factors The development of e-Government has been possible on the solid foundation of advanced Information Technology (IT) which was established as the best in the world during a short period of time. First of all, the government established 'informatization' as a crucial national agenda based on strategic and sustainable plans and made continuous investment. In the 1980s, the foundation for e-Government was built through the digitalization of the main tasks of government such as administration, education, finance, defense and public welfare. In the 1990s, the necessary infrastructure for an information society was prepared through the construction of a national © Copyrights 2014, National IT Industry Promotion Agency 159 / 328 high-speed information network. In the 2000s, the efficiency of administrative work and quality of people's lives were enhanced through intensive investment in e-Government projects. The second step was the establishment and management of national administrative systems for promoting 'informatization.' Agencies exclusively in charge of information were set up at the Presidential Office and the Office of the Prime Minister to facilitate translating IT-related projects into action, promptly and efficiently. These newly-created agencies worked as watchdogs to oversee and coordinate 'informatization' policies. Relevant laws and regulations were established at an early stage ― the Information and Communication Promotion Fund was established in 1996 to support key informatization projects. In addition, it can be indicated the establishment of informatization governance for mutual benefit, and cooperation between the public and private sectors. In particular, expertise in the private sector was harnessed in the development, execution and review processes of national projects. Relevant industry insiders and associations held frequent meetings to discuss ways to create a virtuous cycle in development of the projects and the ICT industry. The informatization promotion system was open to users; collecting and reflecting opinions from the public and companies. Additionally a digital balance between central and local government was achieved. For common key tasks of local governments, central and local administrations cooperated to set up and use standard systems. Best practices of information systems of local governments were identified and shared to prevent redundant investment. To support unique pilot projects of local governments, the general public was engaged to participate in fund raising. Support for sharing and the broad utilization of best practices and consultation on digitalization was encouraged. Best practices were identified, shared, and became more widely used across the country. On top of this, they received brand name recognition and were exported to foreign countries. What has to be pointed out last is the buildup of capacity for public use of online services and information. In 2000, the "Digital Literacy Plan for 10 million" was set in motion and pursued to help the public in understanding and using the system. In time for the implementation of this plan, "the Act on Closing the Digital Divide" was established in 2001 for easier access to the Internet among the marginalized, including disabled people and those with low incomes. Since 2008, job seekers and retired workers in the ICT field have been employed to promote the use of online services and information provided by small and medium enterprises and local service companies. The Korea’s e-Government pathway has several implications as lessons for Honduras eGovernment projects, which can be expressed as below. Strong Government Leadership: Since the 1980’s the very beginning of Korea’s eGovernment, the top government officers including the President understood the importance of e-Government and actively involved in promoting it. The eGovernment plan was strategic and sustainable plan for 20 years and it was also aligned with performance evaluation. IT Governance: The Korean Government has effectively and efficiently operated government-wide organizations such as the e-Government special committee, © Copyrights 2014, National IT Industry Promotion Agency 160 / 328 informatization promotion committee, and relevant ministries at the stages of planning, mediating, and implementing. It also assigned CIO for central and regional e-Government and created dedicated support structures. Specialized e-Government technical support agencies were utilized. Customer-oriented e-Government services: Previously, most administrative services for citizens were government-centric, which caused dissatisfaction and civil complaints. Therefore, the Korean government placed focus on customer-oriented eGovernment services as the top priority. Sustained investment in e-Government: Each year, the Korean Government invests 1% of the national budget into e-Government, which is about 3.5 billion USD. It also created the Information and Telecommunication Promotion Fund to be utilized for building e-Government early. Performance-based program management: Quantitative and qualitative performance indicators were used for managing projects at each level with clear goals. Designation of an officer or organizing body in charge of project performance is necessary for e-Government program management. Change management of public officers: Change management of public officers in changing e-Government environment assisted overcoming issues such as fear of workforce reduction and resistance in using information systems. Technology support: Such challenges were addressed by selecting experienced system integration companies and specialized solution vendors for system establishment, and by applying practical technology solutions for appropriate eGovernment services. 5.1.7. Toward a Smart Government The Korean Government implemented Smart Government Plan 2011-2015 with a need for a strategy to take leading role in global e-government development and for next-generation strategy in smart IT environment. It is becoming more mobile, intelligent and smart as shown the fact that smart-phone users are expected to increase from 7 million in 2010 to 25 million in 2013 and convergence and mesh-up of ICT are on the rise such as cloud computing, web 3.0, etc. Through Smart Government public users may enjoy easy and free access to government services regardless of the delivery channel thanks to advanced information technology and converged government services. In this context the government should adapt to smart IT age, which will lead to a fundamental upgrade in how we live and work. As a result, Korea will be able to resolve its social problems of low birth rate and the aging society, while actively responding to future issues of social security and public welfare. Vision • To realize world’s best e-Government in tune with the people Goals • Global e-Government leader • World’s best e-Government services Agenda © Copyrights 2014, National IT Industry Promotion Agency 161 / 328 • • • • To realize a world’s best mobile e-government To establish a safe and sound society To promote smart work that balances work and life To provide personalized services by communicating with citizens • To build a strong e-government infrastructure Strategies Openness • Public information and services made available to citizens • Increased transparency in government policies and operations Integration • User-oriented service integration • Multi-channel integration such as PCs, smart-phones, and smart TVs Collaboration • Expanding partnerships and information sharing with local autonomies, public entities and private sectors • Establishing collaborative culture and institutions Sustainable • Low carbon green growth through green IT systems Growth • Joint growth among e-government stakeholders Source: MOSPA [Table II.5-7] Smart Government Implementation Plan 2011-2015 5.2. Case Study of Colombia’s e-Government 5.2.1. Development of Colombia’s e-Government 5.2.1.1. Background The initiatives to promote the use of Information Technologies (IT) in Colombia were showed in the 90s. In the early 1997, the National Council of IT (Consejo Nacional de Informática) was established, which was formed by the government representatives and the private sector. As starting point for National IT Plan (Plan Nacional de Informática), the Council published the “Guideline for a National IT Policy (Lineamientos para una Política Nacional de Informática)” in April 1997. 5.2.1.2. Andrés Pastrana´s Administration (1998-2002) In the National Development Plan (Plan Nacional de Desarrollo) 1998-2002 “Change to Build Peace (Cambio para Construir la Paz)” five objectives as regards Telecommunications were defined. Those objectives look for achieving that the sector contribute to increase the productivity and the competitiveness, and to consolidate the process of decentralization that has been proposed in the new development model. One of these five objectives consists of “Lead to development of the Colombian IT Infrastructure (Propiciar el desarrollo de la Infraestructura Colombiana de la Información”. In this respect, the infrastructure should play an important role in supporting local and departmental governments, carrying out their functions, the educative establishment and the community in general to contribute to promote the economic and social development and encourage the increase of the regional competitiveness. For this objective, Colombia relied on the collaboration of the Canadian government through the Ministry of Industry, which has a wide experience in the formulation © Copyrights 2014, National IT Industry Promotion Agency 162 / 328 and execution of policies of connectivity. In 2000 during President Andres Pastrana’s Administration, Colombia took its first step in egovernment with publishing the document CONPES 3072, which incorporates the Agenda for Connectivity (Agenda de Conectividad) as an annex. This Agenda established six strategies by defining ICT policy and the functions and roles of e-government. This document looks for expanding the use of IT in order to increase the competitiveness of the productive sector, modernize the public and government institutions, and socialize the access to the IT, by following the guideline established in the National Development Plan 1998-2002. The Presidential Program for ICT Development and the Colombian Government Portal were also launched during President Pastrana’s Administration. Strategy 1. Access to infrastructure Objectives the IT • To strengthen the national IT infrastructure • To offer access to the IT for the Colombians with more affordable costs 2. Use of IT in the educative • To encourage the use of IT as educative tools processes and Training in • To train the Colombians in the use of IT the use of IT • To foster the human resources specialized in the development and maintenance of IT • To sensitize the population to the importance of the use of IT 3. Use of IT in enterprises • To increase the competitiveness of the national enterprises through the use and appropriation of IT 4. Encouragement of national • To create favorable environment to the development of IT industry IT industry 5. Fostering contents • To promote the national contents industry • To place the Colombian cultural heritage on line • To support the fostering online contents and services • To improve the functioning and the efficiency of the State • To improve the transparency of the State and strengthen the social control on the public management • To strengthen the function of the State in service to citizen through the use of IT Source: CONPES 3072, Agenda for Connectivity 6. Online Government [Table II.5-8] Strategies of Agenda for Connectivity 5.2.1.3. Á lvaro Uribe´s Administration (2002-2010) President Alvaro Uribe focused on bringing some institutional order to the management of knowledge-based society initiatives and providing human and financial resources for the Agenda for Connectivity. In addition, President Uribe committed to the advancement of ICT in the country with the signing of two decrees: Decree 3816 and Decree 1151. © Copyrights 2014, National IT Industry Promotion Agency 163 / 328 Decree 3816 of 2003 established the Intersectoral Council for Policies and Management of Information for Public Administration (COINFO: Comisión Intersectorial de Políticas y de Gestión de la Información para la Administración Pública) with the following objectives: To define the strategies and programs for the production of the required information in order to achieve an ideal production of public goods and services as part of the State To create the right scenarios that allow the citizen to have access to the required information in order to guarantee the transparency of the public administration and execute an effective social control To optimize through the use of IT, the quality, efficiency and agility in the relations of the public administration with the citizen, with its providers and between the entities To establish mechanism aimed at removing the duplicity of information request To optimize the investment in ICT of the public administration To facilitate the monitoring and evaluation of the public management, through the production, operation and information exchange, and use of ICT of the public administration To assure the coherence, coordination and execution of the defined policies for the strategy of Government Online (Gobierno en Línea) through the Agenda for Connectivity Program (Programa Agenda de Conectividad) The COINFO is integrated by the Vice-president, the Minister of Finance and Communications and the Director of National Planning, Statistics and Public Function. This decree became a key element for the approval of resources for the Agenda for Connectivity as well as for the adoption of interoperability standards within the Colombian government. Decree 1151 of 2008 launched an updated view of e-government in Colombia—the Government Online Strategy (Estrategia de Gobierno en Línea)—along with a set of goals to be achieved by all branches of government, as well as a timetable and a mechanism for monitoring them. Government Online (Gobierno en Línea) is a strategy of the government, led by the Ministry of Communications – established in 1953 and changed to the Ministry of Information and Communications Technologies (MinTIC) in 2009 – to contribute to build a more efficient, transparent and participative State, and to improve services to the citizen and the enterprises, through the use of ICT. Principles • • • • • • Government focused on the citizen Unified vision of the State Equitable and multi-channel access Government Online is more than technology Personal information protection Credibility and confidence in the Government Online Objectives • Efficiency of the State • Transparency and Participation • Better services © Copyrights 2014, National IT Industry Promotion Agency 164 / 328 Phase of the Strategy • Phase of Information: Web site to publish information on line • Phase of Interaction: The communication between entities and citizen and enterprises with the online inquires and interaction with public servers • Phase of Transaction: Electronic transactions for procurement of products and services • Phase of Transformation: Changes of operating form to organize the required services, with Virtual Single Window and by the use of Governmental Intranet • Phase of Democracy: Encourage citizen to participate actively in decision making of the State and public policy making involving the use of ICT Source: Decree 1151 of 2008 [Table II.5-9] The Government Online Strategy 5.2.1.4. Juan Manuel Santos´s Administration (2010-present) The Ministry of Information and Communication Technologies (MinTIC) launched the Live Digital Plan (El Plan Vive Digital) in 2010 for 4 years, which make the country jump technologically through the spread of Internet and development of national digital ecosystem. This Plan allows the government to reach the democratic prosperity thanks to the appropriation and the use of the technology. To achieve the spreading of the use of Internet, the Colombian government would invest 5.5 trillion pesos until 2014 in implementing the initiatives and the concrete goals: To triple the number of municipalities connected to the information highway through the optical fiber network: expanding this infrastructure to reach at least 700 municipalities of the country To connect to the Internet 50% of the small and medium enterprises (SMEs) and 50% of the families in 2014 To multiply 4 times the number of Internet connections: from 2.2 to 8.8 million in 2014 Infrastructure Services Applications Users • To expand the national network of optical fiber • To assign spectrum to mobile Internet • To increase the international connections • To bring infrastructure of CDN(Content Distribution Networks) and Datacenters • To promote the infrastructure for • To reduce VAT for Internet • To spread the Internet terminals • To create an outline for internet subsidies • To create a legal framework for the convergence • To reduce the impact of ICT on the environment • To drive the Government Online Program • Territorial Government Online • Digital notary • Online control • Electronic system of contracting • Zero paper • Online corporations • To strengthen the IC and software industry • To create a Regime of quality and protection • To establish new techno-centers • To propel training programs of ICT • To encourage the responsible use of ICT • To promote ICT for the disabled © Copyrights 2014, National IT Industry Promotion Agency 165 / 328 Infrastructure Services Applications Users rural areas • To propel the • To create standards development of of applications for telecommunications SMEs infrastructure • To propel the development of • To facilitate the display of mobile telecommunications applications infrastructure • To propel the • To universalize the development access to public TV • To promote the service digital contents industry • To initiate the digital radio • To promote the telework • To improve the telecommunications network for disaster prevention and attention Source: Vive Digital 2010-2014, MinTIC (www.mintic.gov.co) [Table II.5-10] Digital Ecosystem In just two years, Vive Digital achieved remarkable results, making Colombia the winner of the well-known Global System for Mobile Communications Association (GSMA) Government Leadership Award given during the Mobile World Congress in Barcelona in February 2012. Now Colombia is establishing the Vive Digital 2014-2018 as the next step with the following principle objectives: To be global leader in the development of social applications for the poor: With creating contents and applications that contribute to the decrease of poverty, it will be promoted the use of the infrastructure and the connection to optical fiber that the Live Digital Plan has displayed across the country. Colombia will be consolidated in 2014-2018 as global leader in the development of social apps for the poor, which help to increase the productivity and the quality of life in agriculture, education and health. To be the more efficient and transparent government thanks to ICT: Colombia will advance in appropriation of the ICT for all Colombians to enjoy the benefits and services of the technologies, entering a new digital world where all citizens find their information in virtual platforms and make database. All of these will require the information and the increase in the number of professionals and technicians specialized in ICT areas. 5.2.1.5. e-Government Project in Colombia © Copyrights 2014, National IT Industry Promotion Agency 166 / 328 Ministry Project Ministry of Information and Government portal (www.gobiernoenlinea.gov.co) Communication Technologies - The best government portal in Latin America (MinTIC) in 2006 National Agency Procurement of Public Electronic System of Public Procurement(SECOP, www.contratos.gov.co) - MinTIC conducted the system Local government Local governments portal - Total 1,100 portals National Police System of referring to criminal record and issuing clean record (www.policia.gov.co) Public Prosecutors´ Office Issuing system of disciplinary (www.contraloriagen.gov.co) record Ministry of Commerce, Industry and Single window of export and import Tourism (www.vuce.gov.co) - 19 government institutions were linked to one window and reduced the processes from 200 to 98 steps National Institute of Road Transport information system (www.invias.gov.co) - Real-time information of road, toll, traffic, etc. - Information service through mobile Ministry of Nationa Defense Military pension (www.cremil.gov.co) National Service Commission of Civil System of public (www.cnsc.gov.co) National Institute of Penitentiary Total system of (www.inpec.gov.co) office prison recruitment and penitentiary Colombian Institute of Agriculture Sanitary Information System of Import and Export and Livestock of Agricultural and Livestock Products (SISPAP, www.ica.gov.co) Ministry of Finance Colombian Municipalities Online System (www.dian.gov.co) Federation of Tax and of Total Information System of Traffic Fines and Penalties (www.simit.org.co) Ministry of the Interior (National Online Copyright Registration Direction of Copyright) (www.derechodeautor.gov.co) Ministry of Protection Health and Customs System Social Total System of Social Security Tax (minproteccionsocial.gov.co) - Online collection of social security tax, pension and medical insurance Source: MinTIC [Table II.5-11] e-Government Projects in Colombia © Copyrights 2014, National IT Industry Promotion Agency 167 / 328 5.2.2. Current e-Government State Colombia uses the government portal to involve stakeholders in decision-making as part of its transparent government policy at all levels. The Colombian government makes efforts to enhance access to information, provide services online, encourage citizen participation in policy-making and pursue anti-corruption strategies. In this environment, Colombia emerged in e-government ranking as one of the leaders in the region as shown the table. Regional Ranking Country Level of Income EGDI Rank 2014 Rank 2012 1 Uruguay High 0.7420 26 50 2 Chile High 0.7122 33 39 3 Argentina Upper Middle 0.6306 46 56 4 Colombia Upper Middle 0.6173 50 43 5 Costa Rica Upper Middle 0.6061 54 77 6 Brazil Upper Middle 0.6008 57 59 7 Barbados High 0.5933 59 44 8 Antigua and Barbuda High 0.5927 60 49 9 Mexico Upper Middle 0.5733 63 55 10 Venezuela Upper Middle 0.5564 67 71 Source: UN E-Government Survey 2014 [Table II.5-12] Top 10 Countries in Latin America 5.2.3. Key Success Factors Political support must be strong In Colombia, the introduction of ICT in the society in general and the public sector in particular has always counted on strong political support at the highest level, from the first directive signed by President Pastrana in 1999 to the launching of Vive Digital by President Santos in 2010. The use of ICT must be state policy The continuity of plans, initiatives, and teams throughout the last few years underscores the importance of the principle stated in the first ICT strategic document released in 1999, which set up the Agenda for Connectivity as a state policy that seeks to expand the use of ICT in Colombia to increase the competitiveness of the productive sector, modernize public institutions, and socialize access to information. Financial resources must be sufficient Since its launching in 1999, the Agenda for Connectivity has had the financial resources needed to carry out its planned initiatives. Initially, the Agenda depended heavily on © Copyrights 2014, National IT Industry Promotion Agency 168 / 328 international financial cooperation, as evidenced by the fact that it was created under a United Nations Development Program Transparency project, but gradually gained its place in the general state budget. Under the leadership of the Minister of Information and Communication Technologies, Diego Molano Vega, the government of Colombia announced ICT investments of US$750 million per year (5.5 billion Colombian pesos for four years), thanks in part to partnerships with the private sector, which will contribute 40 percent of the total amount. e-Government must reflect and respond to the concerns of citizens Colombia soon discovered that it was essential to focus on the citizen to succeed in egovernment. The country became a pioneer of the concept of apropiación—a Spanish comprehensive concept that refers to access, adoption, usage, and sense of ownership—and created an office dedicated to this matter within the Government Online program. This citizen adoption-ownership vision is understood as the need to listen to citizens; to communicate with them before, during, and after the implementation of e-government solutions; to seek and attract them to e-government through modern marketing tools; and to ensure a minimum level of connectivity and a basic knowledge of how to use the tools. Cooperation across nations enhances progress According to Roberto López, the general manager of the regional e-government network RED GEALC, during the past 10 years, Colombia has been the most active participant of all countries in Latin America in the network’s activities. Colombia has requested the most information, participated in more expert exchanges, presented the most candidates for the excelGOV awards, and been involved in more working groups and research activities than any other country in the network. Throughout this decade, Colombia has learned from other countries’ experiences in order to move faster and more successfully along the path of egovernment. The website of the RED GEALC, in the horizontal cooperation area, illustrates this idea with specific activities. Institutional and workforce capacity must be excellent The Colombian government has conducted one of the most important efforts in Latin America in building institutional capacity through the training of its human resources. Through agreements with the OAS, CINTEL, SENA, universities, and other institutions, the government program has trained nearly 200,000 civil servants in different areas related to egovernment. 5.3. Case Study of Mexico’s e-Government The Mexican Government implemented e-government projects as part of the public administration reform and modernization processes during President Vicente Fox’s Administration (2000-2006). The strategy has required the construction and acquisition of physical infrastructure as well as creation and modification of institutional and organizational structure. Today, with different levels of progresses, the Mexicans can get access to information and services online such as tax return, request for permits, licenses and passports, job searching, medical appointment, and so on. © Copyrights 2014, National IT Industry Promotion Agency 169 / 328 5.3.1. History of Mexico’s e-Government In Mexico, the National Development Plan (PND) 1995-2000 led to the Public Administration Modernization Program coordinated by the Ministry of Audit and Administrative Development (SECODAM: Secretaría de la Contraloría y Desarrollo Administrativo), which is now Ministry of Public Function (SFP: Secretaría de la Función Pública), and the IT Development Program coordinated by the National Institute of Statistics, Geography and IT (INEGI: Instituto Nacional de Estadística, Geografía e Informática). During the presidential period 2000-2006, there were important advances for e-government such as the building physical infrastructure and services and procedures online and creating a more appropriate legal framework. President V. Fox instructed the Minister of Communications and Transports to start the National e-Mexico System (Sistema Nacional eMéxico), and in 2002, the Presidential Agenda of Good Government (Agenda Presidencial de Buen Gobierno) in which the development of e-Government was a priority indicating that it should use the ICT not only to reduce the corruption and make transparent public function but also to make more efficient and provide services better quality. In 2003, the Unit of e-Government and IT Policy (UGEPTI: Unidad de Gobierno Electrónico y Política de Tecnologías de Información) as part of the SFP in order to give responsibilities of development of ICT. Finally in 2005, the Agreement for the creation of the Interministerial Commission of E-Government (Comisión Intersecretarial de Gobierno Electrónico) was signed of which main objective is to take advantage of ICT for good government. 5.3.2. Strategies of e-Government The Mexican Government through the e-Government project seeks to make profound changes that allow Mexico to deal with promptly and efficiently the social necessities. The general objective of the e-government strategy according to the National Development Plan 2000-2006 and the Presidential Agenda of Good Government is to construct an intelligent government with capability to utilize the advanced administrative systems and technologies to avoid the waste of resources and promote the effectiveness of the function, a flexible government with capability to catch the opportunities, handle the problems and adapt to the circumstances quickly and effectively, an open and transparent government, a decentralized government and a global government inserted in the world context. In Mexico, the e-government strategy carried out with the following strategic guidelines: Governmental technologic infrastructure: In the digital era, the fundamental requirement to the effective communication and the collaboration among governments is an information and telecommunications network that integrates all dependencies and public officers through a government Intranet. At federal level, the government coordinates the project of Internet connection to achieve efficiency and economy of scale. In addition, it integrates the efforts to administrate the government technologic infrastructure including hardware, software, systems, networks, Internet connection, database, e-learning infrastructure, and specialized human resources. Lastly, it shares methodological resources of infrastructure and of knowledge between public servers in order to improve the utilization and avoid duplicity. Administration of digital knowledge and collaboration: In order to attain a government as good as the best in the world, the federal government institutions © Copyrights 2014, National IT Industry Promotion Agency 170 / 328 should be digital and intelligent organizations. For this, the government started utilizing technological systems and applications that improve the administration of knowledge and the components – education, collaboration, evaluation and decision making – by making a channel to offer government services to the public servers. 5.3.3. Relevant Actors in e-Government Project 5.3.3.1. Ministry of Public Function (SFP: Secretaría de la Función Pública) According to the Article 37 of the Organic Ley of the Federal Public Administration (Ley Orgánica de la Administración Pública Federal), the SFP has authority to organize and coordinate the control system and government evaluation, and promote e-government policies as well as draw up and conduct the general policies, in order to establish actions that lead to the transparency in the public management, accountability and access to information. 5.3.3.2. Ministry of Communications and Transports (SCT: Secretaría de Comunicaciones y Transportes) In December 2000, the President of Mexico instructed SCT to develop the National e-Mexico System. In 2001, the General Coordination of National e-Mexico System (Coordinación General de Sistema Nacional e-México) was established, which is in charge of operating the national strategies to build the information and knowledge society in Mexico. 5.3.3.3. Fund of Information and Documentation for the Industry (INFOTEC: Fondo de Información y Documentación para la Industria) INFOTEC is an investigation center that depends on the National Council of Science and Technology (CONACYT: Consejo Nacional de Ciencia y Tecnología), which plays advisory role of the SFP as regards e-government. It has supported the e-government strategy and designed and implemented web sites such as the Citizen Portal (gob.mx) and the e-Mexico Portal and the systems DeclaraNet and CompraNet as well as defined the platform. 5.3.3.4. Interministerial Commission of E-Government (CIDGE: Comisión Intersecretarial de Gobierno Electrónico) By means of the Presidential Agreement published in December 9, 2005 and with the objective to promote and consolidate the use of the ICT in Federal Public Administration, the CIDGE was established. This entity is chaired by the SFP and its Executive Secretary is the Unit of E-Government (UGD: Unidad de Gobierno Digital). The UGD is in charge of instrument the Digital Government strategy and propose normative framework for strategic use of ICT in public administration in order to improve the governmental operative efficiency, transforming and modernizing the process and services to citizen, facilitating the access to the society and promoting the management of open, honest, transparent and accountable government. © Copyrights 2014, National IT Industry Promotion Agency 171 / 328 Source: CIDGE (cidge.gob.mx) [Figure II.5-9] Organizational Chart of CIDGE 5.3.4. National e-Mexico System (El Sistema Nacional e-México) 2003-2025 5.3.4.1. Background In 2001, the Presidential Office for Government Innovation (Oficina Presidencial para la Innovación Gubernamental) officially introduced the e-government as an initiative of public policy to digitalize and modernize the government. The importance of this policy was incorporated as one of the pillars of the National e-Mexico System (Sistema Nacional eMéxico). In Aug 2001, President Vicente Fox established the Council of National e-Mexico System (Consejo del Sistema Nacional e-México), in which different dependencies of the federal government participate, with which they will integrate the policies and projects under a same focus. The main objective of this system is to extend significantly the level of connectivity in order to offer digital services to the nation, as regards education, health, economy and government, contribute to improve the quality of life, open opportunities for the enterprises based on new economy, and promote a more rapid and equitable development between different communities and regions. 5.3.4.2. Vision for 2025 The National e-Mexico System, as a project of the State, with an integrated and totally intercommunicated society, where each Mexican lives in an environment of equality of opportunities between them and with the rest of the world, respecting and preserving the multicultural richness of Mexico. 5.3.4.3. Mission To integrate the efforts realized by different public and private actors in the elimination of the © Copyrights 2014, National IT Industry Promotion Agency 172 / 328 digital divide and socioeconomic differences among Mexicans, through a system with technological and social components that offer basic services such as education, health, trade and government procedures, at the same time being the point of technological development of Mexico. 5.3.4.4. Objective To generate value alternatives through a technological system with the social content, which offers the tools and opportunities that today it is possible to reach by ICT to improve the quality of life of all Mexicans. 5.3.4.5. Main Axis of the System Connectivity Contents Systems • Investment in telecommunications network to increase the infrastructure and coverage of the telephone service in the Mexican families • Creating a network of Digital Community Centers (CCD: Centro Comunitario Digital) that serve connectivity to the people and families who do not have access to the telecommunications infrastructure due to economic and geographical limitations • e-Education: Offering new options of access to the education and training, which stimulate the education as a means for integral development of the Mexicans, by promoting that the education would be accessible to people regardless of identity and cultural environment • e-Health: Raising the level of welfare and health, through the integration of a technological system and social contents. All Mexicans reach the health integral information, which contributes to human development, by eliminating the barriers of access to the information and health services. • e-Economy: Accelerating the development of digital economy in the enterprises especially SMEs, to enhance the competitiveness of the Mexican economy and development the culture of the social digitalization in particular in the consumers • e-Science, Technology and Industry: Integrating an information and knowledge society, which has reached a greater degree of development from its own models and methodologies that have permitted to deal with the necessities of the Mexicans to strengthen the industry • e-Government: In the federal, regional, national and municipal range, all Mexicans can execute their right to be informed and reach to the services that the State offers, through the Mega Network of e-Mexico System. Besides, the State, through the different government authorities, assumes its obligation of guarantee the access of the all population to the information, use of the different public services. • Portal of portals: The most important thing is to direct toward the citizen; the services and the information will be main utility for principal axis of life: home, auto, family, tax, education, health, business, etc. Each of these involves the benefits of different services. The fundamental principle is to offer a single window to citizen, which is to integrate and develop the portals of e-government, e-health, e- © Copyrights 2014, National IT Industry Promotion Agency 173 / 328 education, e-science, technology and industry, government and municipal portals. It is necessary to work hard in the development of the portals in order to pass the phase of convergence. • Neutral Point of Access to Network (NAP: Punto Neutral de Acceso a Red): It is the center where the data network traffic of all public networks operators are exchanged, in the way of optimizing the access to the e-Mexico contents. • Data Center: It is a required equipment to concentrate the systems with which e-Mexico operates in the first levels of information structure. It will require computer resources and infrastructure, interconnection to NAP and the services to maintain it operating. Source: El Sistema Nacional e-México [Table II.5-13] Main Axis of the National e-Mexico System 5.3.5. Connectivity Agenda (Agenda de Conectividad) 2008-2012 The Ministry of Communications and Transports through the National e-Mexico System implemented Connectivity Agenda to reduce digital divide and improve universal right of access to information. The objectives of this agenda are as following: To integrate executable action plan to broadband network for 80% of National Education System and 100% of National Health System To develop an effective integration mechanism to obtain benefits of economies of scale and maximum use of existing investment To improve resources for social development such as fiber optic infrastructure and 3.3GHz frequency To promote the technological appropriation of ICT at regional level 5.3.6. Digital Agenda of the National System e-Mexico (Agenda Digital del Sistema Nacional e-México) 2010-2015 Digital Agenda of the National System e-Mexico is a project implemented by the Ministry of Communications and Transports as a part of e-Mexico Policies and developed Connectivity Agenda. Its vision is to implement knowledge informatization environment such as network and service infrastructure in order to achieve e-Mexico policies. The strategic objectives and detail descriptions are follows: To spread technological appropriation through digital inclusion Vasconcelos 2.0: Mobilizing 250-300 million students to teach read and write digitally for about 30 million people based on permanent community centers To generate a coordinated process of digital contents and services production: Implementation of an inter-institutional and intergovernmental coordination model for the production of contents, application and services online under the cloud computing scheme, portal and collaborative spaces based on social networks To generate the infrastructure required for transit to the information society: Creating a national connectivity platform of broadband and cloud computing for the education, health, social development and government systems that accelerate the national © Copyrights 2014, National IT Industry Promotion Agency 174 / 328 technological adoption process and generate the connectivity and access conditions to resolve digital divide 5.3.7. Current e-Government State After launching the National e-Mexico System, the Mexican Government has achieved the development of e-government as shown the rank of EGDI (E-Government Development Index) surveyed by UN (United Nations). Thanks to e-government projects the Mexican people are able to deal with the civil affairs of the federal government by Internet, which reduced time and cost as well as administration cost for inefficient work. Actually more than 16,000 useless regulations and about 3,000 process procedures were abolished, reducing the time of 95% and cost of approximately 248 million dollars during 2009-2011. Source: UNPACS (United Nations Public Administration Country Studies) [Figure II.5-10] UN EGDI of Mexico 5.3.8. Key Success Factors In Mexico, computer is turning into a window more than attention to citizen, but many of these actions refer to online services and needs to advance in other important issues such as interaction with the users and the cooperation among dependencies and government to provide more integrated services. The efforts to drive the e-government strategy of the Mexican Government are very valuable but it is required more effort to reach the objective of establishing more transparent, efficient and democratic government. The main goal is reduce the digital divide between urban and rural areas, which needs vast investment and the government should look for a way to assign the budget for it. Mexico is a country that developed Internet and Internet services in Latin American region so it is expected to expand more the Internet service with smartphone and mobile broadband and also numerous Internet users are contributors to development of e-Government in Mexico. © Copyrights 2014, National IT Industry Promotion Agency 175 / 328 5.4. Implications In order to efficiently proceed with an introduction of e-government, specific laws and policies have to be prepared. Korea has been rated on top of e-government evaluation by UN and reached the global-leading position on the law and policies. However, Korea was not well equipped with laws and policies in the mid 1990’s when e-government was created and developed through benchmarking advanced countries such as the USA which was evaluated to be top in the field in the world at that time. The following implications are derived from the benchmarking: Concentration of policy-adjustment functions through legislation of e-government act - If e-government is implemented independently in each institution or department, the compatibility between systems will be not preserved and it makes incoherent management standards, which cause inefficiency. - In order to minimize such adverse effects, precaution has to be given well in advance through legislation and national EA has to be introduced. Securing strong driving force by Presidential Agenda - In order to implement e-government, tremendous efforts and times are required. However, the understandings and approaches of each institution might be different. - The coherency may be guaranteed by lawmaking and with a special concern of the president to minimize such issues. Efforts to minimize digital divide - Digital divide can turn out to be huge among regions, social classes, or income statuses in course of implementing ICT and e-government. - The government should give a proper precaution and special care to enhance accessibility to information in the entire nation. The service that cannot be realized offline is provided to all citizens through e-government. Awareness on e-Government as administrative innovation - e-Government provides all the citizens with high quality services, and it is required to entail administrative innovation of the government. - With an acknowledgement that establishing e-government itself is an administrative innovation, public servants should have a strong will to implement it, and citizens, in turn, are provided high quality service. 6. e-Government Investment Status by International Funds Organization Country IDB Honduras (InterAmerican Development Bank) Project Name Support the Implementation of the Strategic Plan 2014-2018 for the Improvement © Copyrights 2014, National IT Industry Promotion Agency Funding Amount Date Status $0.5M 2014 Preparation 176 / 328 Organization Country Funding Amount Date Status Technical Strengthening of Congress to Legislate on Economic Issues $0.7M 2014 Preparation Organization and Strengthening of the General Secretariat of Government Coordination $0.7M Program to Support Resultsbased Management Systems at the Municipal Level $1M Project Name Contract: Sep 25, 2014 $0.25M RNPN Modernization and Institutional Strengthening $0.7M Electronic Notification System for the Constitutional Court $0.08M Modernization of the National Police Information System $0.44M Improving Efficiency of the Ministry of Finance and Public Credit $0.8M Nicaragua © Copyrights 2014, National IT Industry Promotion Agency Approval: Jul 18, 2013 Implementation Contract: Nov 20, 2013 El Salvador Design and Implementation of a New EGovernment Procurement System Guatemala Approval: Implementation Aug 28, 2014 Approval: Jun 26, 2012 Implementation Contract: Dec 3, 2012 Approval: Jun 25, 2012 Implementation Contract: Sep 17, 2012 Approval: Implementation Dec 10, 2012 Contract: Aug 23, 2013 Approval: Sep 18, 2013 Implementation Contract: Nov 19, 2013 Approval: Jun 12, 2013 Implementation Contract: Jul 11, 2013 177 / 328 Organization Country Project Name Support to the implementation of the National Plan of Science, Technology and Inn Funding Amount $0.08M Date Status Approval: Jul 12, 2012 Completed Contract: Aug 8, 2012 Completion: May 7, 2014 Colombia Mexico World Bank Honduras Strengthening of Colombian procurement system $0.3M Promotion and Extension of an Electronic Invoice in Colombia $12M Strengthening the Ministry of Mines and Energy for information management $0.5M Support for the Development of the Digital CreativeGuadalajara, Mexico $0.5M Approval, Implementation Contract: Aug 14, 2014 Elaboration of the Plan to Strengthen the Civil Registration System $0.21M Approval, Contract: Apr 11, 2014 Learning and Innovation Centers: Reducing the Digital Divide for the Mexican BOP $0.27M Approval: Implementation Mar 25, 2014 Safer Municipalities Project: $15.00M © Copyrights 2014, National IT Industry Promotion Agency 2014 Preparation Approval: Implementation Mar 19, 2014 Contract: May 15, 2014 Approval: Oct 25, 2013 Implementation Contract: Dec 10, 2013 Implementation Contract: Jun 4, 2014 2014 Implementation 178 / 328 Organization Country Project Name Funding Amount Date Status Environmental Assessment Honduras Additional Financing Social Protection $12.30M Approval: Implementation Aug 08, 2013 Improving Public $18.20M Sector Performance Approval : Implementation Dec 06, 2011 Dominican Caribbean Republic Regional Communications Infrastructure Program KOICA (Korea International Cooperation Agency) $30.00M Approval: Sep 25, 2014 Implementation Master Plan for Strengthening Ability of Science and Technology Innovation Park $2.5M Contract: Oct 18, 2013 Implementation El Salvador Automatic Vehicle Identification System for Strengthening Public Security $3.66M 2014 Preparation $5M 2014 Preparation Colombia Peru Modernization of Customs Administration and e-Trading Single Window [Table II.6-1] e-Government Investment by International Funds 7. Improvement Directions 7.1. Summary of Implications Implications are derived key findings of issues and requirements to carry out implementation of ICT infrastructure and e-Government based on macro ICT environment analysis, IT level diagnosis (maturity level) and e-Government requirements from interview. © Copyrights 2014, National IT Industry Promotion Agency 179 / 328 From ICT environment analysis, the following key findings are identified: ICT policy, Digital Agenda 2014 – 2018 is well developed aligned with Country Vision and National Plan. However, there is lacking in viable and detailed plan putting the policy into action. Despite government’s commitment and efforts to carry out ICT and e-Government implementation, ensuring sustainability still remains as one of the major issues to be addressed and resolved. From IT level diagnosis, key findings are identified: According to IT level diagnosis, Honduras is in early stage of integration, which is resulted by some well-structured institutions and there are huge gaps among institutions. IT strategy and policy that enables ICT and e-Government implementation in structured manner still stay in the stage of low quality of plan, unit silo system implementation, and lack of changes in organizations and process. From e-Government requirements from interviews, key findings are identified: ICT infrastructure and systems are not implemented or managed properly due to lack of awareness, lack of communication with stakeholders among institutions, difficulties in securing budget and insufficient skilled human resources. Government creates dedicated e-Government unit and all institutions set centralized ICT units within institutions. However, there is no standardized organizational and management structure to operate them efficiently and effectively in collaborative manner among ICT units in various institutions. Implications derived from key findings in order to implement ICT infrastructure and eGovernment successfully are summarized as follows: Government develops implementable and sustainable ICT and e-Government plan, and institutions engaged in development of detailed action plan to execute ICT and eGovernment initiatives. Social and institutional infrastructure as well as ICT infrastructure should be founded not only for successful implementation of ICT and e-Government, but also benefit realization from using them in practices. It is important to leverage, improve and expand well-operated current systems with ensuring interoperability, scalability and flexibility. National ICT standards and standardized management structure needs to be developed and put in practice in order to facilitate implementation, manage projects efficiently and secure interoperability, scalability and flexibility. 7.2. Improvement Opportunities Based on analysis of ICT environment, e-Government status, e-Government requirements and IT diagnosis, improvement opportunities are identified with reference of UN index and benchmarking: Legal and institutional framework is put into practice to ensure sustainable eGovernment. Advancement and optimization of ICT infrastructure is carried out with high priority to promote e-Government implementation. © Copyrights 2014, National IT Industry Promotion Agency 180 / 328 National ICT standards ensure interoperability compliant to global standards and regulations. Common systems applied to all or most of institutions are developed and implemented in centralized way to reduce redundant investment, which also accelerates implementation of standardized process and collaboration among institutions. Transform to digital government, e-Service provision and information offering are carried out simultaneously. Government needs to put more efforts in increasing awareness and encouraging engagement within and outside government. 7.3. Improvement Directions Improvement directions are set to realize improvement opportunities, which address eGovernment dimensions of e-Governance and ICT infrastructure at strategic perspectives, and G2G, G2C and G2B at beneficiaries and transactional perspectives. Improvement directions are defined as follows: Sustainable Digital Government Interoperable and scalable ICT infrastructure and e-Government Cost efficient investment through reusable and shared systems Common systems and standardized process Accessible and affordable government administrative services Streamlined and collaborative government work environment Increase of digital literacy and decrease of digital gaps The relations of improvement opportunities, improvement directions and e-Government dimension shows as below. [Figure II.7-1] Relations of Improvement Opportunities, Improvement Directions and eGovernment Dimension © Copyrights 2014, National IT Industry Promotion Agency 181 / 328 III. Strategy Development 1. Methodology Framework and Activities for Strategy Development Strategy Development is to develop e-Government vision and strategies, design future eGovernment model, define e-Government initiatives and provide e-Government blueprint ultimately to achieve country vision and objectives. In order to develop e-Government vision and strategy, improvement directions from assessment are reviewed. Defined initiatives in strategy development become major input for implementation strategy and management strategy. [Figure III.1-1] Methodology Framework and Activities for Strategy Development 2. e-Government Vision and Strategy 2.1. e-Government Vision To achieve objectives of Country Vision and national ICT vision and objectives of digital government set in Digital Agenda 2014 – 2018, e-Government vision should be developed in line with current Country Vision and national ICT policy. e-Government vision has been developed through e-Government visioning workshop with Digital Government Unit as “To be an efficient and transparent government seeking the continuous improvement of services to citizens with using ICT in a sustainable way”. Alignment of Country Vision, national ICT vision (Digital Agenda 2014 -2018), eGovernment vision and e-Government objectives are reviewed and shown as below. © Copyrights 2014, National IT Industry Promotion Agency 182 / 328 [Figure III.2-1]Honduras e-Government Vision e-Government vision not merely addresses objective four, “a modern, transparent, responsible, efficient and competitive State” in Country Vision, even though it is directly related to government transformation toward digital government. It also addresses relevant objectives in country vision such as an educated and healthy Honduras, democracy with security, and opportunities and decent jobs, uses its resources in a sustainable way in order to contribute to achieve country vision ultimately. It supports national ICT vision in Digital Agenda 2014 – 2018, especially high standards of inclusive digital connectivity, promotion of transparency and efficiency in the delivery of public services and competitiveness of the Honduras economy. It enables for government to achieve e-Government objectives in Digital Agenda 2014 -2018, which are to create a new model of public administration, to improve the provision of information services to citizens and to increase efficiency, effectiveness and transparency of the public sector with full public participation. 2.2. e-Government Strategy e-Government strategies to achieve e-Government vision and objectives with becoming digital government for Honduras are developed in five dimensions of e-Government which are e-Governance, ICT infrastructure, G2G, G2C and G2B. The e-Government strategies has been also discussed and developed through e-Government visioning workshop with Digital Government Unit as “committed and accountable © Copyrights 2014, National IT Industry Promotion Agency 183 / 328 government leadership” for e-Governance, “technology-driven transformation” for G2G, “reliable and accessible government services” for G2C, “competitive Honduran business” for G2B and “optimized H/W, S/W and N/W” for ICT infrastructure. Alignment of e-Government vision, e-Government slogan, e-Government objectives and eGovernment strategies are reviewed and shown as below. [Figure III.2-2] Honduras e-Government Strategies Committed and accountable government leadership devotes itself to transform government toward efficient, effective and transparent digital government in sustainable way. Technology-driven transformation of government operation improves efficiency and effectiveness of government operation and quality of administrative and information services. It also contributes to increase transparency of government operation and administrative service provision and earn trust from citizens. Reliable and accessible government services for citizen improve quality of government administrative services as well as information offering including reduced response time, increased convenience, dedicated officials in charge, and transparent information, which are enabled on the foundation of new government model with using ICT. e-Government provides government services to business in more convenient and prompt manner in order to support business with running its business efficiently and effectively. G2B services lead transformation of private sectors with applying ICT in their business more aggressively as well as support to improve efficiency and effectiveness of their operations, which eventually strengthens competitiveness of Honduran business. It takes time to implement proper ICT infrastructure for e-Government, so it is important to optimize current H/W, S/W and N/W to initiate e-Government implementation. It is also important to keep ICT infrastructure optimized in cost effective way and reduce overall © Copyrights 2014, National IT Industry Promotion Agency 184 / 328 and/or total cost with removing redundant investment and sharing ICT infrastructure among institutions. 3. e-Government Initiatives 3.1. e-Government Initiatives Definition Nineteen e-Government initiatives are selected out of forty potential e-Government initiatives identified through assessment on the basis of political leadership, strategic evaluation, interrelations analysis and strategic alignment review. Four initiatives belong to e-Governance dimension – legal framework, operational model, management structure and change management – are addressed in management strategy. Fifteen initiatives for ICT infrastructure, G2G, G2C and G2B – government integrated data center, network infrastructure, integrated document management system, government administrative service system, HR system, performance management system, national disaster and civil security management system, national education information system, integrated tax and customs system, transportation management system, e-Government portal, e-Education, e-Tax and e-Customs – are addressed in implementation strategy. Three G2C and G2B initiatives out of fifteen initiatives for implementation strategy – e-Education, e-Tax and e-Customs – are integrated with relevant G2G initiatives for efficient and effective implementation. Therefore, total sixteen e-Government initiatives are defined: four for management strategy and twelve for implementation strategy. Dimension e-Governance ICT Infrastructure G2G e-Government Initiatives 1 Legal Framework 2 Operational Model 3 Management Structure 4 Change Management 5 National ICT Standards 6 Institutional ICT Strategy 7 e-Government Funding Strategy 8 Government Integrated Data Center 9 Network Infrastructure 10 Information Security 11 Integrated Document Management System 12 Government Collaboration Workplace 13 Government Administrative Service System 14 Finance System 15 HR System © Copyrights 2014, National IT Industry Promotion Agency 185 / 328 Dimension G2C/G2B e-Government Initiatives 16 Asset Management System 17 Performance Management System 18 National Statistics Information System 19 Project Management System 20 Integrated Legislative and Court System 21 Integrated Judicial System 22 National Disaster and Civil Security Management System 23 National Health Information System 24 National Education Information System 25 Public Welfare and Social Insurance Information System 26 National Labor Management System 27 National Environment Management System 28 National GIS and Property Management System 29 Integrated Tax and Customs System 30 National Audit System 31 Food and Drug Safety Management System 32 Transportation Management System 33 Immigration System 34 e-Government Portal 35 e-Education 36 e-Health 37 e-Procurement 38 e-Tax 39 e-Customs 40 Business Support System [Table III.3-1] e-Government Initiatives © Copyrights 2014, National IT Industry Promotion Agency 186 / 328 3.2. Strategic Evaluation 3.2.1. Evaluation Criteria e-Government initiatives are defined by scoring and positioning in the ICT portfolio quadrant based on strategic evaluation criteria of importance with urgency and effect and feasibility of technology and institutions with reference in consideration of political leadership. In addition, strategic alliance with Country Vision and Digital Agenda and interrelations among initiatives are also considered. Political leadership and strategic evaluation criteria to score and position e-Government initiatives are defined as follows: Evaluation Criteria Definition Measurement (Scoring) H (4-5) M (2-3) L (0-1) Willing and able to carry out project immediately or with high priority Able to coordinate with major stakeholders and try to carry out project with medium priority or according to planned schedule Hard to carry out project according to planned schedule Short-term (2~3 years) Long-term (~4years) Many citizens, businesses and institutions are affected by the realization of the project A few citizens, businesses and institutions are affected by the realization of the project Political Leadership Political Leadership Authority, commitment and mediation power to engage major stakeholders and take actions to achieve goals set and to realize expected benefits. Strategic Evaluation Criteria Importance Urgency Effect Impact Policy, Immediate requirements of (within 1 year) users, and phase of e-Gov. implementation / Objectives, influence, relations and other factors to implement the project © Copyrights 2014, National IT Industry Promotion Agency All citizens, businesses and institutions are affected by the realization of the project 187 / 328 Evaluation Criteria Feasibility Measurement (Scoring) Definition H (4-5) M (2-3) L (0-1) Technology Technological Fully possible level and to implement capacity to project implement the project A little difficult to implement project Very difficult to implement project Institution Amendment or enactment of law or regulation is needed Amendment and enactment of law or regulation is needed Laws and Fully possible regulations to to lead implement the implementation project immediately [Table III.3-2] Definition of Evaluation Criteria 3.2.2. Strategic Evaluation with Scoring Initially, potential e-Government initiatives are scored based on political leadership to carry out e-Government initiatives and strategic evaluation criteria of importance and feasibility on 5-point scale. And the final scoring results are calculated with weighted average value of 40% for political leadership, 30% for importance and 30% for feasibility, and shown as below table: Scoring e-Government Initiatives 1 Legal Framework Importance Feasibility Political Leadership Urgency Effect/ Avg. Technology Institution Avg. Impact Weight Avg. 5 5 5 5.0 5 1 3.0 4.40 2 Operational Model 4 3 3 3.0 2 2 2.0 3.10 3 Management Structure 5 4 3 3.5 4 3 3.5 4.10 4 Change Management 4 4 4 4.0 4 1 2.5 3.55 5 National Standards 5 5 5 5.0 2 2 2.0 4.10 6 Institutional ICT Strategy 2 2 2 2.0 1 2 1.5 1.85 7 e-Government Funding Strategy 5 5 5 5.0 5 3 4.0 4.70 8 Government Integrated Data 5 4 5 4.5 2 2 2.0 3.95 ICT © Copyrights 2014, National IT Industry Promotion Agency 188 / 328 Scoring e-Government Initiatives Importance Feasibility Political Leadership Urgency Effect/ Avg. Technology Institution Avg. Impact Weight Avg. Center 9 Network Infrastructure 5 3 5 4.0 4 3 3.5 4.25 10 Information Security 5 4 5 4.5 2 2 2.0 3.95 Integrated Document 11 Management System 5 4 4 4.0 4 3 3.5 4.25 Government 12 Collaboration Workplace 3 2 3 2.5 4 3 3.5 3.00 Government 13 Administrative Service System 5 5 5 5.0 3 4 3.5 4.55 14 Finance System 5 3 3 3.0 3 4 3.5 3.95 15 HR System 5 4 5 4.5 4 2 3.0 4.25 Asset 16 Management System 4 3 4 3.5 4 3 3.5 3.70 Performance 17 Management System 5 3 3 3.0 4 2 3.0 3.80 National Statistics 18 Information System 4 4 5 4.5 2 2 2.0 3.55 Project 19 Management System 4 4 4 4.0 4 1 2.5 3.55 Integrated 20 Legislative and Court System 2 2 2 2.0 3 1 2.0 2.00 Integrated Judicial System 5 5 5 5.0 3 4 3.5 4.55 National Disaster and Civil Security 22 Management System 5 5 5 5.0 4 4 4.0 4.70 21 © Copyrights 2014, National IT Industry Promotion Agency 189 / 328 Scoring e-Government Initiatives Importance Feasibility Political Leadership Urgency Effect/ Avg. Technology Institution Avg. Impact Weight Avg. National Health 23 Information System 4 4 4 4.0 2 1 1.5 3.25 National Education 24 Information System 5 3 4 3.5 3 4 3.5 4.10 Public Welfare and Social 25 Insurance Information System 5 3 4 3.5 2 2 2.0 3.65 National Labor 26 Management System 4 3 3 3.0 2 2 2.0 3.10 National Environment 27 Management System 3 1 2 1.5 3 3 3.0 2.55 National GIS and Property 28 Management System 4 4 4 4.0 2 4 3.0 3.70 Integrated Tax 29 and Customs System 5 5 5 5.0 4 4 4.0 4.70 4 2 3 2.5 3 2 2.5 3.10 Food and Drug Safety 31 Management System 3 1 2 1.5 4 4 4.0 2.85 Transportation 32 Management System 3 3 3 3.0 4 3 3.5 3.15 30 National System Audit 33 Immigration System 4 3 4 3.5 4 4 4.0 3.85 34 e-Government Portal 5 5 3 4.0 4 4 4.0 4.40 © Copyrights 2014, National IT Industry Promotion Agency 190 / 328 Scoring e-Government Initiatives Importance Feasibility Political Leadership Urgency Effect/ Avg. Technology Institution Avg. Impact Weight Avg. 35 e-Education 2 3 2 2.5 1 3 2.0 2.15 36 e-Health 2 3 2 2.5 1 2 1.5 2.00 37 e-Procurement 5 5 5 5.0 5 4 4.5 4.85 38 e-Tax 5 3 2 3.0 4 4 4.0 4.10 39 e-Customs 4 4 5 4.5 4 4 4.0 4.15 3 4 4 4.0 2 1 1.5 2.85 40 Business Support System [Table III.3-3] Scoring Results of e-Government Initiatives First of all, potential e-Government initiatives with weighted average value over 4.0 are selected as high priority initiatives. Among them, e-Government funding strategies is excluded because it requires further in-depth research and analysis, integrated judicial system is excluded because it is currently in progress and national ICT standards is excluded because it belongs to strategic initiative. However, some of essential national ICT standards will be developed and applied during the implementation of e-Government initiatives with higher priority and required interoperability significantly. Secondly, potential e-Government initiatives related to key components for management strategy are included even though their weighted average values are lower than 4.0, which are operational model and change management. Finally, three potential e-Government initiatives are selected considering interrelations with other e-Government initiatives and strategic alliances. Government integrated data center is selected because it is one of the main ICT infrastructure for e-Government, addresses one of the major issues of securing budget, and remove redundant investment with sharing common infrastructure among institutions. Transportation management system is selected because it could share main infrastructure and equipment implemented during national disaster and civil security management system. e-Education is selected because it provides single gateway for e-Learning as well as government administrative services related to national education. It is also considered one of the most important areas besides e-Government according to the interviews with institutions. © Copyrights 2014, National IT Industry Promotion Agency 191 / 328 3.2.3. Strategic Evaluation with Positioning into ICT Portfolio Quadrant Potential e-Government initiatives are positioned into ICT portfolio quadrant which has horizontal axis of importance and vertical axis of feasibility. ICT portfolio quadrant classifies potential e-Government initiatives into four categories, which are best wins, strategic initiatives, nice to have and leave for now. e-Government initiatives belonging to best wins are classified again into three categories: quick fix to be initiated within 6 months, quick wins within 12 months and major e-Government initiatives with high priority. The definition and key features of each category is shown as table below: Category Definition Key Features Best Wins High importance and • Big impact on management or target users high feasibility due to high strategic value • Need to be invested with priority because implementation is easy and tangible benefits could be realized within a short period of time Strategic Initiatives High importance but • Must be invested due to high strategic low feasibility value and big impact on management or target users • Professional skills are required • High relevance with other processes Nice to Have Low importance but • Implementation is easy and tangible high feasibility benefits could be realized within a short period of time • Not urgent because the possibility of realizing potential benefits and strategic value are low Leave for Now Low importance and • Implementation is complicated and low feasibility strategic value is low • Could be excluded under limited resources and time [Table III.3-4] Definition and Key Features of Category in ICT Portfolio Quadrant ICT portfolio quadrant is very useful tool to visualize strategic value of e-Government initiatives and support decision-making to prioritize those initiatives. Sectoral area indicates that priority or sequence for e-Government initiatives within the same areas could be adjusted in consideration of other factors than importance and feasibility. Forty potential e-Government initiatives are positioned into ICT portfolio quadrant and shown as diagram below: © Copyrights 2014, National IT Industry Promotion Agency 192 / 328 [Figure III.3-1] ICT Portfolio Quadrant with e-Government Initiatives According to ICT portfolio quadrant analysis, e-Procurement requires to be initiated within 6 months with the highest priority. National disaster and civil security system, integrated tax and customs system and e-Customs have higher priority which needs to be initiated within 12 months. e-Government portal also should be implemented with high priority and needs to be aligned with implementation of government administrative service system. The final prioritization is suggested as a roadmap in implementation strategy after defining each selected e-Government initiative with action plan and in consideration of logical sequence based on interrelations of initiatives. 3.3. e-Government Blueprint Defined e-Government initiatives are categorized into e-Governance, e-Service delivery, eGovernment operation and ICT infrastructure to present e-Government blueprint for Honduras in five years. © Copyrights 2014, National IT Industry Promotion Agency 193 / 328 [Figure III.3-2] e-Government Blueprint © Copyrights 2014, National IT Industry Promotion Agency 194 / 328 IV. Implementation Strategy 1. Methodology Framework and Activities for Implementation Strategy Implementation Strategy is to develop viable and visible strategic plan for defined eGovernment initiatives with To-Be image, definition of main functions, workstreams and action items for government to develop implementable plan efficiently and implement those initiatives as planned. In order to develop implementation strategy, result from various analysis and interview during the assessment and initiatives selection in the strategy development have been reviewed. [Figure IV.1-1] Methodology Framework and Activities for Implementation Strategy 2. e-Procurement System 2.1. Background To improve government services to business and government as well as efficiency of government operation, e-Procurement system transforms procurement function with the stateof-art technologies within government and provides e-Services functions to public and private suppliers. There has been feasibility study on e-Procurement system to understand current status of electronic procurement process and system focusing on HonduCompras, which has been developed and operated since 2005. However, it stays in mainly e-Catalog system based on an annual contract with limited transactions and has not been extended to other institutions as expected. Major issues of current e-Procurement system and its operation are there is only basic legal base for government to perform procurement by electronic media and there is lack of ICT © Copyrights 2014, National IT Industry Promotion Agency 195 / 328 resources to operate system properly and improve functions continuously. Therefore, implementation strategy for e-Procurement system can be summarized as follows: Enforce e-Governance and legal framework, especially institutional arrangements to engage related institutions and government officials. Secure transparency and improve efficiency of government procurement operation and service delivery. Transform core competency from transactions to analytics, strategy development and relations management. Contribute to increase business presences and operations of foreign companies through providing global standards. Accelerate changes in government operations of related functions and institutions’ operations through reengineering and standardizing procurement process. Leverage lessons learn from implementation and operation of HonduCompras. 2.2. Overview e-Procurement system plays an important role in improving government services to business and institutions as well as efficiency of government operations. e-Procurement system provides efficient, transparent and standardized collaboration workplace for both public buyers and suppliers, improving operational efficiency and user satisfaction. The goals of e-Procurement system are to: Secure transparency and improve efficiency of government procurement operation and service delivery by standardizing process and integrating information. Streamline procurement process, computerize procurement operation and information and provide self-service enabled procurement function. Strengthen capabilities for value added work including analytics, strategy development and relations management. Drive transformation of private sectors’ business operation as well as government operation. The scope of e-Procurement system is defined as following: Develop task force team with related institutions and government officials, even stakeholders outside government. Review feasibility study report and identify any changes in internal and external ICT environment, systems, process, organizations, and laws and regulations, which affect implementation of e-Procurement system. Identify additional user requirements and incorporate them to design of To-Be process and system. Implement e-Procurement portal as a gateway, e-Procurement solution for transaction services, procurement management to improve efficiency and user’s satisfaction of procurement operation, and procurement intelligence to strengthen competencies. Integrate and/or interface with related systems within and outside government to streamline end-to-end procurement process as well as provide one-stop services. Establish integrated and centralized operation and maintenance foundation. The expected benefits for implementing e-Procurement system are to: © Copyrights 2014, National IT Industry Promotion Agency 196 / 328 Reinforce government’s strong direction on transparency and earn trust from citizens and businesses. Improve efficiency, reduce cycle time and increase satisfaction of procurement function within and outside government. Automate low value and transactional work as to have government officials move forward value added work. Reduce gap of service quality and exceptions across the entire government through procurement process standardization. Lead changes in both government operation and business operation in private sector. Key consideration is also suggested that laws and regulations are prepared and put in place for effective e-Procurement operation. In order to expedite analysis and design, it would be also considered to make use of feasibility study report with ensuring up-to-date information of any changes in status and additional user requirements. Honduras government also studies lessons learn from previous experiences in implementation and operation of HonduCompras. 2.3. To-Be Image and Main Functions e-Procurement system provides one-stop services to both public buyers and suppliers through e-Procurement portal, service synchronization and data integration with related systems. e-Procurement system basically consists of five sub-systems for government procurement function – e-Procurement portal, public procurement policy management, e-Procurement delivery solution, procurement management, and procurement intelligence – in order to transform procurement function with using ICT. System administration for e-Procurement is also located in it as sub-system, but it is integrated with centralized operation and maintenance. [Figure IV.2-1] e-Procurement System To-Be Image © Copyrights 2014, National IT Industry Promotion Agency 197 / 328 There are twenty six main functions in six sub-systems to provide a single-gateway and integrated one-stop services, improve operational efficiency and competencies, increase internal and external user satisfaction, and also enhance ICT service management capabilities. Those main functions are defined as follows: Sub-system e-Procurement Portal Function Description Information Offering Information on procurement policy, laws, etc. in structured or tailored or searchable way Communication Communication tools for question and answer, decision support and information sharing Transaction Service Self-service enabled transaction service across the procurement process User Service Basic and tailored service for public buyers and suppliers by organization, transaction type, contract date, etc. Service Link Linkage to website of related institutions or companies within and outside government Archive, draft for announcement, important Procurement Policy news of policy, strategy, Management and standard terms and procurement Public Procurement Policy Management e-Procurement Delivery Solution discussion, official notice and the latest procedures, guidance, conditions for public Evaluation and Measurement Standards Standard process, criteria and metrics for product and service evaluation, supplier evaluation, terms negotiation, procurement measurement, and user satisfaction Laws and Regulations Archive, draft for discussion, official announcement, important notice and the latest news of law, regulations and institutions to facilitate and manage public procurement Strategic Material and Sourcing Official announcement, important notice and the latest news about strategic sourcing materials, and sourcing method, requirements and application information e-Bidding Self-service enabled bidding service with tender information, bidding procedures, document submission integration, notification, etc. e-Contract Self-service enabled contract service with negotiations of terms and conditions, price, delivery, and schedule, workflow and electronic signature, authentication, certificate, etc. e-Catalog Online catalog for government marketplace to upload products and services, to manage © Copyrights 2014, National IT Industry Promotion Agency 198 / 328 Sub-system Function Description contents, and to search products and service with key word or pre-defined condition e-Order Order processing service to place an order, inquiry order and status, issue purchase order, and to integrate supplier’s sales system e-Payment Payment transaction with integrating financial institute’s system either directly or through payment gateway, and payment information of status, schedule, workflow, etc. Delivery transaction service to input delivery information, inquiry delivery status, and confirm e-Order Fulfillment delivery, and to update information in real time with using mobile logistic management devices Procurement Planning and Performance Procurement planning, progress to plan, performance management with main dashboard and analytical information Document Management Document search, download, upload, sharing and distribution required to public procurement including linkage of providing government issued document User Management Registration, evaluation, certificate, assistant of procurement, and information management of public buyers within government and suppliers outside government Supplier Performance Performance metrics to measure suppliers performance and information on credit, average delivery time, quality of products and services, etc. Procurement Statistics and Analytics Statistics and Analytical information for procurement operation, price comparison, cost breakdown analysis, budget estimates, etc. by products, services and procurement types Procurement Management Procurement Intelligence Trend, insights, expert opinions, etc. provided by Industry and domestic and international organizations, Market Intelligence structured and searchable by industry and market Benchmarking and Case Studies Benchmark data, benchmarking information and case studies of special topics related to procurement operational excellence, eprocurement, tariff, tax benefits, etc. Training and educational materials and Capability Building curriculum to improve organizational and individual capabilities on procurement operation © Copyrights 2014, National IT Industry Promotion Agency 199 / 328 Sub-system Function Description and e-procurement Operation and Maintenance ICT Governance ICT governance policy, strategy and procedure with organizational structure, major roles & responsibilities, service level agreement, service level management, performance measurement and IT BSC ICT Service Management Management of services for H/W, N/W and application based on service level agreement and performance measurement, with providing service desk System Administration System administrative functions of contents management, user information management and system management with configuration management, change management, rule management, etc., which are located in eProcurement System, but integrated with ICT service management system [Table IV.2-1] Main Functions of e-Procurement System 2.4. Workstreams 2.4.1. Workstream Definition Workstream is defined as a group of action items addressing subject areas to implement eProcurement system successfully. Workstreams could be independent with each other or have dependencies and also be carried out separately or combined manner. Four workstreams are recommended as implementation of e-Procurement system, implementation of integrated DB and data mart, system integration with related institutions, and foundation of integrated operation in order to achieve the objectives set and implement eProcurement system efficiently. Those workstreams are carried out aligned with the whole eProcurement system life cycle of strategic planning, implementation, stabilization, continuous improvement and innovation. © Copyrights 2014, National IT Industry Promotion Agency 200 / 328 [Figure IV.2-2] Workstream to Implement e-Procurement System 2.4.2. Implementation of e-Procurement System The first workstream is implementation of e-Procurement system, which provides single window-based one-stop procurement service and operation with integrating information and government services through e-Procurement portal. [Figure IV.2-3] Conceptual Function Diagram of e-Procurement System Information is offered through e-Procurement portal through structured view and search by pre-defined condition or key word, which could be set by personalized user services. © Copyrights 2014, National IT Industry Promotion Agency 201 / 328 Communication provides conferencing and discussion board for online meeting and instant messaging for urgent communication and alert. Online guidance and self-service functions are provided for transaction services. Some transaction services are integrated with other systems where those services are provided originally and transaction services for eProcurement are also integrated with other systems to provide e-Procurement services in an integrated way in every user at different institutions and private sectors. Through service linkage with single sign on, e-Procurement system could be a procurement gateway for public buyers and suppliers enabling one-stop services. For public procurement policy management, announcement function is provided to let stakeholders have the latest information and major updates without missing any important information and working group function to have stakeholders participate in policy making and related government activities. Strategic material and sourcing function enables public buyers to manage strategic materials and sourcing activities for them in better cooperative way with suppliers. e-Procurement delivery solution is core sub-system for e-Procurement system with providing procurement function directly online from tender to order fulfillment, which is operated based on workflow and electronic signature, and document sharing and data integration. For procurement management, dashboard and reporting tool are provided to improve procurement planning and performance management by officials and decision-makers for procurement function. Document sharing and authentication and certificate are provided to manage, share and provide various procurement documents and their supporting documents more efficiently and effectively. For procurement intelligence, advanced analytical and reporting tools are provided for procurement statistics and analytics based on data mining technologies. e-Learning programs are provided for capacity building to transform toward e-Procurement according to plan and improve e-Procurement capabilities for both institutions and private sectors. System management is provided with configuration management, change management, rule management and help desk for system administration sub-system. To implement e-Procurement system successfully with achieving the objectives and realizing expected benefits in line with e-Government Master Plan, there are four guiding principles are recommended as follows: Develop user friendly functions and interface. Provide automated functions in accordance with type and use of information, management purpose, transaction, etc. Play a role of a single window for related e-Services provided by government and secure scalability and interoperability for integration with current and future eServices. Design system administration function in the light of integrated operation. Action items for the workstream, implementation of e-Procurement system are also recommended for efficient and effective implementation considering changes in various environments surrounding e-Procurement system and ensuring alignment with other eGovernment initiatives. There are three action items recommended for implementation of e- © Copyrights 2014, National IT Industry Promotion Agency 202 / 328 Procurement system, which could be carried out consecutively or with term in between to define improvement opportunities from issues, user feedback and technology trends, as follows: Pilot project with basic functions and Services: Implement basic functions and core transaction services for a few institutions as a pilot project. Improvement and expansion of system, services and user institutions: Improve current functions and services, add functions and services with full scope, and provide to all institutions. Implementation of intelligent procurement work environment: improve current functions and services and implement procurement intelligence system. 2.4.3. Implementation of Integrated Procurement DB and Data Mart The second workstream is implementation of integrated procurement DB and data mart, which enables both government and private sector to access all information and official documents for public procurement more efficiently and improves strategic decision as well as day-to-day operations. [Figure IV.2-4] Conceptual DB Diagram of e-Procurement System To implement integrated procurement DB and data mart successfully with achieving the objectives and realizing expected benefits in line with e-Government Master Plan, there are four guiding principles are recommended as follows: Optimize integration of information in public buyer’s and supplier’s perspectives, not merely technical perspectives. Develop foundation to provide information with well-organized structure with relevant information, and to ensure accuracy, completeness, integrity, and traceability complying with global standards. Pursue value-oriented design to enable value added information services through data validation, statistical data generation, analytical data offering, data search by condition and advanced data processing. © Copyrights 2014, National IT Industry Promotion Agency 203 / 328 Make information available for practical use, private sector, and to support business operation mutually connected between government and private sector, and to realize practical benefits. Action items for the workstream, implementation of integrated procurement DB and data mart are also recommended for efficient and effective implementation considering status of eProcurement system implementation and changes in various environments surrounding eProcurement system and ensuring alignment with other e-Government initiatives. There are two action items recommended, which should be carried out aligned with e-Procurement system implementation and system integration with related institutions, as follows: Design, development and implementation of integrated procurement DB: Design, develop and implement integrated procurement DB with scalability and flexibility to future demands. Implementation of procurement data mart: Implement procurement data mart for statistics, analytics and performance on procurement to support procurement intelligence. 2.4.4. System Integration with Related Institution The third workstream is system integration with related institution, which is carried out by phased approach aligned with e-Procurement system implementation, ICT infrastructure deployment and implementation of other e-Government initiatives. [Figure IV.2-5] Conceptual Integration Diagram of e-Procurement System To integrate e-Procurement system with systems in related institutions successfully with achieving the objectives and realizing expected benefits in line with e-Government Master Plan, there are three guiding principles are recommended as follows: Develop phased approach to integrate related systems within and outside government in accordance with e-Government master plan and secure scalability to expand level of integration followed by each phase. © Copyrights 2014, National IT Industry Promotion Agency 204 / 328 Define integration type and method in view of contents and service function, development and operation, conceptual and physical, and ownership. Comply with global standards and adopt the state-of-art technologies to connect with ICT infrastructure and related systems from private sectors. Action items for the workstream, integration with related institution are also recommended for efficient and effective integration considering status of e-Procurement system implementation and changes in various environments surrounding e-Procurement system including ICT infrastructure deployment and ensuring alignment with other e-Government initiatives. There are two action items recommended, which should be carried out aligned with e-Procurement system implementation and implementation of integrated procurement DB and data mart, as follows: System integration for information and core services: Integrate related systems to provide information and core transaction services, and interface with institutions’ website to have users to access from the website Continuous system integration: Integrate related systems to provide information, core transaction services, and value added functions, and interface with user’s website to have users to access from the website in accordance with improvement ICT and eGovernment. 2.4.5. Foundation of Integrated Operation The fourth workstream is foundation of integrated operation, which is development of foundation for integrated operation and maintenance of H/W, S/W, N/W, services and ICT asset management. It consists of ICT governance and ICT service management with addressing subject area of SLA and SLM, ICT operation and maintenance organization, ICT service management and delivery process, and ICT service management system. System administration, sub-system of e-Procurement system is integrated or interfaced with ICT service management system. To develop foundation of integrated operation successfully with achieving the objectives and realizing expected benefits in line with e-Government Master Plan, there are four guiding principles recommended as follows: Adopt service level agreement and service level management with stakeholders for quality services, efficient operation and performance management. Design organizational structure and define clear roles & responsibilities responsible for integrated ICT operation and maintenance based on advanced ICT service management. Design advanced ICT service management and delivery processes, and implement the processes internalized in ICT service management system. Develop and implement ICT service management system with the state-of-art technologies supporting ICT infrastructure and e-Government programs. Action items for the workstream, foundation of integrated operation are also recommended considering overall status of ICT infrastructure deployment and e-Government initiatives implementation as well as e-Procurement system implementation. There are three action items recommended, which should be carried out aligned with e-Procurement system implementation and progress of e-Government initiatives implementation, as follows: © Copyrights 2014, National IT Industry Promotion Agency 205 / 328 Implementation of ICT governance: develop and implement foundation of ICT governance focusing on organization, institutional arrangements and ICT BSC. Implementation of ICT service management: develop and implement ICT service management foundation with defining core domain, standardized process and performance measurement and service level metrics, and ICT service management system Implementation of administration system: develop and implement system administrative function for e-Procurement system, which is integrated into or interfaced with ICT service management system in the future. 2.5. Action Plan The recommended workstreams and action items for e-Procurement initiative are carried out the following action plan. [Figure IV.2-6] Action Plan to Implement e-Procurement System 3. Integrated Tax and Customs System 3.1. Background Integrated Tax and Customs System transforms government operations, improves revenue management, and innovates government services to citizen and business on tax and customs. Tax and customs are major sources of government revenue, so government finance operation needs to standardize, improve and integrate revenue recognition process and system with entire finance operation. In order to do that, major sources of government revenue needs to be managed in advanced and integrated manner. Therefore, implementation strategy for Integrated Tax and Customs System can be © Copyrights 2014, National IT Industry Promotion Agency 206 / 328 summarized as follows: Transform functions of tax and customs based on administration reform through automating and integrating process and information. Improve revenue management with tax and customs intelligence. Increase transparency and credibility of overall government operation on tax and customs including policy making, taxation, collection and investigation. Integrate customs management with cargo management within and outside government in order to provide value added services. Innovate government services on tax and customs to citizen and business based on self-service enabled and financial transaction integrated services. 3.2. Overview Integrated Tax and Customs System plays an important role in improving revenue management as well as innovating government administrative services to citizen and business. It provides efficient, transparent and advanced work environment for government officials and a convenient and effective window for citizen and business, improving operational excellence and user satisfaction. The goals of Integrated Tax and Customs System are to: Lead government reform on tax and customs by reengineering process, integrating operations and information and strengthening functions of investigation and risk management. Improve revenue management from planning to collection by integrating operations and information within institutions. Increase transparency and credibility based on more efficient and effective information sharing to citizen and business. Provide one-stop government services on tax and customs through a single gateway and self-service enabled functions. The scope of Integrated Tax and Customs System is defined as following: Perform feasibility study to understand current status and identify issues and requirements on ICT environment, systems, processes, organizations and laws, develop detailed strategy and plan, and estimate budget to implement Integrated Tax and Customs System. Implement tax management and customs management to transform government operation, tax and customs intelligence to strengthen tax and customs management, and e-Tax and e-Customs portal as a single gateway with transaction services. Integrate and/or interface with related systems within and outside government to streamline end-to-end process as well as provide one-stop services. Implement integrated and centralized operation and maintenance foundation. The expected benefits for implementing Integrated Tax and Customs System are to: Reinforce government’s strong direction on transparency and earn trust from citizens and businesses. Improve efficiency, reduce cycle time and increase satisfaction of tax and customs functions within and outside government. Improve capabilities on investigation, risk management and case management based on analytical information. © Copyrights 2014, National IT Industry Promotion Agency 207 / 328 Increase satisfaction of payers with providing practical services integrated with financial transaction and government administrative information. Key consideration is also suggested that it is important to approach from the perspective of transforming overall government operations including process, not merely improving efficiency with using ICT in order to achieve goals and realize expected benefits. 3.3. To-Be Image and Main Functions Integrated Tax and Customs System supports government operation and administrative services as well as provides a single window for taxpayer and business on import and export with using ICT. Integrated Tax and Customs System basically consists of six sub-systems for government functions and payer’s duty on tax and customs – e-Tax and e-Customs portal, policy and regulation management, tax management, customs management, cargo management and tax and customs intelligence – in order to transform tax and customs functions with using ICT. System administration for Integrated Tax and Customs System is also located in it as subsystem, but it is integrated with centralized operation and maintenance. [Figure IV.3-1] Integrated Tax and Customs System To-Be Image There are twenty nine main functions in six sub-systems to provide a single-gateway and integrated one-stop services, integrated government operations, improve operational efficiency and competencies, increase internal and external user satisfaction, and also enhance ICT service management capabilities. Those main functions are defined as follows: Sub-system Function Description e-Tax and e- Information Information on policy, laws, incentives, rates, etc. © Copyrights 2014, National IT Industry Promotion Agency 208 / 328 Sub-system Function Description Customs Portal Offering of tax and customs in structured or tailored or searchable way Communication Communication tools for question and answer, decision support and information sharing Self-service enabled transaction service for tax Transaction Service filing and custom clearance with providing functions of inquiry, payment and certificate Policy and Regulation Management User Service Basic and tailored service for government officials and payers by organization, tax type, imposing period, etc. Service Link Linkage to website of related institutions or companies within and outside government Policy and Guidance Archive, draft for discussion, official announcement, important notice and the latest news of policy, strategy, procedures and guidance on tax and customs Law and Regulations Archive, draft for discussion, official announcement, important notice and the latest news of laws and regulations Institutions and Incentives Archive, draft for discussion, official announcement, important notice and the latest news of institutions and incentives Foreign Policy and Regulation Official announcement, important notice and the latest news with website link or attachment of foreign policy, regulations, institutions and incentives on tax and customs Taxation Ledger Integrated management of taxation source from initial registration, history management and change management of taxpayers and officials in charge. Tax Filing Integrated process, information and document management and information sharing of imposition, settlement, declaration, payment and refund and automated operation of tax filing Tax Collection Integrated process, information and document management and information sharing of taxation, payment and refund status, status of tax arrears, settlement and sequestration and items of deficit, allowance and return Investigation Systematic investigation management of analysis, targeting, planning, progress, findings, corrective action plan, follow-ups and appeal Tax Management © Copyrights 2014, National IT Industry Promotion Agency 209 / 328 Sub-system Function Description Tax Information Information and materials for taxation, collection and civil affairs by type of tax, payer, period of time, etc. Customs Clearance Integrated management of customs operation, administrative service provision and information along with import and export process Integrated process, information and document Customs Collection management and information sharing of import and Refund customs collection and export customs refund Customs Management Investigation Systematic investigation and surveillance management of analysis, targeting, planning, progress, findings, corrective action plan, followups and appeal Customs Information Information and materials for clearance procedures, imposition, collection and civil affairs by type of customs, payer, goods, period of time, etc. Standardized and integrated management of Customhouse loading and unloading, carrying into and out, Cargo Management transportation in a bonded area and declaration of import and export Cargo Management Tax and Customs Intelligence Cargo Tracking Inquiry and confirmation service for processing and transferring status and expected schedule along with import and export process Managed Cargo Selection and control items requiring supervision, attention or special management Inspection Management Systematic inspection management of analysis, targeting, planning, progress, findings, corrective action plan, follow-ups and appeal User Analytics Statistics and analytical information of taxation, collection, payment, declaration, customs clearance and appeal by individual user or user classification Tax and Customs Analysis Statistics and analytical information of taxation, collection, payment, declaration, customs clearance and appeal by type of tax and customs, period of time, amount, etc. Risk Management Identification, assessment, prioritization, mitigation, prevention and regular monitoring of illegality such as evasion and fraud based on collective risk level Case Management Information of individual or consolidated cases © Copyrights 2014, National IT Industry Promotion Agency 210 / 328 Sub-system Function Description of applying laws, regulations and institutions into practice Operation and Maintenance ICT Governance ICT governance policy, strategy and procedure with organizational structure, major roles & responsibilities, service level agreement, service level management, performance measurement and IT BSC ICT Service Management Management of services for H/W, N/W and application based on service level agreement and performance measurement, with providing service desk System Administration System administrative functions of contents management, user information management and system management with configuration management, change management, rule management, etc., which are located in Integrated Tax and Customs Management System, but integrated with ICT service management system [Table IV.3-1] Main Functions of Integrate Tax and Customs System 3.4. Workstreams 3.4.1. Workstream Definition Workstream is defined as a group of action items addressing subject areas to implement Integrated Tax and Customs System successfully. Workstreams could be independent with each other or have dependencies and also be carried out separately or combined manner. Five workstreams are recommended as feasibility study of integrated tax and customs system, implementation of integrated tax and customs system, implementation of integrated tax and customs DB and data warehouse, system integration with related institutions, and foundation of integrated operation in order to achieve the objectives set and implement Integrated Tax and Customs System efficiently. Those workstreams are carried out aligned with the whole Integrated Tax and Customs System life cycle of strategic planning, implementation, stabilization, continuous improvement and innovation. © Copyrights 2014, National IT Industry Promotion Agency 211 / 328 [Figure IV.3-2] Workstream to Implement Integrated Tax and Customs System 3.4.2. Feasibility Study of Integrated Tax and Customs System The first workstream is feasibility study of integrated tax and customs system, which provides viable plan with high level process design, conceptual system and DB design and estimated budget. 3.4.3. Implementation of Integrated Tax and Customs System The second workstream is implementation of Integrated Tax and Customs System, which provides advanced operating environment for government officials and a single window to citizen and business with integrating operations and information among institutions and offering online administrative services on tax and customs. 3.4.4. Implementation of Integrated Tax and Customs DB and Data Warehouse The third workstream is implementation of integrated tax and customs DB and data warehouse, which manages information on tax and customs more efficiently and effectively at user perspectives. Data warehouse based on integrated tax and customs DB improves strategic decision as well as day-to-day operations with offering enriched statistic and analytical information by user and types of tax and customs. It also enables government to securing revenue through proactive risk management. 3.4.5. System Integration with Related Institution The fourth workstream is system integration with related institution, which is carried out by phased approach aligned with Integrated Tax and Customs System implementation, ICT © Copyrights 2014, National IT Industry Promotion Agency 212 / 328 infrastructure deployment, implementation of other e-Government advancement of ICT in companies. initiatives and 3.4.6. Foundation of Integrated Operation The fifth workstream is foundation of integrated operation, which is agreement of service level and service management for operation and maintenance of H/W, S/W, N/W, services and ICT asset management. It focuses on SLA and SLM, ICT operational organization, ICT service management and delivery process, and ICT service management system. System administration, sub-system of Integrated Tax and Customs System is integrated or interfaced with ICT service management system. To develop foundation of integrated operation successfully in line with e-Government Master Plan, there are four guiding principles recommended as follows: Adopt service level agreement and service level management with stakeholders for quality services, efficient operation and performance management. Agree on organizational structure and define clear roles & responsibilities responsible for integrated ICT operation and maintenance based on advanced ICT service management. Use advanced ICT service management and delivery processes, and implement the processes internalized in ICT service management system. Implement or adopt ICT service management system with the state-of-art technologies supporting ICT infrastructure and e-Government programs. Action items for the workstream, foundation of integrated operation are also recommended considering overall status of ICT infrastructure deployment and e-Government initiatives implementation as well as Integrated Tax and Customs System implementation. There are two action items recommended, which should be carried out aligned with Integrated Tax and Customs System implementation and progress of e-Government initiatives implementation, as follows: Agreement of service level and implementation of ICT service management: agree on ICT service level and implement ICT service management with defining core domain, standardized process and performance measurement and service level metrics, and ICT service management system Implementation of administration system: develop and implement system administrative function for Integrated Tax and Customs System, which is integrated into or interfaced with ICT service management system in the future. 3.5. Action Plan The recommended workstreams and action items for Integrated Tax and Customs System initiative are carried out the following action plan. © Copyrights 2014, National IT Industry Promotion Agency 213 / 328 [Figure IV.3-3] Action Plan to Implement Integrated Tax and Customs System 4. Government Administrative Service System 4.1. Background Government Administrative Service System transforms government operation with using ICT in order to improve operational efficiency as well as provide online government administrative services to citizen and business anytime and anywhere. Therefore, implementation strategy for Government Administrative Service System can be summarized as follows: Restructure government administrative services to citizens and businesses with standardizing and integrating processes among institutions in order to change fundamentals of government operation. Implement government administrative service system as to sustain restructured operational process and collaboration among institutions. Increase transparency and credibility of overall government operation on civil affairs for both citizen and business with agreed rules for exceptions, but without letting exceptions especially caused by request from higher authority, corruption and graft, and bribe. Develop solid foundation in order to provide better administrative services at citizen’s business’s perspectives. 4.2. Overview Government Administrative Service System improves government operational efficiency and quality of government services to citizen and business by providing specialized electronic environment of civil affairs administration. © Copyrights 2014, National IT Industry Promotion Agency 214 / 328 The goals of Government Administrative Service System are to: Provide better automated and more specialized electronic environment for civil affairs administration for institutions to perform civil affairs administration in integrated, collaborative and service-oriented manner. Share common infrastructure and information to reduce investment and operational costs, secure data integrity, completeness and accuracy, and provide consistent administrative services. Have institutions manage and process civil affairs promptly, fairly and accurately, and provide convenience and empirical benefits both to citizen and business. Increase transparency and credibility based on more efficient and effective information sharing and service provision to citizen and business. The scope of Government Administrative Service System is defined as following: Perform feasibility study to understand current status and identify issues and requirements on ICT environment, systems, processes, organizations and laws, develop detailed strategy and plan, and estimate budget to implement Government Administrative Service System, which includes high level business process restructuring. Implement Government Administrative Service System for citizen and business to improve government operation, civil relations management system to manage inquiry and petition, and administrative information management to develop foundation for administrative information sharing. Integrate and/or interface with related systems within and outside government to streamline end-to-end process as well as provide one-stop services. Integrate with e-Government Portal continuously to provide online government administrative service in timely manner. Implement integrated and centralized operation and maintenance foundation. The expected benefits for Civil Affair Administrative System are to: Reinforce government’s strong direction on transparency and earn trust from citizens and businesses with providing fair services and sharing information. Establish solid foundation for operational excellence in government administration and self-service enabled one-stop services to citizen. Improve efficiency, reduce cycle time, provide online one-stop services and increase satisfaction of civil affairs. Improve quality of civil affairs administrative services with reducing gap of service quality among institutions. Key consideration is also suggested that Government Administrative Service System requires e-Government Portal as it’s a single gateway to provide online one-stop services, so implementation of Government Administrative Service System should be aligned with carrying out e-Government Portal initiatives. 4.3. To-Be Image and Main Functions Government Administrative Service System provides advanced informatization foundation for government administrative operation, civil relations and administrative information sharing on civil affairs. © Copyrights 2014, National IT Industry Promotion Agency 215 / 328 Government Administrative Service System for civil affairs basically consists of four subsystems for government civil affairs function for both citizen and business – civil affairs for citizen, civil affairs for business, civil relations and administrative information management – in order to standardize and streamline end-to-end civil affairs administrative operation in integrated and collaborative manner with using ICT. System administration for Government Administrative Service System is also located in it as sub-system, but it is integrated with centralized operation and maintenance. It is requisitely integrated with e-Government Portal and common infrastructure with identification and authentication, digital signature, workflow for administrative operation and e-Payment, as to provide civil affairs administrative services in the best and safe way at user perspectives. [Figure IV.4-1] Government Administrative Service System To-Be Image There are fifteen main functions in five sub-systems to provide integrated and standardized government administrative services in every institution, improve efficiency and effectiveness of civil relations, promote administrative information sharing within and outside government, and also enhance ICT service management capabilities. Those main functions are defined as follows: Sub-system Civil Affairs for Citizen Function Description Civil Registration Standard forms and procedures for civil registration, submission and process of civil registration, notification of processing status, registration into the system and confirmation of registration completion Application and Issuance Standard forms and procedures for driver licenses, passport, work permit, etc., application, © Copyrights 2014, National IT Industry Promotion Agency 216 / 328 Sub-system Function Description process and approval or rejection of the applied civil affairs, notification of processing status, registration into the system, and issuance of the official document or certificate Civil Affairs for Business Civil Relations Administrative Information Management Certificate Inquiry of certificate status or request for certificate issuance, notification of processing status, and confirmation of certificate or certificate issuance Business Registration Standard forms and procedures for business registration, submission and process of business registration, notification of processing status, registration into the system and confirmation of registration completion Business License Application and Issuance Standard forms and procedures for various types of business license, application, process and approval or rejection of the applied or renewed business license, notification of processing status, registration into the system, and issuance of the official document or certificate Certificate Inquiry of certificate status or request for certificate issuance, notification of processing status, and confirmation of certificate or certificate issuance Inquiry Inquiry and confirmation and question and answer of civil affairs for citizen and business Submission of petition or formal objection in the matter of civil affairs, notification of processing Petition and Formal status and action required by citizen or business Objection and result and closure of petition or formal objection Suggestion and Complaint Suggestion and complaint from citizen and business, information on government officials in charge, processing status and response from government official on the subject in order to promote participation to government civil affairs Policy and Regulations Archive, draft for discussion, official announcement, important notice and the latest news of policy, guidance, laws, regulations and institutions on civil affairs for both citizen and business Electronic Civil Affairs Document Various types of civil affairs documents including submission, application, supporting documents and certificates with electronic forms for both © Copyrights 2014, National IT Industry Promotion Agency 217 / 328 Sub-system Function Description citizen and business User Management Integrated and real-time user information with processing status of submission, application, certificate, etc. ICT Governance ICT governance policy, strategy and procedure with organizational structure, major roles & responsibilities, service level agreement, service level management, performance measurement and IT BSC ICT Service Management Management of services for H/W, N/W and application based on service level agreement and performance measurement, with providing service desk System Administration System administrative functions of contents management, user information management and system management with configuration management, change management, rule management, etc., which are located in Government Administrative Service System, but integrated with ICT service management system Operation and Maintenance [Table IV.4-1] Main Functions of Government Administrative Service System 4.4. Workstreams Workstream is defined as a group of action items addressing subject areas to implement Government Administrative Service System successfully. Workstreams could be independent with each other or have dependencies and also be carried out separately or combined manner. Five workstreams are recommended as feasibility study of Government Administrative Service System, implementation of Government Administrative Service System, implementation of integrated civil affairs DB, system integration with related institutions, and foundation of integrated operation in order to achieve the objectives set and implement Government Administrative Service System efficiently aligned with implementation of eGovernment Portal. Those workstreams are carried out aligned with the whole Integrated Tax and Customs System life cycle of strategic planning, implementation, stabilization, continuous improvement and innovation. 4.4.1. Feasibility Study of Government Administrative Service System The first workstream is feasibility study of Government Administrative Service System, which provides viable and visible plan with high-level process design, conceptual system and DB design and estimated budget. © Copyrights 2014, National IT Industry Promotion Agency 218 / 328 4.4.2. Implementation of Government Administrative Service System The second workstream is implementation of Government Administrative Service System, which provides standardized and collaborative administrative operating environment for government officials and integrated and efficient administrative information sharing environment within and outside government. 4.4.3. Implementation of Integrated Civil Affairs DB The third workstream is implementation of integrated civil affairs DB, which manages information on civil affairs efficiently and effectively at user perspectives and enables to share information within and outside government. An integrated civil affair DB also contributes to reduce management costs of civil affairs information. 4.4.4. System Integration with Related Institution The fourth workstream is system integration with related institution, which is carried out by phased approach aligned with Government Administrative Service System implementation, eGovernment Portal implementation, progress of other e-Government initiatives and ICT infrastructure deployment in the country. 4.4.5. Foundation of Integrated Operation The fifth workstream is foundation of integrated operation, which is agreement of service level and service management for operation and maintenance of H/W, S/W, N/W, services and ICT asset management. It focuses on SLA and SLM, ICT operational organization, ICT service management and delivery process, and ICT service management system. System administration, sub-system of Government Administrative Service System is integrated or interfaced with ICT service management system. To develop foundation of integrated operation successfully in line with e-Government Master Plan, there are four guiding principles recommended as follows: Adopt service level agreement and service level management with stakeholders for quality services, efficient operation and performance management. Design organizational structure and define clear roles & responsibilities responsible for integrated ICT operation and maintenance based on advanced ICT service management. Design advanced ICT service management and delivery processes, and implement the processes internalized in ICT service management system. Develop and implement ICT service management system with the state-of-art technologies supporting ICT infrastructure and e-Government programs. Action items for the workstream, foundation of integrated operation are also recommended considering overall status of ICT infrastructure deployment and e-Government initiatives implementation as well as e-Procurement system implementation. There are three action items recommended, which should be carried out aligned with Government Administrative Service System implementation and progress of e-Government initiatives implementation, as follows: © Copyrights 2014, National IT Industry Promotion Agency 219 / 328 Implementation of ICT governance: develop and implement foundation of ICT governance focusing on organization, institutional arrangements and ICT BSC. Implementation of ICT service management: develop and implement ICT service management foundation with defining core domain, standardized process and performance measurement and service level metrics, and ICT service management system Implementation of administration system: develop and implement system administrative function for Government Administrative Service System, which is integrated into or interfaced with ICT service management system in the future. 4.5. Action Plan The recommended workstreams and action items for Government Administrative Service System initiative are carried out the following action plan. [Figure IV.4-2] Action Plan to Implement Government Administrative Service System 5. e-Government Portal 5.1. Background e-Government Portal provides integrated channel with user friendly interface to promote communication, information sharing, government services among institutions, citizen and business. Therefore, implementation strategy for e-Government Portal can be summarized as follows: Establish ICT standards compliant with global standards in advance as to ensure interoperability, scalability and flexibility. Implement e-Government Portal platform to provide core services with higher needs and benefits, and offer government information currently available. © Copyrights 2014, National IT Industry Promotion Agency 220 / 328 Promote communication and participation from citizen and business, even government officials in order to increase transparency and credibility of overall government operation and respond to their requirements more proactively. Expand channel and media to reduce digital divide and reach all citizen and business anytime and anywhere with realizing real benefits in user’s perspectives. 5.2. Overview e-Government Portal improves quality of information and government services through onestop online services and promotes active e-Participation from citizen and business through bidirectional communication. The goals of e-Government Portal are to: Provide a single gateway with multiple channels for government information and online civil affairs administrative services, having citizen and business obtain information, submit civil and business registration, and apply and receive certificate from various government institutions through one-stop integrated services. Have institutions manage and process civil affairs and government information to share with citizen and business promptly, fairly and accurately, and provide convenience and empirical benefits both to citizen and business. Promote communications and interactions between government and citizen and business, and participation on government operation from them. Increase transparency and credibility based on more efficient and effective service provision and information sharing to citizen and business. The scope of e-Government Portal is defined as following: Establish ICT standards on technology and development methodology compliant to global standards in order to ensure interoperability, scalability and flexibility. Implement e-Government Portal platform citizen and business to improve government operation, civil relations management system to manage inquiry and petition, and administrative information management to develop foundation for administrative information sharing. Integrate and/or interface with related systems within and outside government as to streamline end-to-end process as well as provide one-stop services. Integrate with e-Government Portal continuously to provide online government administrative service in timely manner. Implement integrated and centralized operation and maintenance foundation. The expected benefits for Civil Affair Administrative System are to: Reinforce government’s strong direction on transparency and earn trust from citizens and businesses with providing fair services and sharing information. Establish solid foundation for operational excellence in government administration and self-service enabled one-stop services to citizen Improve efficiency, reduce cycle time, provide online one-stop services and increase satisfaction of civil affairs. Improve quality of civil affairs administrative services with reducing gap of service quality among institutions. Increase quality of service delivery and information offering, and reduce overall social costs of civil affairs. © Copyrights 2014, National IT Industry Promotion Agency 221 / 328 Key consideration is also suggested that building platform first and then have government services and information move into the platform, in consideration that it is urgent to provide government services and information online in integrated manner, but it takes time to develop proper government operating environment to support those online services and information offering. 5.3. To-Be Image and Main Functions e-Government Portal provides a single gateway for civil affairs administrative services, information offering on both government general and civil affairs, and bi-directional communication between government and citizen and business. e-Government Portal basically consists of two components – e-Government Channel and eGovernment Portal – in order to provide government services and information in integrated and collaborative manner and diversify access media with using ICT. System administration for e-Government Portal is consolidated in the system administration sub-system in Government Administrative Service System, but it is integrated with centralized operation and maintenance. It is requisitely integrated with Government Administrative Service System, other government administration system and common infrastructure with identification and authentication, digital signature, workflow for administrative operation and e-Payment, as to provide government services and information in the best and safe way at user perspectives. [Figure IV.5-1] e-Government Portal To-Be Image There are eight main functions in four sub-channels to deliver integrated government services and information. Those main functions are defined as follows: © Copyrights 2014, National IT Industry Promotion Agency 222 / 328 Sub-channel Function Home and Business Internet Fixed Internet Government Service Center Web-based e-Government functions and menu Portal with full Wireless Internet Web-based e-Government Portal services with full functions and menu Smart Phone / Tablet Mobile-optimized e-Government Portal with core functions and menu focusing on inquiry, progress check, submission and application, petition and official appeal, suggestion and complaint 2G Phone Text-based e-Government Portal focusing on information offering and alert of latest information and progress of submission and application Kiosk Web-based e-Government Portal with full functions and menu based on Kiosk located in community center Kiosk Web-based e-Government Portal with full functions and menu based on Kiosk located in government office and/or integrated government service center (office) Web Help Desk Help desk function with FAQ and Q&A for both web-based and mobile services. Call Center Call center to provide easy access over the phone with web-based e-Government Portal and call center operating system Mobile Community Center Description [Table IV.5-1] Main Functions of e-Government Channel There are eleven sub-functions in six sub-systems to deliver integrated government services and information. Those main functions are defined as follows: Sub-system e-Civil Affairs for Citizen e-Civil Affairs for Business Function Description Registration Standard registration form and online civil registration such as birth, marriage, death, etc. Application and Issuance Standard forms for various applications, and application and issuance for driver license, passport, work permit, etc. Inquiry and Check Inquiry and check of registration and application status online Registration Standard business registration form and online business registration Application and Standards forms for various applications, and © Copyrights 2014, National IT Industry Promotion Agency 223 / 328 Sub-system Function Description Issuance application and issuance license such as mining, construction, factory expansion, etc. Inquiry and Check Inquiry and check of registration and application status online Government Government information general, government website, transparency website, the latest news, important announcement, officials in charge, etc. Civil Affairs Policy and guidance on civil affairs, detailed procedure by type of civil affairs and request, institutions or officials in charge, etc. Communication FAQ, Q&A, message board, free e-mail services, alert, and questions and message status User Service User Service Basic predefined or tailored service for government officials, citizen and business by organization, type of user, etc. Service Linkage Service Linkage Linkage to website of related institutions or companies within and outside government Information Offering Communication [Table IV.5-2] Main Functions of e-Government Portal 5.4. Workstreams Workstream is defined as a group of action items addressing subject areas to carry out eGovernment Portal successfully. Workstreams could be independent with each other or have dependencies and also be carried out separately or combined manner. Four workstreams are recommended as e-Government development standards, implementation of e-Government portal, implementation of e-Government channel, and system integration with related institutions in order to achieve the objectives set and implement e-Government Portal efficiently aligned with implementation of Government Administrative Service System, other government administration system and various government e-Services. Those workstreams are carried out aligned with the whole Integrated Tax and Customs System life cycle of strategic planning, implementation, stabilization, continuous improvement and innovation. 5.4.1. e-Government Development Standards The first workstream is e-Government development standards, which provides standards on business process, technology and development methodology compliant with global standards already applied in some advanced institutions. Thereby, e-Government Portal and other eGovernment systems ensure interoperability, scalability and flexibility. 5.4.2. Implementation of e-Government Portal The second workstream is implementation of e-Government Portal, which provides a single © Copyrights 2014, National IT Industry Promotion Agency 224 / 328 gateway for government e-Services and information sharing to citizen and business. eGovernment Portal also plays a role as an integrated channel for government to communicate with citizen and business more efficiently and effectively. 5.4.3. Implementation of e-Government Channel The third workstream is implementation of e-Government Channel, which aims all citizens and business to have same benefits from e-Government Portal with avoiding digital divided. In order to achieve the objective, e-Government Portal is provided in the best way according to diversified channels. Government Service Center is also implemented to provide government services and share information to vary of user’s choice. 5.4.4. System Integration with Related Institution The fourth workstream is system integration with related institution, which is carried out by phased approach aligned with Government Administrative Service System implementation, eGovernment administration system and, progress of other e-Government initiatives and ICT infrastructure deployment in the country. 5.5. Action Plan The recommended workstreams and action items for e-Government Portal initiative are carried out the following action plan. [Figure IV.5-2]Action Plan to Implement e-Government Portal 6. Integrated Document Management System 6.1. Background Current file systems have limited function for effective and efficient sharing of government information among institutions and are used within a certain institution or shared within a few institutions. Due to the limited maintenance budget, one of the well developed and used file © Copyrights 2014, National IT Industry Promotion Agency 225 / 328 systems; SEDI is no longer use, so Honduras government has planned to implement new file system to replace SEDI. In consideration of the situation, Integrated Document Management System should be implemented with high priority to replace current file system, reduce redundant investment and develop foundation for effective and efficient information sharing environment across institutions. It also provides solid foundation for government administrative services, especially civil affairs, and information sharing to citizen and business. Therefore, implementation strategy for Integrated Document Management System can be summarized as follows: Standardize and integrate document management process across institutions in order to develop solid and advanced foundation of collaboration and support to streamline end-to-end government operation. Standardize and implement workflow from drafting to approval with using ICT as to reduce cycle time with increasing operational efficiency. Increase transparency and credibility of overall government operation with enabling clear document creation, delivery, distribution and revision process and preventing unauthorized access or modification of official documents Improve productivity of government operation considerably with reducing travel time to get hardcopy documents and increasing electronic documents exchange. 6.2. Overview Integrated Document Management System plays a critical role to establish foundations for eGovernment implementation and accelerate transformation to digital government. The goals of Integrated Document Management System are to: Establish efficient and effective foundation for government operation toward paperless government and administrative services with sharing government information electronically with citizen and business. Standardize and integrated document management process and workflow as to improve collaboration and consistency of operational quality among institutions Replace previous or current file systems which are limited function to share government documents across institutions. Improve quality of government administrative services to citizen and business based on streamlined and integrated workflow, e-Document management and e-Document sharing within and outside government. The scope of Integrated Document Management System is defined as following: Standardize document management process from creation to disposal, workflow from drafting to approval and document sharing process from inquiry and confirmation of receipt. Establish technical standards compliant with global standards with securing interoperability, scalability and flexibility within and outside government, even foreign countries. Implement platform for integrated document management and basic function focusing on e-Document management system. © Copyrights 2014, National IT Industry Promotion Agency 226 / 328 Integrate and/or interface with related systems within and outside government to streamline end-to-end process as well as provide one-stop services to government official, citizen and business. Expand integrated document management functions to various types of contents and apply it to all institutions and government administrative services. Implement integrated and centralized operation and maintenance foundation. The expected benefits for Integrated Document Management System are to: Reinforce government’s strong direction on transparency and earn trust from citizens and businesses with providing transparent management of government information and sharing information in timely manner. Establish solid foundation for operational excellence in government operation and administrative service provision. Improve performance, provide online one-stop services and increase user’s satisfaction of overall government operation Reduce operational costs for traveling, producing and managing paper-based documents, archiving paper-based documents. Key consideration is also suggested that laws and regulations are prepared and put in place for effective use of Integrated Document Management System. In order to accelerate transformation to digital government, platform for integrated document management should be implemented replacing current filing system prior to or along with implementation of the first initiative planned. 6.3. To-Be Image and Main Functions Integrated Document Management System provides foundation for efficient and effective collaboration, information sharing and provision of government administrative services within and outside government. Integrated Document Management System basically consists of five sub-systems to transform all government operation based on electronic document and workflow and provide convenient online services to citizen and business – administrative information sharing service portal, work document management, digital contents management, central digital contents and central digital archiving – with enabling standardized and streamlined end-toend government operation in integrated and collaborative manner with using ICT. System administration for Integrated Document Management System is also located in it as subsystem, but it is integrated with centralized operation and maintenance. © Copyrights 2014, National IT Industry Promotion Agency 227 / 328 [Figure IV.6-1] Integrated Document Management System To-Be Image There are twenty seven main functions in six sub-systems to provide integrated and standardized document management environment in every institution with creating collaboration workplace, improve efficiency and effectiveness of government document management function, promote administrative information sharing within and outside government, and also enhance ICT service management capabilities. Those main functions are defined as follows: Sub-system Administrative Information Sharing Service Portal Work Document Management Function Description Access Control Identification and authentication of user to confirm that user have the rights to access the system and document Workflow Drafting, review and approval process based on standardized online form, electronic document and digital signature User Management Monitoring, tracking and analysis of use of document by user and management of user information Log Management Monitoring, tracking and analysis of document log of creation, access, inquiry, revision, transfer, distribution, etc. Search Document search by pre-defined condition or key word based on document index or contents. Document Creation, Review and Approval Automation and control of document creation, review and approval with check-in and check-out function along with document management cycle © Copyrights 2014, National IT Industry Promotion Agency 228 / 328 Sub-system Function Description and document lifecycle Digital Contents Management Central Digital Contents Distribution Document Distribution and Delivery Automation and control of document distribution and delivery with document security function with expiration date and passcode along with document management cycle and document lifecycle Document Archiving and Disposal Automation and control of document archiving and disposal based on pre-defined rules under the laws or institutional policies Document Search and Inquiry Search and inquiry by pre-defined condition or key word based on document index or contents. Document Lifecycle Management of document lifecycle of creation, revision, registration, distribution, application, archiving and disposal Contents Acquisition, Conversion and Registration Automation and control of various types of contents to convert to standardized document format and register in the integrated document system Index Extraction and Management Automation and control of extraction and management index of converted document for efficient and effective search and use in practice Automation and control of archiving and disposal Contents Archiving converted contents based on pre-defined rules and Disposal under the laws or internal policies Contents Search and Inquiry Search and inquiry by pre-defined condition or key word based on document index or contents. Digital Rights Management Protection of illegal copy and distribution with digital rights management and security functions based on pre-defined rules under the laws and internal policies Contents Search and Inquiry Search and inquiry by pre-defined condition or key word based on document index or contents Contents Link and Relay Link function to provide the direct access among each system and relay function to receive and resend the transmitted message and document Transmission and Receipt Confirmation Automated tracking of transmission and receipt and sending alert of confirmation based on user’s setting Fault Management Automated tracking of fault of transmission and receipt, finding of problems and corrective action or resolution. © Copyrights 2014, National IT Industry Promotion Agency 229 / 328 Sub-system Central Digital Archiving Function Description Monitoring Monitoring and provision of information on monitoring of document distribution, transmission confirmation and fault management Contents Acquisition, Conversion and Registration Automation and control of contents acquisition and conversion from local document DB or outside sources and registration in the central document DB Index Extraction and Management Automation and control of extraction and management of index for document from local DB and outside sources Contents Storing, Automation and control of contents management Transfer, Archiving along with contents lifecycle based on preand Disposal defined rules under the laws and internal policies Operation and Maintenance Document Search and Inquiry Search and inquiry by pre-defined condition or key word based on document index or contents ICT Governance ICT governance policy, strategy and procedure with organizational structure, major roles & responsibilities, service level agreement, service level management, performance measurement and IT BSC ICT Service Management Management of services for H/W, N/W and application based on service level agreement and performance measurement, with providing service desk System Administration System administrative functions of contents management, user information management and system management with configuration management, change management, rule management, etc., which are located in Integrated Document Management System, but integrated with ICT service management system [Table IV.6-1] Main Functions of Integrated Document Management System 6.4. Workstreams Workstream is defined as a group of action items addressing subject areas to implement Integrated Document Management System successfully. Workstreams could be independent with each other or have dependencies and also be carried out separately or combined manner. Six workstreams are recommended as e-Government development standards, implementation of integrated document management system, implementation of administrative information sharing center, implementation of integrated document management DB, system integration with related institution and foundation of integrated operation in order to achieve the © Copyrights 2014, National IT Industry Promotion Agency 230 / 328 objectives set and implement Integrated Document Management System efficiently aligned with other e-Government initiatives implementation. Those workstreams are carried out aligned with the whole Integrated Document Management System life cycle of strategic planning, implementation, stabilization, continuous improvement and innovation. 6.4.1. e-Government Development Standards The first workstream is e-Government development standards, which provides standards on business process, technology and development methodology compliant with global standards already applied in some advanced institutions. Thereby, Integrated Document Management System and other e-Government administration systems ensure interoperability, scalability and flexibility. 6.4.2. Implementation of Integrated Document Management System The second workstream is implementation of Integrated Document Management System, which provides standardized and streamlined operating environment and integrated collaboration workplace within and outside government. 6.4.3. Implementation of Administrative Information Sharing Center The third workstream is implementation of administrative information sharing center in order to cope with increased needs for sharing of government information as well as establish centralized digital contents management and sharing environment. 6.4.4. Implementation of Integrated Document Management DB The fourth workstream is implementation of integrated document management DB, which manages work document in process along with document management lifecycle and workflow, establish centralized document management to increase efficiency of document management and facilitate document utilization, and enables to share information and government documents within and outside government. Integrated document management DB also contributes to reduce management costs of government documents, especially paperbased documents. 6.4.5. System Integration with Related Institution The fifth workstream is system integration with related institution, which is carried out by phased approach aligned with Integrated Document Management System implementation, eGovernment Portal implementation, Government Administrative Service System implementation, and progress of other e-Government initiatives. 6.4.6. Foundation of Integrated Operation The sixth workstream is foundation of integrated operation, which is agreement of service level and service management for operation and maintenance of H/W, S/W, N/W, services and ICT asset management. It focuses on SLA and SLM, ICT operational organization, ICT service management and delivery process, and ICT service management system. System administration, sub-system of Integrated Document Management System is integrated or © Copyrights 2014, National IT Industry Promotion Agency 231 / 328 interfaced with ICT service management system. To develop foundation of integrated operation successfully in line with e-Government Master Plan, there are four guiding principles recommended as follows: Adopt service level agreement and service level management with stakeholders for quality services, efficient operation and performance management. Design organizational structure and define clear roles & responsibilities responsible for integrated ICT operation and maintenance based on advanced ICT service management. Design advanced ICT service management and delivery processes, and implement the processes internalized in ICT service management system. Develop and implement ICT service management system with the state-of-art technologies supporting ICT infrastructure and e-Government programs. Action items for the workstream, foundation of integrated operation are also recommended considering overall status of ICT infrastructure deployment and e-Government initiatives implementation as well as e-Procurement system implementation. There are three action items recommended, which should be carried out aligned with Integrated Document Management System implementation and progress of e-Government initiatives implementation, as follows: Implementation of ICT governance: develop and implement foundation of ICT governance focusing on organization, institutional arrangements and ICT BSC. Implementation of ICT service management: develop and implement ICT service management foundation with defining core domain, standardized process and performance measurement and service level metrics, and ICT service management system Implementation of administration system: develop and implement system administrative function for Integrated Document Management System, which is integrated into or interfaced with ICT service management system in the future. 6.5. Action Plan The recommended workstreams and action items for Integrated Document Management System initiative are carried out the following action plan. © Copyrights 2014, National IT Industry Promotion Agency 232 / 328 [Figure IV.6-2] Action Plan to Implement Integrated Document Management System 7. HR System 7.1. Background The HR system has an important role to draw competent people into the government by providing a proper training to the work and compensation over the outstanding performance. The Policy raising Human resources as one of source for government’s competitiveness is very crucial and it needs to manage effectively for human resource by use of HR system to make the policy succeed. In Honduras, HR system will contribute to increase the ability of the government to the citizen’s service, productivity of the business within the government. Therefore, the whole HR processes from planning to compensation will be considered and designed carefully to let the employees to be educated very well. 7.2. Overview HR system has a series of the process to deal with effectively the human resource development. HR system should be implemented to support the processes by the computerized system. The goals of Integrated Document Management System are to: Improve national competitiveness and advance service quality for the citizen through developing human resource systematically Set long term vision for raising human resource Establish the consistent system over the human resource The scope of HR System is defined as following: © Copyrights 2014, National IT Industry Promotion Agency 233 / 328 Setup long term vision for the human resources Establishing whole processes for HR from recruiting, selection, training, performance appraisal to the compensation Set up and adapt the strategy and implementation plan for developing HR Implement HR system The expected benefits for Integrated Document Management System are to: Improve national competitiveness by securing excellent people with long term period Advance the citizen services level and quality over the government services Increase productivity through self-satisfaction of the employee Key consideration is to make common sense about the HR within government and support the policy relevant to the HR. 7.3. To-Be Image and Main Functions The HR system will manage effectively the whole processes for HR from planning, recruit, hiring, training, performance measurement to compensation and separation. The planning function of the HR is based on the estimation of the HR’s demand and supply, therefore, the balance between demand and supply is very important to make a plan of the HR. The forecasting of the HR can be affected to internal and external factors; the forecasting methods are direct managerial input or best guess and statistical and historical ratios. Internal foresting factors are affected new positions, new equipment and technology, eliminated positions, termination, retirements, resignation, turnover and transfer and so on, and external factors are demographics of labor supply, population shift and unemployment rate and so on. The human resource information system means computerized employee information systems to use the transaction processing and employee self-service and decision support. HRIS system uses personal data, promotion data, work history, educational data, performance appraisal, and employment history for support the HR decision making. In recruiting stage, there are job analysis and recruiting, internal recruiting and external recruiting, and internal recruiting. Job description which is written description of the basic tasks, duty and responsibilities, and job specification which is a written summary of the qualifications needed to successfully perform a job, is required to analyze the job, The external ways of the recruiting are advertisement, employee referrals, or internet job site, and those methods can be chosen or mixed to make the great results for HR. In the hiring stage, application and resumes, references and background checks, screenings and interviews are applied to hiring of human resources. The use of those hiring processes can also be applied to developing qualified human resources. Training for the hired people is very important work in the HR system because the people should have opportunity to develop the career path and the government services to the stakeholders can be leveled up by the trained people. There are considering to the training needs, training method and training evaluation in order that the objectives of the training is accomplished. The performance appraisal can define two functions which are the measurement over the job performance and share of the performance feedback. The job performance measurement is to © Copyrights 2014, National IT Industry Promotion Agency 234 / 328 improve job performance measurements by improving performance appraisal measures which has objective measures like sales, rejection rate and subjective measure such as, trait and behavioral observation scales and train performance raters. The sharing of the performance feedback is required to give effective the performance feedback to the employee, and 360-degree feedback is applied to get the correct feedback for an employee. Compensation is the tools to make employees to get some benefits or direct compensation according to the performance estimation. The compensation plan should be designed to reflect the results from the performance estimation of each employee. There are a lot of ways to do it depending on the policy and value of the organization. Turnover, retirement of employee is handled by the separation process in the HR system. It requires that exit from the employment is designed to be negotiated and agreeable to the employee without problems. The following figure shows the To-Be image of the HR system to be reflected those HR processes. The repository of the system should be built in the organization in advance, and integration with the relevant organization has to be considered at the design phase of the system. [Figure IV.7-1]HR System To-Be Image There are thirty main functions in ten sub-systems to provide integrated and standardized human resources management environment, one-stop employment services for government officials through HR portal in every institution and also enhance ICT service management capabilities. Those main functions are defined as follows: © Copyrights 2014, National IT Industry Promotion Agency 235 / 328 Sub-system HR Portal Function Description Information offering Information on policy, institutions, national education statistics, school, curriculum, academic research, etc. in structured or tailored or searchable way Communication Communication tools for interaction, information sharing and decision support Transaction Service Forms, applications regarding HR User Service Basic and tailored service for student, parent, teacher, academy, government officials, etc. through pre-defined structure by type of user or individual setting Service Linkage Linkage to website of related institutions, organizations and companies within and outside government Job Analysis Recruiting Hiring Internal Recruiting Collected data for finding out right people inside organization External Recruiting Collected data for choosing right people outside organization Application and Resume Application forms, resume, education, career, etc. Reference and Background Check Taking out from online about reference data for selection Selection Test Automation and supporting functions for individual school to manage application, admission, enrollment, report card, etc. Interview Training Performance Appraisal HR Planning Various related data to analyze the Job Online information regarding interview Training Needs and Information for training need and its method Methods Training Evaluation Information and data in regard to evaluation of the training Job Performance Measurement Evaluated the job performance based on the accumulated date Performance Feedback Sharing Sharing the performance estimation result using e-mail to verify it Supply/Demand Estimation Educational programs and contents used in class room teaching HR Information System Online learning program with self-learning enabled functions © Copyrights 2014, National IT Industry Promotion Agency 236 / 328 Sub-system Function Description Job Description Description/ Specification Job data regarding Job description and Job specification Separation Termination / Retirement / Turnover / Downsizing Definition types of termination, separation or incentive package by each type of termination, management of turnover, downsizing plan and execution, process of termination, etc. Compensation Decision Criteria for compensation and its design support Reward and Care Separation Operation and Maintenance Management for people left or turnover, etc. ICT Governance ICT governance policy, strategy and procedure with organizational structure, major roles & responsibilities, service level agreement, service level management, performance measurement and IT BSC ICT Service Management Management of services for H/W, N/W and application based on service level agreement and performance measurement, with providing service desk System Administration System administrative functions of contents management, user information management and system management with configuration management, change management, rule management, etc., which are located in National Education Information System, but integrated with ICT service management system [Table IV.7-1] Main Functions of HR System 7.4. Workstreams Four workstreams with nine action items are recommended to carry out HR initiatives successfully, achieve the objectives and realize expected benefits. The workstream includes implementation of HR system, implementation of integrated HR DB and Data Mart, system integration with related institution and the foundation of the integrated operation. 7.4.1. Implementation of HR system The first workstream is implementation of HR System, which provides standardized and streamlined operating environment and integrated HR system within and outside government. The HR system consists of HR portal which provides HR information to the public and interacts with them. The modules of the system is planning, recruiting, selection, training, performance appraisal, compensation and separation, and Job description module should be implanted to hire correct people to the right place. Those modules are interacting with HR Database which contains all the information of the employee and HR statistics within the government. © Copyrights 2014, National IT Industry Promotion Agency 237 / 328 7.4.2. Implementation of integrated HR DB and Data Mart The second workstream is implementation of HR DB, which manages HR data in process along with human resource data, generates the HR data for new people, and keeps existing data updated. The Data Mart uses the HR DB to get data to analyze, estimate or understand human resource information. It requires high degree of the work level in order to build the HR DB and Data Mart, so the expert for these areas should be involved in the project. 7.4.3. System integration with related institution The third workstream is system integration with related institution, which is carried out by phased approach aligned with HR System implementation, e-Government Portal implementation, Civil Affairs Administration System implementation, progress of other eGovernment initiatives, and private institution regarding HR management. 7.4.4. Foundation of the integrated operation The fourth workstream is foundation of integrated operation, which is agreement of service level and service management for operation and maintenance of H/W, S/W, N/W, services and ICT asset management. It focuses on SLA and SLM, ICT operational organization, ICT service management and delivery process, and ICT service management system. System administration, sub-system of HR System is integrated or interfaced with ICT service management system. 7.5 Action Plan The recommended workstreams and action items for HR System initiative are carried out the following action plan. [Figure IV.7-2] Action Plan to Implement HR System © Copyrights 2014, National IT Industry Promotion Agency 238 / 328 8. National Education Information System 8.1. Background National Education Information System plays an important role in success of e-Government as well as achievement of Country Vision. It enables to facilitate nationwide education management, share value added information, support academy to manage its affairs and provide online education with using ICT in a better manner. It also accelerates transformation of government administration toward digital government. Assessment, especially interview results, shows that e-Education is important to achieve eGovernment implementation successfully as well as Country Vision. Hence, National Education Information System is one of the enabler of e-Government implementation as well as a part of overall nationwide ICT improvement, providing foundation to improve educational environment. 8.2. Overview National Education Information System enables government and academy to manage and provide administrative affairs and information related to national education and academy more efficiently. It also provides more solid and advanced nationwide foundations for effective e-Education delivery in order to achieve Country Vision with using ICT and implementing e-Government. The goals of National Education Information System are to: Accelerate implementation of e-Government in Secretariat of Education and application of ICT nationwide education with leveraging its continuous effort for improvement of educational environment with using ICT. Establish solid and advanced foundation to manage and provide government administrative services and information in integrated and collaborative manner within and outside institution including parent, student and teacher. Provide school information management infrastructure for both public and private academies in order to improve efficiency of school administration. Establish foundation for e-Education delivery for within and outside government and both citizen and business. The scope of National Education Information System is defined as following: Understand current status of ICT in Secretariat of Education and major academies including issues and requirements, and identify improvement opportunities in perspectives of ICT infrastructure, e-Government implementation and nationwide educational environment including e-Education. Restructure current government administrative process and apply redesigned process to government operations, related system, government administrative services and information sharing. Implement innovative National Education Information System and integrate it with related systems within and outside institution with ensuring interoperability, scalability and flexibility. Implement intelligence system to provide value-added information with analytical, statistical and reporting functions. © Copyrights 2014, National IT Industry Promotion Agency 239 / 328 Establish integrated and centralized operation and maintenance foundation. The expected benefits for National Education Information System are to: Improve efficiency of government operation and quality of administrative services on the matter of education and its administration. Improve quality of information and promote efficient and effective information sharing across the country. Provide online administrative services on education including application, admission, certificate, etc., which reduces overall social costs. Contribute to achieve Country Vision and National Plan of educated Honduras. Key consideration is also suggested that National Education Information System has already made significant progress compared with other areas or institutions, so the implementation strategy should be developed in consideration of current and planned projects within and outside institution including UNAH. Nationwide ICT infrastructure and utilization should be also considered to deliver effective services and realize expected benefits at user’s perspectives. 8.3. To-Be Image and Main Functions National Education Information System enables government and academy to manage and provide administrative affairs and information in integrated and collaborative manner within and outside institution. It also provides nationwide advanced foundations for effective eEducation delivery. National Education Information System consists of five sub-systems as a nationwide eEducation platform – e-Education portal, e-Learning solution, national education information management, school information management, and research information and skill development – in order to establish nationwide educational environment with using advanced ICT. System administration for National Education Information System is also located in it as a sub-system, but it is integrated with centralized operation and maintenance. © Copyrights 2014, National IT Industry Promotion Agency 240 / 328 [Figure IV.8-1] National Education Information System To-Be Image There are twenty four main functions in six sub-systems to provide integrated national education information management environment, improve operational efficiency and administrative services, and support academic administration. They also improve overall level of education and competencies for government officials as well as citizen and business and enhance ICT service management capabilities. Those main functions are defined as follows: Sub-system e-Education Portal Function Description e-Education Service Self-service enabled e-Learning and government administrative e-Services Information Sharing Information on policy, institutions, national education statistics, school, curriculum, academic research, etc. in structured or tailored or searchable way Communication Communication tools for interaction, information sharing and decision support User Service Basic and tailored service for student, parent, teacher, academy, government officials, etc. through pre-defined structure by type of user or individual setting Service Link Linkage to website of related institutions, organizations and companies within and outside government © Copyrights 2014, National IT Industry Promotion Agency 241 / 328 Sub-system e-Learning Solution National Education Information Management School Information Management Research Information and Skill Development Function Description Classroom Teaching Educational programs and contents used in class room teaching Self-Learning Online learning program with self-learning enabled functions e-Learning Management Online application, admission, registration, report card and certificate, and learning progress management e-Learning Contents Management Management and supporting functions to create, revise, distribute, upload and deletion of elearning contents Academy, Teacher and Student Affairs Management and supporting functions for national education such as application, admission, registration, certificate issuance, etc. National Education Affairs Management and supporting functions for policy and institution, national education scheme, public education, curriculum, programs, etc. National Education Contents Management Management and supporting function to create, revise, distribute, upload and deletion of national and public education contents and provision of advice or guidance on contents creation National Education Statistics Statistical and analytical information on national education such as percentage of population with higher education, completion rate of secondary education, etc. School Website Standardized or tailored platform for school to publish its website School Administration Automation and supporting functions of individual school administration including general affairs, payroll, etc. Education Administration Automation and supporting functions for individual school to manage application, admission, enrollment, report card, etc. Collaboration Workplace Online work platform with communication, workflow, user services, search and site link for employees and teachers at school Academic Research Academic research information on various areas provided with pre-defined structure or searchable way Educational Advancement Information, white paper, thesis and expert columns on the matter to improve educational system, programs and environment © Copyrights 2014, National IT Industry Promotion Agency 242 / 328 Sub-system Function Description Skill Development and Job Training Information and program for skill development and job training within and outside government Foreign DB Site link or sharing of database of foreign information on education ICT Governance ICT governance policy, strategy and procedure with organizational structure, major roles & responsibilities, service level agreement, service level management, performance measurement and IT BSC ICT Service Management Management of services for H/W, N/W and application based on service level agreement and performance measurement, with providing service desk System Administration System administrative functions of contents management, user information management and system management with configuration management, change management, rule management, etc., which are located in National Education Information System, but integrated with ICT service management system Operation and Maintenance [Table IV.8-1] Main Functions of National Education Information System 8.4. Workstreams Workstream is defined as a group of action items addressing subject areas to implement National Education Information System successfully. Workstreams could be independent with each other or have dependencies and also be carried out separately or combined manner. Four workstreams are recommended as implementation of national education information system, implementation of integrated education DB, knowledge DB and data mart, system integration with related institutions, and foundation of integrated operation in order to achieve the objectives set and implement National Education Information System efficiently. Those workstreams are carried out aligned with the whole National Education Information System life cycle of strategic planning, implementation, stabilization, continuous improvement and innovation. 8.4.1. Implementation of National Education Information System The first workstream is implementation of National Education Information System, which provides advanced and integrated platform for nationwide education and education administration within and outside institution. It also provides e-Education portal and eLearning solution in order to deliver education effectively with using state-of-art technologies. It contributes to improve quality of information services and promote information sharing. © Copyrights 2014, National IT Industry Promotion Agency 243 / 328 8.4.2. Implementation of Integrated Education DB, Knowledge DB and Data Mart The second workstream is implementation of integrated education DB, knowledge DB and data mart, which manages information on education more efficiently and effectively at user perspectives. Knowledge DB supports provision and sharing of knowledge on education and manages it more systematically. Data mart based on integrated education DB improves strategic decision as well as day-to-day operations with offering enriched statistic and analytical information by type of user and subject area. It also enables government to make viable policy and develop practical strategy on national education based on value-added information. 8.4.3. System Integration with Related Institution The third workstream is system integration with related institutions or organizations, which is carried out by phased approach aligned with National Education Information System implementation, ICT infrastructure deployment, implementation of other e-Government initiatives and awareness of citizen. 8.4.4. Foundation of Integrated Operation The fourth workstream is foundation of integrated operation, which is agreement of service level and service management for operation and maintenance of H/W, S/W, N/W, services and ICT asset management. It focuses on SLA and SLM, ICT operational organization, ICT service management and delivery process, and ICT service management system. System administration, sub-system of National Education Information System is integrated or interfaced with ICT service management system. To develop foundation of integrated operation successfully in line with e-Government Master Plan, there are four guiding principles recommended as follows: Adopt service level agreement and service level management with stakeholders for quality services, efficient operation and performance management. Agree on organizational structure and define clear roles & responsibilities responsible for integrated ICT operation and maintenance based on advanced ICT service management. Adopt advanced ICT service management and delivery processes, and implement the processes internalized in ICT service management system. Implement or use current ICT service management system with the state-of-art technologies supporting ICT infrastructure and e-Government programs. Action items for the workstream, foundation of integrated operation are also recommended considering overall status of ICT infrastructure deployment and e-Government initiatives implementation as well as National Education Information System implementation. There are two action items recommended, which should be carried out aligned with National Education Information System implementation, progress of e-Government initiatives implementation and national ICT deployment, as follows: Agreement of service level and implementation of ICT service management: agree on ICT service level and implement ICT service management with defining core © Copyrights 2014, National IT Industry Promotion Agency 244 / 328 domain, standardized process and performance measurement and service level metrics, and ICT service management system Implementation of administration system: develop and implement system administrative function for Integrated Tax and Customs System, which is integrated into or interfaced with ICT service management system in the future. 8.5. Action Plan The recommended workstreams and action items for National Education Information System initiative are carried out the following action plan. [Figure IV.8-2] Action Plan to Implement National Education Information System 9. Network Infrastructure 9.1. Background Network infrastructure is essential ICT infrastructure for implementing e-Government successfully. So depending on what level of network infrastructure will provide to the eGovernment, that is, how fast the network will provide, how large area will be covered and how many users can access the network without burden financially or technically. However, current state of the network infrastructure is not enough to be ready for conveying the services. So through implementing this master plan, the network infrastructure will be ready for implementing the e-Government. 9.2. Overview Advanced network infrastructure required to effectively and reliably provide e-government service through the government data network. The goals are to provide the best network performance for government service, to reflect the best cost-benefit outcome in realizing network infrastructure, and provide reliable and secure © Copyrights 2014, National IT Industry Promotion Agency 245 / 328 network environment. The scope of work to achieve goals is defined as follows: Analyzing current network state, management condition and relevant parameters. Design network infrastructure enable to correspond dramatic data traffic increase for years to come. Migrating or upgrading existing network to To-Be network to meet the requirements for government services. Building up network management capabilities Making a training plan for human resource to fit new technology Expected benefits are to increase productivity for government services, add new services government needs to introduce for better service to the public or within government, increase network service level by making fast responsiveness about network failure, and by innovating network infrastructure, ICT competitiveness of the whole nation will increase exponentially. Key consideration is needed to share broad common sense to making network infrastructure with better quality. 9.3. To-Be Image and Main Functions Network infrastructure advancement should be considered access network, backbone network, cloud service and management capability to maintain high speed, high quality service through the network. Network can classify access network, backbone network, cloud service and network management. The access network allows the user access the network to use information provided by government. The access network is related to the network advancement directly because user acknowledges how the network capacity is in using the service. The access network will be prepared for various access methods like wireline and wireless. The wireline should contain high speed line such as DSL, Fiber to the home or business which is FTTx, and wireless LAN for public Wi-Fi and 4G /LTE for broadband mobile devices. Backbone network should have big capacity to transfer all traffics from the access network. Backbone plays a great role to transfer traffics generated by the user including data, voice and video. Backbone network affects directly to network performance. And backbone network is required to huge investments, so that the network should be designed carefully. The cloud service is current trends of the network infrastructure, which provides network virtualization, server virtualization and network as a service function. Through the cloud services, effective investment of the infrastructure can accomplish. Management of the network infrastructure requires keep the infrastructure with the highest level. It contains network management, inventory management, service management and report management. The network management reflects status of user computer or network devices to attach to the network whether it is normal or fault states. Inventory management is in charge of managing and holds status of the network resources. The service management is related to how services will be served, so the information for service will be collected and kept the information in the database. The report management © Copyrights 2014, National IT Industry Promotion Agency 246 / 328 produces the various reports to give information regarding management, inventory and service. The competitive tariff is very critical to spread e-Government services to the citizen. To make the competitive tariffs, the policy such as, release of the entrance barrier should be prepared to drive the competitive tariffs among the service providers in Honduras. The skilled human resource should be secured to keep the network to be excellent, or the training program for new person should be introduced to the people who have a talent for the network technology. Through the training program, network infrastructure will maintain with the highest quality. [Figure IV.9-1] Network Infrastructure To-Be Image The four areas with fourteen functions are recommended to build up the best Network Infrastructure in order to provide solid foundation for e-Government service. Areas Assess Network Backbone Network Function Description Wi-Fi Network implementation Implement public wireless LAN for the public area like Mall, Airport or commercial building to promote use of mobile phone. FTTX Installation Installation of the high capacity and high speed network using fiber optic cable to the home or business 4G/ LET Expansion 4th Generation with long term evolution technology to make mobile device use high bandwidth. High Capacity 20G Backbone Network aggregate traffic from user and bandwidth between node to node within the link NGN/BcN Migration New generation network work which provides voice, data and video convergence © Copyrights 2014, National IT Industry Promotion Agency 247 / 328 Areas Cloud Service Function Description High Capacity Internet End user internet service with high capacity with affordable price to promote utilization of eGovernment service to citizen Network Virtualization Consolidation of server and storage in network level in order to increase efficiency and save costs for maintain the network Server Virtualization Multiple server functions implemented in one hardware for easy of management, saving space , utility and reduce investment NaaS Network as a service which provides network as a one of service to other purpose like software or hardware which can be rented to the other entity Network Management Checking and displaying of all equipment connected to the network to inform the healthiness of the equipment Inventory Management Inventory data management of the equipment within the network which gives information about whether active or inactive, or spare parts Service Management Management of end-to-end services including quality of services, policy based routing, IP address management, etc. Report Management Reporting functions for required actions such as failure, status information for certain time of duration, etc. Management [Table IV.9-1] Main Functions of Network Infrastructure 9.4. Workstreams Workstream is defined as a group of action items addressing subject areas to implement Performance Management System successfully. Workstreams could be independent with each other or have dependencies and also be carried out separately or combined manner. The four workstreams with nine action items are recommended based on Network Infrastructure To-Be Image in order to build up the best Network Infrastructure for eGovernment service as essential activities. 9.4.1. Access Network Advancement For the access network advancement, it should be analyzed current state like network topology, configuration, networking speed, routing and switching and so on. To upgrade the access network based on the current state of the network, the goal and strategy should be developed first so as to fit the purpose of the network expansion. Afterward, the implementation plan has to be prepared. There are a lot of choices for implementing the © Copyrights 2014, National IT Industry Promotion Agency 248 / 328 access network. The wired or wireless network should be considered to the plan according to the availability of the network resources and investment. 9.4.2. Backbone Network Advancement The backbone network called trunk network which is the network among the node to node network. To make the backbone network advancement, the current states of the existing network has to be analyzed to understand the structure of the backbone network, transmission capacity and switching and routing capacity of the backbone network and so on. Generally, the bandwidth capacity of the backbone should be over 20Gbps to handle the traffic comes from the user site and switching capacity required Gbps switching at least. 9.4.3. Cloud Computing Service The cloud is a means by which world-class, highly scalable and flexible services can be delivered and consumed over the internet through as-needed and pay-per-use business model. The cloud service means that new access to the service, new capabilities for multi-tenant software and new connection to the information in context. To provide cloud service to the user cloud ready platform has to be ready and cloud ready network services are provided on the platform, and cloud service environment is ready on the network services in integrated management and policy. To make cloud service to be successful, the cloud networking challenges which are security risks, integration issues and user experiences should be overcome by adopting the correct solutions. 9.4.4. Integrated Management System and Skill Development Integrated Management System is essential to network infrastructure management. It also should be able to support that GIDC is functioning well. Thus, there are at least three management components required, which are Standardized Management Procedure (SMP), Management System (MS) and Management Organization (MO). There are three procedures in the standardized management procedure, which are service support procedure, service supplying procedure and IT infra management procedure. In service support procedure, it consists of five management procedures for error handling, change management, configuration, trouble-shootings and user request. There are three management procedures for performance, capacity and service level in service supplying procedure. Through IT infra management procedure for networking equipment, the standardized management procedure supports the network management. Management system is management service support system that provides help desk service, dashboard and service level management, and management support system that provides integrated management, integrated resource management and integrated security management. In the management organization, there would be cross-functional team which is vertical organizational structure or procedural team that provides services by person who is in charge of the service. However, when a service is requested, cross-functional team, which consists of © Copyrights 2014, National IT Industry Promotion Agency 249 / 328 the functional and procedural team, should be effective to respond to it. [Figure IV.9-2] Procedure, Supporting System and Organization of Network Infrastructure The training is an essential element for successful implementation and roll-out over the network infrastructure. Training enables Honduras to operate independently after project completion. The following table shows the training method and training courses for the people regarding the network infrastructure. Category Lecture OJT (On the Job Training) Professional institution On-line training Technology Training Method Training for 20 ~ 30 trainees, based on theory Minimizes the interference with daily work Education using the installed product Possible to learn technology in detail Utilizes professional institutions to use their training facility to provide hands-on experience Provide technical information on specific area Uses virtual learning systems for self-learning Training for many users anytime, anywhere Less effect of training and difficult to evaluate the result of training Project related technology seminar will be held for the request © Copyrights 2014, National IT Industry Promotion Agency 250 / 328 Category seminar Training Method Training for many trainees at the same time [Table IV.9-2] Network Training Method Course Basic Course Network Installation Course IT technology Networking theory Network Service System Management System, Security System Technical Support Course Technical Support Basic Networking solution Management System, Security System Network system maintenance O&M Basic Network Analysis, System Analysis O&M Course Method Lecture OJT Lecture OJT Practice, OJT Lecture Networking management & management Hardware, software and service management Management System, Security System OJT OJT Inventory and service management [Table IV.9-3] Network Training Course 9.5. Action Plan The action items about access network, backbone network should be recommended to implement at first because physical infrastructure is required to drive e-government, and implementing the cloud service should follow next stage. © Copyrights 2014, National IT Industry Promotion Agency 251 / 328 [Figure IV.9-3] Action Plan to Advance Network Infrastructure 10. Performance Management System 10.1. Background Performance Management System facilitates transformation toward digital government with driving changes in fundamental and organizational culture to vision and objective-oriented government and improving communication on vision and strategic objectives within and outside government. Assessment shows that there is the national ICT policy, Digital Agenda 2014 – 2018, but it is not clearly communicated within government and objectives set in it is not systematically managed. There is lack of long-term strategic plan on ICT and e-Government. Even if there is, there is a doubt about sustainability of policy, strategic plan and objectives. 10.2. Overview Performance Management System drives successful implementation of e-Government and transformation toward digital government based on objective-oriented organizational culture and strategic government management. The goals of Performance Management System are to: Transform fundamentals of government management on the basis of objective and performance-oriented organizational culture. Institutionalize continuous innovation toward advanced digital government. Share Country Vision, National Plan, Digital Agenda and e-Government implementation and progress of them more effectively within and outside government. Secure sustainability of ICT and e-Government implementation © Copyrights 2014, National IT Industry Promotion Agency 252 / 328 The scope of Performance Management System is defined as following: Develop strategy plan and government performance management framework including scheme, process and metrics for performance management. Implement performance management process and system aligned with performance management framework and scheme. Integrated with data sources and implement data warehouse to improve capabilities for performance analysis and reporting based on accurate, complete and consistent information. Plan, execute and monitor organizational change management programs. Establish integrated and centralized operation and maintenance foundation. The expected benefits for Performance Management System are to: Establish foundation for strategic decision-making and objective-oriented day-to-day operation. Improve communication and build consensus within and outside government more effectively, which facilitates achievement of Country Vision, National Plan, Digital Agenda and e-Government implementation. Contribute to motivate and retain human resources and deliver visible outcomes from the plan. Key consideration is also suggested that change management in order to reach an agreement on the fundamentals is critical to implement objective-oriented organizational culture and performance management system successfully. 10.3. To-Be Image and Main Functions Performance Management System enables government to communicate vision and objectives more effectively and manage organizational and individual performance transparently and systematically. Performance Management System consists of four sub-systems – user service, policy and institution management, performance planning management and performance evaluation management – in order to achieve vision and objectives more effectively and implement eGovernment efficiently with changes in the fundamental and organizational culture. System administration for Performance Management System is also located in it as a sub-system, but it is integrated with centralized operation and maintenance. © Copyrights 2014, National IT Industry Promotion Agency 253 / 328 [Figure IV.10-1] Performance Management System To-Be Image There are nineteen main functions in five sub-systems to provide integrated national education information management environment, improve operational efficiency and administrative services, and support academic administration. They also improve overall level of education and competencies for government officials as well as citizen and business and enhance ICT service management capabilities. Those main functions are defined as follows: Sub-system Function Description Dashboard Dashboard with interactive graphic interface of key performance information such as progress against plan for strategic initiatives and major performance metrics Analysis Analytical and statistical information of performance status and major performance metrics by organization, strategic initiatives, performance type, etc. Monitoring Real-time monitoring function of performance status by organization, strategic initiatives, performance type, etc. Search and Inquiry Search and inquiry of performance history, performance status, organization, strategic initiatives, etc. by pre-defined condition or tree structure or key word. Policy and Guidance Information offering, management, decisionmaking, and communication on policy and guidance of performance management User Service Policy and Institution Management © Copyrights 2014, National IT Industry Promotion Agency 254 / 328 Sub-system Performance Planning Management Performance Evaluation Management Operation and Maintenance Function Description Institution Information offering, management, decisionmaking, and communication on institution of performance management such as reward and compensation Rules and Metrics Automated management function to register, change and deletion of rules and metrics defined in policy and institution Organizations Automated management function to register, change and deletion of institution, unit and individual for performance management Strategic Planning (Mid- and Longterm) Strategic planning function to set vision, objectives, goals and performance metrics for three to five years Strategic Initiatives Registration of strategic initiatives and setting of vision, objectives, goals and performance metrics Annual Planning Registration of annual planning and setting of objectives, goals and performance metrics Enabler Management Registration, management and communication of performance enablers defined policy and institution Strategy and Direction Input or integrated from other systems for performance status and automated evaluation based on pre-defined rules for strategy and direction Operational Performance Input or integrated from other systems for performance status and automated evaluation based on pre-defined rules for operational performance such as efficiency, productivity, cycle time, citizen’s satisfaction, etc. Financial Performance Input or integrated from other systems for performance status and automated evaluation based on pre-defined rules for financial performance such as expenditure against budget, cost reduction, estimation accuracy, etc. Analysis and Reporting Standardized or tailored analytical and reporting tool for performance evaluation ICT Governance ICT governance policy, strategy and procedure with organizational structure, major roles & responsibilities, service level agreement, service level management, performance measurement and IT BSC ICT Service Management of services for H/W, N/W and © Copyrights 2014, National IT Industry Promotion Agency 255 / 328 Sub-system Function Description Management application based on service level agreement and performance measurement, with providing service desk System Administration System administrative functions of contents management, user information management and system management with configuration management, change management, rule management, etc., which are located in Performance Management System, but integrated with ICT service management system [Table IV.10-1] Main Functions of Performance Management System 10.4. Workstreams Workstream is defined as a group of action items addressing subject areas to implement Performance Management System successfully. Workstreams could be independent with each other or have dependencies and also be carried out separately or combined manner. Five workstreams are recommended as implementation of performance management strategy plan, implementation of performance management system, implementation of integrated performance DB and data warehouse, system integration with related institution, and foundation of integrated operation in order to achieve the objectives set and implement Performance Management System efficiently. Those workstreams are carried out aligned with the whole Performance Management System life cycle of strategic planning, implementation, stabilization, continuous improvement and innovation. 10.4.1. Performance Management Strategy Plan The first workstream is to develop performance management strategy, which includes objectives, scheme, process and metrics in order to change fundamental and organizational culture to objective and performance-oriented government. It eventually contributes to achieve Country Vision, National Plan and Digital Agenda as well as successful and sustainable implementation of ICT infrastructure and e-Government. 10.4.2. Implementation of Performance Management System The second workstream is implementation of Performance Management System, which enables automated and advanced performance management of organization and individual, and provides better communication environment on vision and strategic objectives. It also provides user services, which enables user have performance information more efficiently and communicate more effectively. It ultimately contributes government to achieve vision and objectives set in Country Vision, National Plan, Digital Agenda as well as implementation of ICT infrastructure and e-Government. It also provides strategic initiatives function for Digital Government Unit to manage e-Government initiatives efficiently and effectively without project management system. © Copyrights 2014, National IT Industry Promotion Agency 256 / 328 10.4.3. Implementation of Integrated Performance DB and Data Warehouse The third workstream is implementation of integrated performance DB and data warehouse, which manages information on plan and performance more systematically with ensuring accuracy, completeness, integrity and consistency. In order to do that, information from related system is extracted and stored in integrated DB for performance analysis and reporting. Data warehouse is implemented based on integrated performance DB in order to improve performance management capability with advance analysis and reporting. 10.4.4. System Integration with Related Institution The fourth workstream is system integration with related institutions or organizations, which is carried out by phased approach aligned with Performance Management System implementation, ICT infrastructure deployment, implementation of other e-Government initiatives and other government administrative systems. However, Performance Management System basically is integrated with finance system (SIAFI) for financial performance management and HR system to provide performance evaluation information with having human resources management function improved with skill development, motivation, incentives, etc. 10.4.5. Foundation of Integrated Operation The fifth workstream is foundation of integrated operation, which is agreement of service level and service management for operation and maintenance of H/W, S/W, N/W, services and ICT asset management. It focuses on SLA and SLM, ICT operational organization, ICT service management and delivery process, and ICT service management system. System administration, sub-system of National Education Information System is integrated or interfaced with ICT service management system. To develop foundation of integrated operation successfully in line with e-Government Master Plan, there are four guiding principles recommended as follows: Adopt service level agreement and service level management with stakeholders for quality services, efficient operation and performance management. Agree on organizational structure and define clear roles & responsibilities responsible for integrated ICT operation and maintenance based on advanced ICT service management. Adopt advanced ICT service management and delivery processes, and implement the processes internalized in ICT service management system. Implement or use current ICT service management system with the state-of-art technologies supporting ICT infrastructure and e-Government programs. Action items for the workstream, foundation of integrated operation are also recommended considering overall status of ICT infrastructure deployment and e-Government initiatives implementation as well as National Education Information System implementation. There are two action items recommended, which should be carried out aligned with Performance Management System implementation, progress of e-Government initiatives implementation and national ICT deployment, as follows: © Copyrights 2014, National IT Industry Promotion Agency 257 / 328 Agreement of service level and implementation of ICT service management: agree on ICT service level and implement ICT service management with defining core domain, standardized process and performance measurement and service level metrics, and ICT service management system Implementation of administration system: develop and implement system administrative function for Performance Management System, which is integrated into or interfaced with ICT service management system in the future. 10.5. Action Plan The recommended workstreams and action items for Performance Management System initiative are carried out the following action plan. [Figure IV.10-2] Action Plan to Implement Performance Management System 11. Government Integrated Data Center 11.1. Background The Government Integrated Data Center (hereinafter referred to as “GIDC”) is required to provide the government service to the citizen using electronic channels, each Secretariat or agency can prepare to provide quick and easy service, and that is common phenomena up to now. But in the view of the investment, operation and management, the services by individual Secretariat estimated less efficiency than integrated services by Government integrated data center. According to the report regarding the data center in Honduras, there are many organizations having their own data center for their services, but they need to upgrade the data center to provide better functionality and security of the data center. Moreover, to save the growing expenditure for ICT infrastructure, it is great time to make investment for GIDC. © Copyrights 2014, National IT Industry Promotion Agency 258 / 328 11.2. Overview GIDC is Government ICT infrastructure to provide high quality of services with economic way, and avoid investment duplication of the assets required to government. Therefore GIDC should be flexible, standardized and security enforced common infrastructure The goals are to build ICT infrastructure for government service and implement sustainable infrastructure for government system and service The scope of work to achieve goals is defined as follows: Doing feasibility study to find out cost effective way to build GIDC Design GIDC Architecture for reflecting requirements that GDIC must support Design and Build up Physical infrastructure like network, building facility and security management Expected benefits are to save costs of the government operation by providing one stop service from buying to operation to maintenance, share ICT people’s ability through whole government and provide high quality of government service without any hurdles like security threat. As the key consideration, laws and regulations should be prepared and put in place for GIDC, and align GIDC with current data center operation and find out economic way to build up GIDC. 11.3. To-Be Image and Main Functions GIDC prepares seven roles to provide high quality of service, ICT, Facility and GIDC building infrastructure will be ready to support the roles as three physical domains. Goal of the project should make Tier III level, which is defined by Uptime Institute, will be applied to the GIDC as a design goal. Uptime Institute is the world-unique organization that provides consulting, education and seminars for data centers. About 85 percent of the Fortune-100 enterprises have subscribed to Uptime Institute membership. It is only institution in which certify tier level of data centers. The following Tier III level is defined as follows: - Availability: 99.982% (annual non-operation hours are 0.4~1.6 hours) - Equipped with dual redundant power and air conditioning facilities that provide power and air conditioning via single route - Real-time maintenance and regular check-up of infrastructure facilities is possible without full stopping of the IT systems For the vision of the GIDC is as follows: Excellent and outstanding IT infrastructure for supporting e-Government services in order to increase productivity of the government policy System and service center for providing the highest services to the citizens immediately to when they want and what they need Efficient and Effective data center as which avoid duplicate investment for IT © Copyrights 2014, National IT Industry Promotion Agency 259 / 328 resources and provide integrated operations for every IT services the government pursues The Strategy to support the GIDC vision is as follows: Constructing a building as base of national IT infrastructure for securing government services with very efficiently and flexibly even at any changes of situation that may occurred in the future. Installation of the great quality of the hardware and software to provide seamless support of the government services without downtime. Setting up operation and management plans in which contain employ training plan, system management procedures and governance of the GIDC operation organization Security plans for monitoring, tracking and controlling the resources and person to come in and out of the building and outside of the building There is framework help see the vision and the strategy very well which define roles within GIDC and physical domains as an infrastructure for executing the roles [Figure IV.11-1] Government Integrated Data Center To-Be Image Seven roles to be operated and 3 physical domain for GIDC infrastructure is defined to implement the excellent GIDC. The seven roles are defined as follows: Roles and Domain GIDC 7 roles Key function • • • • • • • Planning & Strategy Security & network management Information Resource management Operation Control SLA management Technical assistance & consulting Contribution to community © Copyrights 2014, National IT Industry Promotion Agency Description Data Center has to have key functions to operate it effectively. 260 / 328 Roles and Domain ICT infrastructure Domain Facility infrastructure domain GIDC building Key function Description • Integrated operation management system • Integrated security management system • Integrated network management system • Shared storage & backup system • Integrated resources management system • Disaster recovery system • Center control • Supply electricity • HVAC • Fire protection • Facility security • Consolidated cabling system ICT infrastructure within the data center should provide these functions to maintain the GIDC works well. • • • • Main Computing space Computing assistance space Office and training space Welfare space Facility management function is required to keep the GIDC working continually without fault and these are very important to the GIDC operating environment. These systems must fulfill the standardized procedure and quality. Building should meet the GIDC operating condition defined by the international institution. [Table IV.11-1] Main Functions of Government Integrated Data Center 11.4. Workstreams Workstream is defined as a group of action items addressing subject areas to implement Performance Management System successfully. Workstreams could be independent with each other or have dependencies and also be carried out separately or combined manner. Four Workstreams with action items are recommended to carry out GIDC initiatives successfully, achieving the objectives and realizing expected benefits. 11.4.1. Feasibility Study for Government Integrated Data Center To estimate the feasibility of the GIDC, feasibility study is required. The procedure of the feasibility study for GIDC is as follows: Assessment of the current status of the GIDC There is no guideline for operating government computing equipment and computing centers, and government agencies are operating computing systems and server rooms separately depending on importance and scale of agency. The problem of Honduran government agencies in data management is that data losses © Copyrights 2014, National IT Industry Promotion Agency 261 / 328 occur frequently. As many data of government agencies are managed separately by government workers, data are often lost due to resignations of employees, PC failures, and improper job change-over. In particular, it often happens that resigning employees delete all data in their possession without handing them over to their successors, which causes a great deal of difficulties in data management. The following table shows the current states of the data center holding by the government agencies. No. Government Agency Name of Service Type of Server 1 Secretariat of Energy, Natural Resources, Environment and Mines MIGA Mid-range server HP Internal 2 Secretariat of Defense Informative Website, Transparency Portal, institutional electronic mail Virtual PC VMware station Dell Internal 3 Secretariat of Labor and Social Security Job board services, social security and labor rights Mid-range server Dell Internal 4 Secretariat of Education Secretaría de Educación República de Honduras Mid-range server HP, Dell Internal Secretariat of Presidency Secretaría de Estado en el Despacho Presidencial Virtual machine in SAN Dell Dell Internal National Commission of Banks and Insurances Services for consultation and exchange of information with the institutions supervised (Financial interconnection) Mid-range server Dell Internal Secretaría de Relaciones Exteriores de Honduras PC class server Dell Internal Portal Web Instituto de la Propiedad Publication of the following: economic indicators, credit and exchange monetary policy, exchange rate of foreign currency, the goal of automated capture and generation of economic statistics Mid-range server Dell Internal PC class server HP-Compaq Internal 5 6 7 8 9 Secretariat of Foreign Affairs and International Cooperation Institute of the Property Central Bank of Honduras © Copyrights 2014, National IT Industry Promotion Agency Manufacturer Location 262 / 328 No. Government Agency Name of Service Type of Server 10 Executive Revenue Service Portal Institucional Dirección Ejecutiva de Ingresos Dedicated server Dell Internal National Autonomous Service of Aqueduct and Sewer System National Institute of Government Employees’ Retirement and Pension Servicio Autónomo Nacional de Acueductos y Alcantarillados Mid-range server Dell Internal Query services and transparency portal Mid-range server Dell Internal 13 Secretariat of Security Secretaría de Seguridad No answer HP Internal 14 Institute of Access to Public Information Application server Mid-range server HP Internal 15 Secretariat of Social Development and Inclusion SEDIS - Dirección de Pueblos Indigenas y Afrohondureños PC class server Dell Internal 16 Secretariat of Health Secretaría de Salud Mid-range server Dell Internal 17 Secretariat of Human Rights, Justice, Governance and Decentralization No answer External server External External 18 National Electric Power Coporation Empresa Nacional de Energía Eléctrica Mid-range server HP Internal 19 National Institute of Statistics National statistical information Mid-range server Dell MAS NET 20 Honduran Telecommunication Corporation (HONDUTEL) HONDUTEL Mid-range server IBM Internal 11 12 Manufacturer Location [Table IV.11-2] Current Status of Data Center within Honduras Government Benchmarking over the advanced country To identified the direction of the government data center, the benchmarking over the advanced country like Korea, USA or other selected country. Through the benchmarking the implication of what kinds of points should be reflected to build up the GIDC. For example, the implications from the benchmarking can be considered as following table: © Copyrights 2014, National IT Industry Promotion Agency 263 / 328 Secure Safety Improve cost efficiency Enhanced Service level • Increase business continuity: By preventing occurrence of problems, provide IT environment that does not interrupt operation. • Enhance counter-measures against disasters: Build system to take measures promptly when disasters/problems occur. • Increase security: Improve ability for prevention of and countermeasures against information trespassing. • Economies of scale: Decrease duplicated investment by sharing resources through integrated environment, and reduce purchasing costs through increasing negotiation power. • Reduce complexity: Optimize IT resources dispersed in multiple places into an integrated environment, and save costs by simplification and standardization of tasks. • Remove overspending factors: Remove wasteful expenditures that could avoid. • Increase IT operation efficiency: Operate IT equipment with less man-power through speedy handling and less wasteful work. • Increase responsiveness to customers: Vitalize responding to customers’ demand and opinions by integrating customer contact center. • Achieve higher service level: Raise the level of information age by reducing the gaps of capability among various organizations, introducing new technology and reinforcing professionalism. • Improve reliability: Provide speedy and clear services by improving business process and procedures. [Table IV.11-3] Implications for Government Integrated Data Center Benchmarking Develop the vision and strategy for building up the GIDC In this stage, vision and goals of the GIDC should be suggested and developed the strategy for implementing the vision and goals as follows: [Figure IV.11-2] Objectives and Goals of Government Integrated Data Center © Copyrights 2014, National IT Industry Promotion Agency 264 / 328 Design and implementation plan of the GIDC In this stage, the scope of the work has to be defined, and detailed implementation plan should be suggested so that GIDC enable to be built by the plan. There are plenty of activities in the plan including building construction, facility infrastructures to be installed in the building and network infrastructure to be used to the computing resources in the GIDC. And detailed schedule and organization of the GIDC management and management procedure will be included in this stage. Economic Analysis of the GIDC The objectives of the economic analysis is to conduct the analysis to assess the benefit and cost ratio, and project feasibility of the GIDC project as SOC facility The analysis indices the Benefit/Cost ratio, Net Present Value (NPV), and economic internal rate of return (EIRR) There will be applied direct and indirect economic analysis to get correct information for the estimation. 11.4.2. Critical Factors Evaluation of Government Integrated Data Center Location evaluation based on the security, sustainability of the disaster is very important work, and GIDC should be located at the place where the utility like power, telecommunication link provides easily, where physical attack from outside can be protected, and where the natural disaster like earthquake, hurricane or tornado is not occurred. The international data center organization recommends the right place to be suited to build the government data center as follows: Items Accessibility infrastructure for Criteria social Secure, stable and easy access from/to social infrastructure such as roads, power and telecom networks. Reasonability of center’s size including future Sufficient land area and longexpansion with regard to the minimum available land term use of the land space and availability of the long-term use of the land Limitations by urban Planning Location where construction of the center is possible according to use zoning Safety from natural disaster Location seldom affected by natural disasters such as earthquake and typhoons. Investment effectiveness Usability of the social infrastructures like power, telecom or water [Table IV.11-4] Location Selection Criteria for Government Integrate Data Center © Copyrights 2014, National IT Industry Promotion Agency 265 / 328 11.4.3. Digital Infrastructure The environment facility, operation center, facility management system and network infrastructure should be designed in this stage, so the detailed information of the system to be considered in the design phase has shown in the following table. Items Purpose Environment Facility (server room components) The server room requires stable and efficient environment as an important space that provides non-interrupted operation of the IT system on the 24-hour/365-day basis. Therefore, we have established the following design strategy. Operation center and Facility Management system The GIDC command center requires the optimal system environment because it controls system operation status by comprehensive and systematic manner through 24hour/365-day real-time monitoring to the information system and infrastructures, Facility configuration Electricity configuration, Air-conditioning system Fire-fighting system, Physical security system (CCTV, Access Control) should reflect to the design Network infrastructure All ICT equipment is connected to the network infrastructure in the GIDC, so proper design of the network infrastructure for GIDC is critical, thus performance, resiliency and scalability should be considered at the design. [Table IV.11-5] Infrastructure Requirements for Government Integrated Data Center 11.4.4. Implementation of Infra System Facility infrastructure should be implemented to protect the information system against natural disasters, provide optimal and stable environment for running IT equipment, highlevel of physical security, efficient operation, and stable power supply to the systems for 24x365 day operation in the GIDC. Network infrastructure is the common infrastructure in the GIDC. All computing equipment connected on this network structure for handling its own purpose well. It should provide very high capacity to backbone network, of which switching capacity is over tens of terabit per second and use fiber channel to connect server or storage within the GIDC, and monitoring system, operation management system, security management system and facility management system should be connected to this shared network without bottleneck. The conceptual diagram for the network infrastructure is as follows: © Copyrights 2014, National IT Industry Promotion Agency 266 / 328 [Figure IV.11-3] Conceptual Network Diagram for Government Integrated Data Center 11.5. Action Plan The following figure shows detailed action plan by Workstream for implementing GIDC. According to the action plan, the GIDC building construction is the critical path for implementing the GIDC. Therefore, it should be decided for GIDC to be constructed new building or renovated the existing building for purpose of the GIDC. [Figure IV.11-4] Action Plan to Implement Government Integrated Data Center © Copyrights 2014, National IT Industry Promotion Agency 267 / 328 12. Roadmap 12.1. Logical Sequence In order to finalize prioritization and develop roadmap out of the selected e-Government initiatives, logical sequence of them is identified based on interrelations analysis, review of benchmarking studies and professional judgment. Key messages from logical sequence identification are as follows: Organizational model focusing on institutional arrangements and redesign of Digital Government Unit should be carried out in advance. Legal framework is supposed to be ready prior to the implementation of eGovernment initiatives, but each required act or decree needs for the specific initiative to be prepared and put in place in line with the schedule to implement it. Change management needs to be planned and executed, and status of changes should be monitored along with the whole e-Government implementation. However, Change management programs are also required to be planned and executed for each eGovernment initiative. In spite of lower priority compared with some of other initiatives, Government Integrated Data Center and Network Infrastructure should be started in advance to provide solid foundation, reduce redundant investment and accelerate transformation to digital government. Integrated Document Management System is the foundation of online service and information offering within and outside government. Hence, it should be implemented prior to other e-Government initiatives to provide efficient and effective online service provision and information sharing, and standardize government operation. The diagram below shows the conceptual interrelations and logical sequence of the selected e-Government initiatives. [Figure IV.12-1] Logical Sequence of e-Government Initiatives © Copyrights 2014, National IT Industry Promotion Agency 268 / 328 12.2. Roadmap The roadmap for the e-Government initiatives to implement e-Government is developed in consideration of prioritization based on strategic evaluation of forty potential initiatives and adjustment based on logical sequence among sixteen selective initiatives including initiatives for management strategy. In order to develop viable roadmap, project period of time for respective initiative is also considered to utilize available resources efficiently, finance and secure funds, train human resources, apply to actual practices and standardize implemented initiative. The roadmap recommended here only includes e-Government initiatives for implementation strategy. The roadmap has been developed based on five-year cycle and defines eGovernment development phases as foundation (2015 – 2016), stabilization and expansion (2017 – 2018) and advancement (2019). [Figure IV.12-2] Roadmap of e-Government Implementation © Copyrights 2014, National IT Industry Promotion Agency 269 / 328 V. Management Strategy 1. Methodology Framework and Activities for Management Strategy Management Strategy is to define overall e-Governance framework and design actual eGovernment implementation and operation environment, which is e-Government operating model, consisting of organizational model, management structure of project management, change management and legal framework. It is critical for the successful e-Government implementation in collaboration with various stakeholders. [Figure V.1-1]Methodology Framework and Activities for Management Strategy 2. e-Governance Framework 2.1. Background According to assessment, government reform has been carried out and organization has been established for government to transform toward digital government under the law. But the organizational structure for digital government unit and major roles and responsibilities are not clearly defined yet. There also has been some progress in legal and institutional framework, but they are still not adequately prepared without essential acts and institutions put in place. Based on interview results, major issues which should be addressed in management strategy are lack of communication within and outside government, lack of collaboration to implement ICT infrastructure and e-Government, lack of awareness by both citizens and businesses, insufficient skilled and experienced human resources, legal framework to drive © Copyrights 2014, National IT Industry Promotion Agency 270 / 328 and support sustainable e-Government implementation in practice. Therefore, e-Governance framework should be properly established to facilitate implementation of ICT infrastructure and e-Government initiatives, sustain application them in practice and promote continuous improvement. 2.2. e-Governance Framework e-Governance framework defines and provides e-Government implementation environment with core operating model of organizational model, management structure focusing on project management, change management and legal framework. It should be carried out aligned with overall e-Government Master Plan and individual e-Government initiatives along with project lifecycle from planning to closeout. [Figure V.2-1] e-Governance Framework Organizational model includes institutional arrangement, organizational redesign focusing on Digital Government Unit, definition of major roles & responsibilities and ICT capacity building. Management structure defines standardized project management processes and core activities to manage e-Government implementation and operation. Change management provides basic methodology to plan, execute and monitor overall changes. Project management and change management should be planned and executed in coordinated manner for application in actual practices as well as successful implementation of e-Government. Legal framework recommends e-Government legal structure, framework acts required, acts and decrees to put e-Government initiatives in place, and key components for recommended acts and decrees. © Copyrights 2014, National IT Industry Promotion Agency 271 / 328 3. Organizational Model 3.1. Institutional Arrangements 3.1.1. e-Government Promotion Organizational Structure Institutional arrangements for e-Government promotion are designed with five functional groups – dedicated e-Government body, central funding body, ICT leadership group, ICT technical group and public private partnership – in order to facilitate institutional interactions and implement e-Government initiatives in collaborative and integrated manner. It also promotes engagement of private sector from policy making to operation and maintenance of e-Government based on strategic partnership. [Figure V.3-1] Institutional Arrangement for e-Government Promotion 3.1.2. Major Roles and Responsibilities of Participant Organization e-Government implementation brings together many participants, which requires clear roles & responsibilities in an inter-related and mutual dependent way with separation of ownership and accountability based on agreement and/or contract. Participant organizations and their major roles and responsibilities by organizational function are suggested as the table below. © Copyrights 2014, National IT Industry Promotion Agency 272 / 328 Sector Public Sector Organizational Function Dedicated e-Government Body Participant Organization Digital Government Unit e-Government Board Central Funding Body ICT / e-Government Agency SEFIN / ONCAE User Sector User Secretariat Major Roles and Responsibilities • Develop ICT and e-Government policy and guidance to advance ICT infrastructure and implement eGovernment initiatives in efficient, effective and collaborative manner. • Identify issues, requirements, and opportunities, define and prioritize ICT and e-Government projects, develop plan, proceed as planned, and monitor progress. • Review and approve proposed ICT and e-Government projects from various participant organizations. • Identify opportunities and propose ICT and e-Government projects. • Provide financial and economic analysis with business cases and provide advice. • Manage funding arrangements and allocations to projects. • Cooperate with internal and external audit and in program management • Consider the whole of government ICT investment principles in identifying opportunities and defining projects. CIO Council / • Provide feedback to dedicated eGovernment body, central funding CONATEL body and public private partnership. • Proffer advices to dedicated eInformation Government body and central funding Society Council body through working closely with public private partnership. • Facilitate implementation of ICT infrastructure and e-Government. ICT Leadership Government Group CIO ICT Technical ICT / Group e-Government Operating Agency © Copyrights 2014, National IT Industry Promotion Agency • Manage delivery and operation of ICT infrastructure and public services in conjunction with participant organizations in public private partnership. 273 / 328 Sector Private Sector Others Organizational Function Participant Organization Public Private ICT Company / Partnership as Sponsor and Consortium, Funder, Contractor, Operator and Financial Institute Consultancy NGO / NPO Major Roles and Responsibilities • Support to evaluate ICT infrastructure and e-Government opportunities and project. • Finance and carry out ICT infrastructure and e-Government projects based on public private partnership. • Discuss and agree on the scope of engagement from planning to operation. • Contribute to ICT infrastructure and eGovernment policy making, identification of opportunities and projects, and overall operational efficiency of public private partnership. • Provide advice on ICT infrastructure and public private partnership together or respectively. [Table V.3-1] Major Roles and Responsibilities of Participant Organizations for eGovernment by Organizational Function 3.1.3. Accountabilities by Participant Organization Accountabilities for implementation of ICT infrastructure and e-Government are defined in accordance with RASIC (Responsible, Approve, Support, Inform, and Consult) matrix, aligned with project management processes which are defined in management structure. Process Participant Organizations # Name Digital Government Unit eGovernment Board ICT / e-Gov. Agency SEFIN / ONCAE User Sector User Secretariat EGM1.1 Identification of Issues and Problems R/A C/A S R/A S S EGM1.2 Policy Formulation R/A C/A S R/A S S EGM1.3 Policy Legitimization R/A C/A S R/A S S EGM1.4 Policy Implementation R/A C/A S R/A R/S R/S EGM1.5 Policy Evaluation R/A C/A S R/A S S © Copyrights 2014, National IT Industry Promotion Agency 274 / 328 Process Participant Organizations # Name Digital Government Unit eGovernment Board ICT / e-Gov. Agency SEFIN / ONCAE User Sector User Secretariat EGM2.1 Opportunities Identification R/A C/A R/S R R/S R/S EGM2.2 Partnership Formulation R/A C/A R/S R R/S R/S EGM2.3 Partnership Implementation R/A C/A R/S R R/S R/S EGM2.4 Partnership Management R/A C/A R/S R R/S R/S EGM3.1 Project Identification R/A C/A R R/A R/S R/S EGM3.2 Business Case Development R/A C/A R R/A R/S R/S EGM3.3 Project Preparation R/A C/A R R/A R/S R/S EGM3.4 Bid Management R/A C/A R R/A R/S R/S EGM3.5 Negotiation and Final Contract R/A C/A S R/A S/A S/A EGM4.1 Contract Management R/A C/A S R/A S/A S/A EGM4.2 Finance Management R/A C/A S R/A S/A S/A EGM4.3 Quality & Risk Management R/A C/A R/S R/S S/A S/A EGM4.4 Change Management R/A C/A R/S R/S S/A S/A EGM4.5 Delivery Management (Scope/Time) R/A C/A R/S S/I S/A S/A EGM5.1 Project Performance Management R/A C/A R/S R/A R/A R/A EGM5.2 Service Level Agreement R/A C/A R/S R/A R/A R/A EGM5.3 Technical Performance Management R/A C/A R/S R/A R/A R/A EGM5.4 Finance Performance Management R/A C/A R/S R/A R/A R/A © Copyrights 2014, National IT Industry Promotion Agency 275 / 328 Process Participant Organizations # Name Digital Government Unit eGovernment Board ICT / e-Gov. Agency SEFIN / ONCAE User Sector User Secretariat EGM5.5 Annual Performance Review R/A C/A R/S R/A R/A R/A [Table V.3-2] Accountability Metrics – RASIC Chart (1/2) Process Participant Organizations ICT / eCIO Information NGO Government Gov. ICT Financial Council / Society / CIO Operating Company Institute CONATEL Council NPO Agency # Name EGM1.1 Identification of Issues and Problems A S/C I S/C C/I C/I C/I EGM1.2 Policy Formulation A S/C I C/I C/I C/I C/I EGMPolicy 1.3 Legitimization A C/A A C/I C/I C/I C/I EGMPolicy 1.4 Implementation A S/C I C/I C/I C/I C/I EGM1.5 A C/I I C/I C/I C/I C/I A S/C I C/I C/I C/I C/I R/A R/A I C/I C/I C/I C/I EGM- Partnership 2.3 Implementation R/A R/A I C/I C/I C/I C/I EGM2.4 R/A R/A I C/I C/I C/I C/I EGMProject 3.1 Identification C C C C/I C/I C/I C/I EGM- Business Case 3.2 Development A A I C/I C/I C/I C/I EGM3.3 Project Preparation A A I C/I C/I C/I C/I EGM3.4 Bid Management A A I C/I C/I C/I C/I A A I C/I C/I C/I C/I Policy Evaluation EGM- Opportunities 2.1 Identification EGM2.2 Partnership Formulation Partnership Management EGM- Negotiation and 3.5 Final Contract © Copyrights 2014, National IT Industry Promotion Agency 276 / 328 Process Participant Organizations ICT / eCIO Information NGO Government Gov. ICT Financial Council / Society / CIO Operating Company Institute CONATEL Council NPO Agency # Name EGM4.1 Contract Management A A I C/I C/I C/I C/I EGM4.2 Finance Management A A I R/C/I C/I C/I C/I EGM- Quality & Risk 4.3 Management A A I R/C/I C/I C/I C/I EGM4.4 Change Management A A C/I R/C/I C/I C/I C/I EGM4.5 Delivery Management (Scope/Time) A A I R/C/I C/I C/I C/I EGM5.1 Project Performance Management A A C/I R/C/I R/C/I C/I C/I EGM- Service Level 5.2 Agreement A A I R/C/I R/A/C/I C/I C/I EGM5.3 Technical Performance Management A A I R/C/I R/C/I C/I C/I EGM5.4 Finance Performance Management A A I R/C/I R/C/I C/I C/I EGM5.5 Annual Performance Review A A C/I R/C/I R/C/I C/I C/I [Table V.3-3] Accountability Metrics – RASIC Chart (2/2) 3.2. Organizational Redesign Functional description for each participant organization is prepared to provide purpose, major roles & responsibilities, and required qualifications. 3.2.1. Digital Government Unit The purposes of Digital Government Unit and its functions are to provide advice to SCGG and implement and lead public private partnership as well as ICT infrastructure and eGovernment in conjunction with respective government institutions and private sectors regarding policy making, big picture for strategy development. They also include oversight on planning and execution of ICT infrastructure and e-Government programs. Digital Government Unit reports to Presidential Direction of Transparency, Modernization and State Reform and works closely with e-Government Board. © Copyrights 2014, National IT Industry Promotion Agency 277 / 328 Major roles and responsibilities are defined in details as follows: Identify issues and requirements for ICT infrastructure and e-Government, define improvement opportunities in policies, prepare proposal for ICT and e-Government policy and legitimize laws and regulations to promote implementation of ICT and eGovernment. Develop strategy for ICT infrastructure and e-Government in line with country vision, national plan, and ICT and e-Government policy. Organize institutional arrangements and public private partnership to implement ICT infrastructure and e-Government within and outside government. Lead and/or assist identification of ICT infrastructure and e-Government projects in conjunction with respective user institutions. Assist business case development, supplier selection and contract management. Manage overall status and performance of ICT infrastructure and e-Government programs and oversee individual projects executed under transformation to digital government. Monitor and manage service level and performance of operation and maintenance of ICT infrastructure and e-Government facilities provided by government ICT technical group and/or private sectors. Build strategic relationship within and outside government including private sectors, international institutes and foreign government. Structure for Digital Government Unit Government CIO as a head of Digital Government Unit Directors in charge of policy and strategy, planning, performance, project management, and e-Government support respectively. Government officials to perform policy making, strategy development, planning, performance, project management, monitoring and stakeholder communication. Functional organizational structure for Digital Government Unit is suggested to be redesigned with five divisions which are policy, planning, performance, support and PMO as follows: [Figure V.3-2] Functional Organizational Chart for Digital Government Unit © Copyrights 2014, National IT Industry Promotion Agency 278 / 328 Policy division is in charge of policy making, strategy development and ICT standards management. It also performs stakeholder communication at policy and strategy level in order to coordinate and facilitate collaboration among institutions with leveraging their leaderships. Planning division is in charge of annual planning, information and service planning and project planning, which are aligned with strategy development by policy division. It ensures all plans are complaint with ICT standards managed by policy division. Performance division is in charge of performance evaluation and performance monitoring at operational and financial perspectives. In order to transparent and fair performance evaluation, it works closely with not only planning division and PMO division but also Secretariat of Finance under Sectorial Cabinet of Economic Execution and Regulations and ONCAE under SCGG. It also works on service level agreement and service level management within and outside government. Support division is in charge of stakeholder communication on specific subject matters, operational support, training and education and public relations to increase awareness and provide change management programs to the public. Functions of operational support and training and education on system will be relocated to ICT and e-Government Agency. PMO division is in charge of resources management, delivery management of time and schedule, and quality and risk management compliant with global standards. It manages each project respectively and also programs in combined and integrated manner. It works closely with performance division for operational and financial performance for individual projects and programs. Current roles and responsibilities and persons in charge are relocated based on suggested organizational structure and major roles and responsibilities. Competencies and qualifications required for Digital Government Unit are recommended as follows: Knowledge on ICT and e-Government in both business and technical viewpoints. Knowledge, skills and experiences in strategy and/or ICT projects on a large scale with various stakeholders. Experiences in performance management with knowledge on service level agreement and service level management. In summary, functional description of Digital Government Unit is presented as follows: © Copyrights 2014, National IT Industry Promotion Agency 279 / 328 [Figure V.3-3] Functional Description of Digital Government Unit 3.2.2. e-Government Board The purposes of e-Government Board and its functions are to provide advice to SCGG and make decisions in conjunction with Digital Government Unit on policy making, strategy development. They also include oversight on planning and execution of ICT infrastructure and e-Government programs. e-Government Board reports to Presidential Direction of Transparency, Modernization and State Reform. Major roles and responsibilities are defined in details as follows: Review and approve major activities for policy making, strategy development, public private partnership building, and project planning and management of ICT infrastructure and e-Government programs. Provide advice to SCGG in the matter of ICT infrastructure and e-Government programs in conjunction with Digital Government Unit. Facilitate and mediate key issues and critical considerations with various stakeholders within and outside government. Structure for e-Government Board is recommended as follows: Chairman of e-Government Board. Board members representing government institutions, organizations and private sectors. quasi-government Competencies and qualifications required for e-Government Board are recommended as © Copyrights 2014, National IT Industry Promotion Agency 280 / 328 follows: Insights on ICT and e-Government in both business and technical viewpoints. Excellence in communication, facilitation, mediation and dispute resolution with various stakeholders. In summary, functional description of e-Government Board is presented as follows: [Figure V.3-4] Functional Description of e-Government Board 3.2.3. ICT / e-Government Agency The purposes of ICT / e-Government Agency and its functions are to plan, finance, execute and manage implementation of ICT infrastructure and e-Government programs in cooperation with private sectors and international institutes as well as various government institutions. ICT / e-Government Agency reports to Digital Government Unit. Main roles and responsibilities are defined in details as follows: Identify issues and requirements of ICT infrastructure and e-Government programs within and outside government. Support or initiate organizing partnership to implement ICT infrastructure and eGovernment programs in conjunction with Digital Government Unit, SEFIN, ONCAE and respective user institutions. Lead and/or assist projects identification in conjunction with Digital Government Unit and respective user institutions. Assist business case development, supplier or service provider selection and contract management. Raise funds in cooperation with other central funding bodies and user institutions. Manage status and performance of programs and oversee individual projects executed in conjunction with Digital Government Unit. Plan and execute ICT infrastructure development and e-Government programs through various procurement methods including public private partnership and alliance with foreign government. Monitor and manage service level and performance of operation and maintenance of © Copyrights 2014, National IT Industry Promotion Agency 281 / 328 ICT infrastructure and e-Government facilities provided by ICT / e-Government Operating Agency and/or private sectors. Structure for ICT / e-Government Agency is recommended as follows: Head of ICT / e-Government Agency. Directors in charge of policy and strategy, planning and execution, and operation and monitoring respectively. Staffs to support policy making, strategy development and planning. Staffs to perform implementation management and monitoring. Competencies and qualifications required for ICT / e-Government Agency are recommended as follows: Knowledge on ICT and e-Government in both business and technical point of view. Knowledge, skills and experiences in strategy and/or ICT projects on a large scale with various stakeholders. Experiences in performance management with knowledge on service level agreement and service level management. In summary, functional description of ICT / e-Government Agency is presented as follows: [Figure V.3-5] Functional Description of ICT / e-Government Agency 3.2.4. SEFIN and ONCAE The purposes of SEFIN and ONCAE and their functions are to contribute to diversify financing and procurement methods and streamline procurement, contract and payment processes in order to create better collaborative environment with service providers for implementation and operation of ICT infrastructure and e-Government. SEFIN reports to © Copyrights 2014, National IT Industry Promotion Agency 282 / 328 Sectorial Cabinet of Economic Execution and Regulations and ONCAE reports to Presidential Direction of Transparency, Modernization and State Reform. They do not have direct reporting relations with Digital Government Unit, but have collaboration relations. Main roles and responsibilities are defined in details as follows: Identify issues and requirements of ICT infrastructure and e-Government programs with various financing and procurement methods within and outside government at the viewpoint of industrial development and government operational improvement. Lead and/or assist to organize partnership to implement ICT infrastructure and eGovernment programs with private sectors and international institutes. Lead and/or assist especially public private partnership projects identification in conjunction with Digital Government Unit and respective user institution. Develop business case, perform supplier selection and manage contract. Raise funds in cooperation with other central funding bodies and user institution. Facilitate funding for ICT infrastructure and e-Government programs by private sectors or international institutes or even foreign government. Manage overall status and performance of ICT infrastructure and e-Government programs and oversee individual projects in conjunction with Digital Government Unit and ICT / e-Government Agency. Support to plan and execute ICT infrastructure development and e-Government programs, especially through public private partnership from the early stage of initiation. Structure for SEFIN and ONCAE dedicated to diversification of financing and procurement is recommended as follows: Authority to approve various and diversified financing and procurement activities. Liaison official or liaison duties for government official in charge of diversified financing and procurement activities including public private partnership. Competencies and qualifications required for SEFIN and ONCAE dedicated to diversification of financing and procurement are recommended as follows: Knowledge on ICT and e-Government in both government and industrial point of view. Knowledge, skills and experiences in finance, procurement and strategic partnership. Experiences in project management focusing on procurement and finance. In summary, functional description of SEFIN and ONCAE is presented as follows: © Copyrights 2014, National IT Industry Promotion Agency 283 / 328 [Figure V.3-6] Functional Description of SEFIN and ONCAE 3.2.5. User Sector and Secretariat The purposes of user Sectors and Ministries and their functions in matter of ICT infrastructure and e-Government implementation are to engage themselves actively with their leaderships and major stakeholders in order to achieve transformation toward digital government through utilizing ICT efficiently and effectively. They also encourage private sectors to participate in various government activities on ICT infrastructure and eGovernment including policy making, financing and operation. Sectors report to SCGG and Ministries report to Sectors. Main roles and responsibilities are defined in details as follows: Identify issues and requirements of ICT infrastructure and e-Government programs in order to transform government operation and provide better services to citizen and business. Lead and/or assist to organize public private partnership to implement ICT infrastructure and e-Government programs with private sectors and international institutes. Lead and/or assist identification of public private partnership projects in conjunction with Digital Government Unit, SEFIN, ONCAE, private sectors and international institutes. Assist business case development, supplier or service provider selection, and contract management. Raise funds in cooperation with other central funding bodies and secure budget to carry out implementation of ICT infrastructure and e-Government programs. Facilitate funding for ICT infrastructure and e-Government programs by private © Copyrights 2014, National IT Industry Promotion Agency 284 / 328 sectors, international institutes and foreign government. Support to plan and execute ICT infrastructure development and e-Government programs, especially through public private partnership from the early stage of initiation. Structure for user Sectors and Ministries is recommended as follows: Authority to approve major activities for implementation of ICT infrastructure and eGovernment. Authority to approve various and diversified financing and procurement activities. Liaison official or liaison duties for government official in charge of diversified financing and procurement activities including public private partnership. Task force team to work with Digital Government Unit, ICT / e-Government Agency, SEFIN and ONCAE as a process owner. Competencies and qualifications required for user Sectors and Ministries are recommended as follows: Basic knowledge on ICT and e-Government in both governmental and industrial point of view. In-depth knowledge on government operation of Sectors and Ministries. Knowledge, skills and experiences in strategy development, fund raising, and transformation on a large scale. Experiences in strategic partnership management. In summary, functional description of user Sector and Secretariat is presented as follows: [Figure V.3-7] Functional Description of User Sector and Secretariat © Copyrights 2014, National IT Industry Promotion Agency 285 / 328 3.2.6. Government CIO The purposes of Government CIO and his or her functions are to develop national ICT and eGovernment policy and strategy and oversee overall status and performance of ICT infrastructure and e-Government implementation. He or she engages actively in partnership building with foreign governments, international institutes and private sectors as well as works closely with Secretariat CIOs to promote implementation of national ICT policy and eGovernment and ensure Secretariats’ ICT strategy and e-Government programs are aligned with national ICT policy and e-Government strategy. A head of Presidential Direction of Transparency, Modernization and State Reform (PPTMRE) is recommended as a Government CIO for now, who takes the lead in transforming the government with the same directions and purposes of e-Government. He or she could accelerate application of e-Procurement system and enforcement of Act on Efficient and Transparent Procurement through Electronic Media with encouraging Office of Procurement Policy and Procurement (ONCAE) to change itself toward digital government and derive changes in major government operation. He or she also could come up with the effective way and implement it in order to increase transparency and accountability with using ICT. Main roles and responsibilities are defined in details as follows: Oversee overall national ICT and e-Government policy making, partnership building with foreign government, international institutes and private sectors, project identification and project management of ICT infrastructure development and eGovernment implementation. Review and approve business case development, supplier or service provider selection, and contract management. Oversee overall status and performance of ICT infrastructure and e-Government programs and individual projects. Review, approve and advise for planning, execution and management of ICT infrastructure development and e-Government programs Communicate, facilitate, mediate and resolve dispute with various stakeholders. Lead change management within and outside government and communicate with eGovernment Board, high level consultancy council, sectorial level consultancy council and private sector in matter of overall ICT and e-Government. Structure for Government CIO is recommended as follows: Government CIO. Competencies and qualifications required for Government CIO are recommended as follows: Insight on ICT and e-Government in both governmental and industrial, and business and technical point of view. Knowledge and experiences in policy making, strategy development, and transformation on a large scale. Excellence in communication, facilitation, mediation and dispute resolution with various stakeholders. In summary, functional description of Government CIO is presented as follows: © Copyrights 2014, National IT Industry Promotion Agency 286 / 328 [Figure V.3-8] Functional Description of Government CIO 3.2.7. CIO Council / CONATEL The purposes of CIO Council and CONATEL and their functions are to develop national ICT and e-Government policy and strategy, and engage actively in partnership building with foreign governments, international institutes, and private sectors. They also manage overall status and performance of ICT infrastructure development and e-Government implementation in conjunction with Digital Government Unit. CIO Council reports to Minister at SCGG in the presence of Digital Government Unit. CONATEL also reports to Minister at SCGG in the matter of ICT and e-Government, but it could report directly to the President depending on discretion and/or the subject. Main roles and responsibilities are defined in details as follows: Advise overall national ICT and e-Government policy, partnership building with foreign governments, international institutes, and private sectors, project identification of ICT infrastructure development and e-Government implementation based on issues and requirements from respective government institutions. Review and approve business case development, supplier selection, and contract management. Review, approve and advise for planning, execution and management of ICT infrastructure development and e-Government programs. Lead change management and encourage government institutions and officials to adopt advanced technologies and e-Government transformation. Communicate with high level consultancy council, sectorial level consultancy council, private sector and other stakeholders. Structure for CIO Council is recommended as follows: © Copyrights 2014, National IT Industry Promotion Agency 287 / 328 Government CIO as chairman of CIO Council. Secretariat CIOs as members of CIO Council. Council clerk for administration. Competencies and qualifications required for CIO Council are recommended as follows: Insight on ICT and e-Government in both governmental and industrial, and business and technical point of view. Knowledge and experiences in policy making, strategy development, and transformation on a large scale. Excellence in communication, facilitation, mediation and dispute resolution with various stakeholders. In summary, functional description of CIO Council and CONATEL is presented as follows: [Figure V.3-9] Functional Description of CIO Council and CONATEL 3.2.8. Information Society Council The purposes of Information Society Council and its functions are to provide advice to SCGG and work with Digital Government Unit, SEFIN, ONCAE, user Sectors and Secretariats, and private sectors as well as the public in order to foster better environment within and outside the government. It also plays a major role in creating the positive public opinion in the matter of applying information and communication technologies to the society. Information Society Council reports to Digital Government Unit in the presence of Government CIO. Main roles and responsibilities are defined in details as follows: Encourage participation of the public and private companies to make policies, improve ICT infrastructure and e-Government services, accelerate transformation to information and knowledge society, and to realize benefits from ICT and e© Copyrights 2014, National IT Industry Promotion Agency 288 / 328 Government. Assist to identify issues and requirements on information and technologies in more objective and neutral manner. Play an important role to mediate conflict of interest and to reach the optimal solution for policy making, projects identification and implementation of ICT infrastructure and e-Government. Communicate with various stakeholders, especially the public to accelerate change to information and knowledge society. Build relationships, especially with international institutes which could provide funds for Honduras to improve overall nationwide ICT infrastructure and e-Government. Structure for Information Society Council is recommended as follows: Chairman. Members who speak for each interest group. Council clerk for administration. Competencies and qualifications required for Information Society Council are recommended as follows: Insight on ICT and e-Government in governmental, industrial, and social point of view. Knowledge and experiences in policy making, strategy development, and transformation on a large scale. Excellence in communication, facilitation, mediation and dispute resolution with various stakeholders. Strong relations with various international institutes. In summary, functional description of Information Society Council is presented as follows: [Figure V.3-10] Functional Description of Information Society Council © Copyrights 2014, National IT Industry Promotion Agency 289 / 328 3.2.9. ICT / e-Government Operating Agency The purposes ICT / e-Government Operating Agency and its functions are to manage implementation and operation and provide technical guidelines of ICT infrastructure and eGovernment programs. ICT / e-Government Operating Agency collaborates with ICT companies for implementation and operation based on financing and procurement policy, procedures and contract and service level agreement for operation and maintenance of ICT infrastructure and e-Government. ICT / e-Government Operating Agency reports to ICT / eGovernment Agency. Main roles and responsibilities are defined in details as follows: Identify issues and requirements and define improvement opportunities in implementation and operation of ICT infrastructure and e-Government programs. Lead and/or assist ICT and e-Government projects identification in conjunction with Digital Government Unit, ICT / e-Government Agency, SEFIN, ONCAE, respective user government institutions, international institutes and private sectors which deliver and operate ICT infrastructure and e-Government. Assist business case development, supplier selection, and contract management. Manage and monitor overall implementation and operation of ICT infrastructure and e-Government program focusing on technical perspectives based on contract and service level agreement. Deliver and operate ICT infrastructure and e-Government programs in collaboration with private sector. Structure for ICT / e-Government Operating Agency is recommended as follows: Head of ICT / e-Government Operating Agency Director, manager and staff in charge of strategy and planning, H/W, S/W, network, security, and service desk respectively. Liaison staff or liaison duties for its staff in charge of subject matters of ICT infrastructure and e-Government. Staff for ICT Helpdesk. Competencies and qualifications required for ICT / e-Government Operating Agency are recommended as follows: Knowledge on ICT and e-Government in both government and industrial point of view. Knowledge, skills and experiences in implementation of transformation on a large scale and operation of ICT. Experiences in performance management with knowledge on service level agreement and service level management. In summary, functional description of ICT / e-Government Operating Agency is presented as follows: © Copyrights 2014, National IT Industry Promotion Agency 290 / 328 [Figure V.3-11] Functional Description of ICT / e-Government Operating Agency 3.2.10. ICT Company (Global and Local) The purpose ICT Companies and their functions are to encourage global and local companies in ICT industries to participate aggressively in policy making, implementation and operation of ICT infrastructure and e-Government programs, and changes in private sectors based on strategic partnerships with government institutions. They also assist government to listen to and respond requirements from global and local companies in more effective manner and find the solution to improve ICT infrastructure and e-Government to meet citizen’s needs in cooperation with government. Main roles and responsibilities are defined in details as follows: Advise ICT and e-Government policy, partnership building, project identification of ICT infrastructure development and e-Government implementation focusing on technology perspectives and private sector’s side. Provide insight and expert opinion of current and future state, and global trend and standards of ICT infrastructure and e-Government transformation. Identify issues and requirements related to public private partnership as well as ICT infrastructure and e-Government programs. Assist and advise project identification and business case development. Lead and/or assist fund raising, investment and facilitation of funding for ICT infrastructure and e-Government programs in conjunction with both public and other private sector, or even international institutes and foreign governments. Advise for planning, execution and management of ICT infrastructure development and e-Government programs. Communicate with various stakeholders in the matter of technologies and strategic partnership related to ICT infrastructure development and e-Government transformation. © Copyrights 2014, National IT Industry Promotion Agency 291 / 328 Structure for Information IT Company is recommended as follows: Director and staff in charge of especially public private partnership. Liaison staff or liaison duties for its staff in charge of subject matters of public private partnership. Project Management Office and project team, and dedicated organization for operation and maintenance. Competencies and qualifications required for ICT Company are recommended as follows: Insight on ICT and e-Government in governmental, industrial, and social point of view. Knowledge, skills and experiences in implementation of transformation on a large scale and operation of ICT. Excellence in ICT and e-Government consulting and communication with various stakeholders. In summary, functional description of Global and Local ICT Company is presented as follows: [Figure V.3-12] Functional Description of Global and Local ICT Company 3.2.11. Financial Institute The purposes of Financial Institutes and their functions are to participate aggressively in policy making and lead and/or assist fund raising and investment of ICT infrastructure development and e-Government programs based on strategic partnership with both ICT companies and government institutions, or even international institutes and foreign governments. In general, they have one of the most advanced ICT infrastructures and systems © Copyrights 2014, National IT Industry Promotion Agency 292 / 328 including BCH, hence they could contribute to advancement of nationwide ICT infrastructure and e-Government with sharing their knowledge and experiences, integrating or interfacing requirement systems and accelerating changes in information society for both citizen and business. Main roles and responsibilities are defined in details as follows: Advise policy, partnership building, project identification of ICT infrastructure development and e-Government implementation focusing on finance perspectives. Provide insight and expert opinion of public private partnership development and operation focusing on finance perspectives. Identify issues and requirements related to overall public private partnership development and operation as well as finance management. Assist and advise project identification and business case development. Lead and/or assist fund raising, investment and facilitation of funding for ICT infrastructure and e-Government programs in conjunction with public, private sectors, international institutes and foreign governments. Advise for planning, execution and management of ICT infrastructure development and e-Government programs in terms of finance management. Communicate with various stakeholders in the matter of finance management and strategic partnership, especially related to public private partnership. Structure for Information Financial Institute is recommended as follows: Director and staff in charge of ICT and e-Government, especially public private partnership related. Liaison staff or liaison duties for its staff in charge of subject matters of ICT and eGovernment, especially public private partnership related. Competencies and qualifications required for Financial Institute are recommended as follows: Insight on ICT, e-Government and public private partnership in finance perspectives and general knowledge on ICT infrastructure and e-Government transformation. Knowledge, skills and experiences in finance, strategic partnership and government project through public private partnership. Excellence in finance planning and finance performance management. In summary, functional description of Financial Institute is presented as follows: © Copyrights 2014, National IT Industry Promotion Agency 293 / 328 [Figure V.3-13] Functional Description of Financial Institute 3.2.12. NGO / NPO The purposes of NGOs and NPOs and their functions are to participate aggressively in policy making, fund raising and investment of ICT infrastructure development and e-Government programs based on strategic partnership with government institutions, especially engaging international institutes and foreign governments. They could make a major contribution to vulnerable social group and decrease in digital divide. Main roles and responsibilities are defined in details as follows: Advise policy, partnership building, project identification of ICT infrastructure development and e-Government implementation focusing on finance perspectives and subject matter expertise. Provide insight and expert opinion of public private partnership development and operation focusing on finance perspectives and subject matter expertise. Identify issues and requirements related to overall subject matter related to each NGO and NPO as well as finance management. Assist and advise project identification and business case development. Lead and/or assist fund raising, investment and facilitation of funding for ICT infrastructure and e-Government programs in conjunction with public, private sectors, international institutes and foreign governments. Advise for planning, execution and management of ICT infrastructure development and e-Government programs with subject matter expertise. Communicate with various stakeholders in the matter of finance management, specific subject and strategic partnership, especially related to international or local © Copyrights 2014, National IT Industry Promotion Agency 294 / 328 NGO and NPO. Structure for NGO and NPO is recommended as follows: Director and staff in charge of ICT and e-Government. Liaison staff or liaison duties for its staff in charge of subject matters of ICT and eGovernment. Competencies and qualifications required for NGO and NPO are recommended as follows: Insight on ICT and e-Government in finance perspectives and subject matters, and general knowledge on ICT infrastructure and e-Government transformation. Knowledge, skills and experiences in finance, strategic partnership and government projects. Excellence in finance planning and finance performance management Excellence in subject matter expertise. In summary, functional description of NGO and NPO is presented as follows: [Figure V.3-14] Functional Description of NGO and NPO 4. Management Structure Management structure under e-Governance is defined as core processes to develop foundation for transformation toward digital government as well as facilitate e-Government implementation systematically within and outside government. It also encourages engaging private sectors based on strategic partnership and diversifies financing and procurement method. © Copyrights 2014, National IT Industry Promotion Agency 295 / 328 4.1. Mega Process High-level processes, so called mega process to manage implementation of ICT infrastructure and e-Government are defined as policy making, partnership building, planning and organization, implementation management, and operation management and monitoring with performance measurement, process owner and oversight organizations. Process abbreviation is defined as EGM standing for e-Government Management and process name as e-Government Management. e-Government management process is the logical group of process to develop and provide ICT infrastructure and/or e-Government services in more integrated and collaborative manner within and outside government. e-Government management includes mid- and long-term arrangements among institutions and private sectors whereby some of the services that fall under the responsibilities of the public sector are provided by the private sector, with clear agreement on shared objectives for delivery of ICT infrastructure and/or e-Government services The processes – policy making, partnership building, planning and organization, implementation management, and operation management and monitoring – form closed-loop interacting with each process. Policy making is to develop policy and guidance in order to plan, implement and operate ICT infrastructure and e-Government and make decisions effectively and efficiently. Partnership building is to identify issues and opportunities, define evaluation criteria and build sustainable public and private partnership. Planning and organization is to identify project, plan budget, develop business case, define evaluation criteria, select partner and process contract. Implementation management is to finance, design, procure and implement ICT infrastructure and/or e-Government services. It is not necessarily preceded after partnership building. Operation management and monitoring is for government to operate ICT infrastructure and/or e-Government services and monitor operating status and performance. It is also defined as management and monitoring of operations provided by outsourced companies. Key performance measurement for EGM mega process is recommended as project progress by performance to plan, short, mid- and long-term profits and costs, government operational efficiency and stakeholder’s and user’s satisfaction. Process owner is recommended as Digital Government Unit and oversight organization as Presidential Direction of Transparency, Modernization and State Reform. e-Government Management mega process definition is shown as below: © Copyrights 2014, National IT Industry Promotion Agency 296 / 328 [Figure V.4-1] Mega Process Definition of e-Government Management 4.2. Process 4.2.1. Policy Making Process Policy making process is the first process of e-Government Management mega process with the process number of EGM-1.0 and process name as Policy Making. It consists of identification of issues and problems, policy formulation, policy legitimization, policy implementation and policy evaluation. Policy making is defined as a combination of activities to develop a definite course or method and make it effective for government as to determine present and future decisions and direct the course of action. It includes activities of creating laws or setting standards for a business as well as a government. The process forms closed-loop to ensure that results of policy evaluation are reflected to policy formulation for coping with environmental changes surrounding policies and government operations as well as institutional improvement. Principle organization for policy making is Digital Government Unit and related organizations are SEFIN, ONCAE and respective institutions. Process owner is recommended as policy division at Digital Government Unit and main customers are all government institutions and private companies in ICT industry. Inputs for policy making process are national strategy and development plan and policy evaluation report. Outputs are policy and guidance. Proceeding process is EGM-5.0 Operation and Monitoring and following processes are EGM-2.0 Partnership Building and EGM-3.0 Planning and Organization. Cycle time is suggested as 1 year and key performance indicator is recommended as policy effectiveness and efficiency. © Copyrights 2014, National IT Industry Promotion Agency 297 / 328 Policy Making process definition is shown as below: [Figure V.4-2] Policy Making Process Definition for e-Government Management 4.2.2. Partnership Building Process Partnership Building process is the second process of e-Government Management mega process with the process number of EGM-2.0 and process name as Partnership Building. It consists of opportunities identification, partnership formulation, partnership implementation and partnership management. Partnership Building is defined as a combination of activities to building an overall, but more strategic partnership for policy making, ICT and e-Government projects identification and implementation of projects based on strategic partnership with long-term mutual benefits. Partnership Building includes activities of identifying opportunities of government operational improvement with using ICT and industrial improvement. The process is applied to build strategic partnership independently and respectively from specific projects based on separate agreements and/or contracts. Strategic partnership is not limited to public private partnership, but extended to international institutes and foreign governments. Principle organization for partnership building is Digital Government Unit and related organizations are SEFIN, ONCAE and respective institutions. Process owner is recommended as policy division at Digital Government Unit and main customers are private companies in ICT industry, international institutes and foreign governments. Inputs for partnership building process are partnership management report and policy evaluation report and output is partnership agreement. Proceeding processes are EGM-1.0 Policy Making and EGM-5.0 Operation and Monitoring and following process is EGM-3.0 Planning and © Copyrights 2014, National IT Industry Promotion Agency 298 / 328 Organization. Cycle time is suggested as 6 months and key performance indicator is recommended as partnership performance measurement. Partnership Building process definition is shown as below: [Figure V.4-3] Partnership Building Process Definition for e-Government Management 4.2.3. Planning and Organization Process Planning and Organization process is the third process of e-Government Management mega process with process number of EGM-3.0 and process name as Planning and Organization. It consists of project identification, business case development, project preparation, bid management, and negotiation and final contract. It starts with internal process that individual projects or integrated programs are initiated and ends with contract for implementation and/or operation. Planning and Organization is defined as a series of activities with strategic decision-making from project identification and the final contract. It includes activities of developing detailed governance structure and foundations to manage each respective project. The process requires in-depth knowledge, skills and experiences in not only financial analysis and strategic procurement but also project management compliant with global standards. Principle organization for planning and organization is Digital Government Unit, but it should work closely with SEFIN and ONCAE which have in-depth knowledge and skill on finance and procurement and also are process owners of procurement operation. Process owner is recommended as planning division at Digital Government Unit and also SEFIN and ONCAE. Main customers are respective institutions which are main users and also process © Copyrights 2014, National IT Industry Promotion Agency 299 / 328 owners of implementing system, ICT service providers which perform ICT infrastructure and e-Government projects, and international institutes, foreign governments and financial institutes which contribute to financing, consultation for subject matter and various kinds of support. Input for planning and organization process is national ICT strategy and plan, and output is project plan. Proceeding processes are EGM-1.0 Policy Making, EGM-2.0 Partnership Building and EGM-5.0 Operation and Monitoring and following process is EGM4.0 Implementation. Cycle time is suggested as 3 months and key performance indicator is recommended as progress to plan. Planning and Organization process definition is shown as below: [Figure V.4-4]Planning and Organization Process Definition for e-Government Management 4.2.4. Implementation Management Process Implementation Management process is the fourth process of e-Government Management mega process with process number of EGM-4.0 and process name as Implementation Management. It consists of contract management, finance management, quality and risk management, change management and devilry management focusing on time and scope. It enables to establish efficient and effective project management for implementation of ICT infrastructure and e-Government initiatives compliant with global standards and improve project management capabilities based on standardized project management process. Implementation management is defined as a group of activities collectively and/or independently performed to manage projects carried out by contracted private sectors. All activities and management domains belonging to implementation management are interrelated closely, so they should be managed in collective manner. The process is performed and managed aligned with project phase carried out by ICT service providers from © Copyrights 2014, National IT Industry Promotion Agency 300 / 328 planning to completion of implementation based on contracts. Principle organization for implementation management is Digital Government Unit, but it should work closely with SEFIN and ONCAE which have in-depth knowledge and skill on finance and contract management and also are process owners of finance operation. Process owner is recommended as PMO division at Digital Government Unit and also SEFIN and ONCAE. Main customers are respective institutions which are main users and also process owners of implementing system, ICT service providers which perform ICT infrastructure and e-Government projects, and international institutes, foreign governments and financial institutes which contribute to financing, consultation for subject matter and various kinds of support. Input for implementation management process is project plan and output is project deliverables including project documents, physical infrastructure and applications. Proceeding process is EGM-3.0 Planning and Organization and following process is EGM5.0 Operation and Monitoring Cycle time is varied depending on project period of time and key performance indicator is recommended as project management measurement. Implementation Management process definition is shown as below: [Figure V.4-5] Implementation Process Definition for e-Government Management 4.2.5. Operation Management and Monitoring Process Operation Management and Monitoring process is the final process of e-Government Management mega process with process number of EGM-5.0 and process name as Operation Management and Monitoring. It consists of project performance evaluation for closed-out projects, service level management for operation, periodic and/or real-time technical performance management, periodic financial performance management and annual © Copyrights 2014, National IT Industry Promotion Agency 301 / 328 performance review. It is not the process for actual operation and monitoring of ICT infrastructure and e-Government, but to manage operation and maintenance of them. Operation Management and Monitoring is defined as a group of activities to manage delivery of ICT infrastructure and e-Government services to the public based on service level agreement within and outside government. The process is initiated by the completion of project, evaluating overall project performance and directing guidance for service level management. Technical and finance performance are managed based on service level agreement which is reviewed and renewed through annual performance review. Technical performance management is conducted periodically and then, also in real-time after ICT service management system is implemented. Principle organization for operation and monitoring is Digital Government Unit, but it should work closely with SEFIN which have in-depth knowledge and skill on finance and also are process owners of finance operation within government. Process owner is recommended as performance division and support division at Digital Government Unit and also ICT / eGovernment Operating Agency. SEFIN is in charge of finance performance management and support overall performance management conducted by Digital Government Unit. Main customers are respective institutions which are main users, ICT service providers which perform e-Government projects, and international institutes, foreign governments and financial institutes which contribute to financing, consultation for subject matter and various kinds of support. Initial input for operation management and monitoring process is project deliverables and output is performance report. For routine operation management and monitoring, input is service level agreement and outputs are service level management and performance report. Proceeding process is EGM-4.0 Implementation Management and following processes are EGM-1.0 Policy Making and EGM-3.0 Planning and Organization. Cycle time is suggested as 3 months for quarterly performance review of operational performance and financial performance and 1 year for annual review. Key performance indicator is recommended as service level management. Operation Management and Monitoring process definition is shown as below: © Copyrights 2014, National IT Industry Promotion Agency 302 / 328 [Figure V.4-6]Operation Management and Monitoring Process Definition for e-Government Management 5. Change Management Change management plays a critical role in success of e-Government implementation and benefit realization. Well planned and executed change management not only accelerates implementation and expansion of e-Government, but also facilitates stabilization and continuous improvement by supporting users adapting new environment. 5.1. Change Management Methodology Change management should be planned and executed as to accelerate execution as well as increase awareness and build consensus of e-Government with the procedures of assessment, change management plan, change management execution and performance monitoring. Here we introduce basic change management methodology as a reference for Honduras to carry out the change management initiative with consultancy or by itself. For preparation, sponsorship and leadership should be engaged, and then change team is created. For assessment, stakeholder analysis, RWA (Readiness, Willingness and Capability) analysis, impact analysis, media effectiveness analysis and risk assessment are performed. For change management plan, stakeholder should be engaged in advance for efficient and effective change management. And then, change management strategic planning is performed, change management program is designed and action plan is developed. For change management execution, change management program is actually implemented and executed © Copyrights 2014, National IT Industry Promotion Agency 303 / 328 according to change management action plan. Finally, performance monitoring manages performance measurement, change monitoring and risk mitigation, which are the basis for continuous improvement. The results of performance monitoring are also reflected to reform change management plan. [Figure V.5-1] Change Management Methodology Guiding principles for change management plan and change management execution are suggested as follows: Develop change management strategy aiming ultimate change objectives of successful implementation of ICT infrastructure and e-Government Develop change management plan and programs which are proper to targets and their change status based on stakeholder analysis, RWA analysis and impact analysis. Select adequate channels for each change program based on media effective analysis. Perform risk assessment and develop risk mitigation plan accordingly to maximize benefits of change management and prevent adverse effect. Develop change objectives and goals, aligned with change performance metrics which eventually are in line with e-Government performance management. Design change programs based on change management model with hierarchy. Secure consistency and association between assessment framework and performance measurement as to implement closed-loop of change management cycle. It is obvious change management is always the sooner the better; hence it is recommended to start change management from change communication at or even before the beginning of project. 5.2. Change Management Model Change management plan and programs are recommended to be developed on the basis of change management model consisting of five subject areas – change campaign, change communication, training and education, performance and reward, and empowerment – which are not easy to be addressed. So, change management is suggested to address those five © Copyrights 2014, National IT Industry Promotion Agency 304 / 328 subject areas aligned with change status in timely manner. However, performance and reward and empowerment might be adopted in later phase of eGovernment considering reality of e-Government status, organizational culture, overall government operation, etc. [Figure V.5-2] Change Management Model 5.3. Change Management Plan Change management planning and executing should be aligned with change stage of awareness, understanding and questioning, acceptance, and sustain and improvement because resistance of changes and stakeholder’s response are different in line with change status defined in change stage. In general, level of resistance is decreased and level of acceptance is increased as time goes by. Passive acceptance starts in the middle of understanding and questioning stage and active acceptance starts in early stage of acceptance. Stakeholders are lack of underlying understanding for changes and have vague fears in awareness stage, and start to consider personal pros and cons and explore way to make favorable use of changes in understanding and questioning stage. They understand increase of organizational value from changes and make efforts to adopt new process and system in acceptance stage. Finally, they actively respond to changes, experience increased operational efficiency with using new process and system and have positive mind and attitude on changes through realizing expected benefits. Hence, change management goals should be set aligned with change stage considering resistance and response of changes. Change management goals are recommended as follows: © Copyrights 2014, National IT Industry Promotion Agency 305 / 328 Understanding of changes required in awareness stage Creation of attention and requirement on changes and establishment of clear concept of changes in understanding and questioning stage Promotion and encouragement of changes through practical support on changes and benefit sharing in acceptance stage Establishment of foundation to accelerate changes and cope with environmental changes continuously in sustain and improvement stage. [Figure V.5-3]Change Management Goals Setting Change management implementation and execution directions also should be developed aligned with change stage in order to meet change management goals set. Implementation directions are recommended as follows: Provide change vision and justification, and declare strong commitment from the leadership in awareness stage Define change concept and scope clearly, adjust change readiness and expectation level, and motivate and build a consensus of changes in understanding and questioning stage Collect requirements from change targets, provide training and education programs to support actual changes, and share new opportunities derived from changes in acceptance stage Measure performance and share outcomes, develop evaluation and reward programs, and set directions of empowerment in sustain and improvement stage. © Copyrights 2014, National IT Industry Promotion Agency 306 / 328 [Figure V.5-4] Change Management Directions and Programs Major components of change management programs are change communications, change campaign, training and education, strategic performance management and empowerment, which are planned and executed in line with change status and/or level of change progressed. Change communication consists of overall communication and issue and subject-focused communication, as well as one-directional communication and bi-directional communication. The communication plan is developed aligned with change status with the right media for the purpose and message delivered. Change campaign is a series of campaign aligned with change stage, which are awareness campaign, understanding campaign, commitment campaign and refresh campaign. Public advertisement, poster, online banner and brochure are used for awareness and understanding campaign till middle stage of understanding and questioning. Policy and guidance are useful in order to provide detailed information during the stages of understanding and questioning and acceptance. Idea contests are planned and executed for refresh campaign in sustain and improvement stage. Training and Education is divided in two areas. One area is closer to found and/or develop training and skill development infrastructure. And the other more focuses on actual training program from the mind set about ICT and e-Government, basic skills to use ICT and eGovernment programs in practices, advanced courses, and then continuous education and training. Mindset training of ICT and e-Government is applied to both within and outside government. Basic and advanced skill trainings are more focused on skill development and job training, which are applied within government first, then could be expended to citizen and © Copyrights 2014, National IT Industry Promotion Agency 307 / 328 business. For strategic performance management, it is basis to develop performance metrics and evaluate performance and provide awards accordingly. However the most important thing in early stage of ICT and e-Government implementation is motivate people, share the vision and goals, and discuss how to achieve the goals and what will be actually realized as benefits. One of important things remembered and shared with other people is that strategic performance management is not for evaluating organizational and individual performances, but encouraging people to move forward and toward to the vision and goals with change plans or use some tactics to meet the vision and goals, like rolling plan in finance, on a regular basis. The most important thing for performance management is not the result, but the process to meet the vision and goals. Just basic empowerment method is better to be recommended considering internal and external environment. Empowerment consists of three areas of conversation, engagement, empowerment, which look simple but not easy to actually implement in the organization. The empowerment stage is aligned with empowerment process of assessment and evaluation of current status, planning and preparation of changes toward engagement and empowerment, and institutionalization for sustainability. Detailed change management programs are suggested to be developed in consideration of eGovernment vision, objectives, and shot-, mid-, and long-term plan. It also should be developed for individual projects at or before the initiation of projects. 6. Legal Framework 6.1. Legal Framework and Essential Acts Legal framework provides legal rationale and justification to implement advanced ICT infrastructure and e-Government initiatives, which includes set-up of government CIO position and appointment of government CIO. Legal framework is recommended to be categorized in four areas – foundation for information society, information service promotion, ICT industry development and adverse effect prevention – not limited only to provide legal basis for improving ICT infrastructure and implementing e-Government, but also strengthen institutional base for accelerating nationwide ICT advancement and preventing adverse effect. Thereby, e-Government ultimately contributes to country vision and national plan. Law Area Object & Major Contents Foundation for Information Society It is important to create a using information environment by law. As laws have to cover the overall environment for developing information society, the relevant laws from the Korea’s case are recommended. Legislation like Digital Divide Act can support the socially isolated classes to have equal access to the information. Information Service Promotion The Honduran government institutions are not sharing © Copyrights 2014, National IT Industry Promotion Agency 308 / 328 Law Area Object & Major Contents ICT Industry Development Adverse Effect Protection electronically administrative information amongst each other. Laws supporting information sharing will be necessary. e-Government is correlated to ICT industry. The government plays an important role to develop plan and strategy and to execute them, but actual developers of the systems are in the ICT industry. The more prospered ICT industry is, the better developed eGovernment systems are. The developed e-Government services can support the ICT industry development as well. ICT industry should be considered coordinating with e-Government in order to meet the national policy of economic diversification. The development of the Internet and sharing information amongst people are very easy and flexible, however, the convenience and personal privacy of users are infringed, resulting in adverse effects and major social problems. Websites keep track of people’s interests and purchasing habits, and mobile phones and video cameras give away people’s location. This results in the need to protect people’s personal information. [Table V.6-1] Law Area for Legal Framework The essential acts and ordinances are recommended for successful implementation and operation of e-Government as follows: Framework Act on National Informatization, Act on Promotion of Utilization and Expansion of Information and Communications Network, Act on Promotion of Information Development and Utilization, and Digital Divide Act in the area of foundation for information society. Framework Act on e-Government, Ordinance on Efficient Application of ICT in Government Operation, Ordinance on Sharing Government Administrative Information, Electronic Signature Act, Act on Efficient and Transparent Procurement through Electronic Media, Act on e-Payment and e-Commerce Promotion and Framework Act on Information Security in the area of information service promotion. Framework Act on ICT Industry Promotion, Act on Software Industry Promotion, Act on Digital Contents Industry Promotion, Act on Copyright and Neighboring Rights and Act on Intellectual Property Rights in the area of ICT industry development. Privacy Act, Data Protection Act, Act on Protection of ICT Infrastructure and Cybercrime Prevention Act in the area of adverse effect prevention. © Copyrights 2014, National IT Industry Promotion Agency 309 / 328 [Figure V.6-1] e-Government Legal Framework and Recommended Acts The recommended legal framework also considers vertical hierarchy of laws related to ICT and e-Government. Framework Act on National Informatization provides legal base for Framework Act on e-Government, Framework Act on ICT Industry Promotion and acts to prevent adverse effect along with advancement of ICT and information society. Out of recommended essential acts and ordinances, key contents for major acts are also suggested in details. 6.2. Framework Act on National Informatization Honduras is currently in a phase where an enactment of a framework act on national informatization has to be conducted over others. The framework act determines a direction of policy in certain fields and plans to systemize the related policies. In the case of Korea, the process of the national informatization started in full scale via an enactment of a Framework Act on Informatization Promotion in 1995, which was amended in 2009 with new name. This act provides not only the ground-work for national informatization but also offers various policy-oriented tools. Efforts should be made to comply with the purposes and basic idea of this Act in enacting or amending other Acts concerning the promotion of national informatization. Unless otherwise specifically provided for in other Acts, the promotion of national informatization should be governed by this Act. © Copyrights 2014, National IT Industry Promotion Agency 310 / 328 6.2.1. Purpose The purpose of this Act is to contribute to the realization of a sustainable knowledge and information based society by advancing ICT infrastructure, and to improve the quality of life for the nation by prescribing matters necessary for the establishment and promotion of the basic direction of national informatization and policies relevant thereto. 6.2.2. Definitions of Terms This act defines terms related with national informatization to clarify the meanings. Some essential terms are exemplified bellow: The term "information" means all types of data or knowledge expressed in codes, letters, voice, sound, image, etc. after being processed by optical or electronic means for a specific purpose. The term "informatization" means the making of activities in each sector of society possible, or facilitating the efficiency of such activities, by producing, distributing or utilizing information. The term "national informatization" means either the promotion of informatization by national agencies, local governments or public institutions, or support by such through informatization for the efficient conduct of activities in each sector of society. The term "knowledge and information based society" means a society in which knowledge and information creates value in each and every sector including administration, economy, culture, industry, etc., and guides its development through informatization. The term "information and communications" means collecting, processing, storing, retrieving, transmitting, receiving and utilizing information, and equipment, technology, services related thereto, and other series of activities and means for the purpose of promoting informatization. The term "protection of information" means providing for managerial and technical means to prevent any damage, alteration, leakage, etc. of information which could occur in the process of the collection, processing, storage, retrieval, transmission, or reception thereof (hereinafter referred to as "information protection system"). The term "knowledge information resources" means either already digitized data or data deemed necessary to be digitized in respect of art and science, culture, scientific technology, administration, etc. which deserve to be preserved or utilized on a national level. The term "information culture" means the lifestyle of members of society, such as patterns of behavior, sense of values, norms, etc. formed in the course of the utilization of information technology. The term "digital divide" means a situation in which the imbalance in opportunities to access or use information and communication services is created due to social, economic, regional or physical circumstances. © Copyrights 2014, National IT Industry Promotion Agency 311 / 328 The term "information and communications network" means an information and communications system which collects, processes, stores, retrieves, transmits or receives information using either telecommunications facilities and equipment, or utilizing telecommunications facilities and equipment, a computer, or a computer-aided technology. The term "information and communications infrastructure" means an information communications network, and information communications equipment, software, database, etc. used as connected thereto. 6.2.3. Basic Principles and Roles of the State and Local Governments The State and each local government establish and implement policies for the promotion of national informatization based on this act. In the course of promoting national informatization, the State and each local government endeavor to collect various opinions from all levels of society by such means as the development of a cooperative system with the private sector, and develop measures, such as protection of information, protection of personal information, and any other measures, for the prevention of the adverse effects of informatization. The State and each local government take necessary measures for the nation’s universal enjoyment of the outcomes of national informatization and endeavor to raise the financial resources required for the promotion of established policies. 6.2.4. Establishment of Basic Plans and Implementation Plans for National Informatization This framework will regulate that the Honduran Government should establish a basic plan for national informatization every five years for the efficient and systematic promotion of national informatization. The basic plan may be established by the Minister of General Government Coordination (SCGG) by integrating the sectional plans of the State and local governments. The Digital Government Unit may provide guidelines for preparation of the sectional plans of the State and local governments. The basic plan contains the following matters: Basic direction of national informatization policies and the mid-to-long term development direction Informatization of public sectors, such as administration, health, social welfare, education, culture, environment, science, technology, etc. Community informatization Support for the informatization of private sectors, such as industry, finance, etc. Protection of information for each sector Advancement of information culture and narrowing of the digital divide Protection of personal information, the establishment of sound information and communications ethics, the protection of the rights and interests of users, and the protection of intellectual property Joint utilization and standardization of information Improvements to Acts and subordinate statutes and institutions related to national informatization © Copyrights 2014, National IT Industry Promotion Agency 312 / 328 Facilitation of international cooperation related to national informatization Raising and management of financial resources related to national informatization Other matters necessary for the promotion of national informatization. The heads of central administrative institutions and the heads of local governments establish and implement an implementation plan for national informatization every year in accordance with the basic plan. In addition, they submit a performance record of the implementation plan of the previous year and an implementation plan for the coming year to the SCGG for its deliberation. 6.2.5. Chief Information Officer (CIO) The head of a national institution or a local government may designate a Chief Information Officer who exercises overall control over the efficient establishment and implementation of national informatization policies and coordination, etc. of national informatization projects under the control of the relevant institution. Each CIO may take charge of the following matters in respect to the affairs of the relevant institution: Overall coordination, support and evaluation of national informatization projects Integration and coordination of national informatization polices with any other policies, plans, etc. of the institution Support for administrative work using information technology Overall coordination in the collection, distribution, use, etc. of information resources, the systematic management, and the establishment of plans to jointly utilize information Advancement of information culture and narrowing of the digital divide Education on informatization 6.2.6. Consultative Council of CIO A central administrative institution and a local government may organize and operate a Consultative Council of CIO for the efficient promotion of informatization, exchange of necessary information, and consultation, etc. of relevant policies. The Consultative Council consults on the following matters: Matters pertaining to the establishment and implementation of polices on egovernment Matters pertaining to the common use of administrative information Matters pertaining to an information technology architecture Matters pertaining to the systematic management and standardization of information resources Matters pertaining to the promotion of e-government projects, community informatization projects, advancement of information culture and narrowing of the digital divide in which various national institutions and local governments are involved © Copyrights 2014, National IT Industry Promotion Agency 313 / 328 6.2.7. National Information Society Agency National Information Society Agency can be established to support the development of policies related to the promotion of national informatization, the creation of sound information culture, and the narrowing of the digital divide. The National Information Society Agency can carry out the following projects: Specialized technical support required for the establishment and implementation of basic plans and implementation plans Support for the management and operation of an information communications network Support for the construction, operation and standardization of a system for the efficient distribution and common use of essential information retained by national agencies Support for management of information resources Support for promotion and evaluation of informatization projects Facilitation of the use of new information communications technology and specialized technical support Support for the advancement of information culture and status survey, prevention, and treatment of Internet addiction Support for narrowing the digital divide Education and public relations for establishing sound information culture and narrowing the digital divide Trend analysis, future forecast, survey and research of laws and institutions for supporting the development of policies related to national informatization, information culture and narrowing of the digital divide International cooperation and public relations related to national informatization, information culture and narrowing of the digital divide 6.3. Framework Act on Electronic Government Major contents of the e-Government Act of Korea are suggested as a reference for legislating Framework Act on e-Government of Honduras. The law regulates basic principle, procedures for promoting electronic process to realize efficient e-Government, to increase productivity and transparency in public administration, and finally to improve the quality of the nations. Public administrative institutions need to obligate the law and cooperate to accomplish the requirement. The public officials need to have abilities for using ICT and dealing with necessaries for the electronic administration. 6.3.1. Purpose The purpose of this Act is to facilitate the efficient realization of e-government, enhance productivity, transparency and democracy in the public administration, and improve the quality of life for citizens by providing for fundamental principles, procedures, methods of promotion, and other relevant matters for the electronic processing of administrative affairs. 6.3.2. Definitions Following terms related to e-government can be used for this act. © Copyrights 2014, National IT Industry Promotion Agency 314 / 328 The term "electronic government" means a government that efficiently performs administrative affairs between administrative agencies and public institutions or for citizens by digitalizing administrative affairs of administrative agencies, etc. using information technology. The term "electronic government service" means any administrative service rendered by administrative agencies, etc. to other administrative agencies, etc. and citizens, enterprises, etc. through access to electronic government. The term "administrative information" means data prepared or acquired and managed by administrative agencies, etc. within the extent of their duties, which have been processed by digital means to be expressed in codes, letters, voice, sound, images, or any other mode. The term "electronic document" means standardized information prepared and transmitted, received or stored in digital format by devices capable of processing information, such as computers. The term "digitized document" means a document converted from a paper or any other nonelectronic version to a format that can be processed by an information system. The term "information technology architecture" means a systematic framework drawn from the comprehensive analysis of the components of an entire organization, including its work scope, applications, data, technologies, and security, conducted on the basis of specific guidelines and processes, and methodologies for optimizing the components through informatization, etc. based on such framework. The term "information system" means a systematic network of devices and softwares for collecting, processing, storing, searching, transmitting, receiving, or using information. The term "surveillance of information system" means the comprehensive monitoring of matters regarding the construction, operation, etc. of the information system and fixing its problems from the third-person point of view by a person independent of the interests of the person awarding the surveillance contract and the person subject to surveillance, with the aim of improving efficacy and ensuring safety of the information system. 6.3.3. Duties of Public Institutions and Public Officials This e-Government Act may obligate that the head of each administrative agency and public institution should implement this Act and improve related systems with the aims of facilitating the realization of e-government and improving the quality of life for citizens and should actively cooperate in interlinking information and communications networks and sharing administrative information. In addition, public officials and employees of public institutions should be capable of utilizing information technologies necessary for the electronic processing of their work and give consideration for citizens' convenience in preference to the convenience of the relevant agencies in electronically processing their work. © Copyrights 2014, National IT Industry Promotion Agency 315 / 328 6.3.4. Principles of e-Government Each public administrative institution should preferentially consider the following matters, among other things, in materializing, operating and developing e-government, and take measures necessary therefor: Digitizing public services and improving citizens' convenience Innovating administrative affairs and improving their productivity and efficacy Ensuring the security and reliability of information systems Protecting personal information and privacy Expanding disclosure and sharing of administrative information Preventing duplicative investment and improving interoperability Moreover, each public administrative agency should promote the realization, operation and development of electronic government, based on information technology architecture. They should not require civil petitioners to submit matters that can be electronically verified from the sharing of administrative information between the agencies. No personal information maintained and managed by administrative agencies should be used against the wishes of the relevant person, unless otherwise provided for in other Acts or subordinate statutes. 6.3.5. Establishment of Medium and Long-Term Master Plan The head of each central institution responsible for administrative affairs should establish a medium and long-term master plan for e-government including the following matters to realize, operate and develop e-government: Facilitating the delivery and utilization of e-government services Managing administrative affairs through electronic access Expanding the sharing of administrative information and securing safety Introducing and using an information technology architecture Managing information resources in an efficient manner Standardizing e-government and expanding services based on the sharing of administrative information Promoting e-government projects and local informatization projects, and managing the outcomes thereof Other matters necessary for the realization, operation and development of egovernment, such as international cooperation on e-government When the head of each related central administrative agency intends to establish and execute an implementation plan for national informatization pursuant to the Framework Act on National Informatization, a medium and long-term master plan for e-government should be taken into consideration. 6.3.6. Provision and Utilization of e-Government Services The head of an administrative agency may allow citizens to file, report, or submit a civil application or petition by an e-document. In order for civil petitioners to have their civil petitions processed without necessarily appearing in person at the relevant agency, the head of each administrative agency should take measures, such as the improvement of relevant Acts and subordinate statutes and the establishment of facilities and systems as necessary. The head of an administrative institution may open and operate a window for electronic civil © Copyrights 2014, National IT Industry Promotion Agency 316 / 328 petitions on the Internet to implement a system for processing civil petitions without appearance. To increase user involvement, this act may include a regulation saying that when the head of each administrative agency provides e-government services, he/she should guarantee opportunities for their users to participate in the relevant process and express various opinions by means, such as discussions, recommendations and policy suggestions, and should actively reflect such recommendations, policy suggestions, etc. in the process of amending relevant Acts and subordinate statutes and systems, improving the e-government services. 6.3.7. Electronic Administrative Management Documents of each administrative institution should be prepared, dispatched, received, stored, preserved, and utilized basically in the form of an electronic document. Any private individual, corporation, or organization seeking to transmit to an administrative institution an electronic document that requires verification of the identity of the transmitter should transmit it with an authenticated digital signature or by electronic means recognized by other Acts and subordinate statutes as means that may be used for the verification of the identity of a person. Each electronic document prepared by an administrative agency should bear an administrative digital signature. The head of an administrative institution may establish and operate an electronic processing system for utilizing matters recognized as considerably valuable as data for judgment in making decisions on important policies thereof, out of administrative information relevant to work under jurisdiction, personal experiences, practical knowledge and techniques produced and circulated within the agency. Each administrative institution should minimize the preparation, receipt, circulation, and storage of paper documents by digitalizing administrative affairs and civil petitions, sharing administrative information with other agencies, or by other means, and should establish plans to continuously reduce paper documents in the relevant agency. The head of each administrative agency should revise its methods of working in the relevant agency in a manner that minimizes unnecessary printing of paper documents in the process of preparing documents and reporting. 6.3.8. Sharing Administrative Information The public institutions should share administrative information collected and held by them with other administrative agencies requiring such information and should not endeavor to separately gather identical information where they can be provided with reliable administrative information from other administrative agencies. In order to ensure the effective sharing of administrative information, the Minister of SCGG may have an Administrative Information-Sharing Center under the jurisdiction to implement policies necessary to share administrative information. Administrative information that can be shared through the Sharing Center can be as follows: administrative information necessary to process civil petitions; administrative information for © Copyrights 2014, National IT Industry Promotion Agency 317 / 328 reference in carrying out administrative affairs, such as statistical information, bibliographic information, and policy information; and administrative information recognized by an administrative agency as essential to carry out its official duties prescribed by any Act and subordinate statutes, etc. Any institution intending to use administrative information through the Sharing Center should apply for the sharing of administrative information to the Minister of SCGG by specifying the administrative information to be subject to sharing and the scope thereof, the purpose and method of sharing, the agency in possession of such administrative information. When any user agency shares administrative information containing personal information through the Sharing Center, it should obtain the prior consent of the owner of the said information so that he/she is aware of the following matters: the purpose of sharing the information; the administrative information subject to sharing and the scope of sharing; and the name of the user agency sharing the information. 6.3.9. Operational Basis for e-Government The Minister of SCGG should formulate a master plan to systematically introduce and disseminate an information technology architecture in consultation with the heads of related administrative institutions. When the head of each administrative institution introduces information and communications technologies to any work under jurisdiction, they should re-design its pre-existing organization, placement of manpower and work processes in a manner compatible with the implementation of the information and communications technologies. When the head of an administrative institution intends to undertake a project to build an information system, they should conduct technical evaluations for each of the following in accordance with the guidelines before confirming the project plan: interoperability of the information system; information sharing; efficiency of the information system; technical convenience in accessing information; and technical suitability for establishment and operation of the information system. 6.4. Framework Act on ICT Industry Promotion Legislation of Framework Act on ICT Industry Promotion allows implementing more effective ICT industry promotion policies and preparing a basis to establish and enforcement ICT industry promotion plan and create ICT industry promotion fund, which strengthen national competitiveness and contribute to national economic development of Honduras. 6.4.1. Purpose The purpose of this Act is to enhance the competitiveness of the information and communications technology industry and consequently contribute to the growth of the national economy by establishing the foundation for the promotion of the information and communications technology industry. © Copyrights 2014, National IT Industry Promotion Agency 318 / 328 6.4.2. Definitions The definitions of terms used in this Act can be as follows: The term "information and communications" means a series of activities and means for the promotion of informatization, including apparatuses, technologies, and services for collecting, processing, storing, searching, transmitting, receiving, and utilizing information. The term "information and communications technology industry" means any of the following industries that develop, manufacture, produce, or distribute products for information and communications: Industries related to computers and apparatuses for information and communications The software industry Industries related to electronic commerce Industries related to information and communications The e-learning industry Industries related to protection of information The term "information and communications enterprise" means an enterprise that engages in business of developing, manufacturing, producing, or distributing products for information and communications or in business of providing a service related to information and communications. The term "information and communications network" means an information and communications system for collecting, processing, storing, searching, transmitting, or receiving information by using telecommunications systems. 6.4.3. Duties of State and Local Governments The State should establish and implement a comprehensive policy necessary for the promotion of the information and communications technology industry and prepare a plan for securing financial resources therefor. Local governments should, respectively, prepare a policy necessary for promotion of the information and communications technology industry based on information and communications technology, taking into consideration the State's policy and local specificities. 6.4.4. ICT Industry Promotion Plan The Minister of SCGG should establish and implement a plan for the promotion of information and communications technology industry, which may include the following matters, to set the goals and direction of medium- and long-term plans for the promotion of the information and communications technology industry: Matters concerning the basic direction of the policy on the promotion of information and communications technology industry Matters concerning the policy on the promotion of the information and communications technology industry for each segment of business © Copyrights 2014, National IT Industry Promotion Agency 319 / 328 Matters concerning the promotion of development, diffusion, proliferation, and utilization of information and communications technology Matters concerning the promotion of standardization of information and communications and the accreditation Matters concerning the training of professional human resources for information and communications technology and information and communications technology industry Matters concerning support for startup and growth of information and communications enterprises Matters concerning the stimulation of supply of funds to information and communications enterprises Matters concerning the support of information and communications technology industry for international cooperation and entering into overseas markets Other matters necessary for the promotion of the information and communications technology industry. In addition, an implementation plan for the promotion of information and communications technology should be established and implemented, which may include the following matters, in accordance with the promotion plan for the promotion of information and communications technology: Matters concerning research on the level of information and communications technology and evaluation and utilization of developed information and communications technology Matters concerning smooth distribution of information related to information and communications technology Matters concerning facilitation of research and development of information and communications technology and combination and fusion with other technologies Matters concerning cooperation, guidance, and transfer of information and communications technology Matters concerning facilitation of cooperation between industrial and academic circles for information and communications technology Matters concerning training of professional human resources and supply of, and demand for, such human resources Matters concerning standardization of information and communications technology and adoption of new information and communications technology Matters concerning fostering of institutes or organizations specializing in research on information and communications technology Matters concerning international cooperation in information and communications technology Other matters necessary for the promotion of information and communications technology 6.4.5. ICT Standardization The Minister of SCGG should prepare a policy necessary for the following matters in order to promote the information and communications technology industry: Standardization of information and communications technology Standardization of products for information and communications Standardization of information and communications networks © Copyrights 2014, National IT Industry Promotion Agency 320 / 328 Standardization of services for information and communications Standardization for sharing information Other matters necessary for the standardization of information and communications 6.4.6. Establishing Foundation for ICT Industry Promotion The Minister of SCGG should prepare a policy on the following matters necessary for fostering professional human resources, required for promotion of information and communications technology industry: Research on the actual demand for professional human resources and forecast for the medium- and long-term supply of, and demand for, such human resources Establishment and support of training institutes for professional human resources Support for development and distribution of educational programs for fostering professional human resources Support for the firm settlement of qualification systems for information and communication technology and the supply of, and demand for, professional human resources Support of educational programs conducted by schools at different levels and other educational institutes on information and communication technology and information and communications technology industry Other matters necessary for fostering professional human resources The Minister of SCGG may subsidize expenses incurred by any institution or organization related to information communication technology or information and communications technology industry for carrying out any of the following affairs: Surveys and statistics related to information communication technology or the information and communications technology industry Development of information and communications technology Fostering professional human resources Surveys and research on policies related to information and communications technology or information and communications technology industry Research, development, and diffusion of standards for information and communications Support for the development of information content distributable through information and communications networks Supply of various kinds of related data on information communication technology or information communication industry and establishment of information distribution systems Overseas cooperation related to information and communications technology or information and communications technology industry Support for startup, legal affairs, accounting, business management of information and communications enterprises Improvement of the structure of distribution of information and communications technology for information and communications and facilitation of the diffusion thereof Other matters necessary for laying the foundation for information and communications technology industry. © Copyrights 2014, National IT Industry Promotion Agency 321 / 328 6.4.7. Information Technology Promotion Agency An Information Technology Industry Promotion Agency can be established in order to efficiently support information and communications technology industry. This agency may carry out the following business activities: Support for research on, and establishment of, policies on information and communications technology industry Fostering professional human resources Projects for laying the foundation, such as fostering and development of, and supportive facilities for, information and communications technology industry Support for the startup and growth of information and communications technology industry Support for stimulation of, and marketing activities for, distribution markets for development of information and communications technology industry Activities for analysis of movements in information and communications technology industry, preparation of statistics, distribution of information, and services Activities for fusion and utilization of information and communications technology Support for international exchanges and cooperation in connection with information and communications technology industry and entering into overseas markets Publication and public relations activities for the information and communications technology industry Surveys and research on policies and systems for promotion of technology for software Activities necessary for improvement of software business operators' competence in quality management and expertise Accreditation of excellent business operators of electronic commerce Activities for research, development, diffusion, and international standardization of standards on e-commerce Technical support for protection of electronic documents in archives of officially authenticated electronic documents Development of technology necessary for development of the e-learning industry 6.4.8. Fund for ICT Industry Promotion The Honduran Government can establish a fund for promotion of information and communications in order to support the promotion of information and communications. The Fund can be raised from the following sources: contributions and loans from the Government, charges, earnings from the operation of the Fund and borrowings and other revenue. The Fund should be used for any of the following projects and activities carried out in accordance with the promotion plan: Projects for research on, and development of, information and communications Projects for development, establishment, and diffusion of standards for information and communications Projects for fostering human resources for information and communications Projects for laying the foundation for information and communications technology industry © Copyrights 2014, National IT Industry Promotion Agency 322 / 328 6.5. Privacy Act As developing information society, collection and utilization of personal information will be prevalent all over the country and the economic value of personal information will be increased. For this reason a proper principle of personal information protection is required. 6.5.1. Purpose The purpose of this Act is to prescribe matters concerning the management of personal information in order to protect the rights and interests of all citizens and further realize the dignity and value of each individual by protecting personal privacy from collection, leakage, misuse and abuse of individual information. 6.5.2. Definitions The terms that can be used in this Act are defined as follows: The term "personal information" means information that pertains to a living person, including the full name, resident registration number, images, etc., by which the individual in question can be identified, (including information by which the individual in question cannot be identified but can be identified through simple combination with other information). The term "management" means to collect, create, record, save, hold, process, edit, search, output, correct, recover, use, provide, disclose, destroy personal information, and other acts similar thereto. The term "subject of information" means a person who can be identified by the managed information and therefore is the subject of the given piece of information. The term "personal information file" means an aggregate of personal information systematically arranged or organized according to a specific rule in order for the personal information to be readily retrievable. The term "personal information manager" means a public institution, corporate body, organization, individual, etc. who manages personal information directly or via another person to administer personal information files as part of their duties. 6.5.3. Principles for Protecting Personal Information This act includes the principles for protecting personal information that a personal information manager should obey. A personal information manager should 1) make clear the purpose of managing personal information, collect personal information lawfully and legitimately, and limit the collection to the minimum extent necessary to achieve such purpose; 2) manage personal information within the appropriate extent necessary for achieving the purpose of managing the personal information, and not use it for the purposes other than intended ones; 3) guarantee that personal information is kept accurate, complete and up-to-date to the extent necessary for the purpose of managing the personal information; 4) manage personal information safely, in © Copyrights 2014, National IT Industry Promotion Agency 323 / 328 consideration of the risk that the rights of a subject of information may be infringed on and the level of accompanying risks depending on the management methods, kinds, etc. of personal information; 5) disclose to the general public matters concerning the management of personal information, including, but not limited to, personal information management policies, and guarantee the rights of a subject of information such as the right, etc. to request an inspection; 6) manage personal information in such a manner that the privacy infringement of a subject of information is minimized; 7) ensure that personal information is managed anonymously whenever such management is possible; and 8) endeavor to gain the trust of a subject of information by fulfilling his/her responsibilities and obligations conferred or imposed by or under this Act, relevant Acts and subordinate statutes. 6.5.4. Responsibilities of State and Local Governments The State and a local government should devise policy measures to prevent any harmful effect from collecting personal information for any purpose other than the intended purpose, misusing, abusing, or excessively monitoring and tracking personal information, thereby protecting human dignity and personal privacy. They should establish necessary policy measures, including but not limited to the improvement of Acts and subordinate statutes, in order to protect the rights of a subject of information. The State and a local government should respect, facilitate and support personal information protection activities that are voluntarily performed by personal information managers in order to improve irrational social practices in the management of personal information. Where the State and a local government enact or amend Acts, subordinate statutes or municipal ordinances, they should do so in compliance with the purpose of this Act. 6.5.5. Basic Plans In order to protect personal information and guarantee the rights and interests of a subject of information, the Honduran government should prepare a basic plan for protection of personal information through consultation with the heads of relevant central administrative institutions. The basic plan may include following matters: Basic objective and implementation direction-setting in the protection of personal information Improving systems, Acts and subordinate statutes related to the protection of personal information Measures for preventing the infringement of personal information Vitalizing autonomous regulation over the protection of personal information Vitalizing education and public relations concerning the protection of personal information Fostering experts in the protection of personal information Other necessary matters for the protection of personal information 6.5.6. Management of Personal Information This act regulates purpose, scope and restriction of collection, use, and provision of personal information. When personal information becomes unnecessary as its holding period expires, its management purpose is achieved and by any other ground, a personal information © Copyrights 2014, National IT Industry Promotion Agency 324 / 328 manager should destroy the personal information without delay. In addition, they should establish an internal administration plan, keep access records, and take technical, administrative and physical measures necessary for securing safety, in order to prevent personal information from loss, theft, leakage, alteration or damage. © Copyrights 2014, National IT Industry Promotion Agency 325 / 328 VI. Conclusion In line with government reform and improvement of legal and institutional framework, Honduras government expresses strong willingness and commitment to transform government toward digital government and provide efficient government administrative services to citizens. This government transformation makes major contribution to achieve Country Vision and National Plan with providing better foundation for an educated and healthy Honduras, increasing national security, creating opportunities and decent jobs, and earning trust from citizens, businesses and foreign governments based on transparent and competitive State. Now, it is time for government to take actions and make things done in order to deliver visible outcomes and realize benefits which citizens and businesses actually experience. Once citizens as well as government officials experience benefits with using ICT, it will accelerate transformation of government toward digital government and Honduras beyond information society. e-Government Master Plan for Honduras ensures successful transformation of Honduras as well as government with using ICT. In order to execute recommends in e-Government Master Plan, one of the most important consideration is to secure sustainability in various perspectives. Planning should be developed aligned with Country Vision and National Plan and continuously evaluated and revised. Execution of plan should be properly managed and benefits from this execution should be monitored to ensure expected benefits are actually realized and reached to citizens, businesses and government officials. Government should commit for sustainability of transformation toward digital government based on legal and institutional framework. © Copyrights 2014, National IT Industry Promotion Agency 326 / 328 Reference English ▪ Annual Report 2013-Honduras, UNICEF ▪ Doing Business Report 2014 Honduras, The World Bank ▪ E-Government of Korea Best Practices, MOSPA ▪ E-government Survey 2014, UN ▪ Feasibility Study and Research for the Implementation of the Honduras National ICT Master Plan, 2013, Ministry of Strategy and Finance, Republic of Korea ▪ Global Peace Index 2014, Institute for Economics & Peace ▪ Honduras National ICT Master Plan, 2012, Secretariat of Strategy and Finance ▪ Human Development Report 2014, UNDP ▪ Informatization White Paper, 2010, Republic of Korea ▪ Korea's e-Government Completion of e-Government Framework, Special Committee for e-Government ▪ Master Plan for the Next Generation e-Government in Korea, 2007, Ministry of Government Administration and Home Affairs ▪ The Global Competitiveness Report 2013-2014, World Economic Forum ▪ The Global Information Technology Report 2013, World Economic Forum ▪ The Global Information Technology Report 2014, World Economic Forum Spanish ▪ Agenda Digital Honduras 2014-2018, SEPLAN ▪ Documento Conpes 3072 (Agenda de Conectividad), 2000, Ministerio de Comunicaciones de Colombia ▪ Estrategia Digital Nacional, 2013, Mexico ▪ Normativa del Gobierno Electrónico en Colombia, 2011, Ministerio de Tecnologías de la Información y las Comunicaciones de Colombia ▪ Plan Nacional de Desarrollo 2001-2006, Mexico ▪ Plan Nacional de Desarrollo 2007-2012, Mexico ▪ Plan Nacional de Desarrollo 2010-2014, Colombia ▪ Plan Nacional de Desarrollo 2013-2018, Mexico ▪ Plan Nacional de Tecnologías de la Información y las Comunicaciones, 2008, Ministerio de Comunicaciones de Colombia ▪ República de Honduras Visión de País 2010-2038 y Plan de Nación 2010-2022 ▪ Sistema de Gobierno Digital, 2008, Mexico Korean ▪ ▪ ▪ ▪ Electronic Government White Paper 2008-2012, MOSPA, NIA Informatization White Paper, 2007, Republic of Korea Informatization White Paper, 2008, Republic of Korea Informatization White Paper, 2013, Republic of Korea Website ▪ Central Bank of Honduras (http://www.bch.hn) ▪ Colombia Digital Live (http://www.mintic.gov.co/portal/vivedigital/612/w3propertyvalue-6106.html) © Copyrights 2014, National IT Industry Promotion Agency 327 / 328 ▪ ▪ ▪ ▪ ▪ ▪ ▪ ▪ ▪ ▪ ▪ ▪ Country Profile (https://www.cia.gov/library/publications/the-worldfactbook/geos/ho.html) Honduras Overview (http://www.worldbank.org/en/country/honduras/overview) Interministerial Commission of E-Government of Mexico (http://cidge.gob.mx/) Korea Legislation Research Institute (http://elaw.klri.re.kr/eng_service/main.do) Moodys (https://www.moodys.com/research/Moodys-downgrades-Hondurassovereign-rating-to-B3-from-B2-and--PR_292866) National Information Society Agency (http://egov.nia.or.kr/homepage/hp_gov_ele.jsp?leftTopValue=1) National Institute of Statistics (http://www.ine.gob.hn/) Secretariat of General Government Coordination (http://www.scgg.gob.hn/) The World Fackbook (https://www.cia.gov/library/publications/the-worldfactbook/geos/ho.html) UN Data (http://www.hn.undp.org/content/honduras/es/home/countryinfo/) UNDP Honduras (http://www.hn.undp.org/content/honduras/es/home/countryinfo/) Vision of Country (http://plandenacion.hn/) ▪ © Copyrights 2014, National IT Industry Promotion Agency 328 / 328